Professional Documents
Culture Documents
(outcome)
There may be multiple SECONDARY
outcomes
Trials are not powered to definitely answer most
ORIGINS
1977 1964
Proposed FDA Regulations covering Declaration of Helsinki
obligations of Sponsors, Monitors
and Clinical Investigators
The Emergence Of ICH
Guidelines
-Candidate Drug
-Trial Sponsor
- CRO/Monitor
- Investigators & Trial Centers
- Trial Subjects : Healthy Volunteers &
Patients
- Biostatisticians
The Investigator’s Obligations
are spread over three phases.
3) Post Trial
Prior To The Trials
- The investigator should be excited about the
study for its scientific merit rather than other
considerations.
- Should ensure that confidentiality should be
maintained.
- Should have sufficient time allocated to involve in
the trials
- Should be familiar with the product and well
acquainted all pre-clinical data & IND dossier.
- Ensure that there are adequate resources
available & allocated.
- Should discuss the Protocol & details of trials
with Sponsor/Monitor.
- Finalize local clearances, IEC, IRB etc as per the
ICH guidelines, Informed Consent Forms .
During The Clinical Studies
- Investigator should prepare a File containing all documents
related to the Trial which should be kept in a secure area
accessible to only him & his staff.
- Patient identification codes & details should be preserved at
least for 15 years and should be destroyed only with prior
permission from the sponsor.
- General medical Care should be provided to all subjects by the
investigator or family physician.
- Ensure strict adherence to randomization, unblinding etc as per
the protocol.
-- Safety & adverse reaction reports to be regularly obtained and
action taken as per protocol to cause no or least damage to
subjects. (ICH 4.11)
-- Ensure proper completion/validation of the Case record Forms..
- Assess causality in terms of ‘not related, unlikely, possible,
probable and most probable’, send reports and take corrective
action.
INVESTIGATOR SOPs
Objectives
Ensuring that the investigator understands the
responsibilities and obligations of the study.
Planning & conducting the study as per the approved
protocols and complying with ICH/GCP guidelines.
Ensuring that the safety & welfare of the subjects are
always the prime concern.
Proper and accurate collection , Documentation &
analysis of Data from the trials.
Cooperate in inspections, monitoring and auditing of
the study by third parties.
Investigators To Be Familiar With Documents Used By
- Ethics Committee.
-GCP Guideline same
-Investigator Brochure and safety Information.
-Trial Protocol.
-Consent Forms & Trial Information Sheets
-Subject Recruitment Procedures.
-Information on payment & remuneration to subjects.
-Any Amendments To The Protocols Or SOPs..
-Any other document required by IEC/IRB.
Pre-clinical Testing
Laboratory and animal testing
Phase 1- 20-80 healthy volunteers used to
determine safety and dosage
Phase 2 - 100-300 patient volunteers used to
look for efficacy (POC) and side effects
Phase 3 - 3,000-5,000 patient volunteers used
to monitor adverse reactions to long-term use
FDA Review/Approval
Diagnostic Test Studies
How well does a test
identify people with the disease?
exclude people without the disease?
Compare test results on people with
the disease with test results on
people without the disease.
Need to know who has the disease.
Diagnostic Test Studies
Two designs
Prospective or cohort design, or cross-
sectional design: take a sample of subject
eligible for the test, test them all and get
true diagnosis on them all.
Retrospective or case-control design: take
a sample with true diagnosis established
as positive and another sample of
controls. We may have negative diagnosis
established on controls and we may not.
Who has the disease?
True diagnosis.
We can never be absolutely sure that the
‘true’ diagnosis is correct.
We decide to accept one method as ‘true’:
call this the gold standard or reference
standard.
Often more invasive than the test, e.g.
histopathology compared to ultrasound
image.
It is always possible that the reference
standard is wrong for some subjects.
Statistics of diagnostic test
studies
Sensitivity
Specificity
Receiver operating characteristic curve
(ROC curve)
Likelihood ratio (LR) for positive test
Likelihood ratio (LR) for negative test
Odds ratio (OR)
Positive predictive value (PPV)
Negative predictive value (NPV)
Statistics of diagnostic test
studies
Example: diabetic eye tests (cross-
sectional)
test = direct opthalmoscopy
reference standard = slit lamp
stereoscopic biomicroscopy
Single sample of subjects all received
reference standard test.
Statistics of diagnostic test
studies
Sensitivity = proportion of reference
positive cases who are positive on
the test = proportion of true cases
that the test finds.
Specificity = proportion of reference
negative cases who are negative on
the test = proportion of true non-
cases that the test finds.
Example: eye disease in
diabetics
Reading medical
articles critically
Getting Ready
Introduce yourself
Why did you choose this paper?
How does it relate to your interests?
Summarize article (briefly!)
Provide context
Critique, question, react
Conclude
Summarize Article
Assume audience read the paper
Do not assume audience understood it
Provide context
When?
Where?
Why?
State authors’ take home messages
Be provocative
Summary
Choose a good article
Introduce yourself
Summarize article
Provide context
Conclude
.
Types of medical
studies.
The evidence pyramid
.
.
.
.
Observational Studies
Cohort
– Question answered: “what will happen?”
– Prospective/forward
– e.g. Framingham study of cardiovascular
disease: Started in 1948, 6000 citizens
participated, followed for 20 years (study in
1970 by Gordon and Kannel)
– Possible uses:
Typical cohort study
Outcome assessment (patient outcomes:
economic, functional, satisfaction, QOL, ..)
Historical Cohort studies/AKA Retrospective cohort:
Relies on prospective records collected (If
accurate) – still forward in time in the past
Cohort Studies
Cohort studies: marching
towards outcomes
The defining characteristic of all cohort studies is that they track people forward in
time from exposure to outcome. Data collection may be prospective or
retrospective. Ex. Contraceptives and DVT.
.
Observational Studies
Case-Control
– Retrospective
– Question answered: “What happened?”
– Matching needed for controls
– Might be difficult to differentiate from
Case Series (Both are after the fact)
Ask if the goal was to describe a
phenomenon, if description is the goal
Case Series
Case Control Studies
Case-control Studies: research in
reverse
“Longitudinal Studies”
Notion of time
Observational Studies
Longitudinal Studies
Experimental Studies
AKA Clinical Trials (Involve
humans)
Easier to identify (usually explicitly
stated in the abstract)
Two main categories of clinical
trials:
1. Controlled trials
2. Uncontrolled trials
.
Experimental Studies
Controlled Trials
Trials with independent Trials with self controls
concurrent controls – Subject to bias
– Double or single blind (Hawthorne effect)
– Best is randomized – Can do crossover study
assignment (with washout period in
– Same point in time between)
– These include: Trials with external control
RCT: – Uses the results of another
– The epitome of all investigator’s research as
research designs a comparison
– Provides the strongest – Historical controls can also
evidence of concluding
causation be used: for disease with
– Best insurance that no cures yet
results are due to the
intervention
Nonrandomized trials:
– Assignment not
randomized
– Opened to biases
.
Randomized Controlled Studies
The Double Blind Method
Experimental Studies
Uncontrolled trials
Investigator’s experience with the
new drug or procedure is described
but not formally compared with
another one
More likely to be used for
interventions that are procedures
rather than drug
Experimental Studies
RCT Non-randomized
.
.
.
Systematic Reviews &Meta-
analyses
.
Study Pyramid
Best
Worst
Classification of types of clinical research
– Expensive
– Long duration
Cohort Studies
Advantages:
– Best for:
Determining status quo of a disease
Prevalence of disease
– Easy to write
– May be extremely useful to
investigators looking for causes of
the observation
Disadvantages:
?
.
? .
.
Article
Types
ORIGINAL RESEARCH
Original Articles are scientific reports of
the results of original clinical research. The
text is limited to 2700 words, with an
abstract, a maximum of 5 tables and
figures (total), and up to 40 references.
Special Articles are scientific reports of
original research in such areas as
economic policy, ethics, law, and health
care delivery. The text is limited to 2700
words, with an abstract, a maximum of 5
tables and figures (total), and up to 40
references
CLINICAL CASES
Brief Reports usually describe one to three patients or a
single family. The text is limited to 2000 words, a
maximum of 3 tables and figures (total), and up to 25
references. They begin with a brief summary of no more
than 100 words.
.
Editorials
Usually provide commentary and
analysis concerning an article in the
issue of the Journal in which they
appear. They may include 1 figure or
table. They are nearly always
solicited, although unsolicited
editorials may occasionally be
considered. Editorials are limited to
1000 words, with up to 15 references
Perspective articles
Cover a wide variety of topics of
current interest in health care,
medicine, and the intersection
between medicine and society.
Perspective articles are limited to
1000 to 1200 words and usually
include one figure. There is a
maximum of 5 references
Sounding Board articles
Are opinion essays. They are similar
to editorials but are not tied to a
particular article. They often present
opinions on health policy issues and
are normally unsolicited. The text is
limited to 2000 words.
Clinical Implications of Basic
Research articles
Discuss single papers from preclinical
journals. The purpose is to explain
the findings and comment on their
possible clinical applications in fewer
than 750 words. There may be 1
figure and up to 4 references.
Special Reports
Aremiscellaneous articles of special
interest to the medical community.
They are limited to 2700 words.
Letters to the Editor
Provide a forum for readers to
comment about articles recently
published in the Journal, and they
are a place to publish concise
articles, such as reports of novel
cases