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ao 1o Rev.

1/2010

[ ]

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009


2. Court or Organization Tenth Circuit Court of Appeals 5a, Report Type (check appropriate typo) [] Nomination, [] Initial Date [] Annual ~

Report Required by the Ethics in Government Act of 1978 (s u.s.c, app. !omit)
3. Date of Report 07/08/2010 6. Repo~ing Period 01/0112009 to 12/31/2009

L Person Reporting (last name, first, middle initial) Holloway, Jr., William J. 4. Title (A~ielc II~judgcs indicate active or scnio~ ~tatus; magistrate judges indicata full- or partqime) U.S. Circuit Judge, Senior Status

[] Final

7. Chamber~ or Office Address U.S. Courthouse 200 N.W. 4th Street Oklahoma City, Oklahoma 73102

5b. [] Amended Report 8. On the b~sis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be followed. Complete ail parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepl~ 9-13 offdtng i~struction~)


D NONE (No reportable positions.) POSITION
I. Member, Board of Directors.

NAME QF OK~;ANIZATIONI~NTITY
The Historical Society of the Tenth Judicial Circuit

2. Monthly phone conferences and infrequent face-to-face meetings.

(No Compensation)

II. AGREE MENTS. (Reportiog individuat only; see pl~ 14-16 of filing instructions.)
~ NONE (No reportable agreements.) DATE PARTIES AND TERMS,

Holloway Jr., William J.

FIN~N CIAL DISCLOSURE REPORT , Pag~ 2 of 10

07/0S/2010 [ Uolloway, Jr., William Z.

IlL NON-INVESTMENT INCOME. ~,~


A. Fliers Non-lnvestment Income NONE (No reportable non-investment income.) ~ 1. 2. 3, 4. SO~CE AND ~E ~COME (yours, not spo~es)

B. Spouses Non-lnves~ent Income - tyou were ~ied dudng any potion ~f the ~porting year, complete th~ s~io~
(Dollar amount n~ required ~cept for hono~ia,)

NO~ (No reportable non-investment income.) DATE SO~CE AND ~PE

2. 3. 4.

IV. REIMBURSEMENTS - t~,~wo,~oo,


(Includes those to spouse and dependent children; see pp. 2.5-27 of fiting

NONE (No reportable reimbursements.) S.Q_U_]~.C~ 1, 2. 3. 4. 5. DATES LOCATION pURPOSE ITEMS PAID OR PROVIDED

Name of FINANCIAL DISCLOSURE REPORT [ nolloway, Jr., William Person Reporting J"

Page 3 of 10

Date of Report ~

07/08/2010 t

NONE ~o reportable g~s.) SOURCE DESCN~TION VALUE

I. 2. 3. 4. 5.

VI. LIABILITIES. a,~,, ~o~ ~,~o,~ ~ ~,~ ,h~a,~,: ,,~ ~,~. ~2-~ of filing instructions.)
NONE (No reportable liabilities.) ~ I. 2. 3. 4. 5. DESCRIPTION VALUE CODE

. FIN)kNCIAL DISCLOSURE REPORT ] ltonoway, Jr., William J. Page 4 of 10 VII. INVESTMENTS and TRUSTS -i, co,~, value. ~ra,~ons anetad~ those o/~o~ ~ dep~de~ children; see ~. ~4~0 of filing
NONE ~o repomable income, assets, or ~ansactions.) D~sefiption of Ass~ (including ~msl ~ets) Plac"(X)"afler~h ~1 exempt from prior ~losm . [ Income ~ring [ reposing ~ Grogs value at end of r~aing period [ Transactions during r~ing p~

07/08/2010

. Idcnti~yof buyer/~ller

Am~um T~ (e.g., Va~ue [ Valu~ T~ (e.g., Dat~ ~ Valuo G~n ~ ~I buy, ~11. div., rent, Code 2 ~ Me~od [m~ j C~ 2 C~e I [ (A-H) or int.) (J-P) ] C~e3 redemption) [ , (J-P) ~ (A-H) (if private

I. 2~ 3. 4.

O.GE. Energy C~.(Com~ Stock) AT~T, Inc.(was SBCX(Common Stock)acquir~ Bell Sou~ B,II Sou~ (Acquired by AT&T Inc.) First St~e Bank, Pond C~k, OK (Common Stmk)

B D

Divld,nd Dividend None

K M

T T

N~ne

None K W

Acquired by AT&T 2007

Dividend

7. 8. 9. 10. I !. i 2. i 3. 14. 15. "16.

Maple Leaf Gold Coins Choking & Saving Acc~. B~kOne (now Chic) Lucent T~ologi~, Inc. (now Alca~l Lucent)(Common Stock) NCK Co~. U.M.B. Money Market Bank of Okl~a (~king AccounO Vo~fo~ Group PLC NBC Bank(Okl~oma Ci~) Veri~n Co~ications, I~.(fo~erly Bell South) LSI (~eviously Agero) A B B A C C A

None Interest None None lnterest ~terest Divided Inter~t Dividend None Dividend

J M J J L M J M L J J

W T T T T T T T T T T

Non* None

No~

: 17. M~s Mutual Ins. Policy

C~h Sa~mnder Value

(~ Colu~ ~)

U =B~k Value

V ~r

FIN)~NCIAL DISCLOSURE Page 5 of 10

REPORT
Holloway, Jr., William J. ~

07/0812010

VII. INVESTMENTS and TRUSTS -~.~o~, ,,~t~,


~ NO~E ~o reportable income, assets, or ~ansac~ons.)
A. Description of Asse~ (including ~ust as~) Pla~ "(X)" after ~h ~t ~xempt fiom prior disclos~e B. Income d~ing ~cpo~ng ~fi~ ~ounl i T~ C~c I [ div., ~nl, (A-H) i or int.) ] J. 18. 19, 20. i21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. New York Lif~ [as.(2 ~lici~s) Avaya (Y) Comcast Idearc Teradata Corporation (X) MINERAL INTERESTS 112 Interest, Graham Co. KS, See 19 1/2 Interest, Graham Co. KS, See 16 1/2 Interest, Graham Co. KS, See 18 1/2 Interest, Kearny Co. KS, Sec 36 1/2 Interest, Kearny Co. KS, See 26 1/2 Interest, Kearny Co. KS, Sec. 24 1/2 Interest, Kearny Co. KS. See 19 1/2 Interest, Kearny Co. KS, See. 18 1/2 Interest, Kearny Co, K, See. 25 1t2 Interest, Kearny Co. KS, See 13 112 Interest, Kearny Co. Ks, See 35 A A A A A A A A A A Royalty Royalty Royalty Royalty None Royalty Royalty Royalty Royalty Royalty Royalty J J J K J K K K K K K W W W W W W W W W W W A A Dividend Dividend None J J J T T T AT&T broadband merged Spinofffrom Verizon Spinoff from NCR A Dividend i C~e 2 Me~od buy, sell, (J-P) C~ 3 ~ redemption) (Q.~ = J T ~d~ 0~ 2 . C~e I (J-P) (A-H) [ : buyer/s~llcr (if private tra~cfion) Cash suff~nder value

I. Income Gain Codes; (See Columm; BI and 134) )) 2. Value Codes (See Colmrea CI ,and D3) [ I 3. V~Iue Melhod Codes (See Columa C2)

A =$ t,000 or less I" =$50.001 - $100,000 J ---$ I 5.000 or Jess N =$250,001 - $500,000 P3 =$25,000,001 - $50,00~,000 O =Appraisal U =Book V,~lue

B =$1,001 - $2,500 G =$t0D,00[ - $I,0D0,000 K =$15,0~1 - 550,000 O =$500,001 - $ 1,000,0~0 R =Cost (Real Estate Only) V =Other

U =$2.501 - $5.,000 Ill =$1,000,001 o L =550,001 - $|00,000 Pl =$ 1,000.001 - $5,~10.000 P4 =More than S =A~essrntm~ W =Estimated

M P2 =$5,000,001 - $25,000.000 T =Cash Market

FINXNCIAL DISCLOSURE REPORT

Page 6 ell0

Name of Person Reporting

] [

Date ~f Report 07/0812010

[ H011oway, Jr., William J,

NO~ (No reportable income, ~sets, or wansactio~.)


Deschption of As~ts (incl~g ~t ~) : In~ during [ r~ng ~ri~ I Gross val~ at end [ ofrepoaing pefi~ T~tio~ d~ r~ing ~ri~

exempt f~ prior di~los~

C~ I I div renk - i Code 2 Me~ i ~ (A-H) I o~"in~) ~ (J-P)! C~3 ~ I ..... i (Q-W) A A A A A A Roy~ty Royalty Royalty Royalty Royalty Royalty None A A A A A A A A Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty K K K K K K J J J J J J J J J W W W W W W W W W W W W W W W

buy, ~ll, r~emption)

buyer/seller ~d@~ C~e 2 . C~e I ~ (ifp~,~tc ~ (J-P) ; (A-H) i ........... l~nsaction ) ~ I

35. 36. 37. 38. 39. 40. 41. 42. 43.

l~ Interest, Kingman Co. Ks See, 36 1/2 Interest Kingman Co. KS, See 2 1/2 Interesl Kingman Co. KS, See 14 112 Interest, Kingman Co. KS, Sec t4 & 23 I/2 Interest, Kingman Co. KS, See 27 1/2 Interest Morton Co. Ks, See 17 112 Interest Norton Co. KS, See 24 I/2 Interest Rawlins Co. KS, See 9 1/2 Interest Reno Co. KS, See 1 I/2 Interest Riley Co. KS, See 25

45. 46. 47. 48. 49.

I/2 Interest Rooks Co. KS, See 7 112 Interest Rooks Co. KS, See 27 I/2 Interest Sedgwick Co., KS, Sec. 6 I/2 Interest Sedgwick Co., KS, See 29, 30 & 31 1/2 Interest Stafford Co. KS See 21 & 22

50
51.

ROYALTY INTERESTS
1/2 Interest Barton Co. KS, See 20 None J W

FINAiNCIAL DISCLOSURE REPORT . Page 7 of 1 0

s~e orPe,~oa n~o,~.g Holloway, Jr., William J.

Dateofgepo~, 07/08/2010

VII. INVESTMENTS and TRUSTS -["~e~a~(~c~fsp~eandd~c~ldren;seepp~34-6~ffl~ng~r~


HO~ (No reportable income, ~se~, or tra~actions.)
A. ~ription of Asse~s T , [ B. In~ dung C. Gross value at end D. Tmnsa~io~ d~ng r~ing ~ri~

Phc~)a~ach~set exempt~ompfiordi~los~

~ount T~(c.~, C~ I div.,~nk orint.) I (A-H) ~

Value [ Value ~ Code2 [ Me~ ~ (J-P) ]_/ C~(~3 Jt

X~(e.g., buy,~ll, ~demption)

Date Value ~ Gain i mm~d~ ~ C~2 i C~c 1 ~ ~ (A-H) ; i ~l (J-P) .~ .............. ~ ..... ] ......

Identityof bayer/seller (if private tran~tion)

52. 53. 54. 55. 56, 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

1/2 Interest Ellis Co., KS, See. 10 & 11 1/2 Interest Ca~on Co., ~, See. 4 I/2 Interest G~y Co., TX, See 33 112 Interest G~vin Co., OK See. 36 1/2 Interest Logan Co. OK, See I0 1/2 Interest Logan Co. OK, See 32 1/2 Interest Logan Co. OK See 34 1/2 Interest Logan Co. OK Sec. 33 1/2 Interest Logan Co. OK See. 35 1/2 Interest Pontotoc Co. OK, See 35 112 Interest Pontotoc Co. OK, See 33 1/2 Interest Pontotoc Co. OK, Sec 28 I/2 Interest Pontotoc Co. OK, See 21 1t2 Interest Pontotoc Co. OK, See 18 1/2 Interest Pontotoe Co. OK, See !6 I/2 Interest Woods Co. OK, See 6 I/2 Interest Woodward Co., OK See 7 A A A A A A A A A A A A A A A

None Royalty Royal~ None Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty

J J ~ " J K K K K K J J J J J J J J

W W W W W W W W W W W W W W W W W See Par~ VII1, No. 2 See Part VIII, No. 2 See Part VIII, No. 2 See Part VIII, No. 2 See Part VIII, No. 2

L income Gain Codes: 2. V~ ~

A =$1.,000 or tess J ~ 15,0~ or I~

B K =$15 g ~o~ (R~I E~e Only) V ~r T ~h Ma~~

3. Val~ Ma~ Cod~ Q =App~isal ($~ COlU~ C2) U =B~k Val~ , ...........................................................................................

S =As~mt W

FINANCIAL DISCLOSURE REPORT . Page 8 of 1 0

n.me of Persott Reporting Holloway~ Jr., William J.

l)at of Report

07/08/2010

VII. INVESTMENTS and TRUSTS - ~ncom ..... ~,. t~n~o~s ~x~a~ae, t~o~e of
~ NONE (No reportable income. ~sets, or tramactions,)

~ ...........
D~pfion of ~ts (including t~t ~sc~) Place "~)" a~r ~h ~et ~x~pt from p~or all.Insure [ [ Income during r~o~ing ~ri~ Gross value at end of reposing ~rlod Valu* ~2 (J-P) Value Me~od C~e3 (Q-X~ W W W W W T~ (e.g.. buy ~ll, ~ption) , T~ctions d~ r~o~g

Amount T~ (c.g,. ~ Code I ;~ div,. renL (A-H) . or int.) I ~

Value Gain i Date m~d~ Code 2 ] (J-P) ~ (A-H) ~ i /

Id~tity of (ifpfivate tmnsacti~)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 801 81. 82.

t/2 In.rest Logan Co. OK, See, I I 1/3 In.rest Goat Co., OK See. 3 1/2 Interest Woods Co., OK. See. 32 I12 Interest Woods Co,, OK, See !9 1/3 Interest Garfield Co, OK See 25 (X) REAL ESTATE 112 Interest, Enid, OK, Lot 5 (Y) 1/2 Interest, Enid, OK, Lot 6 (Y) 1/2 lnteregt, Enid, OK, Lot 7 (Y) 1/2 Interest, Enid, OK, Lot 8 () LEASE BONUSES Logan County, Okla. Woods County, Okla. Blaine County, Okla.

Royalty None

K J K K J

A D

Royalty Royalty None

None None None None

K K K K

W W W W

None None None

J J M

W W W

83. 841

Woods County, Okla. Woods County, Okla. C

None Royalty

J K

W W

A =St.000 or Itr~ F =$~0,001 - $100.000 at =$t5.000 or tes~ N =$250.001 - $500,000 P3 =$25,000,001 - $50,000,000 3. Value Mctho~ Codes Q =Appmh:al (See Column C2) I3 =Book Value ...............................................................................................

l. lt~come Gain Cock-s: (See Coltmms BI and EM) 2. Valm~ Ced~ (See Columns Cl and D~)

B =$1.0~1 - $2,509 ............................. =$2,501 - $5.000 C G =$100.00| - $1.000,0~t HI =$1,000,001 - $5,000,000 K =$15,00! - $50,000 L ~$50,001 - $1~0,000 O --~500,001 - $I.000.000 Pl =$1,000,001 - $5,000,000 P4 =More than $50.000,0~ R =Cost (Real Estate C~aly) S =Asse~smeaU V =Other W =Estimated

D -$5.0OI - $15,000 t12 =More tha~ M =$100.001 02 =~5.000,001 - $7.5,000,000 T =Cask Market

I~ =$]5,901 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of Persott Reporting Holloway, Jr., William J.

Date of Reporl

Page 9 o f 1 0

07/08/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

I. Date of Report: Judge Holloway was granted an extension of time to file this report until July 15, 2010. PART VII: INVESTMENTS AND TRUSTS 2. Payn~ents from Chesapeake totaled~ for Logan and Woods Counties, Oklahoma. This was divided among Sections 10, 32, 34, 33, and 35. In addition, there was a che~k for~ from Sunoco covering royalties in Logan and Pontotoc Connties~ Oklahoma.

FINANCIAL DISCLOSURE REPORT


Page 1 0 of 1 0 IX. CERTIFICATION.

Name of Per~oa Reporting nolloway, Jr., William J

Date of Report

07/08/2010 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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