Professional Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app. ,,~,~ 101-111)
I. Person Reporting (last name, first, middle initial) Sweet, Robert W. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pan-time)
[] Initial
7. Chambers or Office Address Federal Court House 500 Pearl St - Room 1920 New York, NY 10007
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~
NAME OF ORGANIZATION/ENTITY The Constitution Works World Figure Skating Museum Havens Society
Sweet, Robert W.
11I. NON-INVESTMENT INCOME. (Xero~ng individual andspouse; seepp, i 7-24 of filing instructions.)
A. Filers Non-lnvestment Income
~] NONE
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
V. GIFTS. a.d.d~ ,hose to spo,s, o.d de~e.de.t ch~ldr,.; ,ee pp. 2s.3 t of filing instructions.)
NONE (No reportable g~s.)
SO~CE
I. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. a.ct.aes those of spouse and dependent children; see pp. 3~-33 of fillng ins~ruaions4
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VI I. INVESTMENTS and TRUSTS - ~nco,~e, votue. ,..,~aaio~ andud,~ those o/spouse and dependent children; see pp. 34-60 of filing instruction~ )
[]
(Q-W)
I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17. Pfizer IBM Walt Disney Company AT&T Corp Alcatel -Lucent 3M Imation Corp Proctor & Gamble Co General Electric Co. LSICorp ComcastCorp Smucker J M Company Citadel Broadcasting Amazon.corn Inc. Capital Assets Fund (a) Precision Castparts Precision Castparts A A A A B A B A A A A Dividend Dividend Dividend Dividend None Dividend None Dividend Dividend None None Dividend None None Dividend Dividend Dividend J K K J J L J L J J J J J K J T T T T T T T T T T T T T T T Sold (part) Sold (part) 08/06/10 M 10/12/10 M G G
I. Income Gain Codes: (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISle Column C2)
A :$1.000 or less F :$50.001 - $100.000 J =S 15.000 or less N -$250.0OI - $500.0~O P3 =$25.00~.001 - $50.0~0.000 Q =Aplxaisal U -Book Value
B =$1,001 - $2.500 G ~$100.001 - $1.0~0.000 K =$15.001 - $50.000 0 =$500.001 . $ 1.000.000 R Cost (Real Eslatc Only) V =O~her
C -$2.501 - $5,000 III =$1.000.001 - $5.0~.000 L =S50.001 - $100.000 PI =$1.000.0OI - $5.000.000 P4 =More than $50.000.000 S =Asscssm.,:nt W =Estimated
D = $5.001 - $15.000 112 =More than $5.000.000 M =510~.001 - $250.00) P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15.001- $50.000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Asse~s (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period
j O)
[ Amount i Code I (A-H)
(2)
Type (e.g., div., rent. or int.)
i
18. 19. 20. 21. 22.
23.
(2) (3) (4) Date Value Gain mm/dd!yy Code 2 Code I (J-P) (A-H)
PrecisionCastparts Wells Fargo Company General Electric Schlumberger Lid Schlumberger Lid
Transocean Inc
A B B A A
Sold
10/26/10 M
E F F E
None None Dividend Dividend Dividend None D A Interest Dividend None D E Distribution Distribution
29. Proshares Ultrashort 30. 31. 32. 33. 34. USTN 1.375% TIP 7/15/18 Fidelity Trust Co Intl Money Market Fund
Sold
[10/12/10 K
O
PI
T
T
(a)
Knolls I1 Villa LP Estes- Sheridan LP NPStratham LLC
J J M
U u U
I. Income Gain Codes: (See Column:~ B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $ 100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.090.0<)0 Q =Appraisal U =~rook Value
B =$1.001 - $2.500 G =$ 100.001 - $ 1.0~0.000 K =$15.001 - $50.000 O -$500.001 - $1.000.000 R =Cosl (Real Eslawc Only) V =Olh...ar
C =52.501 - $5.000 I I I =$ 1.090.001 - $5.000.000 L :$50.001 - $100.00~ PI =$1.000.001 - $5.000.00) P4 =More Ihan $50.000.0~0 S =Assessment W =Estimated
D -$5.001 - $15.000 I 12 = M ore than $ 5.000.000 M =$100.001 . $250.000 P2 =$5.000.001 - $25.00~.000 T -Cash Market
E =$15.001 - $50.000
VII. IN VESTMENTS and TRUSTS -income, value, transactiom (Includes those of spouse and dependent children; seeplx 34-60 of filing instruction~)
[~]
())
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd~,y Code 2 Code I (J-P) (A-H)
(Q-W)
35. 36. NP DoverLP NPNashua LLC
G D G
J M J
J N
U U U u U U U
37.
38. 39.
NPFairhaven LLC
NP Hanson LLC NP Portfolio Account LLC
E Distribution
40. NPS2LLC 41. 42. 43. 44. Trust#1 (lines44- l15)(b) Abbott Labs Execwest LLC
None None
J J
E Distribution
45. Accenture Ltd 46. Ace Limited 47. 48. 49. 50. 51. AesCorp AesCorp Altera Corp Amgen Applelnc
Buy Sold (pan) Sold Buy
J J K
05/20/I 0
I. Income Gain Codes: (Sc Columns BI and D4) 2. Value Code* ISee ColumrLs C[ and D J) 3. Value Method Codes ISee Column C2)
A $1.000 or less F =$50.001 - $ I 0~,000 J =$15.000 or I,:~s N :$250.001 - $500.000 P3 =$25.000.001 . $50.000.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G =$100.001 - $1.000.000 K -$15.0OI - $50.000 O =$500.001 - $ 1.009.000 R -Cost (Real Estate Only) V -Otho"
C =$2.501 - $5.000 I I I =$I.000.001 - $5.0(~.000 L =$50.0~I PI =$1.000.001 P4 =More tlmn $50.000,000 S =Asscssntent W Eslimated
=$5.001 - $15.000 12 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 =Cash Market
E =$15,001 - $50,000
VI I. INVESTMENTS and TRUSTS - i.co,.e, vatue, ~a,~.,~io,~ a.ctud~ those of spouse o.,t depe.de.I children; seepp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Income during reporting period (~) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period (~) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
(2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I (J-P) (A-H)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
Applelnc Apollo Group BMC Software Inc. BMC Softwarelnc Burlington Northern Capital One Financial Cardinal Health Inc Cardinal Health Inc Computer Science Cooagra Food Exxon Mobil Corp Exxon Mobil Corp Exxon Mobile Corp Freeport-Mcmm Freeport-Mcmm Freeport-Mcmm Hershey
J K J J K K K J J 3 J J J K J J J C B D D D B A E
Redeemed 02/17110 Buy Buy Buy (addl) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy Buy (addl) Sold (part) Buy 04/13/10 03/05/10 04/09/10 05/28/10 06/3 O/I 0 04/08/10 04/12/10 05/20/10 04/30/10 06/I 7/10 07/29/10 10/28/10
I. Income Gain Codes: (See Columns Bt and I)4) 2. Value Codes ISce Columm CI and D3) 3. Value Mcwhod Codes (See Column C2)
A =$1.000 or less F =$50.001 - $ 100,000 J :$15.000 or less N =$250.001 - $500.000 P3 =$25.000,001 - $50,000.000 Q =Appraisal U -Book Value
B =$1,001 - $2,500 ~3 =$100.001 - $1.000.000 K :$15.001 - $50.000 0 :$500.001 - $1,000.000 R =(ost (Real Estate Only) V =O~hcr
C =$2,501 - $5,000 I11 =$1,000.001 - $5.0~0.000 L :$50.001 - $100.000 PI =$1,000.001 - $5.000.000 P4 =More than $50.000.000 W =Estimated
D =$5.001 - $15.000 112 =More lhan $5,000,000 M =$109,001 - $250.000 P2 =$5.000,001 - $25.000,000 T =Cash Market
E :$15,001 - $50.000
FINANCIAL DISCLOSURE REPORT Page 8 of 16 VII. INVESTMENTS and TRUSTS - inc ......
lue, tr .... lions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
Hewlett Packard ttewlett Packard ITT Industries IBM IBM International Paper Co IntemationalPaper Co Kraft Foods Kruger Lauder Estee Co Lauder Estee Co Lauder Estee Co. Lauder EsteeCo. Lauder EsleeCo. Limited Brands Lowes Marathon Oil
04/12/10 J 09/21/10 K
B C
Sold (part) Sold (part) Buy Buy (addl) Sold Sold (part) Buy Buy (addl) Sold (part) Sold (part) Sold Buy Sold (part)
04/12/10 06/17/10 03/04/10 05/28/10 04/12/10 04/12/10 01/21/I0 01/29/10 06/04/10 07/01/10 12/22/10 06/03/10 07/15/10
J J J J K J J J J J J K J
B C
A B D
I. Incomc Gain Codes: (See Columns BI and D4) 2. Value Codes (see Columns CI and D3) 3. Value Method Codes (See Column C2)
A-$1.000 or less F =$50,001 - $100,000 J :SI5,000 or less N =$250.001 - $500.000 P3 =$25,000,001 . $50,000,000 Q =Appraisal U =Book Value
=$1.001 - $2.500 =$100.001 - $1.000.000 =$15.001 - 350.00~ =$500:301 - $l.00O.000 ~Cost IRcal Estate Only)
C =$2.501 I t I =$ 1.0~0,001 - $5.0~).000 L =$50.001 PI =$I.0~0.001 - $5.01~I.000 P4 =M~e lhan $50.000.000 S ~Asscssmcrlt W Estimated
D =$5.001 - $15.000 112 =More than $5,000,000 M =$10~.001 - $250.000 P2 =$5.0~0,001 - $25,000.000 T Gash Market
E =$15,001 - $50.000
VI I. IN VESTMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; see plx 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including ha~t assets) Income during repoaing period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-VO (I) Type (e.g., buy, sell, redemption) (2) Date (3) Value (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) Transactions during reporting period
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
McDonalds Corp Microsoft Microsoft Microsoft Motorola Motorola NRG Energy Inc Prudential Qwest Comm Qwest Comm Qwest Comm Sara Lee Target Target Buy (addl) Buy (addl) Sold (part) Buy Buy (addl) Sold (part) Buy Sold (part) Sold (part) Sold (part) Buy Buy Buy (addl) Sold (part) Sold (part) Sold (part) 01126110 01/15/10 10/28/10 09/21/10 10/28/10 04/12/10 06/04/10 01/29/10 04/12/10 08/19/10 07/01/10 03/05/10 04/09/I 0 04/29/10 04/08/10 04/12/10 J J J K J J J J J J J J J J K J B E D B C B
1. Income Gain Codes: (See Columns BI and D4) 2. Value Cod~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $ 100,000 J =SI 5.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.0~0.000 Q -Appraisal U -Book Value
B =$1,001 - $2.500 G =$100.001 - $1,000,000 K ~$15,0OI - $50.000 O =$500.001 - $1.000.000 R =Cost {Real Estate Only) V =O~her
C =$2,501 111 =$ 1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssmcm W =Eslimalcd
D ~$5,001 - $15.0OO 112 =More lhan $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =C~h Markc~
E =$15.001 - $ 50.000
VII. INVESTMENTS and TRUSTS - i,come. ,alue. ~ra~ctio,~ anel,des thos, o/spous, o,d dependent children; see pp. 34-60 of filing instructionx)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) (2) Amount T:ype (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd?yy Code 2 (J-P) Gain Code I (A-H) (5) Identi~y of buyer/seller (if private transaction) Transactions during reporting period
103. United Technologies 104. United Technologies 105. Unitedhealth Group 106. WSTN Digital 107. Walgreen 108. Walgreen 109. Walgreen I I 0. Walgreen 111. Wal Mart 112. Xilinx lnc 113. Xilinx Inc 114. Yum Brands 115. Yum Brands 116. CMA Money Fund (a) 117. 118. Trust #2 (lines 119 -151) (b) 119. USTN 1.875% due 7/15/19 G Distribution P1
Sold (part)
Sold
05/20/10
08/19/10
J
K
D
E
(part)
J J
J
04/12/10 J 03/05/10 K
C C J J A A
06/04/10 07/15/10
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISce Column C2)
A =$1.000 or less F=$50.001 - $100,000 J =$15.000 o~ less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.0~0 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100,001 - $1.0~),000 K =$15.001 - $50,000 O =$50~.001 - $1.00~.00~ R =:Cos! (Real Estate Ordy) V =O~ho"
C =$2.501 - $5,000 I I I =$ 1.000.001 - $ 5.000.000 L =$50.0~1 - $100.0~0 PI =$1.000,001 - $5.0~0.000 P4 =More than $50.0~0.000 S =Ass~ssmo~l W Eslimatcd
D =$5,001-$15,0~0 112 =More lhan $5.000.000 M=$100.001- $250.000 P2 =$5,000.001- $25.000.000 T::Ca.sh Market
E ~$15.001-$50.000
VII. INV ESTMENTS and TRU STS - inco,,,e, votue. ,,unsac,ions and,des,hose o/spouse ond dcpc,~e,, ch it~re.: see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) (2) Type (e.g., Amount Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period
(])
Value Code 2 (J-P)
(2)
Value Method Code 3
(2) (3) (4) Date Value Gain mrrddd/yy Code 2 Code I (J-P) (A-H)
120. Apple Inc 121. BPPLC 122. BP PLC 123. Comtech Telecomm 124. Dell Inc 125. Enro Pharmaceuticals 126. Forest Labs 127. Garmin 128. General Dynamics 129. Gilead Science 130. Gymboree 131. Herman Miller 132. Korn/Ferry Intl 133. Korn/Ferry Intl 134. Medco Health Solutions 135. Microsoft 136. National Oilwell
M L L
L L M L
F F F
F E
M M L F E
08/06/10: L 09/21/10 L
Sold
12/06/10 M
1. Income Gain Codes: (See Columns BI and IM) 2.Value Codc~ (S~e Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $10~.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,009.0OI - $50.000.0~0 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100.001 - $1,000.000 K =SI5.0OI - $50.000 O =$500.0OI - $1,000.000 R =Cosl (Real Estate Only) V
C =$2,501 - $5.000 I I I =$ 1.000,001 - $5,000.000 L =$50.0~1 - $100.000 PI =$1.000.001 . $5.000.000 P4 =More than $50.0~O.0~0 S = Asscssnlenl W =Eslimatcd
D =$5,001 - $15.000 112 =More Ihan $5,000.000 M =$100.001 , $250.000 P2 =$5.000.0OI o $25,000.000 T =Cash Markcl
E =$15.0~1- $50.1)00
VII. INVESTMENTS and T RUSTS - i,cor~,, vato,, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period
(I) (2) Gross value at end
137. Nucor 138. North Colorado Springs Land & Irnprovemnet Co. 139. Power-One Inc 140. Proshares Ultrashort 141. Sandisk 142. Terra Industries 143. CF Industries 144. Western Digital 145. Fiduciary Trust Intl Money Market (a) 146. MW Global Partners LP 147. Pershing Sq LP 148. Australian Govt 5.75% due 06/15/201 I 149. Canadian Govt 2.0% due 09/01/12 150. Norweign Govt 6.0% due 05/16/201 I 151. European Bank Recon & Dvlp 9.25% due 09/10/2012 152. 153. Trust #3 (lines 154- 176)(b) None PI T
Sold
10/12/10 L
L M M M K G B
10/12/10 M
PI L L L M
I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (S~c Columns CI and D3) 3. Value Method Codes (See Cohlmn C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.090 Q =Appraisal U =Book Value
B $1,001 - $2.500 G = $ 100.001 - $ 1.000.000 K =$15.001 - $50.000 0 :$500.001 - $ 1.00~.0OO R =Cosl IRcal Eswatc Only) V -Other
C =$2.501 - $5,00(] Ill =$1,000.001 - $5,000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5,000.000 P4 =More than S ~Asscssmen! W =Eslimated
D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.00~.000 T =Cash Market
E :$ 15.001 - $50.000
V 11. IN V ESTME NTS and T RU STS - income, ,olue, ~a,~actio~ anclud~ those o/spo,,se and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code 1 (A-H) I (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-w)
Transactions during reporting period
(0
Type (e.g., buy, sell, redemption)
(2)
(3)
(4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private transaction)
154. Fiduciary Trust Intl Money Market (a) 155. Berkshire ttathaway 156. Cephalon 157. Comtech Communications 158. Commtech Communications 159. Flour 160. Forest Labs 161. Natl Oilwell Varco 162. Proshares Ultrashort 163. PSRQ Partners 164. PSRQ Partners 165. SPDR Gold Trust 166. Terra Induatries 167. CF Industries 168. Estes- Sheridan LP 169. NP Strathan LLC
170. NP Dover LLC
L K O O
I. Income Gain Codes: (See Colunms BI and D4) 2. Value Codes (S~ Column5 CI and D3) 3. Value Melhod Codes (See Column
=$1,000 or less =$50.001 - $100.000 =$15.000 or Itss =$250.001 - $500,000 P3 =$25,000.001 - $50,000.000 Q Appraisal =Book Value
B =$1,091 - $2.509 G=$100.001 - $ 1.000.000 K =$15,001 - $50.000 O =$500,001 - $ 1,000.000 R -~ost (Real Eslate Ol~ly) V =Other
C =$2,501 - $5,000 I I I =$ I .OO~,O01 - $5.000,000 L =$5,0.001 - $100.000 PI =$1.000,001 - $5.000,000 P4 =More Ihan $50.000,000 W =Esfimalcd
D =$5,001 - $15.000 112 =More lhan $5,000.1~00 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 Y =C~h Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (lnclude~ those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting p~riod Gross value at end of reporting period Transactions during reporting period
! (I)
] Amount i Code I ~ (A-H)
(2)
Type (e.g.. div., rent, or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3
(2) (3) (4) Date Value Gain mm/dd/hyy Code 2 Code I (J-P) (A-H)
(Q-w)
171. NP Nashua LLC
172. NP Fairhaven LLC
177. 178. Citibank money market account 179. Citibank checking account 180. JPMorgan Chase checking account 181.
182.
J J J
T T T
183.
I. lncomc Gain Codes: (See Columns BI and 2. Value Codes IScc Columm CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or tess F =$50,001 - $100,009 J =$15.000 or less N -$250,001 - $500.000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U Book Value
B =$1,001 - $2.500 G =$100.001 - $1,000.000 K $15.001 - $50.00~ 0-$500.001 - $1.000,000 R =Cost IRcal I~tate Only) V = Oth,"r
C =$2,501 - $5,000 I I I =$ 1.000.0~ 1 - $5.0~.000 L =$50,001 PI =$1.000,001 - $5.000.000 P4 =More than $50.000.0~0 S =Assessment W =Eslimated
D -$5.001 - $15,000 t12 =More than $5,000,000 M =$10~.001 - $250.000 P2 =$5.000,001 - $25,000.000 T =Cash Market
E =$15,001 - $50.000
FINANCIAL DISCLOSURE
REPORT
] NameofPer~on Reporting
Dale of Report
Page 15 of 16
05/15/2011
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas ~vithheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544