Professional Documents
Culture Documents
Rev 1
20.08.2010
As I see it, Environmental Sustainability is the basis of all sustainability without this, social, cultural, economic sustainability etc. have no future basis: if the environmental context collapses, so does our whole context of life. As I think it is generally accepted, our way of life, based on exploitation and consumption of natural and environmental resources on a vast scale, is now dangerously impacting the whole global ecosystem, on which all life, including our own, depends for existence. The major generators of this ecological imbalance, where the vast majority of resource and material consumption takes place, are the cities that we are developing ever faster and larger. This urban context, as we have developed it, is threatening to destroy the very tree on which we grow & live, and is not sustainable in its present form. We need to change the environmental basis of the urban phenomenon. However, we have now arrived at the Age of Homo Urbanus, where 50% of us now live in Cities, and while we do so for many advantageous reasons, the quality of life for the majority of city dwellers is far from a desirable optimum, and the cities themselves, as they develop, become beset with serious functional and logistical problems. However, if Cities are the basis of life for the majority of mankind, the urban environment in which we live should be fashioned as the optimum basis for human life and existence, and thus needs to be sustainable in every aspect.
On the face of it, the seemingly unstoppable increasing development of large cities, the need to search for an optimum living environment, and the increasing impact of human activity on the global environment and ecosystems, seem to be in direct and dangerous conflict with one another. However, I believe that this is not necessarily or inevitably so, if the right (and very different) directions are taken, for the majority of changes necessary to turn The City into the optimum basis for human life are also the ones necessary to make the urban context an environmentally sustainable one.
Firstly, let us look at the process by which we came to our present situation:
In The Beginning, when fossil fuel based energy was not easily and cheaply available, all was Green: Isolated buildings, & small village groupings, were designed in sympathetic response to local climate, otherwise the occupants suffered inferior conditions. They were constructed of locally or regionally available materials, which could not be transported long distances. Light was basically daylight, with candles & oil lamps as limited supplements for nighttime. Water was a local system - locally collected, stored, & used according to availability. Re-use and recycling of available resources was the norm, with absolute waste as a minor phenomenon. Villages grew, into smaller & then larger towns, but mostly the above parameters held true. Horse drawn transport could cope with larger distances, but this still remained largely a local, sustainable situation, for many hundreds of years.
Village scene, Denmark With arrival of the era of Cheap and Available Energy, and with it Mechanised Transport, things began to change: The average householder was able to improve his comfort, first with heating from burning coal, oil, and gas, and more recently cooling with electricity. He could light his house whenever he pleased, first with gas, & then with electricity. Building materials could be moved with increasing ease over ever extending distances, and normal daily personal movement ceased to be limited to walking, horse riding, or cycling distances. Water could be pumped in large quantities over long distances. Waste, as recycling became less of a necessity or norm, could be transported away & dumped out of sight. And the Towns became Cities, that Grewand Grew They grew on the basis of an older reality, in an ad-hoc process of largely un-planned, piece-meal expansion, layer upon layer. They became headless, directionless creatures, creating ever more problems, with more & more fixes required to keep them functional. With this situation, urban planning and building design became divorced from environmental considerations and responsibility: Buildings ceased to be designed on the basis of form & orientation in relation to climate, and it became the norm for thermal comfort & functionality of buildings to depend entirely on mechanical imported energy systems. Daylight ceased to be considered as the main source of daytime illumination. Use of locally available materials ceased to be a factor in building design. Mechanised transport, in the form of the private car, became the generating force in the planning and development of cities, and in the creation of urban sprawl. Water came out of the pipe, in any quantity demanded. Liner process patterns, of production, consumption, & disposal became the norm, and disposal of solid and liquid waste became a major factor of urban development and management. Positive development and visionary planning control were pushed to one side or forgotten, and the piecemeal actions of private development initiatives became the driving force behind the headless, directionless, city monster.
In short, we created urban mega-complexes, based on multiple, unresolved problems that we tried to overcome with ever increasing consumption, waste and pollution sub-optimum urban chaos at best, environmental disasters at worst.
What is significant in this is the process by which this development pattern took place:
In the past, when the context of development was small in scale, the impact of any development or change on the whole local context was fairly easy to see & appreciate, and facilitated the taking of intelligent action to maintain & sustain the local environment & ecology, which were then very much the basis of everyday life. As the scale of the urban environment grew larger, on one hand the environmental & ecological context grew more and more distant, and on the other, the impact of local, individual developments and changes on the whole became less & less obvious, as the scale of the whole increased. So we came to make decisions, that had important long term developmental impact on the whole urban entity, on very local, ad-hoc bases, without a vision of the whole in the process of time, without an understanding of long term consequences. What started as misguided decision making at an individual level, continued as dangerous action on the part of blind institutional & commercial interests, on a local scale, a creeping degradation process, slowly & continuously moving the whole urban development in unsustainable directions. At various points in history, the in-balance of the urban situation was recognized, and drastic remedial action taken, creating massive disruption to the fabric and function of the cities as, for example, in Haussmanns replanning of Paris (1852-1870+), or the construction of the first cut and cover underground transport systems in London (1860-1870+).
Here, intensive development has been concentrated around and along primary transport routes, which are dedicated express bus-ways. This bus system accounts for 80% of all in-city journeys, even though Curitiba has the highest per-capita car ownership in Brazil. The interstitial urban spaces provide 52 m2 per capita of public open space within the city, of all different types, one of the highest in the world for a city of this scale, with close to 2 million inhabitants. In general, the resulting quality of life in Curitiba is considered very high, and a city-wide survey showed that over 80% of the population would not prefer to live anywhere else, even though Curitiba is situated, relatively speaking, at the end of the world.
Curitiba high-density development and large public green areas However, Curitiba is just one example, and when discussing the sustainable city, we come up against a problem of definitions: it is far easier to define what is not sustainable, than to say what a sustainable city should be. By now, we have many definitions of urban sustainability, conceptual scenarios, and wish lists of how a sustainable city could work, but we have very little hard experience on the ground. We have almost no existing models to look to, and we have no collective image of the sustainable city. In searching for solutions for the sustainable city, we should be careful to avoid the type of mistakes made in the 70s, looking for low-energy buildings. Then, engineering researchers proposed technological fixes in the form of complex & expensive solar-driven mechanical heating & cooling systems, to supply the demand loads of energy wasteful structures. The results were highly un-economic white elephants with high maintenance costs and generally poor performance. Once this became clear, researchers realised the necessity of first reducing the building energy loads through conceptually sensitive climatic design and high quality construction, and then applying passive design techniques to achieve optimal building thermal performance. This then reduced the need for mechanically supplied energy to an absolute minimum. Today, in searching for sustainable urban solutions, we should not look for technical fixes to existing environmental problems. We must search at the conceptual level for major source reductions of environmental problems, urban stress factors, urban scale energy loads, waste & pollution generation, and then integrate these new urban concepts, to synthesise & create the sustainable city. This is not a dream it is achievable with the understanding and knowledge we have today but it does mean that we must change our basic approaches to urban planning, shift our perceptions.
It is impossible to go beyond the present urban environmental crisis with the same kind of thinking that created it we have to learn to integrate new, multiple and seemingly paradoxical ways of thinking, perceiving and acting into the planning processes in order to achieve urban sustainability.
The problems we have today cannot be solved by thinking the way we thought when we created them. Albert Einstein In search of the Sustainable City
If The City is to become the optimum basis for human life, we must first understand the Essence of the City we aspire to. Beyond the dry, technical definitions of The City size, population, economy, functions, infrastructure, services, movement systems, etc. we need to understand the intricate, complex interactions, the meaning & soul of The City, something much greater than the simple sum of its parts. Firstly, we can look at comparative advantages / disadvantages of life between The City, & rural and small town entities. Secondly, we can look at those subtle, nebulous themes & nuances, generators of urban life experience (passive) & creativity (active). Thirdly, we can look at those concrete contexts of the built environment that encourage or discourage the positive & negative aspects of city experience & life.
Then, from here, we can start to search for a basic understanding of the Essence of the City the optimum basis for human life, that exists in sustainable and symbiotic balance with the environment & the ecology it impacts.
What does The City have that rural villages, small towns & suburbia do not?
Positively: Scale of population & density with potential for a rich intensity of human interaction. Variety of specialized commerce & employment opportunities. Variety of accessible educational facilities. Variety of accessible cultural & sport activities. Full spectrum of health facilities. Variety of cultural communities cultural complexity and diversity. Scale of public open space & parks. High levels of noise pollution, with negative impact psychologically & physiologically. High air pollution levels, sometimes reaching dangerously unhealthy levels. Lack of natural wilderness areas for informal recreation, meditation, and connection with nature etc. Little private garden/ yard space for the majority of population for enjoyment or growing own food etc. Often does not have that local sense of place where the individual can feel at home Often, the city does not foster a sense of community, accessibility, and involvement Often, there is little or no visual contact with trees & natural vegetation in the home or work environment, with physiological and psychological impact on well-being of the inhabitants.
Negatively:
Some of the major pluses of urban life are the wide & varied opportunities for cultural development that cannot develop in small, mono-culturally homogeneous environments. The City, through the scale of numbers, socio-economic mix, and variety of social & physical contexts, gives opportunities for cultural interaction & diversity, from micro to macro levels, that do not easily flourish in small town urban contexts. The involved interaction of ethnic & social mix is a vital factor in cultural development. This cultural complexity is in turn a major generator of economic development & prosperity. This multi-layer involvement & interaction of social status, cultural variety, & intellectual diversity creates a power-house of invention, entrepreneurial initiative & opportunity, that can only freely develop in The City.
High density development along the lines & around the nodes of the transport network the very basis of functional sustainability is also the basis of optimum city life. Whereas in rural and village contexts, the private car is the most convenient, and maybe the most efficient means of transport, when you have large urban concentrations of dwellings and facilities, it fast becomes a problem that actually destroys many of the advantages that city life offers. So if a communal, public transport system is the answer to urban movement, it should be separate, dedicated, and highly effective, and THIS should be the primary organising network of The City. The majority of homes and workplaces should be within walking distance, or easy cycling distance, of this network. The common facilities of the city (educational, cultural, institutional, and commercial) should be ON this network, preferably at the interconnection junctions for maximum accessibility. We should build at high density on and beside this network, and create open areas in the interstitial spaces in between, for parks, sports facilities, urban agriculture, forest, wetland, and wilderness habitats. What should this network be like? As the primary movement net of The City, it should be the attractive, front-ofhouse of the city theatre, where you see the city, and are seen, through park strips, squares, pedestrian streets, grand avenues etc., bringing the attractive public face of the city back into the primary theatre of movement clean, pollution free, uncluttered by cars parked or moving - The Place to Be.
Jaisalmer, India, is a desert city in an area where the average monthly temperature is in excess of 30 deg C, but with high diurnal temperature variation. By building 3-4 storey massive dwellings with extremely narrow streets in a very dense urban pattern, the impact of solar radiation on the city is mostly at roof level, with very little ever reaching street level, where the daytime air temperature is usually about 8 deg C lower that the surrounding desert shade temperature. The temperature in the lower floors of the buildings themselves, built back-to-back around small, tall internal courtyards, is even lower, maintaining a fairly static comfortable temperature, due to the massive sandstone construction.
Seville in southern Spain, also experiences very hot dry summers (average max temp July & August 34 deg C), but winters are cool (average min temp January & February 6 deg C). Here the old city centre has relatively narrow streets, with moveable canvas shades covering entire streets, shading the street in summer, but withdrawn in winter to allow the sun in. Apart from providing shade to the pedestrians, this effectively eliminates the absorption of solar radiation in the building facades and street surfaces, and thus prevents build-up of an urban heat-island effect.
Seville summer shaded street Heat Island effects happen for two reasons, from the absorption of solar radiation in streets, paving and buildings, without diffusion of the heat back into the atmosphere, and from spent imported energy, used in heating, cooling, lighting and transport. In hot climates this can be very problematical, where in Athens for example, the city centre shade temperature can reach 17 deg C more than the surrounding suburban areas in summer, when the average July and August temperatures there are around 27 deg C, i.e. reaching around 44 deg C. This has enormous impact on cooling loads of buildings, and thus energy consumption, but also on human health and well-being. In cool climates however, a heat island effect from trapping solar radiation in the urban fabric can, within limits, be beneficial.
In more moderate Mediterranean climates, such as Bologna in northern Italy, arcaded streets are sufficient to moderate the thermal environment in summer, and provide protection from the rain as well.
Bologna arcaded street In Istanbul, the covered markets, such as the Grand Bazaar covering 30 hectares and containing over 3,000 shops (pre-cursor of the modern shopping mall), are also very good climate modifiers, equally effective in winter and summer, although their original purpose was more determined by security of the merchants and their goods.
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Map of the Grand Bazaar, Istanbul In cool temperate climates (i.e. UK and Ireland), the sun is generally welcomed, and urban sun-traps, with local shade for seating areas, are a positive phenomena. Here protection from the rain is a desirable urban feature, with covered galleria streets and modern shopping malls being practical examples of urban scale climatic adaptation.
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Very cold winter climates (which often have quite warm summers) require protection from exposure to wind first of all, and access to winter sun when available. However, in this extreme climate it is difficult to create a comfortable external winter-time environment, and in Montreal, for instance, a whole underground city has been developed, where all the facilities and buildings in a large area of the city centre are connected under the streets, protected from the extremes of winter weather.
Map of Montral Underground Pedestrian city These examples are purposely somewhat extreme, to illustrate the principles of different solutions for different climates. Every City has its own local climatic context, which needs careful analysis to find the optimum urban planning ideas and solutions for its own unique context. We should expect that a city, developed in sympathy with its climate, will be different from other cities in different contexts with different climates. There is no one size fits all, and many lessons and indicative ideas can be learnt from studying successful local vernacular tradition.
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In a hot humid climate, with very small variation of temperature throughout the year, buildings need shading from diffuse radiation from all directions (from light cloudy or hazy skies), and access to wind for through ventilation whenever available planning for urban wind flow. Hot arid climates, with clear skies and fierce solar radiation, planning should facilitate inter-building shading of east and west facades from low morning and afternoon sun, but maintain solar access for winter sun on southern facades, as usually winter heating is necessary. Urban plans in cool climates should aim to minimise building exposure to strong winds and driving rain, while ensuring access to southern winter sun. In very cold climates avoidance of snow drift build-up around access to buildings can be an important planning consideration. In general size, form and orientation of urban planning lots should be designed to allow buildings to take advantage of local micro-climatic conditions. Land slope and orientation of slope impact solar exposure and access, and thus possible density of climatically responsive development, dramatically.
Urban Ecology
While cities have pretty heavy footprints, we should try and tread lightly upon the land, and interweave the city with the natural ecology of the location, maintaining natural eco-systems of significant scale and diversity, and developing the city around and between them. Waterways, wetlands, wilderness and woodland areas should be woven into the urban fabric, connected with green corridors to each other and to city parks, urban agriculture areas, etc., as an interconnected green urban network, to allow wildlife commuting on the one hand, and a green-lung network for the health and well-being of the city and its inhabitants on the other. This green network, when matured, should bring greenery, especially trees, into view from most, if not all, dwellings and workplaces.
Organic matter needs to be composted and recycled back into the cycle of growth, into the food production chain. Food production needs to a part of the urban scene, in gardens, on rooftops, with fruit trees in public parks and squares, and urban agriculture allotments in the low-density, interstitial areas. This way the quantity
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of food that needs importing into the city is reduced, and the supply of super-fresh seasonal produce increased. Easy availability of compost is essential for such a cyclic system. Industrial manufacturing needs a system of urban resource and product management at the urban scale, so that each process supplies its by-products as material input to other manufacturing entities / processes. Waste disposal from manufacturing should be priced at a level that encourages recycling and re-use as the most economical scenario, thus reducing absolute waste to an absolute minimum. Ensuring this marketing of industrial by-products could be an integral part of a business licensing system. Today, waste heat from electric power generation, waste-to-energy incineration plants, industrial production processes, etc. is dissipated into the atmosphere, often on a vast scale. In some places some of this heat energy has been re-directed into district heating schemes, but what are really needed are heat energy management systems at an urban scale. This is of course only feasible at high urban densities, but an urban heat energy grid, with a 4-pipe metered distribution network could result in massive energy economies: a lowenergy heat collection (cooling) flow & return circuit, and a high-energy heat delivery circuit, with (biomass CHP driven?) heat-pump transfer of energy between the circuits, could be a feasible idea, in situations where the density of urban energy usage is sufficiently high. In any event, dissipating relative high-grade energy into the atmosphere, as we often do today, is not a very clever, desirable, or sustainable situation. Water should be managed in cyclic ways, on different levels. Use of municipal clean, fresh water supply should be restricted, where possible, to its primary function of water safe for human consumption. A secondary network could be developed for non-portable and re-cycled grey water, where the urban density justifies such a system. In climates where there is a reasonable annually distributed rainfall, rainwater harvesting for non-portable water use can be encouraged, though this becomes problematic in locations where there are several dry months in the year, and where there are several months with snow and freezing conditions. In any case, rainwater should be a local commodity, attenuated and fed into the local aquifers first, and rivers second, through on-site absorption (via permeable ground and paving), temporary flood areas in parks etc., and in temporary and permanent wet-land areas. Sewage waste, reduced in volume through grey-water recycling, can be passed through anaerobic digesters together with some municipal organic waste, for methane production, and after some secondary treatment, passed through controlled wet-lands purification marshes, where the climate and local ecological situation allows. There are several different tried and tested organic sewage processing systems in operation around the world, all less energy consuming than conventional intensive mechanical sewage processing plants. Different systems are suitable for different climatic conditions for example, large deep purification ponds with a fast-growing duckweed cover, which is harvested by floating harvesters and then composted, is used in several locations in the hot climate of Texas, USA.
Waste equals food is a crucial urban principle because it allows us to conceive regenerative, closedloop systems on multiple scales, from the community garden to the regional economy. Applied to design, it translates first of all into safe, healthful material flows that generate no waste. Imagine a scenario in which textiles made with natural materials and safe chemicals are tossed into community gardens to nourish the soil when they wear out, becoming food for biological systems; where hightech polymers and metals are designed for closed-loop systems that circulate valuable materials in perpetual cycles of production, recovery, and remanufacture. Safe manufacturing and cradle-tocradle material flows not only ensure that the materials we build with are beneficial, they also provide a clean, productive economic base for healthy urban growth. By eliminating the very concept of waste, human industry becomes a regenerative thread in the urban fabric. William McDonough
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Verona, Italy This process is in a way similar to natural selection that which is successful, socially and economically, survives, that which is not decays, changes, and is re-placed. It is a slow, timeless way of development, created by and responsive to the physical, social and economic context in which it takes place. The result is appreciated and enjoyed by all, engendering civic pride and care for its preservation, and a sense of inclusion in the value of place and in historical continuity. The results of this historical process are very difficult, almost impossible to replicate through a controlled, professional planning process, and certainly impossible to create with economist and geographer led planning teams. The level of vision, knowledge, and creative will necessary to develop, expedite and control a successful urban plan in this sense are enormous, and we can in no way expect that the average planning team, with the best will and resources in the world, would be capable of doing this. In general, the average planning teams are very pedestrian, dull, clerical entities, who see their role more as administration, rather than creative initiation and direction. Thus we cannot even expect the present planning institutions to create that quality of urban entity that we all desire. We need a different way, a new vision of creative development, with the possibilities of urban diversity and community initiative and involvement built-in to the process, where its raison dtre is to achieve urban excellence, the optimum (and sustainable) environment for Homo Urbanus.
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scale and timing of city development, and would set out pattern language guidelines for Local Development Plans, and determine urban function and density goals and limits, strategy for phasing of development at the urban scale, but would not determine their implementation. Local Development Planning would be the level at which actual physical development would be envisioned, planned and controlled, at the level of the local communities, bringing local involvement, concern and vision to the development and planning process. The area of these local planning entities would be equivalent in scale to the town, with a 20,000 to 50,000 population base. Here, local development initiatives can take place over time, as a local process, and development plans would be proposed, presented, lobbied and discussed in a process of local Public Approval, not just limited by Public Objection. In order to direct commercial interest and investment into the benefit of building development, and not into land value speculation, where planning decisions change the value of privately owned land upon which development takes place, there should be a betterment levy, taken at the time of commencement of development, which would bring a considerable proportion of the change-of-use land value benefit, resulting from the public planning process, into the local area authoritys account, for the development of local infrastructure and the public realm. This would help the development process benefit all the stakeholders, commercial and local, and increases value for all in an equitable way. Obviously such a system needs built-in safeguards against local petty corruption, influence buying etc., but this is a legal, rather than urban sustainability issue, and requires a separate discussion.
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Conclusions
In conclusion, this article is a summary of issues that need to be addressed in the development of a Sustainable Urban Development Initiative. It does not pretend to be exhaustive, and there are surely others who can contribute ideas and concepts to the pot. It also does not address the issues of Rural and Regional Development, within which context The City sits, and upon which it exerts great impact and significance.
As place makers we cannot help projecting ourselves onto the landscape. The human species has an image-making mind, and the city is always something of a dream. But as we dream of our ideal cities, as we conjure the human weft on the geological warp of the land, we can begin to see more clearly the lineaments of the place we inhabit, the true character of the territory, its genus loci. And then, as we shape the character of our cities, we will make places that celebrate both human creativity and a rich, harmonious relationship with the living earth. We will create a new geography of hope. William McDonough
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