aoto

~,.~,. t~oto

[
[

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. COURT OF APPEALS 5a. Report lype (check appropriate lype) ~ Nomination, Date [] .Annual [] Final

R,7,o,~m,q,i,eaby.,~,eE,~ics
0 u.s.c..pp. H ~o~-HO
3. Dare of Report 05/10;2010 6. Reporting Period 01/01/2009 to 12/31/20~19 in Government dct qf 1978

I. Person Reporting (last name. first, middte initial) SEYMOUR. STEP|tANIE K. 4. "1 ith [Arlile III )udges in~cate active or senior sta!us, magistrate judges indicate full- or part-nine) t.I.S. CIRCUITJUDGE--SENIOR

[] Initial

5b. [] Amended Repo~ 7. Chambers o r Olllce Address 4-562 (J.S. COURTHOUSE 333 WEST FOURTH TIq.SA, OK 74103-3877 8. On Ihe basis of the information contained in this Reporl and an) modifications perlaining Ihereto. it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NO T~kV: The instructions accompanying this farm must be follawea[ Camplete all parts, checMng the NONE bo~: for cach part n,here you have no rep.rtable information. Sign on last page.

1. POSITIONS. ~u.~,,,,i.~ i.ai,.~u..~ ,,.~.,,: ~,~ pp. 9-. of filing instructions.)

~ NONE (No reportable positions.) POSITION
I. Executive Board Member

NAME OF ORGANIZATION/ENTITY
Oklahoma City University School of Law, Oklahoma Ciw. OK

! I. AGREEIM ENTS. ~u~,,.i,,~. individualonl); seel,t,. 14-16 ,~[filing i ......

,ions.)

[)AYE
I

PARTIES AND TERMS

Seymour, Stephanie K.

Name of Person Reporting

Date of R~por t

PageFINANCIAL2 of 9 DISCLOSURE REPORT

sE\. ~o~R, swpn~NJ~: K.

I ! 1. NON-INVESTMENT INCOM E. ~R,.~o,i~ indi~,idual and sp ....

A. Filers Non-lnvestmenl Income NONE (No reportable non-investment income. DATE

; ~eepp. 17-24 of filing

SOURCE AND TYPE

INCOME
(yours, not spouses)

I. 2.

3. 4.

B. Spouses Non-Investment Income - If you were married during an.~,portion oJ th rel,orting 3w~r, complete this sectio~ (Dollar ~mo:tn! mff rcqu#ed exccpt fvr ~om~raria.) ~ NONE (No reportable non-h~vestment income.) DATE
I. 2009 2. selgemployed - lawyer

SOURCg AN~ TYP~

3. 4.

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAIl) OR PROVIDED

2.

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

~ .... [Person Reporting sv, v~lolm, STEPHANIE K.

DaleofReporl

05/10,2010

[~

NONE (No reportable gifts.)

SOURCE
I. 2.

DESCRIPTION

VALUE

3.
4 5.

\;1. LIABILITIES. a,~,a,.,

NONE (No rep~)rtable liabilities.) CREDITOR DESCRIPTION VALUE CODE

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Vi 1. INVESTMENTS and TRUSTS -~ .........

I
I

Nameof~ ..... Reporti.g

DateofRepor! 0511012010

SEYMOUR. STEPtIANIE K. aaepe~aemc~itd.~.; seepl,. 34-60off!linginstruction~.)

~ .......... ~o.., a~d.a~ ,~o,~o~.,p .......

~ NONE (No reportable income, assets, or transactions.) Description of Assets lincluding t~st assets) Placc"(X)"afl .... h .... I cxcmpl [rompr~t~r disclosure Income dunng [ reposing period A ..... I lvpe~eg. Code I di~.,r~, ~A-H) or int.~ ~ Gross *aluc al end [ of reposing ~od Value Code2 (J-P~ I Value I Method Code a "lrznsac*ions during reposing period

[~c~cg. ] Date Value ~ (Jain buy. sell, ]mn~,:dd~ : Code2 : Code I ~ rcdcmption~ " ~ (J-P) (A-H) [

/dentiryof buyer/seller (if private

I.

Batik of Okla. Accts (see nole paa VIII) Bank Accounts (see hole part VIll)

A A

lr, t.iDiv, Interest None None

M K

"[ "I S~ld 12/23,09 M E DEck S Hcndris

3. 4. 5. 6. 7 8. 9. I t) II 12. 13.

Condo, Tulsa, OK (purchased 11/27/1995 for $1 lfi,O00) Lot irt Wit. Crested Butte, CO (pttrcl~ased 8/2004 for $875,000) IRA, Merrill Lynch, Tulsa -MerriI[ Lynch Cash Fund -Abbott Labs -ISharcs MSCI EAFE -Rydcx EIF "I-R Brok erase # 1 -ML Bank I)cposit Program -Heinz HJ Co. (HNZ) ISharcs MSCI EAFE (EFA) ,,\ ,,\ A

0 M

R T

Int.;Dtv

Sold Sold Sokt

t)2.t 17/09 02;17/09 02, 17109

K K J

Interest Dividend N,3ne

I. Sold Sold 02/17:09 02sl7,09 K J

15. 16. 17.

- Merrill Lynch Cash Fund -BOK Iincl. Co~p New (BOKF) -Ilcwlctt Packard Co Dcl. (HPQ)

A A A l)ividend I)ividcnd K T Sold 02,17,,09 K D

FINANCIAL DISCLOSURE REPORT

r+ ..... otPer+o.R~+,o,,i.g
SEYMOUR, STEPIIANIE K. 05/10/201

Page 5 of 9

VI I. INVESTMENTS a nd TRUSTS - i,,,.o~ .... t,,, t ...... lions (Includes those of sp ......
[~ NONE (No reportable income, assets, or transactions.)

d dependent children; seepp. 34-61~ ,,[filing instructions.)

............

.~. .......
Des,:riptit~n ,..)f Assets {including trust assclsl Pl~we "I.X)" after each asscl exelnpt from prm: disclosure

-- t~ ............ c~ .............
h~colI~e during reporting period Gross ~,atu at end of rcpt)rting period Type T.,p Va)ue .... Value (e.g., (e.g.. Ct~de 2 Melh,.)d buy, sell, redemption) (J-P) Code 3 (Q-W) Sold Sold Sold Sold Sold

i~.
Transaclion:s durin,~

---

~ ---,-,) [ i;-i ......... i; i ....~1

I Amount, Code I I div., rt.nt, i IA-|I) Or int.~ i i None None A A Di,cidend Dividend None

- ~,) [ ~2) I

Date : Value nm~,dd.,yy Cod,: 2

Ga)n C(uJc I (A-rI)

Iden6w. of buycr/selle! (if prtwte transaction.)

IS. 19. 20 21. 22. 2L 24. 25. 26. 27. 28. [29 30. 3 I. 32. 33 34

-ISharcg MSCI EAFIi (I!FA) -Kellogg C(.) PV 25CT (K,) -MLP & Strategic Equity Fund -Royal Dutch Shell |I.C (RDSA) -Statbucks f.orp (SBU\) Brokerage #3 M-L Cash Ponds -Arnc,x Tcch)~ol()gy Select SPDR (X LK) -Book of" America -BOK I:i~).ancizl Corp. -l)t~kc E)~crgy (I)UK) -Gcncral }ilclric (C;E) -Gtccnbtict (_o~, -Hcahh (.~lu Sclcc! SPI)R (XLV) I ISDt,. ltldg. (HBC) -ISharcs NIgCI EAFE Indc (EFA) -ISharcs Rus.,cll 1000(IWF) A C 13 A A A

02/17/09 02/17109 02./I 7,09 02zl 7/09 02/17/09

J J L K K C B

Interest None None Dividend Dividend Dividend Dividend None DiAdcnd Nonc None

P1

T gold Sold 02;17/()9 02/17/09

O gold Sold Sold Sold Sold Sold Sold I)2,17/09 02/I 7,09 02,17/09 02/I 7i09 02/17.~09 02/17,"09 02/17i09 I. K K () K M O

FINANCIAL DISCLOSURE REPORT Page 6 of 9 VI 1. INVESTMENTS and TRUSTS - i .......

~.meo~e ....

Reporting

D~ieofRepor!

SEYMOUR, STEPIIANIE K.

05/10;2010
d dependent children; seepp. 34-60 of filing instruction.~.)

I,,, t ....... ,ions (Includes ,hose of sp .......

NONE (No reportable income, assets, or transactions.) Dcsc~plion of Assets (including I~st assets) Place "(X)" after each asset .... pt from prior dscl ...... Income during repo~ing period C;ross value at end of rcpoaing period ] ransactions duong redoing period

r
:

~ ~ ~:,
Amount Type (eg., Code I div ...... 1,
(A-H) or inl )

0~Value Code 2
(J-P) ]

~ -~ ..... ,:;~Value . Method "

Code ) ~

-<~ q~S ~-~% ...... ~ .........

Date I Value Gain [m,~d&;33 ~ Code 2 ~ Code 1
(J-P) ~ (A-H) Identity of buYer/seller (tfpnvate

T>~e (e.g, buy, sell,

redemplion)

(Q-W) S~ld Sold Sold Sold Sold Sold 02,17/09 02/!7/09 02/I 7..09 02/I 7/09 02/17/09 02tl 7,09

[ I. I. I. Io 1. O

transacden)

35. 36. 37.

-Johnson & Johnson (JNJ) -Kellogg Co. PV 25 CT (K) MLP & Strategic F.quity -Pfizer Inc. (P[:E) A B A D

None None Dividend Dividend Dividend Dividend None A Dividend N PI T T

39. -Prnctor & Gamble (PG) .Standard & Pours Dcp Rcpt (SPY) 41. ,12. 43. 44. ~: 45 -York Tot Access II LLC Class C IRA -Blackrock Balanced -M-L (?ash Funds (X) -BOK Financial New (BOKF)

Sold

02/17/09:

2/23/091 12114,09 D lnl./Div Closed

(71used

M N I I
L

16 -York Accss Led Class C 47

1~.

Kcogh Plan, Merrill Lynch, Tnlsa

.Merrill I.ynch Cash Fund

12,23,09
I.,_3,0)

49. 50. 51.

-BOK Financial Corp. (13OKF) -Calerpillar Inc (CAT) -Cued Cola (KO)

Merged (with line 45) Sold Sold

12/23/09 0~17/09 02/17/09

M K L

FINANCIAL DISCLOSURE REPORT

N ....

f Person Rtporting

Date Of Report

Page 7 of 9

s.~,,~,totJm srEPHAN1E K.

05/~0,2010

Vl 1. INVESTMENTS and TRUSTS - i.,.o.. ~t.., , ...... ao~ ancludes those of sp ...... d dependent children; ste pp. 34-60 of filing inxUuctions.)
NONE (No reportable income, assets, or transactions.)
I)cscnpnon of Assets (including t~st assets) Place "(X)" after each asset Income during reposing period I Gross value al end T7ansactitms du~in~ tl,Ottmg period

~Am~mnt Value Typediv.. (e.g..rent, " Code I

: (A-H) or int.) , I :

Value :

(c

Da e

Va ue

Gain

ldentlb of

........................... 52. -Currency Shares Euro "[R

: Sold

J 02/17/09

t bl D

53. 54. 55. 56. 57. 58. 59. 60.

61.

-ISharcs MSCI EAFE {El:A} -ISharcs NISei Emerging (EEM) -Oncok Inc. -Rydex Inverse Go\,t -3m Co. (MMM) -Wms.Comm Grp SrRdmblcNtcs (no value tAQ) (v) -York Access I.TD. Brokerage #4
-Sch Muni Nloney Fund (SWXXX) (cash cqui\,a lent ~ A Dividend J T

Sold Sold Sold Sold Sold

02117/09 i 02."17/09 :02/17;09 02117/09 02117i09 L

L I. K D

Merged (with line 46)

12!14i09

62. Brokerage #5

63.

-Cavanal Itill TX Fr MM -Slct (cash cqui;a!cnt)

t.~

tat IDiv.

FINANCIAL DISCLOSURE REPORT

Page 8 of 9

~ .... fP ..... Reporting SEYMOUR, STEPIIANIE K.

Date of Repol-!

05/10.t2010

V111. ADDITIONAL INFORAIATION OR EXPLANATIONS.

Part VII, Line 1 Bank of Oklahoma Money Markets which previously were repo~acd separately arc now reported o~ onc line. fhis asset also now includes a long-held account that by itself has not met the reporting requirements. The as.,;el name ha.,; bccn changed to more accurately reflect multipIc accounts arc included. See Filing Instruction, p 37 Pa~t VII, Line 2 Changed asset name to more accurately reflect that multiple accounts arc includcd. See Filing Instruction, p37. The F&M Accounts were combined on the 1998. report, daled May 17, 1999. Prior to that, the account.~ ,.,,ere listed separately whenever the r,.porting requirement was me~.

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

~,of~ersoor~epor,in~
SEYMOUR, STEPIlANIE K. 05110~2010

! certify that all information given above (incloding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of rny knowledge and belief, and ~hat any informal~ion not reported was withheld because it met applicable stalulory provisions permitting non-disclosure. I further certil.v that earoed ioeome from outside employment and honoraria and the acceptance o| gifl~ which ha~e been reported are in compliance with Ihe provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Confereuce regulatioos.

NOTE: ANY INDIVIDUAl. \VIIO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIl, AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FII..IN(I INSqI~,UCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544