Professional Documents
Culture Documents
• Conventions;
• Protocols;
• Amendments;
• Recommendations, Codes and
Guidelines; and
• Resolutions.
* Amendments, guidelines and
other measures are promulgated by
the main committees
(including the MSC and MEPC) by
means of circulars, e.g. MSC/Circ.
666: Loading and unloading of bulk
cargoes.
Conventions
- are multilateral treaty documents.
- are the chief instruments of IMO,
being binding legal instruments
regulating some aspect of maritime affairs of
major concern to IMO, e.g. safety of life at sea
or marine pollution.
- are identified by a name and the year
of adoption by the Assembly,
e.g. the “International Convention on the
Safety of Life at Sea, 1974”.
- may have detailed technical provisions
attached in annexes,
e.g. the six annexes to the MARPOL Convention,
each dealing with a different aspect of marine
pollution.
- may also have detailed technical provisions in
an associated code,
e.g. the LSA Code, which contains technical
provisions of equipment required under the
provisions of SOLAS.
- are commonly referred to by a single-word
code-name,
e.g. “COLREG”, more correctly called “COLREG
1972” to indicate the year of adoption
A Member State which ratifies or accedes
to an IMO convention is obliged to give
effect to it by making its requirements
part of its national law.
Ratification involves a dual obligation for
a Member State;
a formal commitment to apply the provisions
of the convention, and
an indication of willingness to accept a
measure of international supervision.
Protocols
- are important treaty instruments
made when major amendments
are required to be made to a
convention which,
although already adopted, has not yet
entered into force.
* The SOLAS Convention, 1974 has been
amended twice by means of protocols:
by the 1978 SOLAS Protocol (which entered
into force on 1 May 1981) and
by the 1988 SOLAS Protocol (which entered
into force on 3 February 2000 and replaced
and abrogated the 1978 Protocol as between
Parties to the 1988 Protocol).
The combined instruments, formerly
known as SOLAS 74/78, are now
collectively called SOLAS 74/88.
* The MARPOL Convention, 1973 has also been
amended by means of protocols.
The 1978 MARPOL Protocol made major
changes to MARPOL in the wake of several large-
scale pollution incidents in the 1970s, even
though the 1973 Convention had not yet come
into force;
it also absorbed the parent Convention and
ensured that the combined Convention/Protocol
instrument (called MARPOL 73/78) would enter
into force at an earlier date than the parent
Convention would have done alone. (MARPOL
73/78 came into force on 2 October 1983.)
The 1997 MARPOL Protocol (containing
Annex VI – Regulations for the Prevention
of Air Pollution from Ships)
was adopted on 26 September 1997 and
will enter into force 12 months after being
accepted by at least 15 States with not
less than 50% of world merchant shipping
tonnage. (After that date MARPOL 73/78
may be referred to as MARPOL 73/78/97.)
* The International Convention on
Load Lines, 1966 (LL 66) has been
amended by a 1988 Protocol (which
entered into force on 3 February
2000) and may now be referred to
as LL 66/88.