THE O N EQUITY SALES COMPANY

ONE FINANCIAL WAY

CINCINNATI OH 45242
TEL:(513)794-6794
FAX:(513)794-4514

Account Number: 3CG-120620

Recipient's Identification
Number: 392-80-4313

Recipient's Name and Address:

Your Account Executive:

Payer Information:

DAVID J KUMMER &

CARRIE J KUMMER MARITAL SURVIVOR
214 RIDGE VIEW TRAIL
VERONA WI 53593-8350

DONITA A ST MARIE
2923 MARKETPLACE DR. STE 210
MADISON
WI 53719-5321
(608) 274-9110
ID: 323

PERSHING, LLC

2006 1099-DIV

Summary of Gross Proceeds and Regulated Futures Contracts

Gross Proceeds (Less Commissions and Fees) .............................................................
Federal Income Tax Withheld - Gross Proceeds ......................................
Regulated Futures Contracts:
Profit or (Loss) Realized in 2006 .......................................................................................
Unrealized Profit or (Loss) on Open Contracts - 12/31/2005 ...................................
Unrealized Profit or (Loss) on Open Contracts - 12/31/2006 ...................................
Aggregate Profit or (Loss) ...................................................................................................
Federal Income Tax Withheld - Reg. Futures Contracts ..........................

Amount
4,394.86 *
0.00
0.00
0.00
0.00
0.00
0.00

* Details of each Gross Proceeds transaction are reported to the IRS.

Refer to the 1099-B section of this statement for these details.

2006 1099-INT
Box
1
2
3
4
5
6
7
8
9

2006
YOUR TAX INFORMATION STATEMENT

Interest Income

OMB No. 1545-0112

Interest Income ........................................................................................................

Early Withdrawal Penalty .......................................................................................
Interest on U.S. Savings Bonds & Treasury Obligations ................................
Federal Income Tax Withheld .......................................................
Investment expenses ..............................................................................................
Foreign Tax Paid .......................................................................................................
Foreign Country or U.S. Possession ....................................................................
Tax-Exempt Interest .................................................................................................
Specified Private Activity Bond Interest ..............................................................

Amount
117.52
0.00
0.00
0.00
0.00
0.00
n/a
0.00
0.00

Federal Identification
Number:
13-2741729

Dividends and Distributions

Box
1a Total Ordinary Dividends ........................................................................................
1b Qualified Dividends ..................................................................................................
2a Total Capital Gain Distributions .............................................................................
2b Unrecaptured Section 1250 Gain .........................................................................
2c Section 1202 Gain ....................................................................................................
2d Collectibles (28%) Gain .........................................................................................
3 Nondividend Distributions .....................................................................................
4 Federal Income Tax Withheld ........................................................
5 Investment expenses ...............................................................................................
6 Foreign Tax Paid .......................................................................................................
7 Foreign Country or U.S. Possession .....................................................................
8 Cash Liquidation Distributions ..............................................................................
9 NonCash Liquidation Distributions ......................................................................

OMB No. 1545-0110

Amount
1,743.78
1,314.11
235.59
0.00
0.00
0.00
0.00
0.00
0.00
31.27
Various
0.00
0.00

Summary of Original Issue Discount

Original Issue Discount (Non-U.S. Treasury Obligations) ......................................
Other Periodic Interest ....................................................................................................
Federal Income Tax Withheld ..............................................................
Original Issue Discount on U.S. Treasury Obligations .............................................
Investment expenses .......................................................................................................

Amount
0.00
0.00
0.00
0.00
0.00

This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction
may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
(3CG 133394)

Page 1 of 7

Recipient's Name and Address:

Account Number: 3CG-120620

DAVID J KUMMER &

CARRIE J KUMMER MARITAL SURVIVOR

Recipient's Identification
Number: 392-80-4313

2006
YOUR TAX INFORMATION STATEMENT

Summary Of Transactions We Do Not Report To The IRS (See instructions for additional information)
Amount
Securities Purchased
Net Cost of Securities Purchased ..................................................................................................................................................................................................................

2006 Form 1099-B PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS

4,582.50

OMB No. 1545-0715

(For individuals, report details on Form 1040; Schedule D; Line 1 or 8.)

This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction
may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
Description
(Box 7)
TEXAS INSTRUMENTS INC

CUSIP
(Box 1b)
882508104

Trade/Process
Date
(Box 1a)
11/09/2006

Proceeds
(Less Commissions & Fees)
(Box 2)
4,394.86

Quantity
150

Total

4,394.86

INTEREST INCOME

0.00

(Details of Form 1099-INT)

CUSIP/
Security Type
055185201
U.S. Corp.

Description
BAC CAP TR IV PFD GTD CAP SECS 5.875%
CALLABLE 5/1/08 MTY 5/03/33

Date Paid
02/01/2006
05/01/2006
08/01/2006
11/03/2006

Total

Interest
Income
(Box 1)
29.38
29.38
29.38
29.38
-----------117.52

Interest on U.S. Savings

Bonds and Treasury
Obligations (Box 3)

117.52

DIVIDENDS AND DISTRIBUTIONS

Description
GARMIN LTD COM
ISIN#KYG372601099

Federal Income
Tax Withheld
(Box 4)

Date
Paid
12/15/2006

Total
Ordinary
Dividends
(Box 1a)
25.00

Federal Income
Tax Withheld
(Box 4)

0.00

0.00

Investment
Expenses
(Box 5)

0.00

Foreign
Tax Paid
(Box 6)

0.00

(Details of Form 1099-DIV)

Qualified
Dividends
(Box 1b)
25.00

(3CG 133394)

*Total Capital
Gain
Distributions
(Box 2a)

Nondividend
Distributions
(Box 3)

Federal
Income
Tax Withheld
(Box 4)

Investment
Expenses
(Box 5)

Foreign Tax
Paid
(Box 6)

Page 2 of 7

Recipient's Name and Address:

Account Number: 3CG-120620

DAVID J KUMMER &

CARRIE J KUMMER MARITAL SURVIVOR

Recipient's Identification
Number: 392-80-4313

DIVIDENDS AND DISTRIBUTIONS

Description
FEDERATED CAPITAL
RESERVES
FOR TAX YEAR 2006

Date
Paid

(Details of Form 1099-DIV)

Total
Ordinary
Dividends
(Box 1a)
209.51

Qualified
Dividends
(Box 1b)

OAKMARK EQUITY AND

INCOME FUND

12/18/2006

90.29

39.84

MCDONALDS CORP

12/01/2006

50.00

50.00

NASDAQ 100 TR UNIT

SER 1
CASH INCOME 2006

12/31/2006

6.64

6.63

STANDARD & POORS

DEPOSITARY RECEIPTS
(SPDR'S) UNITS OF
UNDIVIDED BENEFICIAL
INTEREST

04/28/2006
07/31/2006
10/31/2006

33.77
36.11
37.66
-----------107.54

33.77
36.11
37.66
-----------107.54

TEXAS INSTRUMENTS
INC

02/13/2006
05/22/2006
08/21/2006
11/20/2006

4.50
4.50
4.50
6.00
-----------19.50

4.50
4.50
4.50
6.00
-----------19.50

VANGUARD EUROPE
INDEX FUND

12/22/2006

723.97

554.27

VANGUARD INDEX
TRUST TOTAL STOCK
MARKET PORTFOLIO

03/20/2006
06/26/2006
09/25/2006
12/22/2006

117.10
117.10
117.10
160.03
-----------511.33

117.10
117.10
117.10
160.03
-----------511.33

1,549.08
194.70

1,289.11
25.00

Dividends - U.S. Corporations ............

Dividends - Foreign Corporations .......

2006
YOUR TAX INFORMATION STATEMENT

*Total Capital
Gain
Distributions
(Box 2a)

Nondividend
Distributions
(Box 3)

Federal
Income
Tax Withheld
(Box 4)

Investment
Expenses
(Box 5)

Foreign Tax
Paid
(Box 6)

235.59

Total
1,743.78
1,314.11
235.59
* All Capital Gain Distributions paid were classified as Long Term Capital Gain Distributions (see instructions for details).

(3CG 133394)

(Continued)

31.27

0.00

0.00

0.00

31.27

Page 3 of 7

Recipient's Name and Address:

Account Number: 3CG-120620

DAVID J KUMMER &

CARRIE J KUMMER MARITAL SURVIVOR

Recipient's Identification
Number: 392-80-4313

2006
YOUR TAX INFORMATION STATEMENT

TRANSACTIONS WE DO NOT REPORT TO THE IRS

SECURITIES PURCHASED
Description
GARMIN LTD COM ISIN#KYG372601099

CUSIP
G37260109

Trade/Process
Date
11/09/2006

MCDONALDS CORP

580135101

11/09/2006

Total

Quantity
50
50

Net Cost
2,436.00
2,146.50
4,582.50

(3CG 133394)

Accrued Interest Purchased

Amount
Security Type

0.00

Page 4 of 7

Recipient's Name and Address:

Account Number: 3CG-120620

DAVID J KUMMER &

CARRIE J KUMMER MARITAL SURVIVOR

Recipient's Identification
Number: 392-80-4313

(3CG 133394)

2006
YOUR TAX INFORMATION STATEMENT

Page 5 of 7

Recipient's Name and Address:

Account Number: 3CG-120620

DAVID J KUMMER &

CARRIE J KUMMER MARITAL SURVIVOR

Recipient's Identification
Number: 392-80-4313

(3CG 133394)

2006
YOUR TAX INFORMATION STATEMENT

Page 6 of 7

Recipient's Name and Address:

Account Number: 3CG-120620

DAVID J KUMMER &

CARRIE J KUMMER MARITAL SURVIVOR

Recipient's Identification
Number: 392-80-4313

(3CG 133394)

2006
YOUR TAX INFORMATION STATEMENT

Page 7 of 7