Types of Mutual funds

 On the basis of Objective:

Equity/Growth Schemes
( Diversified, Sector & Index Fund)
 Tax Saving Fund
 Debt/Income Fund
 Gilt Funds
 Balanced Funds
Types of Mutual funds
 On the Basis of Flexibility
 Open Ended Funds
 Close Ended Funds
Different Investment
Options
 Growth Plan (G)
 Dividend Plan (DP)
 Dividend Reinvestment Plan (DR)
Rights Available to the
mutual fund Holder In
India
 Receive Unit certificates or
statements of accounts confirming
your title within 6 weeks from the
date your request for a unit.
 Receive information about the
investment policies, investment
objectives, financial position and
general affairs of the scheme.
Rights Available to the
mutual fund Holder In
India
 Receive dividend within 42 days of their
declaration and receive the redemption or
repurchase proceeds within 10 days from the
date of redemption or repurchase.
 The trustees shall be bound to make such
disclosures to the unit holders as are essential
in order to keep them informed about any
information, which may have an adverse
bearing on their investments.
Rights Available to the
mutual fund Holder In
India
 75% of the unit holders with the prior
approval of SEBI can terminate the AMC
of the fund.
 75% of the unit holders can pass a
resolution to wind-up the scheme.
 An investor can send complaints to
SEBI, who will take up the matter with
the concerned Mutual Funds and follow
up with them till they are resolved.
Fund Offer document
 Investment objectives
 Risk factors and special considerations
 Summary of expenses
 Constitution of the fund
 Guidelines on how to invest
 Organization and capital structure
 Tax provisions related to transactions
 Financial information
Active Fund
Management
 Growth Investing Style:
Objective of equity investment is
to obtain capital appreciation.
 Value investment Style
 Passive Fund
Management
 GROSS FUND MOBILISATION (RS. CRORES)
FROM TO UTI PUBLIC PRIVATE TOTAL
SECTOR SECTOR

01-April-98 31-March-99 11,679 1,732 7,966 21,377

01-April-99 31-March-00 13,536 4,039 42,173 59,748

01-April-00 31-March-01 12,413 6,192 74,352 92,957

01-April-01 31-March-02 4,643 13,613 1,46,267 1,64,523

01-April-02 31-Jan-03 5,505 22,923 2,20,551 2,48,979

01-Feb.-03 31-March-03 * 7,259* 58,435 65,694

01-April-03 31-March-04 - 68,558 5,21,632 5,90,190

01-April-04 31-March-05 - 1,03,246 7,36,416 8,39,662

01-April-05 31-March-06 - 1,83,446 9,14,712 10,98,158