Professional Documents
Culture Documents
Roles and
Responsibilities
Objectives
Clearly
Overview
Issues
Compliance
Audit findings
Inefficiencies
Sponsored Projects Training
Program
Overview
Solution
Roles
Principal Investigator (PI)
Department Head/Chair
Dean
Business Unit Administrator
VP for Research and Dean of
Graduate College
VP for Finance and Administration
Office of Sponsored Programs, PreAward Services (PAS)
Grant and Contract Administrative
Services (GCA)
Sponsored Projects Training
Program
Principal Investigator
Defined
Must
participate to a significant
intellectual degree in sponsored
project
Bears primary responsibility for
all essential aspects of work
being carried out
May delegate tasks to business
and support staff; but ultimately
responsible for project
Sponsored Projects Training
Program
PI Responsibilities
Programmatic
Responsibilities
PI Responsibilities
Compliance
Responsibilities
PI Responsibilities
Administrative/fiscal
responsibilities
10
Department Head
Responsibilities
Responsibilities
11
Department Head
Responsibilities
Responsibilities
(cont.)
12
Department Head
Responsibilities
Responsibilities
(cont.)
13
Dean Defined
Deans
accountability for
management of resources
Sponsored Projects Training
Program
14
Dean Responsibilities
Responsibilities
15
Deans Responsibilities
Responsibilities
(cont.)
16
financial, human
resource, reporting and other
administrative support services
for Principal Investigators
Has a general understanding of:
Federal and other sponsor policies
and regulations
University policies and procedures
College guidelines as they pertain to
University grants and contracts
Sponsored Projects Training
Program
17
Responsibilities
18
Responsibilities (cont.)
19
(cont.)
20
(cont.)
21
chief official
responsible for direction,
guidance, and support of the
Universitys research mission
22
VP for Research
Responsibilities
Responsibilities
23
chief official
responsible for the financial
position and transactions of the
University
Oversees accounting and internal
controls for all departments of
the University
24
VP for Finance
Responsibilities
Responsibilities
25
Pre-Award Services
Defined
26
Pre-Award Services
Responsibilities
Responsibilities
27
Pre-Award Services
Responsibilities
Responsibilities
(cont.)
28
Pre-Award Services
Responsibilities
Responsibilities
(cont.)
29
system
Performs all invoicing for awards
Monitors activities to ensure compliance
with appropriate federal, sponsor, and
University regulations and policies
Provides guidance to the University
research community on these issues
Coordinates sponsored project audit
activities
Sponsored Projects Training
Program
30
GCA Responsibilities
Responsibilities
31
GCA Responsibilities
Responsibilities
(cont.)
32
GCA Responsibilities
Responsibilities
(cont.)
33
Additional Resources
Roles
and Responsibilities in
Sponsored Projects website:
https://www.uvm.edu/~ospuvm/?Page=roles/de
fault.php
34
Conclusion
Outlined
35
Questions/Contact Info
Deans
Offices
Office
http://www.uvm.edu/~ospuvm/
Main Campus Office & Funding Information,
340 Waterman Building, 6-3360
Health Sciences Office, 231 Rowell Building, 64067
Grant
http://www.uvm.edu/~gcaacct/
223 Waterman Building, 6-1459
36