Professional Documents
Culture Documents
~o 1o
Re~,. 1/2010
Repot, Requi,ed hy the Ethi.~ inGovernmentAct q[1978 m u.sc. app. ,{d !oi-111)
3. Date ol Report 05/13/2010 6~Re~ng Perl~ 01/0)~009 to 1 ~31 ~009
1. Person RepoSing 0~ name. fi~t. middle initial) DYK. TIMO~Y B. ~. Title (Amcle Ill judges ~di~tc ~tivc or senior s~tus: magism judg~ indicam ~11- or pa~-fime) O.S, CIRCU~ J~GE - ACTIVE
8. On ~e basis of ~e info~ation ~nmin~ in this Report and any modlfi~tlons pe~ainlng thereto, It is, in my opinion, in compliance wl~ appli~ble ~ws and r~lafionL Reviewing ~cer ,. Date _
IMPORTANT NOTES: T~e ~uc~ accompa~vlng ~hls form must be followed Comple~ all
chewing the NONE b~ for ~ch pam where you ho~e no repo~le informat~ Si~ on I~t pag~
NAME OF ORGA~ZATION~N~
GILES RI~
3. 4. 5.
Dyk, Timothy B.
Daze of Report ]
05/13/2010
/
Ill. NON-INVESTMENT INCOME. tR~po.i.g i.divza.~t~dspo~: ~o rP. ~-~ ~ffd~gi~aion~)
A. Filers Non-lnv~tment Income
I. 2009
~IVE~ OF
B. Spouses Non-Investment Income - If you were married during any pordon of Ihe re~oorffng year, complete this sexton.
(Dollar amount not required e=xcept for honoraria.)
~-~
IV. REIMBURSEMENTS (lncIude.r those to spouse atut dependent children: see pp. 25.27 of filing instructions.)
1.
2.
BLOOMINGTON, IN
3.
03/27/2099 03/28/2009
NEW YORK, NY
Date of Report
DYK.TIMOTHYB.
05113~010
WASHINGTON. DC
FCBA SYMPOSIUM
MEAL
5,
04II9/2009 0,4/20/2009
WASHINGTON. DC
MEALS
6.
CHICAGO IL
7.
WASHINGTON, DC
8.
02/07/2009
WASHINGTON. DC
7TH ANNUAL MOOT COURT COMPETITION FOR LAW & ECONOMICS & AWARD CEREMONY 1 ITH ANNUAL CONFERENCE CHICAGO IPO ANNUAL MEETING
MEAL
9.
10.
I1. AMERlCAN INTELLECTUAL PROPERTY LAW ASSOCIATION 12. GEORGETOWN UNIVERSITY AND STANFORD UNIVERSITY LAW CENTER 13. AMERICAN LrNIVERSITY COLLEGE OF LAW
10/I 6/2009
WASttINGTON. DC
AIPLA LUNCHEON
MEAL
10/23/2009
WASHINGTON, DC
MEAL
1012412009
WASHINGTON, DC
16TH .ANNUAL BURTON D. WECHLER IST AMENDMENT MOOT COURT COMPETITION BIO IPCC CONFERENCE
MEAL
14. LEGAL ,- INTELLECTUAL 10127/2009 PROPERTY B1OTECHNOLOGICAL I.NDUSTRY ORGANIZATION 15. HOUSTON INTELLECTUAL PROPERTY LAW ASSOCIATION FEDERAL CIRCUIT BAR ASSOCIATION 11/03/2009
WASHINGTON, DC
MEAL
HOUSTON, TX
ANNq.JAL D1NNER
MEAL
16.
11/20/2009
WASHINGTON. DC
MEAL
, DYr:, TtMOTm B.
B.
os/~3:2olo
B.
In~m~ d~ng
D.
T~(e.g, ! Da~ : Valuz l Gum b~, ~IL ,] mm~ddi~ ~: C~e 2 I C~g I (A-H) redempfi~) ~ ] (J-P}
None None None None None None A A B A A A A A D D D In~~ Interest Interest Inmrest Interest Interes~ Interegt Dividend lnt./Div. Dividend Dividend
N M M
(S ~ 25,060) (X)
CA~YLE FUND CA~YLE ~D CA~Y~ ~D CA~YLE F~D ~TIBANE BK DPT HIGH POINT NC G/O . UTAlt HSG CORP SINGLE FAM ORLANDO FLA CAP PItOENIX AZ G/O VANGUARD ~4M U.S. TREASURY" BILL 1/15/09 BANK OF AMERICA (COMMON STOCK) NUVEEN MUNICPAL VALUE FUND
16." VANGUARD MONEY MARKET FUND T/E 17. VANGUARD SHORT TERM T/E FUND
Date of Repor~ t
~ ;
~ (J-P) (A-H) i .
VANGUA~ SHORT TE~ T/E FUND A~AS AIR WO~DWIDE (COMMON STOCK) BRIGHTPT1NC (COMMON STOCK) H~S IN~IVE INC (COMMON STOCK) OSl SYSTEMS 1NC(COMMON STOCK) POWERWAVETECH INC(COMMON STOCK)
SIRONA DENTAL SYSTEMS INC (COMMON STOCK) TETRATECH INC(COMMON STOCK)
Buy J J J ~ J
J
10/~9/09
PI
T T T T T
T T
None None
J .1
UNITED NATURAL FOODS (COMMON STOCK) VALEROENERGY CORP (COMMON STOCK) CAPMARK BANK CD DUE 07/16/12 B
29. 30.
WATTS WATER TECH (COMMON STOCK) NUVEEN SELECT MATURITY (MUNICIPAL FUND)
A A
T T
31.
32. 33.
VANGUARD IRA #4
- JAPAN FUND - KAISER ALUMINUM CORP (COMMON STOCK)
Dividend
0~m~0~O
~ Da~ Va~uc G~in ~ount Type (c,g.. Valuc Value T~c (e.g., ~ C~ I buy. scll. ~mm/dd/~ I C~c 2 C~e I div.. rcn~ Code 2 M~ ~ ~ (A-HI. or int) O-P) Code 3 r~ptian) :~ (J-P) (A-H)
Buy
1112~/09 L
- VANGUA~ I~R-TERM BOND ~ND - VANGUA~ ~R- T~ BOND ~D - 1 SHA~S MSCI JAPAN
Buy
~/14/09 M
Sold
09/23/0~
38.
(addl)
Sold Sold L L
43. 44.
- GENERAL ELECTRIC CO (COMMON STOCK) - INTEL CORP (COMMON STOCK) - NY TIMES CO {COM MON STOCK) - PACKAGING CORP OF AMERICA {COMMON STOCK) - WOR.THINGT(~N INDUSTR.IES (COMMON STOCK) - CAPITAL TP.UST INC (COMMON STOCK) Sold 09101/09 L Sold Sold 07/24/09 04/21/09 L
49.
50.
B =$I.001 $2300
C =$2.501 - $5.000
D ~5.001 - S15.0~
~1S.OOI - $50.0~
(S~ ~l~n ~ )
U ~k Value
l)a~e of Reporl t
0~/13~-0~0
~Ama~t i C~c !
Ty~(c.g.. di~..wnL
Value Code2
Value Meted
~~
Value ~ Gain
Id~li~of buys/seller
- EATON VANCE FLOATING RATE INCOME TRUST - DOW CHEMICAL BOND DUE05/15/14 - WELLS FARGO (COMMON STOCK) - ~ELLS FARGO(COMMON STOCK)
VANGUARD IRA - #1 -ARTIO INTL EQUITY FUND II - DODGE & COX INT FUND - FIDELITY JAPAN SM CO FUND ~ CHESAPEAKE ENERGY (COMMON STOCK) - CHEVERON (COMMON STOCK) C Dividend O T
Sold Sold
11118/09 I 1/lg/09
K L D
K L L
62. - ~HEVERON (COMMON STOCK) 63, 64. 65. 66. 67. 68. - I SHARES JAPAN INDEX FUND - JAPAN FUND -AMERICAN IIOME MORTGAGE (COMMON STOCK) - TIIIRD AVE FOCUSED CREI~IT FUND - N Y TIMES (COMMON STOCK) - EMERSON ELECTRIC (COMMON STOCK)
Sold Buy
09,2-I/09 J 08/31/09 L
Buy
03/10/09
D~K, T~MO~nV ~. [
05/13~o~0
NO~ (No repomable income, asse~, or transaction.) A. Des~pfon of As~ts (inclu~ng ~st as~) Pl~c~)a~ch~s~ cx~t~om~ordisc~su~ B. Income dufin~ r~ng ~od O) I~o~t Ty~(c.g.. C~I div.,rcnt, (A-~ or C. Gross value at ~d of r~ng Value ~ Value C~2 ~ Mc~od Ty~(c.g.. ~y.~]l, D. T~fions during r~g ~od Id~fi~of buyer/seller
JE~ON ELE~C (COMMON ST~K) - RYDEX IN~ S&P 500 F~D - RYD~ INV~E S&P 500 F~D
L L L
72.
73. 74. 75. i76, . 77. 78. 79. 80. 81. 82. 83. 84. 85.
Sold
t2/31/09
J K J K
Buy
05/13/09
Date of Repart
DYK. TIMOTItY B.
,,a~,e. transactions tlncludes thos~ 9! sPou~ and dcpendem ddld ....
05113F2010
see pp. .74-60 nf filing inx, ructi,,ns.)
I--~ NONE (No reportable income, assets, or transactions.) B. |ncome during ! reporting period (2) * O) ,Amount Type (e.g,. Code I div..rcnt, ~ (A-H) or inl.) ! C. : i Gros~ value a~ cad orreporting period I (~l ! (2) Vahae Value Code2 Method Code 3 (.l.p) (Q-W) D. Tra~action~ during reporting pcriod (I) Type (e.g.. buy, ~IL ; redemption) i (2) (3) I (4) Date : V~due i Gain imm/dd/yy Code2 i Code 1 (JP) i (A-H) .= ; , 06/08/09 08/31/09 09/01/09 11/13/09 12/~3/09 0&08/09 09123/09 2/07/09 02/06/09 04117109 K K L L K K M K K L D D (5) Idenmy of buyerlscller (if private trartsacti0n}
86.
Sold Sold Sold Sold Sold Sold Sold Sold Buy Sold
87.- D~GE & C0X ~TOCK FUND 88. 89. 90. 91, 92. 93. 94. 95. - SEQUOIA FUND - FA|RHOLME FUND - EATON VANCE FLOATING RATE INC TRUST FUND - EMEt~SON ELECTRIC (COMMON STOCK) - GOOGLE (COMMON STOCK) - THIRD AVENUE INTERNATIONAL VALUE FUND - AFLAC INC (COMMON STOCK)" - AF~C INC (COMMON STOCK)
~uy
Buy (addq) Sold
I02/19/0~
02/27109 06/10/09
~
K M E
100. - VANGUARD MM FUND 101. -YRC WORLDWIDE (COMMON STOCK 102. - RYDEX INVERSE S&P 500 FUN; Sold Buy 05/07109 12/01109 .I L
J i
[ NameofPerion Reporting
] DYK~TIMOTItYB.
Date of Repo!! [
05113/2010
lag tr .... tions (lnclud~c thnse of sp ..... d a~ndent children: see pp. 344O off!~ng in,r~tio,,s.)
income. ~sets.
transactions.)
C. [ Gross value at ~d ], of r~omng pe~od I (1) (2) O) V~uc Value T~ (c.g., C~c 2 Mc~od bu~. sdk redemption) (J-P~ Co~e 3 D. T~nsa~ions during ~o~ng p~ ~ (2)~ (3) ~ (4) ~ Date Value ~ Ga~ ~ m~d~~ ~ C~c 2 I ~ I (J-P) ; (A-H} ..~ ; (51 Id~i~ 0f ~yw~sell~ (ifpnvate
A. Dcscfption ofAssc~ i mci~lng ~st ~sels~ Place "~)" after each ~sct exempt ~om prior disclosu~
B. ~[ In~c during ~ ~on~g p~od (2) ~ (~) l Amount T)pc te.g., ~ Code I div.. rent, , (A-H) or int.)
103. - RYDEX INVERSE S&P 5~ FUND 1~. ~EATON ~ANCE FLOATIN~ ~TE FD 105. - A~NSAS BEST ~RP (COMMON STOCK) 106. - ~I~ AVE FO~S c~DiT F~D 107. - McCLATCHY CO (COMMON STOCK) 108. - SPIDER ~GIoNAL BANK F~D 109. - FAIR ~OINT COMM~ICATIONS (COMMON STOCK) 110. - CBS, INC (COMMON STOCK). l 1 I. - INTEL CORP (COMMON STOCK) 112. TD WATEP,.HOUSE IRA #1 113. - SPEC SIT EQUITY FUND 114. TD WATERHOUSE IRA #2 115. -SPEC SI~ LIFE SCIENCES FUND 116, CHARLES SCHWAB IRA 117. -~IRST EAGLE OVERSEAS FUND 118. -FIRST EAGLE US VALUE FUND 119. - FIRST EAGLE US VALUE FUND B Dividend A Dividend N T A Dividend N T
L K K L K K D
Sold
10119/~
Sold
1~31/09
N .I K L
Page 12 of 14
DV~:.TtMOTnV a.
0~/~3m0~0
VII. INVESTMENTS and TRUSTS - i ........ 0~ ....... ,i,~ {~nclud~rs those of ~po ..... d de.dent child~ng
NO~ ~o r~ortable income, asse~, or transactions.) A. Dcs~p6on of A~c~s (includin~ ~st assc~) Place ~)" aft~ each asset xcmpt ~om prior disclosu~ B. ln~mc durin~ rcp~ng ~fiod (l) (2) :~ount Typo (.g., ] ~de I dlv., rc~k i (A-H) ~ ~t] ~ 120, - MA~EWS ASIAN GRO~H & INCOME F~D 121. -~OWE PglCE CAPIT~ APP F~D 122. - RYDEX MANAGED FUTURES FUND 123. - RYDEX MANAGED FUTURES FUND 124. "- SCt-IWAB GOVT MONEY FUNI~ 125. - JP MORGAN HIGHBRIDGE STATISTICAL MKT NEUTRAL SELE 126, - SPDR TRUST UNIT SRI EXPIRING ON 01122/2118 127. MASS MUTUAL LIFE INS 128. ING LIFE INS 129. PNC BANK WASH DC I30. US BONDS A C A C Dividend Dividend Intere,~t lnteresl K M K M W T T T C. ~o~s value at ~d of ~pomng ~iod 1~) (2) Value Value C~ 2 Method C~ 3 (J-P) (~ D. Tran~ctions during re~in~ ~. [ O) T~e (e.g., buy. ~ll, rcd~ption) l (2) ; Da~ ~ Value [m~d~ ] C~ 2 I ~ O-P) (A-H) [ ~ [02/09/09 0~09/~ 01/09/09 02/09/09 03/23/09 02/09/09 01.t20/09 K K K N K K
(if~vat~ ~sacti0n)
Distribution
Dale of Reporl
05/13/2o10
I ) TOTAL INCOME FOR IRA ACCOUNTS IS TOTAL INCOME AS REPORTED BY CUSTODIAN OF ACCOUNT. 2) TRANSFERS FROM IRA ACCOUNTS TO THRIFT SAVINGS PLAN ACCOUNTS NOT SHOWN. 3) LINE 2 & 131 ARE ASSETS THAT WERE INHERITED FROM :~i, 4) LINE 57 - ARTIO INTL EQUITY FUND II WAS FORMALLY JULIUS BAER 1NTL EQUITY FUND I1.
FINANCIAL DISCLOSURE
REPORT
t~v~. TIMOTH\ B.
0511312010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the b~st of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certt .fy that earned income from outside employment and honoraria and the acceptance of gifts which have been reported ore in compliance with the provisions of 5 U.S.C. app. 501 et. seq.. 5 U.S.C. 7353, and Judicial Conference regnlationt.
Slgnatu]
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544