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1. P~n Repo~g ~t ~e, f~ mi~ i~ti~) ~O~, St~hen S. 4. Ti~e (A~le III ~dg~ in~ active or se~o~ s~ms; magis~a~judges indica~ ~ or p~-~e) C~cuitJ~ge, SeniorS~s 2. Co~ or O~aniza~ N~ Ci~uit ~ of~pea~ 5~ Re~ Type (ch~k appropriate ~pe) ~ N~i~fio~ ~ I~fial 5b. ~ Amend~Re~ 7. Chamberx or ~ce Add~ U.S. ~o~e 550 W. Fo~ S~eet, R~m 667 Boise, Id~o 83724 j & On the b~is of~e iafermafioa eoataia~ in ~i~ Repo~ and any modificatio~ pertaining the~, it i~, la my opiaio~ ~ compliance with appficable laws and Date_ ~ A~I Da~ ~ F~ 3. Date of Re~ 05/01~010 6. Repo~ng Pe~od 01101~ to !~1~

Renewing Offi~

I~ORTANTNOTES: The imtructlons accompanying thlx~rm must be~lm~ Complae allpar~,


checking the NONE box for eachpart where you have no reportable information. Sign on lasttmg~

NONE (No reportablepoxitions.) POSITION


Board Member
2. Board Member
3. Advisory Committee Member

~[AME OF ORGANIZATION/ENTITY
Boise Philhan-nonic Association & Foundation
Esther Simplot Performing Arts Center
Childrens Home Society o~o

II. AGREEMENTS. (etporti.g indi,ldaal oMy; see~p. 14-1~ of~iling lnstrucl~or~-)


~ NONE (No reportable agreements.) DATE
1.2009

PARTIES AND TERMS


Vested interest in a retirement plan maintained by Los Angeles Cn~y, CA. I was employed as an attorney between 1965/198 I. I draw a retirement income monthly.

Trott, Stephen S.

FINANCIAL DISCLOSURE REPORT

[ NameefPersoa Reporting

Date ef Report

Page 2 of 10

I
SOURCE AND TYPE
Los ~geles C0~ty ~lifomia Retirement
"Highwaymen~ LLC, R~ord Sales & Perfo~anee Fees

IIL NON-INVESTMENT INCOME. (Rev,~,~ I~alv~ual .~ spo~,a; ,,, n,. t Z-2~


A. Fflers Non-Investment Income
NONE ~o reportable non-inv~tment income.)
~
I. 2~9
2. 20~

~COME
(yore, not $12,~.~
$2,0~.~

3.

4.

B. Spouses Non-Investment Income - If ~,ou ware married during any portion of the repotting.roar, complete thi~ sction,
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.) DATE [;OURCE AND TYPE

1. 2.

3. 4.

IV. REIMBURSEMENTS - ~.~o,,~,. Io~ting,~oo~ entertainment


(Includes those lo spou:~e and dependent children; sea pp. 25-27 of filing in~tructiot~.)

[~

NONE (No reportable reimbursements.) ~OURCE DATES LOCATION ]PURPOSE ITEMS PAID OR PROVIDED

I. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 1 0

r~ ....fg ..... Reporling

DateofRcport

XROa-r, Stephen S.

05/01/2010

V. GIFTS. (inctudes those 1o spouse and depende~ childr~-n; set pp. 2a-31 of fdlng inslructlons~)
NONE (No reportable gifts.) SOURCE I. 2. 3. 4. 5. DESCRIPTION VALUE

VI. LIABILITIES. a,,ct,,d~, ~o,, oZpo" "nd aop,,dont children; $t pp. J2-33 of filing instruction~)
NONE (No reportable liabilities.) CREDITOR I. 9. 3. 4. 5. DESCRIPTION VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10 VII. INVESTMENTS and TRUSTS [~] NONE

r~ ....

fPersen Reporting I

DateofReport

TROTT, Stephen S. [

05/01/2010

or ~o reportable income. ~se~, tramactions.)

A.
Dese~ption of~B

B.
~come d~ng

C.
Gro~ ~lue at end

D.
Tms~fions d~g ~po~ing pe~od

(inelu~ng t~t ~eB)


PI~ "~)" after ~ch as~

~ing ~ 0) (2)
I Amount ~ Ty~ (e.g.,

offing p~ O) ~).
Value Value

O)
T~ (e,g.,

(2)
Da~

(3)

(4)

(5)
Id~li~ of

V~ue Gain

exe~t~mpfiordi~lo~re

~C~el (A-H)

div.~L or ~L)

Code2 (J-P)

Me~od Code 3 (Q_~ T T T T T T T

buy,~ll, r~ptioa)

~d~

C~e2 ~del (J-P) (A-H)

buys/seller (if private

1. 2. 3. 4. 5. 6. 7. : 8. 9. i 0. 1 !. 12. 13. 14. 15. 16.

Aaio GIo~ Intl F~d EQII JET~ Calamos Growth Fund Class A CVGRX Calamos Growth Fund Class A CVGRX Dodge Cox lnfl S~ Fd DODFX Dodge Cox [ntl Stk Fd DODFX Growth Fund of America Class F GFAFE Growth Fund of Amcrica Class F GFAFE Ishares MSC1 EAFE Index Fund EFA [shares Russell Iviid Cap Value Janus Adv Mid Cap Value CI I JMvAX Legg Mason Value Trust TRInc NAV LMNVX Lcgg Mason Value Trust TR lnc NAV LI~D4VX Mutual Series FD Inc Discovery Fd CL A TEDIX Pimco Commodity - Real Return Stratigic Fund - PCR1X Pimco Commodity - Real Return Stratigic Fund o PCRIX Schrocder Muni Bond Inv SMBIX

D D D D D D D D D A A D D A A A A

Divi~Bd Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J J

Buy

01/15/09

(part)

Sold

09/01/09

(part)

Sold

09/01/09

Sold

(pan)
Sold Sold

09/01/09 02/18/09 02/i 8/09 01115/09

J J J J

A A A

J J J J J J K

T T T T T T T

Buy

Sold (part)

09/01/09

Buy Buy Sold Sold

03/24/09 07/30/09 02/20/09 02/27/09

J J J J A A

17. Schrocder Muni Bond Inv

1. Incom~ Gain C.od~ (S~ Cohmmz Value ~.~o~ ($~ Columas CI Valu~ Method Cod~ (Set Colunm C2)

A --$1,000 ~ less J P.t -$25,000.001 - $_~/,000,000 Q ~Apprals~ U ~Book Value P4 ,-Mor~ than $50,000,000 S -Ass~s~men~ W ~F.~imat~l

R ~ost (Real Egts OalF) V -Other

T -Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 10 VII. INVESTMENTS and TRUSTS -

s ....

fPer$oa Reporting

Date of Report

TROTF, Stephen S.

05/01/2010

NON~ ~o reportable income, ~sets, or tra~actions.) A. Desertion of As~ (~l~g tm~ ~ts) Place ~" a~ ~h ~set B. In~ ~ng rc~ng p~d C. Gro~ value at end ofrepo~ng p~ D. Tr~sactio~ du~ng ~ing p~

O) ] (2)
~ount [ T~e (e.g.,

0)
Value

(2)

I V~oe

T~ (e.g.,

0)

@)
Date

Value

O)

(4)
Gain

(~)
Identity of

18. ! 9. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31.

TCW ~S Inc TGL~ Total Bond F~d TCW FDS Inc TGLMX Total Bond Fund TCW FDS lno TGLMX Total Bond Fund TCW FDS lnc TGLMX Total Bond Fund Vanguard Index Trust 500 Portfolio Inv Fd VFINX Vanguard Index Trust 500 Portfolio Inv Fd VFINX Vanguard Index Tr Small Cap STK Portfolio lnv NAESX Vanguard Index Tr Small Cap STK Portfolk lnv NAESX Vanguard Index Tr Small Cap STK Porlfolic Inv NAESX Vanguard Mid Cap Index Fd CL 1 VIMSX Vanguard Mid Cap Index Fd CL 1 VIMSX Vanguard Municipal Bond Fund InterTerm Vanguard Minicipal Bond Fund Inter Term VWITX Vanguard Municipal Bond Fund Intcx T~rra I VWlrX

A A A A D A A A D D A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J l I J J J .f J

T T T T T T T T T T T T T

Buy Buy Buy Sold

~/0~09 06/09/09 09/01/09 12/07/09

J J J J A

(p~t)

Sold (part)

07/29109

Sold (part) Sold (part)

07/29/09 09/01/09

J J

A A

(p~)

Sold

09/01/09

Buy Sold (pro)

02105/09 03124/09

J J A

32. Vanguard Municipal Bond Fund Inter Term VWITX


33. 34. Vanguard Municipal Bond Fund Inter Term VWITX Vanguard Municipal Bond Fund VMLTX

A
A A

Dividend
Dividend Dividend J T

Sold (part)
Sold

04/02/09
06/11/09

J
J"

A
A

1. Income Gain Codes: (See Columns BI and D4) 2. Value Co~s (See P_.ohmm* CI and D3) 3. Value Method Cod~ (.~e Column C2)

A =$1,000 o1 le~ F --$50,~01 - $100,000 J -~$ I =~,000 o lest N ~$250,001 - 1500,000 F3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - 11,00~,000 .K ~$15.~ I - $50,000 0 -$500,00 i - $ 1,000.000 R ,=Co~t (Real Esutt Ottly) V~

C-$2.501 - $5,000 HI ..,$1,000,O01 - $5,000,000 L ~/50,001 - $100,000 P l =$I,000,001 - $~,o00,000 P4 =Motx than S -.Ksscssn,~ W =Estin~ted

D =$5,001 - $15,000 H2 -Morg ~ $5,00~,000 M "$100,001 - $250,000 P2 --$5,000,00! T =Cas~ Market

E ~$1 $,001 - $50,000

I PageFINANCIAL6 of 1 0 DISCLOSURE REPORT I TROTr, Stephen S.


[~ NONE (No reportable income assets, or transactions.)
A. Description of,Assets (including trust assets) Place "(X)" after ~ asset B. Income during reporting period

Name of Person Reporting

Date of Repo~

05/0~2010

VII. INVESTMENTS and TRUSTS -~o~.oo ~.t~o, ,,o~sact~o,~ a~aua,~ ~ose o~,s~.~ u.a ~o~ ~u~,~; ~o~ ~,v. ~;-~
C. Gross value at end ofreporllng period D. Tramaction~ dining reporti~g period

O)
Amount

(2)
Type (e.g.

O)
Value

(2)
Value

O)
Type (e.g.,

(2)
Dat~

(3)
Value (J-P)

(4)
Gain i (A-H) Identity of

exempt from prior disclosure

Code l
(A-H)

div. rent,
or inL)

Code 2
(I-P)

Method Code 3 (Q-W)


T T T T T T T T T

buy, sell,
redemption)

mm/dd/yy Co&: 2 Code I

buyer/seller
(if private

35. 36. 37. 38. 39. 40. 41. 42. 43.

Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Short Term VWSTY Vanguard Municipal Bond Fund Short Term VWSTY Bond~ - Boise Idaho Waste Water

A A A A A A D B A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest

J J .1 J J J J J J

Buy Sold (part) Sold (part) Buy Buy Buy Buy Buy

02/05/09 03/24/09 04/02/09 06/09/09 07/07/09 09/02/09 06/12/09 09/02/09

J J J J J J J J A A

44. 45. 46. 47. 48. 49. 50.

Janus Fund JANSX Janus Growth & Income JAGIX Artio Intl Equity Fund II JETIX Calamas Growth Fund Class A CVGRX Calamas Growth Fund Class A CVGRX Cash & Money Market - Evergreen US Gov~ Portfolio Dodge Cox Intl STK Fund DODFX

B B A A A A A A

Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend

K K J J J K J J

T T T T T T T T Sold 09/01/09 J
A

(part)

Sold

i09/01/09

51. Dodge Cox Intl STK Fund DODFX

FINANCIAL DISCLOSURE REPORT Page 7 of 10

TROTT, Stephen S.

05/0112010

VII. INVESTMENTS and TRU STS - into.e, ~ue. ,..n..aio.. anet.Z~s tSo.. o[~ro~ ~ dtpend~m child--; set pp, 34-60 offing
NONE (No reportable income, assets, or transactions.) A. Des~pt~n of Asse~ (incl~ing ~st ~) Pl~e "~)" aRcr ~ch ~t exempt ~om pr~r di~lo~r~ B. ~me during re~ng p~ Amount I T~ {e.g., C~ i I ~v., renk (A-It) or inL) C. Gross value at e~ of reposing Value C~e 2 (J-P) V~ue Mc~d Co~ 3 (Q.~ T T T T T T Buy 03/24/09 J Sold (part) 09/01/09 J A T~ (e.g., b~, sell, ~dempfion) D. T~t~ d~ng r~g

Date m~

V~lue Gain Code 2 : : ~ I (J-P) (A-H)

Id~fity of bay~/~ller (ifpfiv~ ~ctlon)

52. 53. 54. 55. 56. 57.

Gro~h F~d American F~d - CI~s F Janus Advisers Ser Adv Mid Cap CI ! JMVAX Legg Mason Value Trust TRIne NAV LMNVX Legg Mason Value Trust TRlnc NAV LMNVX Mutual Series FD Ine Discovery Fd CL A TEDIX PIMCO Commodity Real Return PCRIX

A A D A A A

Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J

58. 59.
60. 61. 62. 63. 64. 65. 66. 67. 68.

PIMCO Commodity Real Return PCtLIX PIMCO Funds Pac hat Tola.I Return PTTRX
PIMCO Funds Pac Int Total Return PTTRX PIMCO Funds Pae Int Total Return PVIRX PIMCO Funds Pac lnt Total Return PTTRX TCW Funds Inc TGMLX Total Return TCW Funds lnc TGMLX Total Return TCW Funds Inc TGLMX Total Return Vanguard Index Trust 500 Portfolio hay Fund VFINX Vanguard Index Trust 500 Portfolio Inv Fund VFINX Vanguard Index TR Small Cap Stock Portfolio NAESX

A A
A A A A A A A A A

Dividend Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J
J J J J .1" .1" J J l

T T
T T T T T T T T T

Buy

07/30/09

Sold

(part)
Buy Sold Buy Buy Sold

03/24/09 09/02/09 12/18/09 04/02/09 09/02/09

J J J J

(pan)

12/07/09 J

Sold (part)

07/29109

Name of Person Reporting

Date of Report

PageFINANCIAL8 of 10 DISCLOSURE REPORT [ TROTT, S~ephen S. VII. INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.)
A. Dc.~cription of Ass~ (including trust assets) Plac~ "(X)" after each asset exempt from prior disclosure B. Incom~ during rep~rtJng p=riod O) (2) Amount Type (.g., Code 1 div,, rent, (A-IO or int.) C. Gross valu~ at end ofreporllng period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T T T T T Sold Sold (part) Sold K T 03/24/09 04/02/09 06110/09 J J J A A A Buy Buy 06/10/09 09/02/09 J J O) Type {~g., buy, sell, redemption) D. Transactior~ during r~porting period (2) O) (4) Date Value Gain mra/dd/yy Code 2 Code I (J-P) (A-H)

05/01/2010

(~) Id~tlty of buys/seller (ifpriwt lransaction)

69. 70. 7 I. 72. 73. 74. 7~. 76. 77.

Vanguard Index TR Small Cap Stock Portfolio NAESX Vanguard Mid Cap Index Fd C! 1 VIMSX Vanguard Bond Index VBMFX Vanguard Bond Index VBMFX Wcstem Asset Cor~ WATFX Westcm Asset Core WATFX Western Asset Core WATFX Western Asset Core WATFX IRA - US Bank Cash Equivalent

A A D A A A A A C

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Intc,est

J J J J K K J

Sold (part)

07/29/09

1. Income Gain Codes: (See CoJurm~ B I ~ad IM) 2, Value Cad~ (~ Columm CI and D3) 3. V~ M~bod Ce~ (See Column C2)

A --$1.000 orle~ F =$50,00 t - $100,000 ..~ -$15,000 or K~g N =$250,001 - $500,000 P3 =$2S,ooo,001. $50,000,0~0 Q =Al~raisal U ~Book Val~

B =$L001 - $24.q)0 G ~$100,001 - $1,000,000 K ~$ I 5,1~01 - $50,000 0"~$5~0,0017 $1,000,000 g ~.?z~t (Real ~ Only) V -~Ottm-

C ~,2,~ 1 - $5,000 H I -$1,000,001 - $5,000,000 L -$50,0~ I - $I00,000 P1 ----$1,0~0,001 P4 -Mor~ than .~ -A~~meat W ~E4;timat~

D -$5,{~0| - $15,000 H2 -Ivlo~ M -$1 ~,001 -

E ~$ I 5,001 - $50,000

T ~ Marke~

FINANCIAL DISCLOSURE REPORT Page 9 of 10

~ .... fVer~on Reportl~tg "rRo~r, Stephen S.

Dat of Report

05/01/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Section VII: This, except for line #77 ORA L1.S. Bank), belongs to the reporting seem duplicative or redundant, which it is not. Note: This report consists of three separate accounts. and is her separat~ asset held in three different accounts, which may make some of

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 10 of 10
IX. CERTIFICATION.

I TROFF, Stephen S.

05/01/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory propulsions permitting non-disclosure, 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U,S.C. app. 501 et. seq., 5 U.S.C., 7353, and Judicial Conference regulations.

Signature_

NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

~..--,.-~:. ..... ~" ~-~

U.S. FEDERAl COURTHOUSE 550 WEST FORT STREW, ROOM 667 BOISE, IDAHO 83724-0040

Chambem of

STEPHEN S. TRO~
United States Circuit Judge ~

T~: (208) 334-1612 June 22, 2010

Judge Bobby R. Baldock, Chair Judicial Conference of the United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 Re: Judge Stephen S. Trott Calendar Year 2009 Filing

~-- -- I~~ -nr--

i~

Dear Judge Baldock, In response to your letter of June 15, 2010, I submit the following. The asset listed on my 2008 Financial Disclosure Report on Line 44, Part VII, "Investments and Trusts," identified as "Bonds-Canyon County Idaho School," belonging to my spouse, was sold (redeemed) on July 30, 2009, with a "value" under D. "Transactions during reporting period" of"K," and a "gain" of"A." Please confirm your receipt of this information.

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