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=
L H L H
L
R
Q Q Q Q
Q
COP
Heat
Pumps
The objective
of a heat
pump is to
supply heat
Q
H
into the
warmer
space. The work
supplied to a
heat pump is
used to extract
energy from the
cold outdoors
and carry it into
the warm
indoors.
for fixed values of Q
L
and Q
H
Can the value of COP
HP
be lower than unity?
What does COP
HP
=1
represent?
Heat pumps
device that transfer heat from low T to high T.
Objective: to maintain a heated space at
a high T by absorbing heat from low T
source.
COP
HP
= desired output = Q
H
required input W
net,in
can also be expressed as
under the same conditions,
H L L H
H
HP
Q Q Q Q
Q
COP
/ 1
1
=
1 + =
R HP
COP COP
When installed backward,
an air conditioner
functions as a heat pump.
Most heat pumps in operation today have a
seasonally averaged COP of 2 to 3.
Most existing heat pumps use the cold outside air
as the heat source in winter (air-source HP).
In cold climates their efficiency drops considerably
when temperatures are below the freezing point.
In such cases, geothermal (ground-source) HP
that use the ground as the heat source can be
used.
Such heat pumps are more expensive to install,
but they are also more efficient.
Air conditioners are basically refrigerators whose
refrigerated space is a room or a building instead
of the food compartment.
The COP of a refrigerator decreases with
decreasing refrigeration temperature.
Therefore, it is not economical to refrigerate to a
lower temperature than needed.
Energy efficiency rating (EER): The amount of heat removed from the
cooled space in Btus for 1 Wh (watthour) of electricity consumed.
The Second Law of Thermodynamics:
Clasius Statement
It is impossible to construct a device that
operates in a cycle and produces no effect
other than the transfer of heat from a lower-
temperature body to a higher-temperature
body.
It states that a refrigerator cannot operate unless
its compressor is driven by an external power
source, such as an electric motor.
This way, the net effect on the surroundings
involves the consumption of some energy in the
form of work, in addition to the transfer of heat
from a colder body to a warmer one.
To date, no experiment has been conducted that
contradicts the second law, and this should be
taken as sufficient proof of its validity.
A refrigerator that
violates the Clausius
statement of the second
law.
Example 5-51, Cengel
An air conditioner removes heat steadily from a house at rate of 750
kJ/min while drawing electric power at a rate of 6 kW. Determine
(a) The COP of this air conditioner (2) The rate of heat transfer to
the outside air.
Solution:
Assumption: The air conditioner operates steadily.
Example 5-58, Cengel
Determine the COP of a heat pump that supplies energy to a house at
a rate of 8000 kJ/h for each kW of electric power it draws. Also,
determine the rate of energy absorption from the outdoor air.
Solution:
Assumption: The heat pump operates steadily.
PERPETUAL-MOTION MACHINES
A perpetual-motion machine that
violates the first law (PMM1).
A perpetual-motion machine that
violates the second law of
thermodynamics (PMM2).
Perpetual-motion machine: Any device that violates the first or the second
law.
A device that violates the first law (by creating energy) is called a PMM1.
A device that violates the second law is called a PMM2.
Despite numerous attempts, no perpetual-motion machine is known to have
worked. If something sounds too good to be true, it probably is.
5-4 Perpetual-motion machines
A process cannot take place unless its satisfies both 1st & 2nd law of
thermodynamics.
Any device that violates either law is called perpetual-motion
machine
device violates the 1st law, it is a perpetual-motion machine of the 1st
kind (PMM1)
device violates the 2nd law, it is a ..of the 2nd kind (PMM2)
Reversible processes A reversible process is a quasi-
equilibrium, or quasistatic process with a
more restrictive requirement.
Internally reversible quasiequilibrium process, which once
having taken place, can be reversed & in
doing so leave no change in the system.
This says nothing about what happens to
the surroundings about the system.
Totally or externally quasiequilibrium process, which once
reversible process having taken place, can be reversed and in
the system or surroundings.
Irreversible process process that is not reversible.
All real processes are irreversible & occur because of:
1. Friction
2. Unrestrained expansion of gasses
3. Heat transfer through a finite T difference
4. Mixing of 2 different substances
5. Hysteresis effects
6. I
2
R losses in electrical circuits
7. Any deviation from a quasistatic process
5-5 The carnot cycle
Heat engines are cyclic devices & the working fluid returns to its
initial state at the end of each cycle.
Work is done by the working fluid during 1 part of the cycle & on the
working fluid during another part.
The difference between these two = net work delivered by heat
engine.
The net work, cyclic efficiency can be max. by require least amount
of work & deliver the most - using reversible processes.
Carnot cycle, proposed by Sadi Carnot in 1824.
The theoretical heat engine that operates on Carnot cycle is called
the Carnot heat engine.
Composed of 4 reversible processes - 2 isothermal & 2 adiabatic &
can be executed either in a closed or a steady-flow system.
Consider a closed system that consists of a gas contained in an
adiabatic piston-cylinder device.
The insulation of the cylinder head may be removed to bring the
cylinder into contact with reservoir to provide heat transfer.
P - V diagram of the Carnot cycle
(1) Reversible isothermal expansion (process 1-2, T
H
= constant)
At state 1, temperature of gas is T
H
& cylinder head is in contact
with the source at temperature T
H
.
The gas is allowed to expend but T of the gas tends to decrease .
Heat flows from the reservoir into the gas , rising the gas T so that
T is kept constant to T
H
.
This is a reversible process as the T difference between the gas &
reservoir never exceeds a differential amount dT.
The process continuous until reaches position 2.
Amount of heat transferred to the gas during this process is Q
H
.
(2) Reversible adiabatic expansion (process 2-3, T drops from T
H
to T
L
)
At state 2 the reservoir is removed & replaced by insulation, so the
system becomes adiabatic.
The gas continuous to expand slowly until temperatures drop from T
H
to T
L
(state 3).
The piston is assumed frictionless & the process to be quasi-
equilibruim, so that the process is reversible as well as adiabatic.
(3) Reversible isothermal compression (process 3-4, T
L
= constant)
At state 3, the insulation at the cylinder head is removed & brought
into contact with a sink at temperature T
L
.
Now the piston is pushed inward by an external force, doing work on
the gas. As the gas is compressed, its temperature tends to rise but
once it rises to infinitesimal amount dT, heat flows from the gas to
the sink, causing the T to drop to T
L
. Thus the gas T is maintained at
T
L
.
This is a reversible process as T difference between gas & sink
never exceed dT. It continuous until the piston reaches state 4.
The amount of heat rejected from the gas is Q
L
.
(4) Reversible adiabatic compression (process 4-1, temperature rises
from T
L
to T
H
)
At state 4, the low temperature reservoir is removed & insulation is
put back on the cylinder head. The gas is compressed in a reversible
manner.
The gas returns to initial state (state 1)
The temperature rises from T
L
to T
H
during the reversible adiabatic
compression process, which complete the cycle.
From the P - V diagram:
area under the process curve = boundary work for quasi-
equilibrium(internally reversible) processes
area under curve 1-2-3 = work done by the gas during the expansion
area under curve 3-4-1 = work done on the gas during compression
area enclosed by path cycle 1-2-3-4-1 = difference between the two
& represents the net work done during the cycle.
The reversed carnot cycle
The Carnot heat-engine cycle described is a totally reversible cycle.
All processes that can be reversed becomes the Carnot refrigeration
cycle.
The cycles remain the same except direction of Q & W is reversed.
Heat in the amount of Q
L
is absorbed from low T reservoir
Heat in the amount of Q
H
is rejected to a high T reservoir & work
input of W
net,in
is required to accomplish.
The Carnot principles
The 2nd law of thermodynamics puts limits on the operation of cyclic
device as expressed by the Kelvin-Planck & Clausius statements.
Considering heat engines operating between two fixed temperature
reservoir at T
H
> T
L
. Two conclusions about the thermal efficiency of
reversible & irreversible heat engines known as Carnot Principles:
(a) The efficiency of an irreversible heat engine is always less than the
efficiency of a reversible one operating between the same two
reservoirs.
q
th
< q
th, Carnot
(b) The efficiencies of all reversible heat engines operating between
same two constant temperature heat reservoir have the same
efficiency.
= HE
High-temperature reservoir
at T
H
1 2 3
Irrev Rev Rev
q
th,1
<q
th,2
q
th,2
=q
th,3
Low-temperature reservoir
at T
L
Diagram of Carnot principles
These 2 statements can be proved by demonstrating that the
violation of either statement results in the violation of the 2nd law of
thermodynamics.
To prove the 1st statement, consider 2 heat exchanges operating
between the same reservoir. By referring to figure (a),1 engine is
reversible & other is reversible.
In violation of 1st Carnot principle, we assume q
th, irrev
> q
th,rev
Now, let the reversible heat engine be reversed & operate as a
refrigerator. It will receive a work input W
rev
& reject heat to the
high-temperature reservoir.
Since the refrigerator is rejecting heat Q
H
to the high-temperature
reservoir & irreversible heat engine is receiving the same amount of
heat from this reservoir. Net heat exchange = 0
Now consider the refrigerator & irreversible engine together in
figure (b), producing a net work
W
irrev
- W
rev
exchanging heat
with a single reservoir (violation
Kelvin-Planck statement 2nd law.
Therefore, our initial assumption
that q
th, irrev
> q
th,rev
is incorrect.
Conclusion: No heat engine can be
more efficient than a reversible
heat engine operating between
the same reservoir.
5-6 The thermodynamic temperature scale
Definition: A temperature scale that is independent of the properties of
the substances that are used to measure temperature
From 2nd Carnot principle:
(a) q
rev
engine is independent of the working
fluid employed & its properties
(b) the way the cycle is executed
(c) or the type of reversible engine used
Thermal efficiency of reversible heat
engine is a function of reservoir T only
q
th,rev
= g(T
H
,T
L
)
or
since q
th
= 1 - Q
L
/Q
H
All Reversible heat engines operating between the same two reservoirs have
the same efficiency (the Second Carnot principle)
) , (
L H
L
H
T T f
Q
Q
=
Since the thermal efficiency in general is
q
th
= 1 - Q
L
/Q
H
For the Carnot Engine, this can be written
as
Considering engines A, B, & C:
This look like
One way to define the f function is
( ) ( )
H L H L th
T T f T T g , 1 , = = q
3
2
2
1
3
1
Q
Q
Q
Q
Q
Q
=
) , ( ) , ( ) , (
3 2 2 1 3 1
T T f T T f T T f =
) (
) (
) (
) (
) (
) (
) , (
3
1
3
2
2
1
3 1
T
T
T
T
T
T
T T f
u
u
u
u
u
u
= =
The simplest form of u is the absolute Temperature itself.
The Carnot thermal efficiency becomes
This is the maximum possible efficiency of a heat engine operating
between two heat reservoirs at temperatures T
H
& T
L
. Note that the
temperatures are absolute temperatures.
These statements form the basis for establishing an absolute
temperature scale, also called the Kelvin scale, related to the heat
transfer between a reversible device & the high and low temperature
heat reservoirs by
where T
H
/T
L
are the absolute temperatures of the high & low
temperature heat reservoirs.
Only valid when heat engine operating between 2 constant
temperature heat reservoir.
3
1
3 1
) , (
T
T
T T f =
H
L
rev th
T
T
=1
,
q
H
L
rev
H
L
T
T
Q
Q
=
|
|
.
|
\
|
5-7 The carnot heat engine
Carnot heat engine hypothetical heat engine that operates on
the reversible Carnot cycle
Thermal efficiency of any heat engine, reversible or irreversible:
where Q
H
= heat transferred to the heat engine from a high T
reservoir at T
H
Q
L
= heat rejected to a low T reservoir at T
L
.
Efficiency of a Carnot engine or any reversible heat engine, becomes
The above relation is known as the Carnot efficiency. It is the
highest efficiency a heat engine operating between the 2 thermal
energy reservoirs at temperatures T
L
& T
H
can have.
All irreversible (i.e actual) heat engines operating between these
limits (T
L
& T
H
) will have lower efficiencies.
H
L
th
Q
Q
=1 q
H
L
rev th
T
T
=1
,
q
An actual heat engine cannot reach this maximum theoretical
efficiency value because it is impossible to completely eliminate all
the irreversibilities associated with the actual cycle.
The thermal efficiencies of actual & reversible heat engines
operating between the same temperature limits compare as follows
< q
th,rev
irreversible heat engine
q
th
= q
th,rev
reversible heat engine
> q
th,rev
impossible heat engine
Example 5-81, Cengel
A Carnot heat engine receives 650 kJ of heat from a source of
unknown temperature and rejects 200 kJ of heat to a sink at 17C.
Determine (a) the temperature of the source (b) the thermal
efficiency of the heat engine.
Solution:
Assumption: The Carnot heat engine operates steadily.
Carnot Steam power cycle
(Process 1-2)
As water flows through the boiler, a change of phase from liquid to
vapor at constant temperature T
H
occurs at a result of heat transfer
from hot reservoir.
As temperature remains constant, pressure also remains constant
during the phase change.
(Process 2-3)
The steam exiting the boiler expands adiabatically through the
turbine & work is developed. In this process temperature decreases
to temperature of the cold reservoir T
L
& there is an accompanying
decrease in pressure.
(Process 3-4)
As the steam passes through the condenser, heat transfer to cold
reservoir occurs & some vapor condenses at constant T
L
.
Temperature & pressure remains constant as water passes through
the condenser.
(Process 4-1)
Pump - receives two-phase liquid-vapor mixture from the condenser &
returns it adiabatically to the state of boiler entrance.
During this process, work input is required to increase the pressure
& temperature increases from T
L
to T
H
.
The thermal efficiency of actual heat engines can be maximized by
supplying heat to the engine at the highest possible temperature
(limited by material strength) & rejecting heat from the engine at
the lowest possible temperature.
5 - 8 The carnot refrigerator & heat pump
A refrigerator or a heat pump that operates on the reversed Carnot
cycle is called Carnot refrigerator or a Carnot heat pump.
The COP reversible or irreversible is given by:
and
where Q
L
= amount of heat absorbed from the low-temperature
medium
Q
H
= amount of heat rejected to the high-temperature medium
1
1
=
L
H
R
Q
Q
COP
H
L
HP
Q
Q
COP
=
1
1
The COPs of all reversible refrigerators or heat pumps:
replace heat transfer ratio by ratio of the absolute temperature
of the high and low temperature reservoirs:
and
these are the maximum possible COPs for a refrigerator or a heat
pump operating between the temperature limits of T
H
& T
L
.
The COP of actual & reversible (such as Carnot) refrigerators
operating between the same temperature limits compare as follows:
< COP
R,rev
irreversible refrigerator
COP
R
= COP
R
,
rev
reversible refrigerator
> COP
R
,
rev
impossible refrigerator
A similar relation can be obtained for heat pumps by replacing all
values of COP
R
by COP
HP
in the above relation.
1
1
,
=
L
H
rev R
T
T
COP
H
L
rev HP
T
T
COP
=
1
1
,
Example 5-98, Cengel
A Carnot refrigerator operates in a room in which the temperature is
25C. The refrigerator consumes 500 W of power when operating and
has a COP of 4.5. Determine (a) the rate of heat removal from the
refrigerated space (b) the temperature of the refrigerated space.
Solution:
Prob. 5.75 M&S:
Two kg of water execute a Carnot power cycle.
During the isothermal expansion, the water is
heated until it is a saturated vapor from an
initial state where the pressure is 40 bar and
the quality is 15%. The vapor then expands
adiabatically to a pressure of 1.5 bar while
doing 491.5 kJ/kg of work.
a) Sketch the cycle on p-v diagram
b) Evaluate the heat and work for each process,
in kJ.
c) Evaluate the thermal efficiency.
Carnot cycle: 5.61, Moran & Shapiro
One-half kilogram of water executes a Carnot power cycle.
During the isothermal expansion, the water is heated until it is a
saturated vapor from an initial state where the pressure is 15
bar and the quality is 25%. The vapor then expands
adiabatically to a pressure of 1 bar while doing 403.8 kJ/kg of
work.
(a) Sketch the cycle on p-v diagrams
(b) Evaluate the heat & work for each process, in kJ
(c) Evaluate the thermal efficiency
Prob
A Carnot refrigeration cycle executed in a closed
system in the saturated liquid-vapor mixture region
using 0.96 kg of R-134a as the working fluid. It is
known that the maximum absolute temperature in the
cycle is 1.2 times the minimum absolute temperature,
and the net work input to the cycle is 22 kJ. If the
refrigerant changes from saturated vapor to saturated
liquid during the heat rejection process, determine the
minimum pressure in the cycle.
P max=?
Prob
Consider a Carnot heat pump cycle executed in a steady
flow system in the saturated liquid-vapor mixture region
using R-134A flowing at rate of 0.264 kg/s as the working
fluid. It is known that the maximum absolute temperature in
the cycle is 1.25 times the minimum absolute temperature,
and the net power input to the cycle is 7 kW. If the
refrigerant changes from saturated vapor to saturated liquid
during the heat rejection process, determine the ratio of the
maximum to minimum pressures in the cycle.