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AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. COURT OF APPEALS
5a. Report T)~e (check appropriate t~pe) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..~.~ 101-111)

I. Person Reporting (last name, first:, middle initial) SEYMOUR, STEPHANIE K. 4. Title (Article III judgrs indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/I I/:2011 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. CIRCUIT JUDGE--SENIOR

5b. [] Amended Report

7. Chambers or Office Address 4-562 U.S. COURTIIOUSE 333 WEST FOURTH TULSA, OK 74103-3877

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable law~ and regulations.

Reviewing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. t~o,~ng individ.at onO; ,o, rp. 9-t~ of m, g i,,~trucao,~)


---] NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Executive Board Member

NAME OF ORGANIZATION/ENTITY Oklahoma City University School of Law, Oklahoma City, OK

II. AGREEMENTS. mepor~ng individual only; see pp. 14-16 of filing instructions.)
~ NONE (No reportable agreements.) DATE

PARTIES AND TERMS

Seymour, Steohanie K.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting SEYMOUR, STEPHANIE K.

Date of Repor~ 05/I 1/201 I

II1. NON-INVESTMENT INCOME. tRepo~ngindi,idaaondspo~e:soep~ 17-24offilinginstructionsO


A. Filers Non-Investment Income
[] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married daring any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

--]

NONE (No reportable non-investment income.)


DATE SOURCE AND TYPE self-employed - lawyer

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - trons~,ortaaon, Iodging,/ood, enter,~inmen~


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting SEYMOUR, STEPHANIE K.

Date of Report 05/I 1/201 I

NONE (No reportable g~s.)

SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIAB ILITIES. a~ct, aes those 4 ~o.~e a~d de~,e~dem ~n i~a, em ,ee p~ ~ ~- ~ ~ of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting

Date of Report 05/I 1/2011

SEYMOUR, STEPHANIE K.

V 11. INVEST MENTS and TRUSTS -i .... e, value, tratt~actions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlon~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asset~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) ! Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mrnldd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private wansaction)

Gross value at end of reporting period (I) (2)


Value Value

Code 2
(J-P)

Method Code 3

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Bank ofOkla. Accts F&M Bank Accounts Lot in Mr. Crested Butte, CO (purchased 8/2004 for $875,000) IRA #1, Merrill-Lynch, Tulsa Brokerage #1 -ML Bank Deposit Program Brokerage #2 -Merrill Lynch Cash Fund -BOK Fincl. Corp. New (BOKF) Brokerage#3 - M-L Cash Funds -BOK Financial Corp. -York Tot Access II LLC Class C IRA #2 -M-L Cash Funds -BOK FinanciaINew (BOKF) -York Access Ltd Class C

E A

Int./Div. Interest None

PI L O

T T R Closed
04/16/10 M

lnt./Div.

Interest

Closed

04/16/10

A A

Int./Div. Dividend

Closed

04/16/10

N L

Merged 04/16/10 (with line 4 I)

A C

Interest Dividend None

Closed

03/30/10

M PI N N O N N

Merged 03/30/10 (with line 44) Sold Closed Closed


07/22/10 07/19/10 03/30/10

Int./Div.

Merge~l 03/30/10 (with line 36) Sold


07/15/10

I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codc~ (See Colurara CI and D3) 3. Value Method Cod~ ISce Column C2)

A =$1.000 or less F =$50.001 - $ 100,00Q J =$15.0(~0 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.(~0.000 Q =Appraisal U =Book Value

B =$I,001 - $2,500 G =$100.001 - $ 1.000.000 K =$15,001 - $50.000 0 =$500.001 - $1,0(~,000 R =Cost (Real Estate Orlly) V =Other

C =$2.501 - $5.000 It I =$ 1.0Q~.001 - $5.000.000 L =$50.001 - $100.0OO PI =$1.000.001 - $5,000,0~0 P4 =More than $50.000.0130 S =Asscssmcnl W =Estimated

D $5.0~1 . $15.000 112 = M ore than $ 5 M =$100.001 - $250.000 P2 =$5,000.0OI - $25.000.0~) T =Cash Market

E =$15.0~1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting SEYMOUR, STEPHANIE K.

Date of Report 05/I 1/2011

V I I. I N V E S T M E N T S a n d T R U S T S - i .... e, value, transactions (Include~ those ofsp ......


NONE (]go reportable income, assets, or transactions.)
A. Description of Assets (including trust assels) Place "(X)" after each asset exempt from prior dis.closure B. Income during reporting period i (I) (2) II Amount [ Code I (A-H) Type (e.g.. div., rent, or int.) C. Gross value at end of reporting period O) (2) Value Value Code 2 Method Code 3 (J.p) (Q-W)

d dependent

children; see pp. 34-60 offillng instructions.)

D. Transactions during reporling period (I) Type (e.g., buy, sell, redemption)

i
] 18. Brokerage 04 -Sch Muni Money Fund (SWXXX) (cash

12) (3) Date Value mm/dd/yy Code 2 (J-P)

Gain Code I (A-H)

Identily of buyer/seller (if private transaction)

19.

None

Closed

03/17/10

equivalent)
20. 21.
22.

Brokerage #5 -Cavanal Hill TX Fr MM -Slct (cash equivalent)


-Celtic Bk UTCD

A
B

Int./Div.
Interest

K
M

T
T Open 06/29/I0 M

23.

-Community West Bk CA CD

Interest

Open

04/07/10

24.

-Farmers & Merchants Bk TN CD

Interest

Open Open Open Open Open Open Open


Open

07/22/10

25. 26. 27. 28. 29. 30.


31.

-Four Oaks B&t NC CD -GE Capital Finl UT CD -Tenn Commerce Bk TN CD -The First Na ME CD -Ist Rep Bk BofA CA CD -Ist Rep Bk BofA CA CD
-lst Sec. Business Bk CA CD

C C B B B B
B

Interest Interest Interest Interest Interest Interest


Interest

M M L M L L
L

T T T T T T
T

03/19/10 04/08/10 03/23/10 06/23/10 03/18/10 03/19/10


07/14/10

M M L M L L
M

32.

IRA #3

33.

Pershing Govt (Cash Equivalent)


IRA#4 B

None

Open Open

04/16/10

34.

Dividend

03/30/10

PI

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codc~ (S~c Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or le~s F =$50.001 - $100.000 J =$15,000 or less N =$250.1301 - $500.000 P3 =$25.0~3.001 - $50.000.000 Q =Appraisal U -Book Value

U =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,0OI - $50.000 O =$500.001 - $1.009.000 R =Cost (Real Eslate Only) V =Olher

C =$2.501 - $5,000 I I I =$ 1.00O.001 - $5.0~0.000 L =$50.001 - $100.0oO PI =$1.0~0.001 - $5.000.000 P4 =More than S =Asscssmem W -Estimalcd

D =$5.001 - $15.000 112 =More than $5.000.000 M =$10~.001 - $250.1~0 P2 =$5.01~.001 - $25.000.00~ T ---Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting SEYMOUR, STEPHANIE K.

Date of Report 05/I 1/2011

V 1 I. 1 N V E S T M E N T S a n d T R U S T S - i ........olue. transactions (Include~ those of spouse a .d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period Gross value at end D. Transactions during reporting period

(i)
Place "(X)" after each asset exempt from prior disclosure Amount i Code I , (A-H)

(2)
Type (e.g., div., rent, or int.)

of reporting period (l) (2) Value Value


Code 2 (J-P) Method Code 3

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/hly Code 2 Code I (J-P) (A-H)

(Q-W)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38.


39. 40. 41. 42. 43. 44.

-Pershing Govt (Cash Equivalent) -BOK Financial New (BOKF)

Open

03/30/I 0 03/30/10

O N M M

Transferred from Line 16

Sold (part) Sold Brokerage #6 -Federated Capital Reserves (Cash Equiv) -BOK FinancialCorp. New (BOKF) Brokerage #7 -Federated Capital Reserves (Cash Equiv) -BOK Financial Corp. New (BOKF) A D Interest Dividend L PI T T Open A A Interest Dividend N L T T Open

05/20/10 05/21/10

04/16/10 04/16/10

N L Transferred from Line 9

03/30/10 03/30/10

M PI Transferred from Line 12

1. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes 1.See Column C2)

A =$1.000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.0OO R =Cosl (Rcal Estate Only) V OthcT

C =$2.501 - $5.000 III =$1.000.001 - $5.000.000 L =$50.001 - $10~.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.0~O S =Assessmcn! W Eslimatcd

D =$5.001. $15.000 112 =More than $5.000.000 M =$10~.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =C~h Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting SEYMOUR, STEPHANIE K.

Date of Report

05/11/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report)

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting SEYMOUR. STEPHANIE K.

Date of Report 05/I 1/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best.of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] STEPHANIE K. SEYMOUR


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544