" aO 1o .:).

::: I ": Rev-l/~OOS":"i"I

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

Rwort Rcqz,~-cd ~y the Ethics

in Government Act of 1978 (s u.s.c, app, ~101-111)

1. Person Reporting (last name, fu-st, middle initial) Dorscy, Peter C. 4, Title (Article Ill judg~ indicate active or ,~nior status; magistrate judge~ indicate full- or p~xt-time) U.S. Dis~xictJudgc(senior)

2. Court or Organization U,S. District Court 5a. Report Type (check appropriate type) [] Nomination, [] Initial Dat~ [] Annual

3. Date of R~post 05/IZ/2010 6, Reporting Period to 12/31/2009

[] F~I

7. Chambers or Office Address 141 Church Street New Haven, CT 06510

5h. [] Amended Report 8. On the b~ds of the |nformation contained in this Report and nny mod|finat|ona pertaining thereto, it is, in my opinion, in compliance ~ith nppllcable laws and regulations, Reviewing Officer Date

IMPORTANT NO TES: The innructions accompankring this form must be followe~ Complete all parts,
checking the NONE box for each part where you have no reportable informatiom Sign on iastpag~

~]

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

1.

NONE ~o reportable agreements3 ~ PARTIES

1.

Dorsey, Peter C.

FINANCIAL DISCLOSURE REPORT

! Name of Person Reporting

.[ Dorsey, Peter C.

I)tte of Report

Page 2 of 8

05/12/2010

III. N O N-INVESTMENT IN CO ME. rRe~oni.~ i~v~d~t ~ ~ro~e; see V~.

A. Fliers Non-Inves~ent Income
NO~ ~o reportable non-inv~tment income.) ~
1, 2. 3.
4.

SO~CE A~ ~E

~COME @ours, not spouses)

B. Spouse*s Non-Investment Income - lf ),ou v~ee married during any portion of the reporttng year, complete thi~ section.
(Dollar amount not required except for honoraria.)

[~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1. 2. 3.
4.

IV. REIMBURSEMENTS (Includes those 1o s~e and de~ndent children: s~ pp. 25-27 of fling i~ctio~.)

NONE (No reporcable reimbursements.) ~

1, 2. 3. 4. 5,

LOCA~ON

P~OSE

I~MS P~ OR PROV~E~

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Vorsey, Peter C.

05/12/2010

Vo GIFTS. (lnclud~ those to spouse and dependent children; $~ pp. 28-31 of fittng instruat~n.~)

NONE (No reportable gifts.) SOURCE

1.
2.

VALUE

3.
4. 5.

NONE ~o reportable liabilities.) C~DITOR DE~C~PTION

1. 2.

3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting

Date of Report

[ Dorsey, Peter C. .

o5/12/2,01o

VII. INVESTMENTS and TRUSTS - ~o,,,o, ~,,, t,,,~aio,,, (t,,aua~ a,o,e of spouse and dependent children; see pp. 34-60 of, tillng instructions.)
[] NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exerapt from prior disclosttre B. Income d~ng reporting period (l) I (2) AmountI Type (e.g., Code I div., rent,
(A-H) or int.)

C. Gros~ value at end of reporting period (1) (2) Value [ Value Code 2 [ Method
(J-P) Code 3 (Q-W)

D. Transactions during rel~rting period (1) Type (e.g., buy, sell

redemption)

C2) (3) C4) Date Value Gain Month - COd 2 Code I !

Day (J-P) (A-H}

(5) Identity of buyer/seller

(if private transaclior.)

18. 19. 20. 21. 22. 23. 24. 25. 26.

Moodys Corp. New Alliance Bank (J) Northrop Grumman Corp. Pfizer Inc. Plum Creek Prudential Financial St. Paul Travelers (s) TECO Energy U! Holding Corp. (s)

A A A D B A A A B

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K K K L K K J J K

T T T T T T T T T

27. Chevron Corp.

28.
29.

A
B

Dividend
Dividend
None

L
K
K

T
T
T

Verizon Communications Corp.

Zimmer Holdings Inc.

30. 31. 32. 33. 34.

CMA Money Mkt. Fund (J) UTS Municipal Bond Fund Insured Mun. Bond (Blackrock National) Evergreen Conn. Mun. Bond Fund (J) Evergreen High Income Mun. Bond Fund

A C B B B

Dividend Dividend Dividend Dividend Dividend

K L L L L

T T T T T

return-prine

10/20

conversion

7/23

FINANCIAL DISCLOSURE REPORT Page 7 of 8

NameofVer~on Reporting

l)ate of Report

Dor~ey, Peter C.

05/12/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 8 of 8

IX. CERTIFICATION.

I NamefPer$P" RiPfling Dorsey, Peter C.

D.te of Report

05/12/2010

I certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vtthheld because It met applicable statutor), provisions permitting non-dlsclosure. I further certify that earned income from out~lde employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCIIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544