CPE COMMITTEE 2011 CALENDAR OF SEMINARS, WORKSHOPS AND SYMPOSIA

Date(s) 21 January 2011 Duration (days) 1 CPE Credits Estimate costs* 75 Course content Heads of Internal Audit Forum Code of Corporate Governance in Parastatals An Introduction to Internal Auditing Modern day Internal Auditing The Internal Audit Governance Framework Understanding the role of internal audit Performance of Audit Work Internal controls Audit communications Evaluating and documenting internal controls Fieldwork techniques Audit Committees in Local Authorities Audit Committee Charters and Composition in Local Authorities perspective. Audit Committee roles and responsibilities: Internal and External audit. Audit Committee roles and responsibilities: Risk Management and internal controls. Dealing with corruption, waste and abuse Fraud awareness Interpretation of Council Accounts New IIA Standards Update Internal Audit Techniques for Lead Auditors The role of internal audit The Lead Auditor role IPPF Code of Ethics, Attribute Standards, Performance Standards Planning audit work Managing fieldwork Audit evidence and documentation Communication skills and interview techniques Fraud awareness ERM & Risk Based Internal Auditing

27-28 January 2011

12

150

10-11 February 2011

12

150

18 February 2011 10-11 March 2011

1 2

6 12

75 150

24-25 March 2011

12

150

7-8 April 2011 28-29 April 2011 2 2 12 12 150 150

Risk Management Unmasked Building a risk management framework Risk Assessment Embedding Risk Management throughout the Organization Internal Audits Role in Risk Management Audit Planning under a Risk Based Approach Audit Work under a Risk Based Approach

Audit Reporting under a Risk Based Approach IT Audit Course Chief Internal Auditors Symposium Rising expectations of internal audit and the chief audit executive Drivers for change Developing a balanced and flexible internal audit Developing the audit charter Maintaning credibility People and relationships Improving audit effectiveness and productivity Marketing the internal audit department Executive report writing Continuous auditing Audit Committees in Local Authorities (Bulawayo) Audit Committee Charters and Composition in Local Authorities perspective. Audit Committee roles and responsibilities: Internal and External audit. Audit Committee roles and responsibilities: Risk Management and internal controls. Dealing with corruption, waste and abuse

12-13 May 2011

12

150

19-20 May 2011

12

150

26-27 May 2011

12

150

9-10 June 2011

12

150

24-25 June 2011

12

150

8 July 2011

75

21-22 July 2011

12

150

29 July 2011

75

18-19 August 2011

12

150

Fraud awareness Interpretation of Council Accounts Parastatals Sector Internal Audit Symposium A Justification for Internal Audit Activity in Parastatals Internal Audit Governance in Parastatals : The Challenge Risk Based Auditing in Parastatals Performing the Human Resources Audit: Practical Hints Auditing Procurement and General Expenditure Auditing Fraud & Dealing with Common forms of Fraud in Parastatals Rudiments of Information Systems Audit in Parastatals: Demystifying Information System Auditing Auditing Waste & Abuse of Resources Fraud Auditing Definition of fraud IIA standards on fraud Why employees commit fraud Fraud awareness Roles and responsibilities for fraud Fraud risk assessment Fraud prevention and detection Using technology to prevent and detect fraud Fraud investigation What went wrong? case study Auditing Operations Human Resources Audit Auditing Procurement Auditing the Marketing Function Auditing in the Manufacturing/Production Sector Corporate Governance and the Internal Auditor Corporate governance recent developments The role of internal audit in effective corporate governance Carrying out an audit of corporate governance Audit Committee Symposium The Proposed Code of Corporate Governance and its Impact on Audit Committees. A critical review of the roles of Audit Committees. Enterprise Risk Management : The Role of Audit Committees. Fraud : The Role of Audit Committees. Local Authority Internal Audit Symposium ( Bulawayo) A Justification for Internal Audit Activity in Local Authorities. Internal Audit Governance in Government Institutions : The Challenge Risk Based Auditing in Local Authorities Performing the Human Resources Audit: Practical Hints Auditing Procurement and General Expenditure Auditing Fraud & Dealing with Common forms of Fraud in Local Authorities Rudiments of Information Systems Audit in Government Institutions: Demystifying Information System Auditing Auditing Waste & Abuse of Resources Internal Audit Communication and Report Writing Elements of Audit Findings. Determining the Audit Objectives Assessing the Condition. Establishing the Impact. Determining the cause. Developing the Audit Recommendations. Financial Auditing

Date(s)

30-31 August 2011 14-16 September 2011 29-30 September 2010

Duratio n (days) 2 3 2

CPE Credits

Estimate costs* 150

Course content

12 12 12

IT Audit Course Annual Conference

150

An Introduction to Internal Auditing

 13 14 October 2011 1 6 75

Modern day Internal Auditing The Internal Audit Governance Framework Understanding the role of internal audit Performance of Audit Work Internal controls Audit communications Evaluating and documenting internal controls Fieldwork techniques

Banking Sector Symposium

20 21 October 2011 27-28 October 2011 10 - 11 November 2011 2 2 2 12 12 12 150 150 150

Legal and Regulatory compliance. Internet Banking and E Commerce. BASEL II Fraud in the Financial Services sector. Lending units and Treasury audit. Customer services and claims examination.

Fraud Auditing Fraud Auditing (Bulawayo) Local Authority Internal Audit Symposium (Harare) A Justification for Internal Audit Activity in Local Authorities Internal Audit Governance in Local Authorities : The Challenge Risk Based Auditing in the Local Authorities Performing the Human Resources Audit: Practical Hints Auditing Procurement and General Expenditure Auditing Fraud & Dealing with Common forms of Fraud in Local Authorities Rudiments of Information Systems Audit in Local Authorities: Demystifying Information System Auditing Auditing Waste & Abuse of Resources ERM & Risk Based Internal Auditing

24-25 November 2011

12

150

25 November 2011 9 December 2011 1 6 75

Risk Management Unmasked Building a risk management framework Risk Assessment Embedding Risk Management throughout the Organization Internal Audits Role in Risk Management Audit Planning under a Risk Based Approach Audit Work under a Risk Based Approach

Audit Reporting under a Risk Based Approach Annual Dinner Value For Money (VFM) audits Setting the VFM scene. VFM audit planning VFM techniques VFM audit delivery : Performing the audit

*Course fees for members. Non members are charged at a premium of $10 per day above member rate