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Title: Stereotactic Body Radiotherapy for Localized Prostate Cancer: PSA Results and Toxicity of a Phase II
Clinical Trial
Order of Authors: Christopher R. King, MD, PhD; James D Brooks, MD; Harcharan Gill, MD; Todd Pawlicki,
PhD; Cristian Cotrutz, PhD; Joseph C Presti, MD
Abstract: Purpose: The radiobiology of prostate cancer favors a hypofractionated dose regimen. We report
results of a prospective Phase II clinical trial of stereotactic body radiotherapy (SBRT) for localized prostate
cancer.
Methods and Materials: 41 low-risk prostate cancer patients with 6 months minimum follow-up received
36.25 Gy in five fractions of 7.25 Gy with image-guided SBRT alone using the Cyberknife. The early (<3
months) and late (>6 months) urinary and rectal toxicities were assessed using validated quality of life
questionnaires (EPIC and IPSS) and the RTOG toxicity criteria. Patterns of PSA response are analyzed.
Results: The median follow-up was 33 months. There were no RTOG grade 4 acute or late rectal/urinary
complications. There were 2 patients with RTOG grade 3 late urinary toxicity and none with RTOG grade 3
rectal complications. A reduced rate of severe rectal toxicities were observed with QOD vs. QD regimen
(0% vs. 38%, p=0.0035). A benign PSA bounce (median 0.4 ng/mL) was observed in 12 patients (29%)
occurring at 18 months (median) after treatment. At last follow-up no patient has had a PSA failure
regardless of biochemical failure definition. Of 32 patients with 12 months minimum follow-up, 25 patients
(78%) achieved a PSA nadir <=0.4 ng/mL. A PSA decline to progressively lower nadirs up to 3 years after
treatment was observed.
Conclusions: The early and late toxicity profile and PSA response for prostate SBRT are highly encouraging.
Continued accrual and follow-up will be necessary to confirm durable biochemical control rates and low
toxicity profiles.
Cover Letter
April 4, 2008
Dear Sir,
We wish to submit the following original manuscript for consideration by the IJROBP:
‘Stereotactic Body Radiotherapy for Localized Prostate Cancer: PSA Results and
Toxicity of a Phase II Clinical Trial’
by Christopher R. King, PhD, MD, James D. Brooks, MD, Harcharan Gill, MD,
Todd Pawlicki, PhD, Cristian Cotrutz, PhD, and Joseph C. Presti Jr, MD
Sincerely,
Christopher R. King, PhD, MD1, James D. Brooks, MD2, Harcharan Gill, MD2,
Todd Pawlicki, PhD1, Cristian Cotrutz, PhD1, and Joseph C. Presti Jr, MD2
1
Department of Radiation Oncology
2
Department of Urology
Division of Urologic Oncology
Stanford University School of Medicine
Stanford, CA
1
CONFLICT OF INTEREST STATEMENT: none of the authors have any conflict of
interest regarding the content, treatment, drugs or technology associated with this report.
ACKNOWLEDGEMENTS: The authors thank Dr. Deep Patel and Dr. Wendy Hara for
their help with data collection while residents in the early phases of this trial, Dr. John
Adler for his exuberant encouragement over the years, and Dr. Jack Fowler and Dr. Dan
2
ABSTRACT
Methods and Materials: 41 low-risk prostate cancer patients with 6 months minimum
follow-up received 36.25 Gy in five fractions of 7.25 Gy with image-guided SBRT alone
using the Cyberknife. The early (<3 months) and late (>6 months) urinary and rectal
toxicities were assessed using validated quality of life questionnaires (EPIC and IPSS)
and the RTOG toxicity criteria. Patterns of PSA response are analyzed.
Results: The median follow-up was 33 months. There were no RTOG grade 4 acute or
late rectal/urinary complications. There were 2 patients with RTOG grade 3 late urinary
toxicity and none with RTOG grade 3 rectal complications. A reduced rate of severe
rectal toxicities were observed with QOD vs. QD regimen (0% vs. 38%, p=0.0035). A
benign PSA bounce (median 0.4 ng/mL) was observed in 12 patients (29%) occurring at
18 months (median) after treatment. At last follow-up no patient has had a PSA failure
follow-up, 25 patients (78%) achieved a PSA nadir 0.4 ng/mL. A PSA decline to
Conclusions: The early and late toxicity profile and PSA response for prostate SBRT are
3
INTRODUCTION
radiotherapy for prostate cancer (36 Gy in 6 fractions over three weeks). Although
staging was limited (this was the pre-PSA era), radiotherapy techniques were simple (this
was the pre-CT era) and many of these patients had high-risk features by today’s criteria
(eg. bulky palpable disease or high grade), the update of that clinical experience with 22
years follow-up confirmed the long-term safety and potential effectiveness of this
treatment (1).
biologic rationale in favor of such a hypofractionated radiotherapy course (ie. large dose
per fraction) over a conventionally fractionated one (ie. 1.8-2 Gy). The first study to
suggest that prostate cancer possesses a radiobiology uniquely different from other
cancers showed that one could quantify the sensitivity of prostate cancer to dose per
fraction by comparing the dose response with permanent low dose-rate brachytherapy to
that from fractionated external beam (2). Using a standard radiobiological model of dose
response (the linear quadratic model) this study showed that prostate cancer possessed an
unusually low ratio of ~1.5 Gy (ie. a high sensitivity to dose-per-fraction). This
ratio is low compared with the value of ~10 Gy for other cancers, and is also remarkably
lower than that of late effects for normal tissues, where it is ~3-5 Gy (3). The
implications of such a high sensitivity to dose per fraction were immediately recognized,
4
being that hypofractionation would be a more effective dose regimen for prostate cancer
(4).
Numerous studies have since followed the initial report of a low ratio for
prostate cancer. A recent review of 17 such studies estimated a mean ratio of 1.85
Gy (5). There are four contemporary clinical series using external beam hypofractionated
regimens, with dose per fraction ranging from 2.5 to 3.1 Gy (6-9) and one using a linac-
based stereotactic body radiotherapy (SBRT) technique delivering 5 daily fractions of 6.7
Gy (10). There are also several series using HDR brachytherapy combined with
11.5 Gy (11, 12) and one with HDR brachytherapy monotherapy delivering 8-9 fractions
biochemical control rates and low rectal and bladder toxicities with the use of
hypofractionated radiotherapy.
Fowler et al. (14) proposed several hypofractionated dose regimens for prostate
cancer based on the assumption of a low ratio. They showed that a significantly
higher therapeutic ratio (ie. simultaneous higher rates of tumor control rates and lower
incidence of toxicities) could be achieved with these dose regimens. Although none are
size. In this report we present our experience with an ongoing prospective phase II
clinical trial using SBRT for localized low-risk prostate cancer that delivers 36.25 Gy in
5 fractions of 7.25 Gy, focusing on the early and late rectal/bladder toxicities as well as
5
METHODS AND MATERIALS
Patient eligibility
hypofractionated SBRT for low-risk prostate cancer. Eligible patients were newly
diagnosed with biopsy proven prostate cancer presenting with low-risk features. The
criteria for low-risk were pre-biopsy PSA of 10 ng/mL or less, biopsy Gleason grade of
3+3 or lower, and clinical T-stage T1c or T2a/b based on the AJCC 6th ed. (15). We
allowed a Gleason grade of 3+4 if present in fewer than 2 out of a 10-12 core biopsy and
involving less than 5 mm in aggregate tumor length. All biopsy grading was obtained at
our institution. Patients with prior treatment (hormone therapy or TURP) were excluded.
As of 3/08 there were 53 patients enrolled in this trial, with 41 having a minimum of 6
months of follow-up who form the study population of this report. The median age was
66 years (range 48-83 years). The median initial PSA was 5.6 ng/mL (range 0.7-10, and
a single patient enrolled with a PSA of 15.6 with stage T1c, Gleason grade 3+3 involving
2 mm in 1/12 cores). There were 30 patients with clinical stage T1c, 10 were T2a and
one T2b. Biopsy Gleason grade was 3+3 in 29 patients and 3+4 in 12 patients.
Treatment specifics
The Cyberknife (Accuray, Inc., Sunnyvale CA) was used to deliver image-guided
SBRT. Three gold fiducials were placed in the prostate via trans-rectal ultrasound
guidance. A same-day CT scan was obtained with patients in the supine position and in
6
an alpha cradle, at 1.25 mm slice thickness and indexing. Anatomical contouring of the
prostate, seminal vesicles, rectum, bladder, penile bulb and femoral heads were done.
Dose was prescribed to the planning target volume (PTV) that consisted of a volumetric
expansion the prostate by 5 mm, reduced to 3 mm in the posterior direction. In order for
the prescription dose to cover 95% of the PTV, normalization was required to the 89-90
% isodose line (ie. the resulting dose heterogeneity was 10-11 %). In Figure 1 we show a
care was made to respect the rectal tolerance, which is particularly important when
delivering hypofractionated radiotherapy. Our rectal DVH goals were <50% rectal
volume receiving 50% of the prescribed dose, <20% receiving 80% of the dose, <10%
receiving 90% of the dose and <5% receiving 100% of the dose. The course of
radiotherapy consisted of 5 fractions of 7.25 Gy for a total dose of 36.25 Gy. Treatments
were given over 5 consecutive days for the first 21 patients and 3 times a week
subsequently. From the linear quadratic equation one can derive the equivalent biologic
dose when given at 2 Gy per fraction (EQD2) from that of a hypofractionated course for
any tissue or tumor type by the simple relationship: EQD2 = D[ +d]/[+2], where D
is the total dose given at dose d, the dose-per-fraction. Our hypofractionated dose
regimen corresponds to a tumor EQD2 of 90.6 Gy (assuming an of 1.5 Gy), a normal
tissue late effect EQD2 of 74.3 Gy (assuming an of 3 Gy) and an acute toxicity
7
Follow-up and Toxicity scoring
Patients were followed every 3 months with PSA and quality of life (QOL)
questionnaires. All patients have baseline QOL data. The International Prostate
Symptom Score (IPSS) (16) and Expanded Prostate Cancer Index Composite (EPIC) (17)
validated questionnaires were used. Toxicity was also scored on the Radiation Therapy
Oncology Group (RTOG) urinary and rectal toxicity scale (18). Available data are at
baseline and are categorized as early (at 3 months) and as late (6 months and later).
RESULTS
PSA response
PSA response after completion of SBRT show a gradual decline. Figure 2 shows the
median PSA as a function of time after RT. To date no patient has experienced a PSA
failure regardless of the biochemical failure definition used. The median PSA nadir was
0.32 ng/mL (range 0.03 to 2.65). We present in Table 1 the proportion of patients
achieving a given PSA nadir threshold at 1, 2 and 3 years after RT. We note that 25 out
of 32 patients (78%) with 12 months minimum follow-up achieved a PSA nadir 0.4
ng/mL. It is also worth noting that a greater proportion of patients continue to achieve a
given nadir threshold as a function of time up to 3 years. A benign PSA bounce (defined
here as a PSA rise of 0.2 ng/mL or more above its previous nadir with a subsequent
decline to that nadir or lower) was observed in 12 patients (29%). The median time to
8
PSA bounce was 18 months (range 12 to 33 months) after RT and the median bounce
height was 0.39 ng/mL (range 0.2 to 2.47). We present in Figure 3 the typical pattern of
PSA for three patients experiencing a benign bounce. Note that 2 to 3 bounces occur
In Table 2 we summarize the patient self-reported urinary and rectal QOL score at
baseline, and 3 months, 1 year and 2 years after completion of SBRT. Two patients
reported ‘terrible’ (QOL score 6) urinary symptoms at 3 months and were those patients
who reported ‘mostly dissatisfied/unhappy’ (QOL score 4-5) at baseline. We note that
although the urinary QOL scores deteriorated somewhat at 3 months, they recovered and
in fact improved over baseline at 1 and 2 years, with over 90% of patients reporting QOL
scores below 3. The rectal QOL became worse at 3 months but never reached the ‘big
problem’ QOL score. With 89% of patients reporting ‘no problem’ (QOL score 1) at
baseline, about half were still reporting ‘very small/small problem’ (QOL score 2-3) at 1
In Table 3 we report the late urinary and rectal toxicities on the RTOG scale, and
compared them with the crude incidence of late toxicities from the high-dose arm of
suffered any grade 4 urinary toxicity and that the incidence of grade 2/3 urinary toxicities
is higher compared with the MDA trial. There were no grade 3 or 4 rectal toxicities and
the incidence of grade 2/3 rectal toxicity is lower than seen with the MDA trial.
9
Finally, we compare the late urinary and rectal QOL among patients treated QD
with those treated QOD in Table 4. While there were no significant differences in low-
level urinary or rectal QOL at baseline, we note that the QD group had more patients who
scored small problems compared with the QOD group. A significant improvement in
high-grade rectal toxicities was noted in the QOD group. No patient in the QOD group
reported a QOL score 4-5, for either any individual rectal symptom or for the overall
QOL, whereas in the QD group 8 patients (38%) reported a score of 4-5 for any
individual rectal symptom (p=0.0035) and 5 patients (24%) reported a score of 4-5 for the
overall QOL (p=0.048). For the urinary QOL there was no significant difference
between the QD and QOD groups (p=0.34) although 4 patients reported a score of 4-6 for
DISCUSSION
The outcomes from this clinical trial demonstrate that a hypofractionated course
of stereotactic radiotherapy for localized prostate cancer is associated with urinary and
rectal toxicities that are of the expected nature and severity as those experienced with
urinary toxicity (RTOG grade 4), and the two patients who experienced the worst
problems were those who at baseline had described their urinary QOL as ‘mostly
10
returned to near baseline levels of urinary satisfaction, and many have in fact improved
above baseline levels at two years. An increase in the use of medications (eg. alpha
blockers) is likely to be the explanation for this observation. Although the incidence of
low-grade (RTOG grade 1 and 2) late urinary toxicity is about double that observed from
the MDA dose-escalation trial, it has not resulted in a significant degradation of patients’
urinary QOL. An evolving refinement of our technique to improve the dosimetry with
the Cyberknife by using a urethral ‘tuning’ structure to limit the dose heterogeneity from
encroaching on the urethra will likely lessen this toxicity in the future.
In comparing our results we note that the MDA data are of a much longer median
follow-up time of 8.7 years. In addition, their study showed an actuarial increase in
toxicity with time achieving a plateau at around 5 years (19). Since our follow-up is
much shorter we must remain cautious about the interpretation of our late urinary and
rectal toxicities since it is fully expected that these will continue to appear at least up to 5
years after treatment. We also note that comparison with the MDA results assumes that
in patients’ rectal QOL score appears to plateau around 3 months after RT, persisting at
the ‘very small/small problem’ up to 2 years after RT. No significant difference in the
incidence of low-grade rectal toxicity (RTOG grade 1 and 2) was observed when
11
QD vs. QOD
Our data allowed us to study differences in late toxicities between patients treated
over 5 consecutive days (QD) and those treated every other day (QOD). A significant
improvement was observed for late rectal problems when treatment was given QOD,
where 0/20 patients reported a score of 4 or 5 compared with 8/21 patients when treated
QD (p=0.0035) for any rectal symptom, and 0/20 vs. 5/21, respectively, for overall rectal
QOL (p=0.048). Although fewer patients experienced a QOL score 4-6 for late urinary
problems with QOD vs. QD treatment, 1/20 vs. 4/21, it was not significant (p=0.34). The
apparent improvement in rectal toxicity with QOD vs. QD regimen, if real, is interesting
for what it suggests about the repair kinetics of hypofractionated radiation damage to the
rectum. The data for late bladder and rectal toxicity suggests a repair half-life of ~1 hour
(eg. 20). Thus after 24 hours the repair of sublethal damage is complete (it should be
nearly complete after 5 half-lives) and no further gain (or reduced toxicity) would be
observed with a longer interval between dose fractions. One possible explanation of our
observations is for a much longer repair half-life, on the order of at least ~8 hours, since
unlikely since it is inconsistent with previous data on repair kinetics. Other possible
explanations are that either we are seeing the effects of normal tissue repopulation of
rectal mucosa, or that late damage actually results from vascular injury. Although these
are only hypotheses, it is possible that either a separate mechanism of repair for late rectal
are cautious about over-interpreting this data, but given our observations we favor
treating with a longer interval between fractions for hypofractionated dose regimens.
12
PSA response
The patterns of PSA response from our trial are highly encouraging. It is
interesting to note the high proportion of patients (78%) with 12 or more months of
follow-up achieving a low PSA nadir of 0.4 ng/mL. It is also worth noting that the PSA
nadir achieved is progressively lower as time goes by, up to 3 years. This continued late
PSA response after RT for prostate cancer is well-known and is consistent with the
radiation biology of prostate cancer behaving similarly to that of late effects in normal
tissues. What if our radiobiological hypothesis for prostate cancer is wrong and that it in
fact possesses an ratio that is similar to other tumors (ie. ~10 Gy)? In that case the
tumor dose from our hypofractionated regimen, EQD2 = 52 Gy, would be seriously
inadequate. An estimate of the 5-year biochemical control rate based on the dose-
response for low-risk prostate cancer is predicted to be only ~40% for 52 Gy, as opposed
to ~90% for 78 Gy. Although our follow-up time is relatively brief, we have not
We have also shown that a benign PSA bounce was present after hypofractionated
RT at roughly the same frequency, timing and magnitude as has been described after
13
CONCLUSION
cancer has an early and late toxicity profile no worse than with dose-escalated
observed supports the radiobiological assumption upon which the rationale for prostate
cancer hypofractionation is based. Continued pursuit of this trial seems warranted but
14
FIGURE CAPTIONS
Figure 1. Dose volume histogram achieved with the Cyberknife for a typical prostate
Figure 2. PSA response plotted as median PSA as a function of time after SBRT. The
error bar is +/- one standard deviation from the mean (SEM).
Figure 3. Benign PSA bounce as seen in three representative patients. Note that a PSA
15
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13. Yoshioka Y, Nose T, Yoshida K, et al. High-dose rate brachytherapy as monotherapy
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19. Kuban DA, Tucker SL, Dong L, et al. Long-term results of the M. D. Anderson
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20. Guerrero M, Li XA. Halftime for repair of sublethal damage in normal bladder and
rectum: an analysis of clinical data from cervix brachytherapy. Phys Med Biol. 2006
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21. Crook J, Gillan C, Yeung I, et al. PSA kinetics and PSA bounce following permanent
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19
Figure 1
Click here to download Figure: Figure-1.pdf
Figure 1
100
80
PTV
Bladder
% Volume
60
Rectum
40
Rt femur
20
Lt femur
0
0 20 40 60 80 100 120
% Normalized Dose
Figure 2
Click here to download Figure: Figure-2.pdf
Figure 2
10
Median PSA ± SEM
0
0 6 12 18 24 30 36 42 48
Months after RT
Figure 3
Click here to download Figure: Figure-3.pdf
8
Figure 3
6
PSA (ng/mL)
0
0 6 12 18 24 30 36 42 48
Months after RT
Table
4-5 8% - 4% -
6 - 5% - -
4 - 16% 4% 9%
5 - - - -
**Rectal QOL (EPIC) scale:1 (no problem); 2-3 (very small/small problem);
4 (moderate problem); 5 (big problem)
RTOG grade
Urinary 0 I II III IV
This trial, % (no. pts) 30% (11) 41% (15) 24% (9) 5% (2) -
MDA dose-escalation trial, 47% (71) 28% (42) 19% (28) 7% (10) -
% (no. pts)
RTOG: Radiation therapy Oncology Group
Table 4: Comparison of late urinary and late rectal toxicity from EPIC between
consecutive daily treatments (QD) and those delivered three times a week (QOD)
URINARY
QD QOD p-value***