I

Ao/o
Re,. ~/2o~o

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
Z. Court or Orgznization U.S. District Court, N.D. Go. 5a. Report Type (check appropriate type) [---I Nomination, [] lnilial Date [] A .... I [] Final

nw,,rt Required by the Ethics

in (7ove~ nment Act of 1978

L Person Reporting (l~t r~mc, first, middle initial) BatterL Timothy C. 4. Title (Arlicle Ill judges indicate active or senior status; magistrate judges indicale full- or part-time) District Judge-Active

3. Dzze of Report 05,10/2010 6. R~porliag P~rlod 01/01/2009 ta 12/3112009

5b. [] Amended Rcpor~ 7. Chambers ar Office Address Suite 1788 75 Spring Street, SW Atlanta, GA 30303 g. On the basis of the Jnlormation contained in this Report and toy modifications pertaining thereto, it is, in my opinion, in omplian~ wilh applicable Iz,*s and regulations,.

Reviewing Officer

Dale

IMPORTANT NOTES: Tt~e instructions accompanying this form must be followed. Complete all parts, checking the NONE box far euch part where you hav~" leo reportable inJbrmation. Sign on last page.

I. POSITIONS. ~,;o,,i,g individuo! only; ~ee pp. 9-13 of filing i ........

[~] NONE (No reportable positions.)

tlons.)

POSITION
1. Director and Secretary

NAME OF ORGANIZATION/ENTITY
T.E.C.H Ventures, Inc.

2. Managing Member

ME Series B Holdings, LLC

11. A GREEMENTS. t~o.i.~ individual only; ,ee VP" 14-16 of filing instruttions3
NONE (No reportable agreements.)

DATE
I.

PARTIES AND TE~S

Batten, Timothy C.

FINANCIAL DISCLOSURE REPORT I Page 2 of 13

of C. Batten, Timothy P~rson Reportin~ 05/05!2010

IN,me

III. NON-INVESTMENT INCOME. t~,po,,iog individual andsp .....

A. Filers Non-Investment Income
~ NONE (No reportable non-investment income.) DATg

: se~pp. 17-: of filing instructions.)

SOURCE AND TYPE (you~, not spou~es)

I. 2. 3. 4.

NONE (No reportable non-investment income.) DATE ~OURCE AND TYPE

1. 2. 3. 4.

~\..1. REIMBURSEMENTS ...... ,~ ..... io,. ~oa~i,g. /oo~ ........ i .....

(Includes Iho~e 10 spouse ~d dependent chddren, see pp 23-27 o]Jiling m~tructlon~ )

[~]

NONE (No reportable reimbursements.) SOUR_C~ DATES_ 06tl 5!2009 06/17/2009 LOCATION Boston, MA PURPOSE 1.itiga6ng Disability Insurance Claims Seminar

ITEMS PAID OR PROVIDED Airfare, Hotel

l.

American Conference Institute

2. 3.

FINANCIAL DISCLOSURE REPORT Page 3 of ! 3

Name of Per~n Repotting

Date of Report 05/05/2010

] Hatten, Timothy C.

V. GIFTS. t~.~t.d.. ,*o.o ,o ,~o~,, ~.d d,p~ndtn, children; see pp. 2~-S l of filing i .....,ions.)
~ NONE (No reportable g~s.)

1. 2. 3. 4. 5.

Doug Cra~ Steve Witmer Monte ~ohnson

Quail hunting trip in JanuaD, Quai~ hunth~g trip in Janua~ Quail bunting trip in Janua&

$~0 00 $600 ~ $600.~

VI. LIABILITIES. tt.c~.u,, ,t,.. o/~p ...... a a.....uo., children; see p~, 32-3~ O]flllng ins.uctlons,)
~ NONE (No reportable liabi#ties.) CREDITOR
1. 2. 3. 4. 5. Ch~e Platinum Mastercard Donald L. Plunket~ Medicrafi Ente~rises, LLC Credit Card Loan Loan

DESCRIPTION

VALUE COD~
K L t.

FINANCIAL DISCLOSURE REPORT Page 4 of 1 3

~ .... [ P ..... Reporting

D,te of Repo~

ss=tte., Timothy C.

05/0512010

VII. INVESTMENTS and TRUSTS - ; ........ ~ ........... io,~ (Includes those of sp ...... d depcndet,r children;.~eepp. 34-60 of~ling in,truct;on~.)
NONE (No reportable income, asseta, or transactions.)

" ~k: ........

Des~ipfion of Assc~ (including t~st as~ts) Place "(XF after each ~set exempt from prior di~losure

~
Income during rc~rting ~riod

I ......

c.
Transactions d~mg r~ning ~tiod Idcntityor buyer!stile] (ffprivatc transaction)

Gross value at end o1" reporting ~nod T~ {e.g., j Method bu~, sell. r~em~tioa) [ Code 3 ~Q-W) .......... ......... Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold (part) Sold J .I J W Buy W T 01,15/09 Buy Buy Buy Sold

Amount T~(eg.. Code I div., rc~ [ (A-H) ~ or int.)

[ ........ ..... ......... Value : Value

Cede 2 (J-P)

Da~c ] Value [ Gain ~ n)ntZd~yy Code 2 [ Code I . ~ (J-P) [ (A-H)

I. 2. 3. 4. ! 5. 6. 7. 8. 9. I0. I. 12.

CVS Caremark Co~ Cisco Systems General Electric Lowes Medtronic Growth Fund of America Class A (Symbol: AGTHX) Franklin Mutual Qualified Fund Class C (Sym: TEMQX) Washington Mutual Investors Fund Class A (Sym: AWSIIX) Capital World Growth and Inc. Fund CI A (Sym: CWGIX) Fundamental Investors Fund Class A (Symbol: ANCFX) American Funds Short Term Bond CI A (Symbol: ASBAX) American Funds Short Term Bond C1 A (Symbol: ASBAX)

A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Divtdcnd None None None None None

09/02/09 09/02;09 09/02/09 09/02/09 09/02109 02!10/09 09,02/09 02/10/09 09/02/09 09/02/09 08/03/09 0%02/09 J 01/15/09 10/20/09 10/20/09 10/27/09

K J J J J L L K K K K K

C A A A A A A A A A A A

13. ME Series A Holdings, LLC 114. 15. 16. 17. ~vlE Series B Holdings, LLC Adobe Systems Inc (DE) (Symboh ADBE) Allstate Corp (Symbol: ALL) Allstate Corp

ME Series A Holdmgs,~ LLCI, J 1 LLcME Series 13 tloldings.

FINANCIAL DISCLOS URE REPORT

Page 5 of 13 VII. INVESTMENTS and TRUSTS - i.o ......

[ N .... f P .....

Rtpotliag

Dale of Report

I
.~.., , ......
: reporting pcrlod

Timothy C.

05!05/2010

liOnS (Includes tho,e of w ...... d dwenden, c~ildren; gee pl~ 34-60 of filing

N ONE (No reportable income, assets, or transactions.)

A .......................... ~ ................ C. ........................ ~-}

(including i~st ~ts) of rcporiln~ period

Place "(X)" after each as~ exempt flora prior disclosu~

.......................

: Amount : Code I
(A-}l)

Type (e.g., dry.. lenL

or m~)

Value C~C ]
(J-PI

Value Method
Code 3

:: T)~c (eg., buy, sell,

redcmplionl

Date
mm!d(uy)

Value Code 2
(J-P~

Gain Code I
(A-HI

18. i9. 20. 21. 22.

23. 24.

American Tower Co~-Class A (Symbol:

A~T)
Apple Inc (Symbol: AAPL) Apple lnc AT&I lnc (Symbol:l) AT&-f lnc
Bank of America Corp (S)mbol: BAC) Baxter lnll Inc A

None None None None None

Dividend

) J J

T T T

Buy ~uy Buy (addl) Buy Sold

12/08,,09 10,t20/09 1Z08!09 10/20t09 I 0/22109

12,08/09 12/1 I109 1012009

J J J J J
J J J

Buy

None

Buy

25.

CVS Caremark Corp (Symbol: CVS)

None

t3uy

26. 27. 28. 29. 30. 31 32, 33. 34.

CVS Caremark Corp Capital One Finl Corp (Symbol: COF) Capita( One Finl Corp Celgene Corp (S),mbol: CELG) Celgene Corp Cisco Sys In (Symbol: CSCO) Cisco Sys Inc Cisco Sys Inc Cisco Sys Inc A

None Dividend Nooe Nooe None None None None None J J J J T T T T J T J T

Sold Buy Sold (part) Buy Sold (part) Buy gu) (addl) Buy (addl) Buy (addl)

I 1il6/09 I 0s20109 IZ~8f09 10!20/09 12/8/09 10120109 1/25109 12/04/09 12/18109 J : J J J J

FINAN CIAL DISCLOSURE I~EPORT Page 6 of 13

r~ ....t ~ ..... a~tio.~ Batten, Timothy C.

o,,, o~ a,~o05/05t2010

N ONE (No reportable income, assets, or transactiot~.)

: ............ ! ..... ~ .... B Income during Gross value at end reposing ~ri~ of reporting period Amount [ T~c (e.g.. / Value Code l , di ...... L / Code2 (A-II) or int) ~ (I-P) [ Va ue Trpe (e g.. buy, sell, ( Method I redemptton) I Code 3 {Q-W) Sold (pa~t) J J J J "1 T T T ~uy Boy (addl) Buy (addl) Buy (addl) Sold (part) J T Buy Sold (pan) J T Buy Sold [part) Sold (par0 J T Buy Staid (part) K T Buy Sold J T Buy Sol0 (paa) D. T~nsactions d~ng reposing period

......................~ . De~ription of Assets (including trust ~scts) Place(X)" afle, each ~set x~pt,o~ prior disclosure

[ Date / Value ~mm/d~. ~ C~e 2 (J-P) j ~ 12/8/09 I l/I 1/09 I 1/24/09 12i4/09 12/14/09 12/8/09 10/20/09 12/8/09 10/20/09 10/21/09 I 0/23.09 10/20/09 I 12/8/09 10/20/09 12,8/09 0/20/09 12/8/09 J J J J J J J J M L M J J K J K J

Gain Code I (A-H) i ~

Idcntit~ o. buyer/sell. (ifpriv~le transachon}

35. 36. 37. 38. 39. 40. 41. 42. 43.

Cisco Sys lnc DirecTV C[ A (Symbol: DTV) Dir~cTV CI A DirecTV CI A Direc~ CI A Direc~ C1 A Dow Chemical Co (Symbol: DOW) Dow Chemical Co DreyFuss Liquid Asse~ lnc Class 2 Dreyfuss Liquid Assets Inc Class 2 Dreyfuss Liquid Assets luc Class 2 Express Scripts Inc. Common (Symbol: Express Scripts Inc. Common Fed Itome Loan Mtg Co~ Med Trem NTS B~ntD CUSI P#3137EABZI Fed Home Loan M{g Co~ Med Trem NTS B~n~" Fed tiptoe La Mtg C~ Global Ref Notes BL~Ent~ Fed Home Ln Mtg C~ Global RefNotes B~EnI~ A A

None None None None None None None None Int./Div. None None Ntme None Interest None None None

44. 45. 46 47. 48. 49. 50 51.

A A

N~me of Person Reporting

PageFINANCIAL7 of 13 DISCLOSURE REPORT

VI 1. INVESTMENTS and TRUSTS - i ........

Date o1" Report

a~t,~,,, T raothy C. !

05/05/201

~tu,,, ......,~o,. (Includes those of spouse and dependent children; seepp. 34-~0 of filing instruction.)
C. G~oss ~lue zt cad of r~orting period VMue Code 2 0-P) ] Value Method Code 3 ~ [Q-W] T T ~ r~e (eg., ~ buy. sclL redes p on)

NON E

reportable income, assets, or tratmactions.) B. Income during rcporung period A ....I Code I I (A-H) $~e (e.g.. div , real. or int.) Transactions during rc~ling

A Description of Assets 0ncluding t~st ~s~ls) Place"(X)" aft ..... h ~et excmp~ from prior ~sclosure

Date Value Gain m~d~)y ~ Code 2

Identity of be,yetseller transact*on)

52. 53. 54. 55. 56.

Fedex Co~ (Sym~l: FDX) Free~rt McMoran Copper & G~ld CI B (SymbohFCX) Freepoa McMoran Copper & Gold CI D General Dynamics Co~ (Symbol: GD) General Dynamics Corp

None None None None None None None None None None A Dividend None None
None

J J

Buy Buy Sold (pad)

12/15!09 , 12!08i09 I J 1~29/091 J 10/20/09 I 1/25/09, J 12/I 5/139 110/20/09 12/8/09 12118109 10120/09 10120,09 10,20/09
12/21/09

J J J J 3 T

T T Buy T T

Buy Buy (addl) 112/i4/09 (addl) Buy (addl) Buy Sold (part) Sold (part)

57. General Dynamics Corp 58. 59. 60. i 61 i [ 62. 63. 04.
65. 66. 67.

General Dynamics Corp Gilead Sciences Inc (Symbol: GILD) Gilead Sciences lnc Gile:.td Sciences Inc Goldman Sachs Group lnc (Symbol: GS) Google Inc Class A (Symboh GOOG) llewlett Packard Co (Symbol ItPQ)
Hewle*l Packard Co

J J

J J J
J J

"r T T
T T

Buy Buy Buy

Buy (addl) Buy

Intl i3usmcss Machines Corp (Symbol: IBm1) Ishares lboxx S lnvestop Investment Grade Corp FD FD ("LQD") lshares Ibox $ Investop Investment Grade Corp FD

Dividend Dividend

10/20/09 IO/20/09

Buy

K J A

68.

None

Sold (part)

12/8109

FINANCIAL DISCLOSURE REPORT

N ....

fP .....

[~tparling

Page 8 of 13 VII. INVESTMENTS a n d TRUSTS - i .........

~

Batten. Timothy C.

05/05a0~0

~u,. , .......io~ anauaes ,i .... o/~ ....... ~ a~p,.~o., ~,~: ~o, pp. ~-~o oz.mi~g i.,,r.e,io.~)
~. -c. - .................... 6 ..........................
Transactions during reporting period O) Type (eg. buy, sell, I (2) I (3) (4) ] Date Value Gain i mm!dd/yy Code 2 ] Code I . Buy (addl) Buy Sold (part) J T Buy Sold (part) J T Buy Sold (part) J "1Buy Sold (part) Buy Sold J J J J J T T T T T Buy Buy laddl) Buy Buy (addl) Buy (addl) Sold (part) 1~30/09 10/20/09 12/8/09 IO120/09 12/8/09 10/20/09 12/8/09 10/20/09 12/8/09 10/20/09 ! 10/27/09 10/20/09 12/08/09 t0/20/09 1!04/09 1/05/09 12/I 4/09 J J J J J J J J J J J J J J J A A J r " (s) Identity of buyer/seller transaction)

NONE (No reportable income, assets, or transactions.)

^.
Description of Assets (including trust ~ssets) Place "(X)" after each ~se~ exempt from prior disclosure

; Income during ! reporting pcriod ! (0 i (2) , Amount ; i Type (e.g.. [ Code 1 idiv., rent. :, ~ None None None None None None None None None None None A Dividend None None None None None

Gross value at end of reporting period (~) . (2) Value Value Code 2 Melhod (Q-W) J J T T

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 8 I. 82. 83. 84. 85.

lshares lboxx $ Investop Investment Grade Carp FD JP Morgan Chase & Co (Symbol: JPM) JP Morgan Chase & Co Kohls Carp (Symbol: KSS) Kohls Carp Medco Health Solutions lnc (Symbol: MHS) Medea Health Solutions Inc Merck & Co lnc (Symbol: MRK) Merck & Co Inc Metlife Inc (Symbol: MET) Metlife Inc Microsoft Carp (Symbol: MSFT) Microsoft Carp Occidental Petroleum Corp-Del (Symbol: oxY) Occklental Petroleum Corp-Del Occidental Petroleum Coq~-Del Occidental Petroleum Corp-Del

Page 9 of 13 VII. INVESTMENTS a nd TRUSTS - i ........

Batlen, Timothy C.

05/05/2010

,~e. , ......,~o.* r,~c,,,~o., ,~,, ol,p ...... a ~.p~.s ....

" C. " ...................
Gross value at ced of rcpo, ling pcl,od (~) ~ ~2) Value ~ Value C~c 2 ~ Method
(I-P) Code3

N ONE (No reportable income, ~sets, or transaction.)

......... ~. - ......
~cfiption of As~ (i.cluding I~sl .... ~) Place "{X)" after ~ch ~scl ex~pt from prior disclosure

V"

B. -

I Income during :1--_rcp~r?in~_~r,od [ (]) z~ (Amount ~ Type (e.g.. Code I di~.. rcok (A-H) : t~rint.l ~ ~ None None None None None None A Dividend None A Dividend None None A Di~idend None None None None None

Transactions during re~mng ~riod U) T~pe leg buy. sell. redemption) (2) Date . [ Va~c Gain tnm.tddt~y ] Code 2 ~ Code I
~ IJ-P) IA-H)

Identity of buycr/~eller
(ifpr)vale

(Q-W) J J J J J T T T T T Buy Buy (addl) Buy Buy Buy (addl) Sold (parQ J T ~luy Sold J ] J T T T Buy Bny (addl) Buy (addl) Buy Sold (part) Sold J 21 T T ~)uv 13uy Sold (part) 10..20."09 I 1!25/09 11/25/09 10/20;09 J 12/08/09 12/I 1/09 10,2t}i0~ 12/8;09 I I!18/09 2,07/09 12/21/09 10120/09 12/9/09 12114/09 12.~31),09 ! 10/20/09 12/8/09 J

tr,msac~ion)

86 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Oracle Co~ (Symbok ORCL) Oracle Corp Pfizer Inc (Symbol: PFE) Philip Morris lntl Inc (Symbol: PM) Philip Morris lntl Inc Philip Morris lntl Inc P,ax.air I,~c (Symbol: PX) Praxair Inc Precision Castparts Corp (Symbol: PCP) Precision Castparts Corp Precision Cas)par)s Corp Qualcomm lnc (Symbol QCOM) Qualcomm I.c Qualc0mm Inc

100. Salesf0rce.com Inc ISymbol: CRM) 101. Staples Inc (Symbol: SPLS) 102. Staples Inc

FINANCIAL DISCLOSURE REPORT Page 1 0 of 13

aatlen, "timothy C.

05/05/2010

VII. INVESTMENTS an d TRUSTS - i,, ........ ,,,,. ,r ...... ,o,,, a,,c,,,,~., ,h ..... ,;.. ....... ,t a.p..a.,,, c,,.a...:
NONE (No reportable income, ~sets, or transactions.)
Descriplion of A~cts (including I~st as~els) Pl~ce "(X)" after e~h ~t exempt l~om prior ~sclosure Income during rcpoaing period Gross ~,aluc at end of reposing period

Transactions duhng rc~rting ~liod

-~i~--~- ~
] Amount / T)~ (eg.. Code II~ div.. renk (A-H),[ or int.) ~ ..... ............. None

~ -~q---~ ~,~
Value Code 2 (J-P} Value T)yc (c.g. Method buy. sell. Code 3 rcdcmption) [Q-W~ .... ~

~ --6~ ..... ~ ...........~ ..........

Da~ m~d~ [ ......... 10/20/09 I I116/09 V~lue Gnin. Code 2 I C~e I (J-P) I ldentily buyer/seller I,fprivat~ tran~et~on)

.............................. 103. State Street Co~ (Symbol: S~)

Buy

J J

I~. Sla~e Stree~Co~ 105 TargetCo~ (Symbol: TGT)

None A Dividend

Sold Buy

I0/20/09

106. Target Corp 107. Tzrge~ Co~ None

None Sold 12/1,09

Sold (part)

I 1/23/09

(part)
108. Target CoO 109. 3M Company (Symbol: MMM) A None Dividend J Sold T 1214/09 10120/09 J J

Buy

10. 3M C~mpany I 1. 3M Company

Dividend

Buy None None

1&23/09 J

J (addl) T T Buy laddl) Buy Buy {addl) Sold {part) 12114!09 1&20/09 J J

112. Transocean Ltd Switzerland (Symbol: RIG

J J

13. Transocean Ltr Swi~etland 14

None Nenc N~nc

1/25/09 1218/09 10/20/09

J J J

Transocear~ Ltr Switzerland Union Pacific Co~ (gymbol; UNP)

15

Buy

116. Union Pacific Co~

N~ne A

Sold Dividend

12/8i09 J

J T

(part) Buy Buy 10/20/09 J

17. United Technologies Co (Symbol: UTX) o 18. Vale S A Sport ADR (Symbol: VALE)

None

T J A

10/20/09

19. Vales A Spon ADR

None

Sold

I~18/09

(part)

Name of Person FINANCIAL DISCLOSURE REPORT ] Batten, Timothy C. Reporting Page 11 of 13

NONE (No reportable income, assets, or transactions.)

~fiption of Asse~ (including ~st ~se~) Place "(X)" after each ~ exempt f~m prior ~losure Income during r~ofling peri~ - (I) Amount ~ Code I [ (A-H) ~ 120. V~sa Inc Corn CI A (Symbol: V) A (2) Type (e.g., div., rc~k or ml.) Gross value al end of reporting pcri~ (I) Value C~ 2 (LP) (2) Value M~hod Code 3 (Q-W) Transaclioa~ during reposing ~nod (0 ~ (2) ! (3) : (4) [-Type (e.g, buy, sell, [mndd~ ~ Code 2 Code I ~ ,edcmption) :, i Buy ~5~ buyer/seller transaction)

Dividend Dividend

T T

: 10/20/09 I 1/10,09

J J

121.

Visa Inc Corn CI A

J J

Buy Buy Buy

Sold

122. W~lt Disney Co (Symbol: DIS) 123. 124 Wea~berford Intl Lld.-CHF (Symbol: W~) Wea~herford Intl Ltd.-CHF (Symbol: WFT)

None

10.~20.09 10/20/09 J

None
None

11/25/09

125. Yahoo lnc (Symbol: YIIOO) 126. Yahoo [nc

None None

Buy

10/20/09 11/25/09

J J

Sold

I [nzo,m Gain Codes:

A .$1L~00 or 1$s

C ~$2,501 _ $5.000

FINANCIAL DISCLOSURE REPORT Page 12 of 13

NJm, of P ..... Reporting Batten, Timothy C.

] Da,t of Report 05/10/2.010 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~dic,,,p~,,o~R,po,,)

Regarding my Investments (Part VII): Items I through 12 were held in my Keogh accoont managed by MorgaaStanley SmithBamey. In October, I rolled over that account into an IRA also managed bv MorganStanley SmithBamey. All of the assets listed in items 15 through 126 are included within that IRA.

FINANCIAL DISCLOSURE REPORT

Page 13 of 13
/ Batten, Timothy C. IX. CERTIFICATION.

D,t, or Report 05/05/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my know edge and belief and that an} information not reported was withhehl becanse it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur~

NOTE: ANY INDIVIDUAL WHO KNO\VINGL AND WILFUI.L FALSIFIES OR FALLS TO FILE Tills REPORT MAI BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Commitlee on Financial Disclosure Administrative Office of the United States Courts ,Suite 2-30t One Columbus Circle, N.E. Washington, D.C. 20544