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FINANCIAL DISCLOSURE R EPORT

FOR CALENDAR YEAR 2009
! 2. Cour~ or Organization U.S. District Court (S.D.N.Y.) 5n. Re,rmrt Type (check a?propriate :ype) ] Nomina:ie~, [] Initt, i Da~e ~ ,~l-J] A ..... [] Fro!!

~e~rt
m GovernmentAct of 1978

1. P~rson Rtpol~ing (last name, first, middle initial) Crolly, Paul A. 4. Title (A.r~icle llJ judges ,.ndicate activt, or senior s~atus: mag~stra:e udges indicate full or pan ~me) U.:;. Dislriel Judge (Aotive)

J. Date of Rt.port 05.q0.2010 6. t~:eporting Pt.riod 01/01/2009 to 12.31/2009

5b. [] Amended Repo~ 7, Chambt.rs or Office Address 500 Pearl Street P, oum 735 New York, New York 10007 8. On the basic, of the information conlained in thi~ Report and an3, frith ~pplicable laws and rt.guh~tions. Revi~n ing Otlqo: r

Dart.

IMPORTANT IVO]E,~: The insrructions, accompanying this form m~st be fallowed Complete allparts, checking the NONE box for each part where.rou have no reportable information. Sign on lastpage.

NO~ (No reportable posirio~ts.) POSIIION NANfl~ OF ORG~tZATION,~NT1TY

1. 2.

NONE (No reportable agreements~ ~

2005 Verizon Income Defcwal Plan (No Conlro )

PARTIES ~D TEt~S

Crotty, Paul A.

FINANCIAL DISCLOSURE REPORT Page 2 of ] 0

~ .... r Perso. ~,pom~ CrolD.. Paul A.

I o~t, ofa,por, 05/10/2010 [

IH. NON-INVESTMENT ~CO5~. mwo.i~g i,,~viaual andsp ....see pp. 17-24 gf!ling instructions.) ;
A. Fliers Non-Investment Income NO~~ (No reportable non-investment mcome.~

DATE
I 2009

SO~CE AND TYPE

Verizon Communications (See VIII)

INCO~
(you~. not spouses) $183.3

3. 4.

B. Spolls~2 vs Non-I/l~.,esln|en| ]rlcdl~.[i|~. - If you were married during any pvrtion of ~e reporting y~r, complete this section ~ollor amou~t not requi~ed ~*x~ept for ~ NONE t;X~ reportable non-investment ir~come.) DATE 1. 2009 2 3. 4. ~ ]George A~t Communications - Sala~~

(i~;ci;,des th~" to spcnta~ and dep~ndent .i~tldt~,/;. see [~p 25-27 o]fihng ~nxrr:.:nons,~

NONE (No reportab!e reimbursements.;

~
I. George Masou University School ofl.~w Seminar

~
November 6 2009 November 12. 2009

LOCATION
Captwa, I,londa

~
Sere inar Re: Economic Analysis of Law

ITEMS PAID OR PROVIDED

Air and Ground Transponalton

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT

N ..... P ...... Reporling f

Date of Report

Page 3 of 10

c~,t~,, P..~ ,~.

NO~ (No reportable gLfis.) SOURCE DESCRIPTION

I.
2.

3.
4,

NONE (?Vo reportable liabilities.) CRt},DIIOIX ~C~ VALUE CODE

1.

2. 3,
4. 5

FINANCIAL DISCLOSURE REPORT Page 4 of 1 0

~ ..... r~ ..... aepo,-ti,,g crotty, Paul A. 05d0/2010

VII. ~VESTMENTS an d TRUSTS .- i .......... ~ ............. ~o~ (Includes th~se of ~N ...... d depen,~nt children," ~ee PI. 34-60 of filing i ......
NO~ ~Vo reportable income, assets, or trw~sactions.)
A De~Jiption at" Asset~ ([ncludi)~ tr~st asse~ P~ce "~7)" ufler each asset exempt t}om prior dtsclost~,e ...... 1. ~2. American Express B Income d~ing repo~ing period Anm~m) C~e I : (A-H) i A D~vidend K J L Type (e.g. div, cent, or rot) C Gross value at end of report ng ~eriod Value Code 2 (LP) , Value Monad i Code 3 (Q-~kO Type (e g. buy, sell. redemption) D transacmms dwing reporung permd

Date Value [ Gum mm,dd~yy Code 2 ~ ~e 1 t. P) (A-}~)

buyer%eliot (if private uansact;an}

T l T

Ameriprise Finl lnc Coca Cola

A B

Dividend Dividend

4. 5 6.

Duke Encrg~ Coq). Exxon Mobil General Electric lewletl Packard

A B B

Dividend Dividend Dividend Dividend

K I. K

T T T

[7.
8 9. 10 ~ I.

A A A B

K K

T T Buy Sold 3."26109 12/7109 K

~ Morgan Chase Market Vectors Russia Medtroni~ Mi~rosof{

Dividend Dividend Dividend

A A A

Dividend Dividend Dividend

K K K

T Boy

12. 13.

Morgan Stanley Stryker Corp. Phatm a,~eulicals Alliance Bcrnstein Capiutl

T 1

3.26,09

l,t. 15.

A A C

Div hiend interest Dividend

K l,

T T T

16. ] 7.

Fidelity NY Muni Fund Norbellc I..I.C

M K

None

FINANCIAL DISCLOSURE REPORT Page 5 of l 0

~1. INVESTMENTS and TRUSTS -~ ........

I ~ .... /I (:rot,,.,
~.~. t ....... ion.r (b, ct~gs t~ose of W ...... ~ ~ep.nag~t chil~en, s~pp. 34-~ qf!~ng instr~aions.)

NONE (No reportable income, ~sets, or transactions.~

Description orAs~ (including ~ust ~se~) Place "(X)" after each ~et exempt tYem prior disclosme [ncom~ d~nng repodmg peered Grcs~ value

~
: ~

O) ~ ~2)
, Amoum ] ype (e.g. :. Cod,: I [ d~ . rent, (A-H) o; mr) i k"a~ue Code 2 (LP) Value Mefl~od Cade 3 (Q.Z) ~vpe (eg buy, se!l. redemption) Date Value mm/ddiyy Cod~ 2 ~ (J-P) Gain Code I (A-H) Identity o[ buyedseller 0fpriv~te ~ansact~on) ,

~
18. ~ 19. 20.

New Entrep~neur Fund Rollovcr H~A #1 - Fidelity Low Priced Stock - Baron Growth

Dividend

I. N

I)ividend

[21.
22. 23. 24. 25.

- Willinm Blnir Intl Growth - American Grex~ah - Columbia Aeom Clnss Z - Dt~ge & Cox Stock

5;old (pa~) Buy

Z4/09

2;4,~09

26.

- H~rbor b~temationol

gold (port) Sold 2.;4/09 K (,part) gu)

2/4109

27. - Juries Baer lntl Equity 28 - Vanguard 500 Index

2i4,09

29.

- Royce Premier

30.
31

- fidelity Cash Reserves

Rollovcr IRA ~;2 E Interest Pl T

32. 33,

- Campbell Soup Bond - Hc, neysvell Infl Bond

Redeemed

I115/09

FI_NANCIAL DISCLOSURE REPORT Page 6 of ] 0

Nam~ of Person Reporting

Date of Ropier!

VII. INVES~I MENTS and T.R USTS - i ......... .~.~, t ....... io.. (Include+ those of+t ....... d dependent chil& en. +ee pp. 34-~ of f!ting instructions.)
NONE (No reportable income, assets, or transactions,)

Dc+cnptmn +f Assets (including Irust Place "CX)" aft= each asset exempt from prior disclosme

~+ Income ~ming

Gro~ value at end

Tr~.saclio~ d~ng reportm~ period

~:Amo~t ~ Type (e.g + C~e (A-H) or mr)

Value ] Value (J-P) ~ Code 3

Type (e.g.,[ redemption)

[;ate

Value

Omn .

Iden~ttyof (dpr~vate

(J-P) (A-H) ~

:: 35. 36. 37.

- Walt Disney Eond

- Ciso Bond - Amcrit;an Express Bond - Bottliag Group 1,1,C Bond - Oracle Fhmd -

Sold

4/15/O9

38. 39.

40

Bond

Sold

3/30/09 3/11/09

K L

:!l. 12

- JP Nh)rgm+ Chase Bond - Kimb+rly Clark Bond

So+d

43. 44.

- De.re & Co. Bond - Fedcrut I,am~ Cr Bks Bond - TVA Bond

Sold

319,"09

45 =16 47

- kidelil} (?/~sh Rese~.es ~ - ~.,lorg;m Stanley Bond - Lch~nan Bros . - DuPoni Bond - CIT Bond Sold 6/9/09 K Rcdeemcd Sold 1/15/09 9/30;09 K J

48 49. 50.

5I.

- Hartford Fin. Svcs. /

Sold

t0/23109

FINANCIAL DISCLOSURE REPORT

Name of]>erson Reporting

Date uf Report

Page 7 of 10

ere,,?, ~~,,1 A.

NON~ ~o reportable income, assets, or transactions.)

A Description of A~sets (mc[~mg :~usl .... L~) P~ce "~)" after each ~s~t ~xemp[ from prior disc~os~e B Income d~ing rcpo~,ng per ~o~ (I) (2) Amount Type: (c g, Code I dry , :ent ~ (A-H) o~ dtt) C. Gross value at end ~(~ep~r.~,ng Fenod ~1) (2) Vahc Value (:ode 2 Me~od (J-P) Cede 3 (~) T).pe (e g , buy, sell, redemption) D Transact~o~ dur~g repor~ng ~nod (2) (3) (~) : Date Va~ut , mm,~d~.)~" ~:od6 2 (J-P) (~) .... Iden~it) of buyerlselle~ (if prigate

Gain Code l (A-If)

52,

- Target (:oq~. Bond

Sold Sold

10/21/09

53.

- Gensorth Global Bond

]0,15,"09

54. 55. 56. 57.

58. 59.

- GE 13ond - IBM Bond - Boeing Corp. Bond - W~;hovit~ Bond

- Allst~te F~ond -Wells Fargo Bond

Sold

3/t9/09

Sold Sold
Sold Sold

11/17/09 3:11/09
3;27/09 1,"27/09

K K

60.
61. 62. 63. 64.

- Anhenser Busch Bond

- HSBC Bond Sold 4/14/09 K

- \\"algreens - Mcrck & Co. - Federal Farm - Federal Ilome l.oan - Pfizer & (:o. Buy 4;8/09

Bu) Buy Buy

3.;20/09 4/7/09 4:6/09

I,

:65. : 66.

Buy

4.q 5:09

67. 68.

- \erizoo (;ommunicntions

Bu).

5.,18/09

- SB t"

Buy

6..9.z09

~See Cohunn C2)

L~ =Book V~ue

V~

W =Es~ma~

FINANCIAL DISCLOSURE REPORT Page 8 of 1 0

V1 I. INVESTMENTS an d TRUSTS --i .........
~

N ..... Pe ....Repovling f

Date olReporl

Cro,,.~. v,.~ ,~.

lue, t .....riots anctudes" those of ~

0.vH~.,20~o

NONE ~,Vo reportable income, resets, or transactions.)

A (including ~ust ~sets) _Place "~)" after each asset exempt from prio~ disclos~-e ~ ~eponing l~nod g) (2) Amour Type (e.g. Code I dry. rent. (A-H) o; ml ) C of repertmg period O) , (2) O) Value Value Code 2 Me~od (J-P) Code 3 (2) Type ~ buy, sell, ~ lcdcmp~mn) (3) (<~ (5) buyerise!ler (fi p~tv~te

mm~id&yy Code 2 Code I (J-P) {A-H }

69. 70. 7l

- McDonald~ - Con Edison - G~nCral Dynamics

Buy

6:17/09

Buy Buy

8/25:09 1021/09

L K

72. 73.

- WaI-Mart Verizon Income Deferral Phm F Interesl O T

Buy

I 0/29,09

1.

FINANCIAL DISCLOSURE REPORT Page 9 of 10

~" .....~e ...... Repo,~i,,~ c~o,~, v,,,,~ n.

D.t~ orR~.or, o~,~o,~o~o

VIII. ADD ITIONA L INFORI~IAT ION OR EXPLA NATIONS. ?,,~co,~ po,, o.rmt, o~,4
In 2009, 1 uon~.inu~-d to r~ci~.c paymenks from my V~nzon Income Dcl~:r~-al Plan ~10/2009) lhc total paymr.nts are shown in Ilk supra.

FINANCIAL DISCLOSURE REPORT .Page 1 0 of I 0 IX. CERTIFICATION.

~v ...... a0po.i.g ] Cro,~,. .[~ ..... eaul A. [

o~t, ofa,p0r.05 , 10,2010

I certify that all infi)rmation given above (including information perlaining to my spouse and minoe or dependent children. If an?) is accurate, true, and complete to the best of m) knowledge and belief, and that an~ information not Iepo~ed ~ withheld becanse i~ met applicable statutory provisiuns permitting non-disclosure. " I fitrther eel~ify that earned income from outside employment and hono~eia alld the acceptance of gifts which ha~ e been reposed nte in compliance with the provisions of S I.:.S.(7. app. ~ S01 el. seq., 5 U.S.(7. ~ 7353, and Jndiial (~tmference regulations.

NOTE: ANY INDIVII)I;AL WIIO FLNO\VINGLV AND \~ILFULLY FAI,SIFIES OR F.4~I LS TO FII,E TlllS REPORT MAY lie SIJI:LIECT TO CIVIl. AND (TRI~IINAI, SAN(:IIONS (S I!.S.(~_ app. 104)

FI1ANG INSTRUCTIONS Mail signed original and 3 aclditional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 (Me Columbus Circle, N.E. Wasb.ington, I).C. 20544