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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Covello, Alfred V.


4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ~ 101-111)

2. Court or Organization U.S. District Court, CT


5a, Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

3. Date of Report 05/09/2011


6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge - Senior

5b. [] Amended Report

7. Chambers or Office Address 450 Main Street Hartford, CT 06103

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRe, onlng individual only; seepp. 9-13 of filing instructions.)


[~ NONE (No reportablepositions.) POSITION
1. 2. 3. 4. 5. Director

NAME OF ORGANIZATION/ENTITY William & Alice Mortensen Foundation

II. AGREEMENTS. ~Reponin~ individual only; see pp. 14-16 of filing instructions.)
~-~ NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Covello, Alfred V.

FINANCIAL DISCLOSURE REPORT Page 2 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/201 I

III. NON-INVESTMENT INCOME. ~eeror, i,,~ i, dJvid,,al a,d spo,se; seepp.


A. Filers Non-Investment Income ~-]
NONE (No reportable non-investment income.) DATE
I. 12/31/10 2. 3. 4.

SOURCE AND TYPE


State of Connecticut Pension

INCOME (yours, not spouses)


$111,597.00

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria..)

NONE (No reportable non-investment income.)


DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -- ,.a.spor,atio.. Iodgi.g. lood. entertainment.


(Includes those to spouse and dependent children; see pp. 2.$-27 oJf!ling instructions.)

NONE (No reportable reimbursements.)


SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

V. G IFTS. an,ludes those to spouse und dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anctudes tho~e olspouse and depen,~en~ children; see pp. 32-33 of filing instructiotls.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 oyfiling instructions.)
[~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period Gross value at end of reporting period (1) Value Code 2 (J-P) Code(Q.W)3 (2) Value Method (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) i (4) Date Value / Gain mm/dd/yy Code 2 [ Code 1 (J P) (A-H)

(i)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(5)
Identity of buyer/seller (if private transaction)

RMA Tax Free Money Market 2. 3. 4. 5. 6. 7. 8. 9. Bk of New England CH. 7 Bankruptcy (8/23/2004) HP A SWK MCD PEP SCI UBS IRA MMF UBS Bank Deposit IRA Real Estate, Bidderford, ME (1/2 Interest) Real Estate, Naple FL (I/2 Interest) Real Estate, Farmington CT Schwab Brokerage # I
T AAPL Schwab Money Market (MMF)

Dividend None

K J J J J J J J J J M O PI

T U T T T T T T T T W W W

A A A A A

Dividend Dividend Dividend Dividend Dividend None

B A C D C

Dividend Int./Div. Rent Rent Rent

Dividend None

J K M

T T T Sold (part) 04/29/10 J D

Dividend

1. Income Gain Codes: (See Columns BI and D4) 2. Value (odes (See Columns CI and 3. Value Mcthed (A~des IScc Column (2)

A =$1,000 or less F =$50,001 . $100,000 J =$15.000 or less N =$251),001 * $500,000 P3 : $25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100.001 - $1,000,000 K =$15.001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V ~ Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L $50,001 - $100,000 P I =$ 1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 F2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS - inco,.e, vat.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 13. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) Date Value mm/dd/yy Code 2 (J-P)
(4) (5)

Gain Code 1 (A-H)

(Q-W)
18. CATO A Dividend

Identity of buyer/seller (i f private transaction)

K K K J K K K J K

T T T T T T T T T

Sold (part) Sold (part) Buy

04/29/10 04/29/10 09128/10

J J K

19.

DTE

Dividend

20.

ETN

Dividend

121.

GOOG

None

122.

GS

Dividend

23.

HPQ

Dividend

Sold (part) Sold (part)

09/28/10 04/29/10

J J

B B

24.

IBM

Dividend

25.

KFT

Dividend

26.

MRK

Dividend

27.

MS

Dividend

Sold Sold
J

09/28/10 09/28/10

J K

A A

28.

NE

Dividend

29.

NVT

Dividend

T T T T
Sold 04/29/10 K A

30.

PG

Dividend

3 I.

PM

Dividend

J J

32.

PTV

Dividend

33.

RTN

Dividend

34.

SCHW

Dividend

I. Income Gain Codes: (See Columns BI and 1341 2. Value Codes (See Columns C I and D31 3. Value Method Codes ~Sce Column C21

A =$1.000 or less F =$50,001 - $100.000 J =$15.0011 or less N =$250,001 - $500,000 P3 ~$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000,000 K = $15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V -O~hcr

C =$2.501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5!000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 o $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption) Transactions during reporting period

(2)

(3) O-P)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm/dd/yy Code 2

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

TNC VZ YUM MA 5.625% ST Port Rev MA 5.5% Pt Auth Rev XLP VFH YUM TRV NKE CT State Gen Rev 4% Stamford CTGO4% VTI VHT CVY XLE EFG

A A A A B A A A A A B B A A A A A

Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend

K J J

T T T Matured 07/01/10 J A

T Sold 09/28/10 J A

K K K J L L L K L K K

T T T T T T T T T T T Sold (part) Buy 09/28/10 09/28/10 K L C

I. Income Gain Codes: ( See Columns B 1 a nd D4 ) 2. Value Codes (See Cohmms CI and D3) 3, Value Method Codes (Scc Column C2)

A =$1,000 or less F =$ 50,001 - $100.000 J =$15,01)0 or less N =$250.001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Vuluo

B =$1,001 - $2,500 G = $ 100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 Y =Cash Marke~

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/201 I

Vll. INVESTMENTS and TRUSTS - i ....


D
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


B. Income during reporting period (l) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) K K K J K L L K K K K K K K K K K T T T T T T T T T T T T T T T T T Sold (pan) 04/29/10 J Sold (part) Sold (pan) 09/28/10 J 09/28/10 J
Transactions during reporting period

(l) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66, 67. 68.

IJK IJJ IJT IJS IWB HYG EMB FXI DBC PID SCHV XLY XLB XLK SDY VWO VNQ

A A A A A C C A A B B A A A B A A

Dividend Dividend Dividend Dividend Dividend Int./Div. Int./Div. Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Sold (part)

09/28/10

Sold (part)

09/28/10 K

1. Income Gain Codes: (See Columns B 1 and 194) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value

B ~$1.001 - $2.500 G =$ 100.001 - $1.000.000 K -$15,001 - $50.000 O =$500.001 - $ 1.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 H 1 =$1.000.001 - $5,000,000 L -$50,001 - $ 100,000 P I -$ 1.000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimalcd

D =$5,001 - $15,000 H2 -More than $5.000,000 M =$ 100.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Markct

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 15

Name of Person Reporting Covello, Alfred V.

Dote of Report 05/09/2011

VII. INVESTMENTS and TRUSTS - ineo,,e, value, t ......

tions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" aider each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) Transactions during reporting period

(l) Type (e.g., buy, sell,


redemption)

(2) (3) Date Value mm/dd/yy Code 2


(J-P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (i f private transaction)

69. CTGO3.5% 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. Pinal County AZ 5% NY City 5.25% GO Louisiana ST Correc 5% MidlandTX 5% GO Vernon CT 4% GO CitizensPPty FI Rev 5% Reagan Cty TX 4% GO Utah Wtr Auth Rev 5% MagnoliaTX 5%GO NY State Dorm 5%

A A D B B C C C C C c A A B B D B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

K M L K K M M M M M M M M L K M K T T T T T T T T T T T T T

80. Northside TX 3.5%GO 81. 82. 83. 84. 85. Mass. State Health 5% CA State Econ 5% San Fran CA Rev4% Tarrant County TX 5.75% UCONNGO 5%

I. Income Gain (odes: (See Columns B I and D4) 2. Value Codes (See Colunms C I and D3 ) 3. Value Melhod Codes (See Column (2)

A=$1,000 orlcss F ~$50.001. $100,000 J =$15.000 orlcss N =$250,001- $500,000 P3 ~$25,000,001- $50.000.000 Q=Appraisal U =Book Valuc

B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =$15.001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V - Other

C =$2,501 - $5,000 H I =$ 1,000,001 - $5,000,000 L $50,001 - $100.000 P 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T -Cash Markct

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS -income, value, ira .... tlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period

(l)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(1)
Type (e.g., buy, sell, redemption)

(2)
Date

(3)
Value

mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Glastonbury 4.5% Schwab Brokerage #2 Schwab MMF ACN AKZOY AHKSY BUD ALU MT BSBR ABX BACH BRGYY BJINY

Interest

A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

K J J J J J J J

T T T T T T T T Sold 03/I 1/10 02/01/10 01/26/10 01/27/10 04/29/10 03/10/10 03/10/10 J J J J J J J A A Buy Buy Sold (part) 03/08/10 11/24/10 06/23/10 J J J A

A A A A A

Dividend Dividend Dividend Dividend Dividend None

J J J J J

T T T T T

Buy Buy Buy Buy Sold (part) Sold

100. BNPQY 101. BCS 102. BAESY

1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Melhod Codes (See Column C2)

A =$1,000 or lc,s F =$50,001 - $100.000 J -$15,000 or less N - $250.001 - $500.000 P3 $25,000.001 - $50,01)0.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$ 100,001 - $1,000,000 K :$15,001 - $50,000 O = $500.001 - $ 1.000,000 R :Cost (Real Eslale Only) V :Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15.000 [t2 =More than $5.000,000 M $100,001 - $250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)

NONE(No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(]) (2)
Amount Code I (A-H) Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm!dd!yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
103. BHP 104. BZLFY 105. CCJ 106. CAJ 107. CYOU 108. CVE 109. CNIT 110. C.IREF 111. CHL 112. CEO 113. CS 114. DBOEY 115. DEO 116. EGO 117. EXPGY 118. FMS 119. FJTSY A A A A A A A A A A A None Dividend Dividend Dividend Dividend Dividend None Dividend None None Dividend Dividend Dividend None Dividend Dividend Dividend J J J J J J J J J J J J T T T T T T T T T T T T Buy 03/16/10 J Buy 03/15/10 J J T Sold Buy Buy Buy 12/07/10 04/27/10 04/06/10 01/07/10 J J J J A J T Sold 05/03/10 J A Sold I 1/10/10 J B

(5) Identity of buyer/seller (if private transaction)

I, Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns C I and D3) 3. Value Mclhod Codes (Scc (oIunm C2)

A=$1,000 orless F =$50,001- $100.000 J =$15,000 orless N =$250.001- $500.000 P3 -$25,000.001- $50.000.000 Q =App~isal U =Book Value

B =$1,001- $2,500 G =$100,001-$1,000,000 K =$15.001- $50,000 O=$500.001- $1.000.000 R =Cost(Real Estate Only) V ~Olhcr

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D=$5,001- $15,000 H2 =Morethan $5,000,000 M=$100,001- $250,000 P2 =$5,000,001 - $25,000,000 T Cash Market

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 15

Name of Person Reporting Covcllo, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent. or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., buy, sell. redemption)

(2)

(3)

Date Value mm/ddlyy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
120. GVDN 121. HBC 122. JUPIY 123. KDDIY 124. KCRPY 125. AHONY 126. LNEGY 127. LVMUY 128. MTNOY 129. MKTAY 130. NSRGY 131. NTDOY 132. NBHGY 133. NVS 134. NVO 135. PBR 136. PUBGY A A A A A A A A A Dividend Dividend None None None Dividend Dividend Dividend None None Dividend None None Dividend None Dividend Dividend J J T T Sold Sold 11/10/10 07/22/10 J J A A J J J J J J J J J T T T T T T T T T Sold Sold 03/15/10 08/05110 J J A A Buy 05/06/10 J Buy Buy 01/13/10 05110/10 J J J T Sold 02/09/10 J A

(5) Identity of buyer/seller (if private transaction)

I, Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F = $ 50,001 - $ 100,000 J =$15,000 or less N =$250,O01 - $500.000 P3 =$25.000,01) I - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100.001 - $1,000,000 K =$15.001 - $50,000 O =$500.O01 - $1,O00,000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P1 =$1,O00,001 - $5,000.OO0 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =M ore than $ 5,000,000 M -$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 13. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) Date Value mrn/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
137. RUK 138. RHHBY 139. RDSA 140. SAP 141. SGPYY 142. SVNDY 143. SBGSY 144. SGSOY 145. SI 146. SNN 147. SNE 148. SQM 149. SCGLY 150. SDXAY 151. SLW 152. SLT 153. STD A A A A A A A A A A A A A A A Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend J J T T Buy Sold Sold 01/12/10 12/10/10 04/27/10 J J J B A J J J J J J J J J J J J T T T T T T T T T T T T Sold 03/17/10 J Buy 10/29/10 J Buy 11/10/10 J

(5) Identity of buyer/seller (if private transaction)

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes IScc (olomn C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Eslate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.)
Gross value at end of reporting period Transactions during reporting period

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

O)
Type (e.g., buy, sell,

redemption)

(2) (3) (4) Value Date Gain mm/dd/yy Code2 Code 1 (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
154. SUHJY 155. SWBDY 156. TCK 157. TLM 158. TEVA 159. TSCDY 160. TNTTY 161. TKGBY 162. TM 163. UGP 164. UN 165. OUVE 166. VLEEY 167. VOD 168. WSH 169. A A A A A A A A A A Dividend Dividend None Dividend None Dividend Dividend Dividend Dividend None None Dividend Dividend Dividend None J J J T T T J J T T Sold Buy 03/05110 10/22/10 J J A J J J J T T T T Buy Sold Sold (part) 08/02/10 01/28/10 12/10/10 J J J A B J J J T T T Buy Sold Buy 12/02/10 04/26/10 06/21/10 J J J A

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns 1~1 aad D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or loss F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$ 1.001 - $2,500 G =$ 100.001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R : Cost (Real Estale Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $ 5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000.000 P4 =More than $50,000,000 S =Assessment W =Estimated

=$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 -Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 14 of 15

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcate part of report.)

FINANCIAL DISCLOSURE REPORT Page 15 of 15 IX. CERTIFICATION.

Name of Person Reporting Covello, Alfred V.

Date of Report 05/09/2011

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ Alfred V. Covello

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2, Court or Organization

Report Required by t)~e F.Ihlc.v in Government dct of 1978 (5 U.S.C. app. 101-111)

[ 1. Person Reporting (its{ nme, tint, mkklle Jnltlnl) Covello, Alfred V.

3. Dsle of Report 05/09/2011

U.S. District Court, CT


5n, l~l~rt Type (clt~k appropriate type)

: 4. Titk (Arid Ill Judg~ Indicate active or senior ststus; magi~ ~udg~ indicate f~lt- or
U.S. District Judge - Senior

6. Re~r~ng period 01/01/2010 to 12/31/2010

450 M~ Street Hartford, CT 06103

IMPOR TANT NOTES: Ti~e ~nstrncaons accompanying tht~ form mu.~ be followed. Complese all par~,
eheeMng the NONE box for each part where you hm, e no reportable information. Sign on last page.

NONE (No reporlable positions.) POSITION


1. 2. 3. 4. 5. Director

NAME OF ORGANIZATION/ENTITY
William & Alice Mort~nsen Foundation

II. AGREEMENTS. rs~o,~s ~m~,1~; ~,rp. ++-++ off+-+ ~=~ ~] NONE (No reportable agreements.)
PARTIES AND TE[UVIS

Covello, Alfred V. A

FINANCIAL DISCLOSURE REPORT Page 2 of 15

Name Df Person R~portfog Covello, Alfred V.

Date of Report 0S1091201 t

HI. NON-INVESTMENT INCOME. ,~.o,,-a,,~


A. Fliers Non-Investment Income [~ NONE (No reportable non-investment income.)
DATE
1.12/31/10 2. 3. 4.

SOURCE AND TYPE


State of Connecticut Pension

INCOME
(yours, not ~Dou~~)

$ I 1 !,597.00

B. Spouses Non-Investment Income - If you v,~ere m~rh~d daring any po~ton of tl~ reptm~Ig year,
(Dollm" amounl ~ot r~uired zoept for honoraria.)

~]
1. 2. 3. 4.

NONE (No reporlable non-investment income.)


DATE_ SOURCE AND TYPE

IV. REIMBURSEMENTS - ~ao~ ~,~/oo~ =~,~


(ln~lude., thoae to spous and depend~nt c,~i/dren; see pp. 2.L27 of filing instructions.)

~]

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDI~D

2. 3, 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 15

Name of Pmo.~ Reporting Covello, Alfred V,

Date of Repots 05/091201 !

NONE ~o re~rtableg~s.)
SOURCE
1. 2.
3.

4.

VL LIABILITIES, a~
NONE (No reportoble liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 15 VII. INVESTMENTS and TRUSTS ~-]

I~ame of Person R~perflng Covelle~ Alfred V.

Dat of R~per~ 05/09/2011

NONE (No reportable income, assets, or transactions.)

Transactions daring reparting period O) Type (e.g., buy, sell, redemption)

(2) o) (4)
Date Val~e Oata mmMd/yy Code 2 ~_xxle i O-P) (A-~)

(5)
Idemity of buye.r/seiler (~f prate tnmsacfion)

1, 2. 3. 4. 5. 6. 7. 8, 9. 10. 11. 12. 13. 14.

RMA Tax Free Money Market Bk of New England CH. 7 Bankraptey (8/23/2004) HP A SWK MCD PEP SCI UBS IRA MMF UBS Bank Deposit IRA Real Estate, Bidderford, ME (1/2 Interest) Real Estate, Naple FL (1/2 Interest) Real Estate, Farmicgton CT Schwab Brokerage #t A Dividend None D Dividend

None A A A A A Dividend Dividend Dividend Dividend Dividend None B A C D C Dividend Int~Div. Rent Rent Rent

U T

T J T T J J T T T M O PI W W W

15. T 16. 17. AAPL Schwab Mo~ey Market (MMF)

J K M

T T T Sold 04/29/10 J D

E ~$15,00t - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 15 VII. INVESTMENTS and TRUSTS -

Name of Pel~oa Reporl~g Covello, Alfred V.

Date of Rq~rt 05/09/2011

NONE (No reportable income, assets, or transactions.)


A. Description of AsseL* (~lndi~g trust as~) place(X)" after each asset exempt flora prior disclo~re B. Income during reporting 1x*iod C, C-ross valne 11 end of reporting period
Do

Transactions ~ reporting

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rm3t, or ira.)

(t)

(2)
"[yp~ (=g., buy, redemption)

Valu~ VaMe Code 2 Method (J-P) Code 3

(Q-W)
18. CATO 19. 20. 21. DTE ETN GOOG

A A A

Dividend Dividend Dividtmd None

K K K J K K K J K

T T T T T T T T T

(part)
Sold B-F

Sold

04/29110 O4/29/10 09/28/10

J J K

22. GS

A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividcnd Dividend Dividend Dividend

23. HP~
24. IBM 25. KFT 26. MRK

Sold 09/28/10

B B

(part) (part)
Sold 04/29!10

27. MS 28. NE 29. 30. 31. 32. 33. 34. NVT PO PM PTV RTH SCHW

Sold 09/28/10 J
Sold J J J J
T T T T

A
A

09/28/10 K

Sold

04129/I 0 K

A F -L~0,001 - $100,000 J -~-$15D00 or le~ N -$250,001 $500,000 P3 -$25.000D01 - $50,000,000 q U -Bt~. Value

G ~1100,1~I - $1,000,000 g -11 ~.ooI - $50,000 O =$500,001 - $;,0o0,000

C =t2,501. HI =11,000,001 - $5,000,000 L =$50,001 PI =$1,000,00| - $5,J000,000 P4 ~Mam ~

D-$5,00J - $15,000 ~ --Mcte ~saa $5,00#00 P2 ~5,000.00! . $25,000D00 T -~7.ash Market

E =$l 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 15

Name of Pefsea Reporting Covello, Alfrtd V.

Date of Report 05/09/201 !

VII. INVESTMENTS and TRUSTS - ~o,,,. ~. ~,~,~,


[~] NONE (No reportable income, assets, or transactions.) Transactions duriag regoRiag p~kxl (2) O) (4) Date Value C-rain mm/ddlyy Code 2 Code ! (J-P) (A-H) (5) l~ntity of buyer/seller (if p~ivate

Ty0e (e.g-, bay, sell,

35. TNC 36. VZ 37. 38. 39. 40. 41. YUM MA 5.625% ST Pofl MA 5.5% Pt Aath Re,/ XLP ~l~l

A A A A B A A A

Dividend Dividend Dividend Irttere,t interest Dividend Dividend Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend

K J J T Matured 07/0tit0 J K T A

Sold
K K K I L L L K L K K T T T T T T T T Sold Buy T

09/28/10 J

43. 44. 45. 46. 47. 48. 49.

TRV NKE CT State Gen Rev 4/o Stamford CT GO 4"/, VTI VHT CVY

A A B B A A A A A

09/28/10 09/28/10

50. XLE 51. EFG

B -$1.fl01 - $2.500 G "$1 0O,IIOi - $ 1,0O0.00O K =$15.001 - $50.000 0 ~500,001 - $1,0OO.0O0 R =,Cost (Real Eamte Ofly) V =Other

C =$2,501 - f,3,0oO HI w$1,0o0,00l - 15,000,0OO L --$5o,001. $100,0130 PI =$1.0O0,001 - $5,000,000 P4 =Mot* thnn $50,00O,000 S W

D -~.S,U0I - $15,0O0 142 -Mere dana $5,000,(300 M =$J00,00l - $250,000 12 =55,00(3,001 - S25,0O0,0O0 T ,,~._ash bl~ket

E ~$15DO I - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of i 5

D,q of Report 0~/09/20! L

VII. INVESTMENTS and TRUSTS - ~,o~.


NONE (No reportable income, assets, or transactions.)
A. Description of Assels (including =rust as~ts) Race(X)" a~ each a~et exempl f~om prior di~closur~ B. L~comc during reporting p~ 0) (~) Amount Type (e.g., Code 1 div., re~t, (A-H) or int.) C. Grass val~e at cad ofrepozl~ period (D Valu~ Code 2 O-P) 1~) Va.h~ Method Code 3 (~W) T T T T Sold 09/28/10 K Type (e.~, buy, sell, redemption)

52,
53.

IJK
lJJ

A A A A A

Dividend Dividend Dividend Dividend Dividend Int./Div. IntJDiv. Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividmad Dividend

K K K J K L L K K K K K K K K K K

Sold (pro)

09/28/10 K

54.

IJT

T T T T
Sold S~ld

57. ~8. 59.

BYG EMB FXI

C C A A B B A A A B A A

09/28/10 09/28110

J J

B B

(part)

"60. DBC 6t. 62. 63. 64. 65. 66. P1D SCHV XLY XLB XLK SDY

T T T T T T T T Sold 04/29/10

67. VWO 68. VNQ

(pro)

I. Intone G~ (See Columm BI and 2. V~ue Ca~-s

A dl,000 or las F -$50,001 - ]I00,000 J -tl 5,000 m" I~ N -~250,001 - $500,000

O-IlOOJlOI. K =$1~[,001 O ,,llgO,~l R ~ ~eal F...mite O~y)

C -12,501 I!1 ell,000,001 PI =,$1,000.001 - $5,000,000 P4 ~M~e dmo S =As~ssm~ W

D -iS,01il - $1k5,000 H2 =Mc~e ~ "15,000,000 M =$ 100.001 P2 ~15,000.001 - 525,000.0OO T ,~.a_~ MaAet

E ~i 15$301 -

I. VeJ= Me~d (~odes U =Book

FINANCIAL DISCLOSURE REPORT Page 8 of 15

Name of Perum Reper~ng Covello, Alfred V.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS - ~o,,~ ,~_. ~.~,~ a,~ada t~ of ~, ~,~ de~d~ ~,~; .~ pp. 34-60
~-~ NONE (No reportable income, a~sets, or transactions.)

(1) Type buy.

(2) (3) (4) Date VaIne mm/dd/yy Code 2 (J-P)

Oaia Code I (A-H)

(5) Identity of lmyer/~elle~ (if pxival~ transacl~on)

69. CT GO3.5% 70.


71. 72. 73. 74. 75. 76. 77. 78, 79, 80, 81. 82,

A
A D

Interest
Interest Interest

K
M L

T
T T

Pinal County AZ 5%
NY City 525% GO Louisiana ST Corr~c 5% Midlend TX 5% GO VemonCT 4/9 GO CitizensPPty FI Rev 5% Reagan Cty TX 4/o GO Utah Wtr Auth Rv 5% Magnolia "IX 5% GO ICY State Dorm 5% Northside TX 3.5%GO Mass, State Health 5% CA State Econ 5%

I~terest L~terest
Interest

K K
M

T T

c C C C C
A

Interest Inter~t Int~c,t Interest ht~t


~t~est Interest Intercmt

M M M M M
M

T T T T T
T

A B B D

83.

Sa~ FranCA Rev 4%

Interest Interest Interest

K M K

T T T

85.

UCOI~N GO 5%

2. V~ue Cod~

D ~$.~,00 ! - $15,000 H~ =M~ae than M -~ 100,001 - [250.000 P2 =$5.000,001 - ~5,000.000

E -$15,001 - S.SOD(X)

3. V~Jue Mettmd Cod~

FINANCIAL DISCLOSURE REPORT Page 9 of 15

Name efl?et~a Rtl~rtlag Covello, Alfred V.

Dale tar Report 05/09/2011

VII. INVESTMENTS and TRUSTS -~o,~


[-~ N ON E (No reportable income, assets, or tramactions.)

86.
87.

G]axtonbury 4.5%
Schwab Brokmag~ #2

Interest

88. Schwab MMF


89. 90. 9|. 92. 93, 94. 95. 96. 97. ACN AKZOY AHKSY BUD ALU MT BSBR ABX BACHY

A A A A A A A A

Dividend Dividend Divided DNidend Dividend Dividend Dividend Dividend


None

K J
J J J J J

T T Buy T T T
Buy Sold

03/08/10 J
11124110 06/23/10

Sold

03/11/10 02/01/10 01/26/10 01/27/10

A A A

Dividend Dividend Dividend

J J J J

T T T

B~y Boy Buy

98. BR O~"
99. BJINY I00. BNPQY |0l. BCS lO2, BAESY

A A

Dividend Divided None

Bay

04/29/10

J A A

(pro)

Sold 03110/I0 J Sotd 03/10/10 l

(~e ~o1~ B t a~l D4) 2o V~d~e Ced~s (See O~nm C! ~xJ D3)

C ffi $2,$01 HI =51,000,001 L -550,001 $100,000 Pl

O =55,001 H2 =Mote Ik~ iS,000,000 M =5100,OOt - $25O,0O0 P2 ---~5,000,001. $25,000,000 T ,.Cash b~.et

E ~-115,001 -

FINANCIAL DISCLOSURE REPORT Page 10 of 15

Name of Parian Ret~rtlng Co,,ella, Alfred V.

Date of Repot~ 0.5/09/2011

VII. INVESTMENTS and TRUSTS -~o~,


NONE (No reportable income, assets, or transactions.)
A. Description of A~set~ (including trust assets) Haze"(X)" afl~ each asset XCml~f~ompriordiselosure B. bx:ome dining rqxntlug period C. C-rots value at end af ~elxming period D. Transactions dming reporting period

{I)
Anmuat Code I (A-H)

(~)
Type (e.g., div.,r~t, ~ lut.)

O)
value Cede2 (J-P)

{2)

(t)

(2)

(3) (4)
Gain Code I (A-H)

(5)
Identity of lrayex/sdlcr (ff private

Valae Type (e.g., Method b~y, sell, Ck~te 3 ]~--m~don)

Date Value mm/dd/yy Code2 (J-P)

{Q-W)
103. BHP 104. BZLFY 105. CCJ 106. CAJ 107. CYOU 108. CVE 109. CHIT
| I0. CJREF A None Dividend J T

tmsac~)
Sold 11/10/10

A A A

Dividend Dividend Dividend Dividend None J J J J None T T T T T l J T T T J J J T T T

Sold

05/03/10 J

Said

12/07/I0 J

Buy Buy Buy

04/27/10 04106/10 01/07/10

J J J

Dividend

111.
112. CEO 113. US 114. DBOEY 115. DEO

A A A

Dividend Dividend Dividend None

!16. EGO I i7. EXPGY


18. FMS

Buy

03115/10

A A A

Dividend Dividend Dividend

119. FJTSY

Buy

03/16/10 J

-$1.001 -

=$lOO,.00z
~$J$,001 - $50,000

-$500,001 - $1,0~,000 (Red Estate O~b) V..O~

C -$2,501 - $5,000 Hi =Sl,o0o,ool - $S,o00,o00 L ~$~oOOt - $100,0~0 PI ~11,000,001 - $5,000,000 P4 -M~e than $ 3o,00o,000 S =Assessment W =EstimaSed

D =$~o~J - $15,000 !t2 ~4we than M =S 100,0Ol ~2 ~5,0O0,e0i "f .~7.ash MaAet

,-$1s,oo t -

FINANCIAL DISCLOSURE REPORT Page 1 | of 15 VII. INVE STMENTS and TRUSTS -

Date of Repot/ Covelio, Alfrtd V. 05/0912011

NO1NE (No reportable income, assets, or transactions.)


A. Dcscriplion of Assets (including tru~ t as sets) P1~ "(X)" after ~ ~set exera~iromprio~disc]osure B. Ira"vine during reporting p~iod (1) (2) Amount Typ~ (e.g., ~1 div.,rent, (A-H) or int.) C. Gross vzd~e at end of reputing period (I) (2) (I) Valn,,. V~flue Type (e.g., Code2 Method buy, sen, (2-P) Code 3 redemption) D. Transactions durinft repotting period (2) (3) D~te Value mm/dd/yy Code2 (J-P) (D Gain Code I (A-H) (5) Id~tity of buyer/seller (if private

120. GVDNY 121. HBC


122. JUPIY

A A

Dividend Dividend None None J J J J J J J J T T T T T T T T T


Sold Sold 03115/I 0 08/05/I 0 J J Buy Buy 01/13/10 05/10110 Sold 0~09/10 J A

124. KCRPY 125. AHONY 126. LNEGY 127. LVMLrY 128. MTNOY i29. MKTAY 130. NSRGY
131. NTDOY

None A A A Dividend Dividend Dividend None None A Dividend


None

.l J

B uy

05106/I o J

A A

133, NVS 134. NVO

Dividend None

J J

T T Sold Sold 1 Ill0/10 J 07/22/10 J A A

135. PBR 136. PUBGY

A A

Dividend Dividend

A -$1 ,l~00 ~r It~ F o$50.001 - $100~0 J =$15,000 or Im N-$250/)01 Q ~AppmJ~l U -Book Valve

B =$1,0~1 - $2,500 G ~$100,001 . $1,000,~)0 K=SI5,001 - $50,000 O=$5oO,00 ! - $1,0O0,000 R ~ (R~I Estate Only)

~: =$2.501 141 ~n,ooo,OOl L -~50,001 - $100,~00 PI =~I,0~O,001

D =s~.~t - $15#00 i2 ~[t~ ~haa M -~ 100,O01 - $250,000 P2 =~5,000,001. $25,000,000 T ~ I~idte~

E =115,0Ol - $50,0flo

W =Estimat~

FINANCIAL DISCLOSURE REPORT Page 12 of 15

Name of Person Reporting CovclIo, Alfred V.

Date of l~parl 05/09/20

VIL IN VE S T M E N T S a n d T R U S T S - ~,,~,,,, ,,~,~ =~,~.~,~ a,~,~ ~o,, o/~o,,,, ,~ ,~,,~,,,, ~,~n; ~, p~ s~o o!m,,, ~=~,~o,,.,.~
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (i~c~ding trim mse~) Place "(X)" ~ ~h a~et exemptfmm~iordisclosure B. Income during r~x, niag ~riod C. Gm~s wlue at end of rqxming period D. Transactions dining rel~rtin8 period

(I)
Amotmt Cxxle ! (A-H)

(2)
Type (e.g., div.,rent, or ~.)

(t)
Va.,Me Cede2 (J-F)

(2)
Valae Method ~de 3

(I)
Ty0e (e.g., buy, sen, redemption)

(2)

(3)

(4)
Gain Code 1 (A-R) Identity of buyer/seller (if~riva~e

Dale Vakt~ mm/dd/yy Code 2 Og)

(Q-W)
137. RUK
138. RHHBY 139. RDSA 140. SAP 141. SGPYY 142. SVNDY 143. SBGSY 144. SGSOY 145. SI 146. SNN 147. SiNE A A A A A Divided Dividend None Dividend Dividend Dividend 3" J J J J J T T T T T T Buy 11110/10 J

tma~)

A
A A

Dividend
Dividend Dividend

J
J I

T
T T

A A A A

Dividend Dividend Dividend Dividend

Buy

10/29/10 J

148. SQM 149. SCGLY 150, SDXAY 151. SLW

Sold

03/IWI0

JA

J J

T
Buy 01112/10 J

152. SLT 153. STD

A A

Dividend Dividend

Sold Sold

12/10/10 04/27110

J J

B A

1. Iace~e ~ (Soe Columm~ BI a~d D4) 2. Val~e C4xl~

B =$1.001. $2,500 0-$100D01 - $1.000.000 K ,-115,0Ol - $50,0O0 O -$500.00! - $!,000,~00 R =co,a (R~I Ema~ Oa~)

,-~2.501 =$ J,000.00l - $5,o00,000 -~50D01 - 51 ---------~ 1,000,00 I -More t~an ~$O,000.0G0 -Estimated

D --$5,0~ I - $15,000 H2 =Mere tim= $5,000,000 M =5100.001 - $250,000 P2 ~$5.000.00|. $25.000,000 "i" ~._.tsh Market

E =~15.001 - $~ODO0

3. Vahe Me~od C0d~ (S~e Column

FINANCIAL DISCLOSURE REPORT Page 13 of 15

Name of Person Repor~ng Covello, Alfred V.

D~l of Repor~ 05/09/201 L

VH. INVESTMENTS and TRUSTS - j,,,,o,,,,. ~,,,.. ,r,,,,,,,,~= a,,a,a~, 1~o,, of#,,,,,,. ,~,~,..,~..~, di~,~,; ..,,~,,,, ~)..o o,:,ra~,, i,,~,,,~,,,~)
~-~ NONE (No reportable income, assets, or transactions.)

154. STD 155. SUHJY 156. ,~WBDY 157. TCK 158. TLM 159. TEVA 160. TSCDY

A A A

Dividend Dividend Dividend None J J J T T

Buy

01/25/10 J

Buy Sold

12/02/10 04/26/10 06/21/10

J J J
A

Dividend Nc~e J

Buy

A A A A

Dividend Dividend Dividend Divid(md jNone Dividend T T Sold J J T T T Dividend Matured 07/15/10 L Buy 03/05/I 0 1~22/|0 J A J Buy Sold Sold 08/02/10 01/28/10 12/10/10

161. TNTIY 162. TKGBY


163. TM 164. UGP 165. 166, Oi.lVg

J J

A B

167. VLEEY 168. VOD 169. WSH 170. CT st. 5% GO

A A

Dividend Dividend

B -$1,001 G =$| 00,001 K$15,001 - $50,000

o --ssoo,oot R -~o~ (P, eal E~e O~J),) V

HI =~ t.000,001 - $~oo00,000 L =$50,00J - $100.0o0 Pt ,.tt,O00,00t P,t ,.~Mo~e than S W

O -$5,0OJ. I42 -Mo~ earn $5,000,000 1~-$~,000.001 T =Otsh lvlmt.e~

E ~$15,00| - $50,000

FINANCIAL DISCLOSURE REPORT Page 14 of 15

l~an~ of gem.on Reporting Covello, ,Mired V.

D~t of Report 05/09/20 ! 1

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicat~pat~ofrcpo~)

FINANCIAL DISCLOSURE REPORT Page 15 of 15

Date ef 05/09/201

IX. CERTIFICATION.
! certify that all information given above (including information pertaining tn my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld becou~e it met applicable statutory p~ovisiona permitting non-disclmure.
! further certify that earned Income from oat~ide employment and honoraria and the acceptance of gfft~ which have been reported are in compliance with the provisions of $ U.S.C. app. 501 et. seq., ~ U.S.C. 7353, and Judie|al Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FMLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, I~.E. Washington, D,C. 20544

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