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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court t}r Organization U.S. District Courl, EDVA 5a. Report Type (check appropriate lype) ~[~ Nomir, ation, I"-I trfilial Date l"271 Armual ~ Final

m Govermnent Act o~ 1978

(~ U.S C. app. ,qp Io1-111)

3. Date of Report 05/04/2010 6. Reporting Ptrriod 01/01/2009 to 12/31/2009

I. Person Reporting (lid.st name. first, middle initial) Spencer, James P,.. 4. Title (Article llI judges indicate active or senior stalus; magistrate judges indiea~t: full- or part-time) Chief United Slates District Judge

5b. [] Amended l(cport 7. Chamber~ or Office Address LI. S. (2ourthousc, Suite 7014 701 E. Broad Street Richmond, VA 23219-3528 8. On the basi~ of the information contained I tills Report and any moditications pertaining thereto, it is, In my opinion, in compliance with applicable lal,l,s and regulations. Reviewing Officer

Date

IMPORTANT NOTES: 1"he ins/r/w/ions accompanying this form must be followed. Complete all purts,
checking the NONE box far each part where.lott have no reportable information, Sign on los/page.

NONE (No reportable positions.)

POSIT1ON
I.

NAME OF ORGAN|gATION/ENTITY

3.

5.

~
1.

NONE (No reportable ogreements.) DATE PARTIES AND TERMS

Spencer, James R.

FINANCIAL DISCLOSURE REPORT

Page 2 of 6

Name of Person Reporting

Date of Report [

Spencer, James R. [
; sev pp. 17-24 t,f filing i .......tlonr.)

o5/o4/2om

111. N ON-INVESTMENT INCOME. (Reporting lndivlduttl and sp .....

A. Filers Non-lnvestment Income
NONE (No reportable non-investment income.) DATE

SOURCE AND TYPE

INCOME (yours, not spouses)

I. 2. 3. 4.

B. S p o u s c s N o n -I n v e s t m e n t ! n co m e - If yo u were married during any portion of th~ relmrting year conqdete this section.
(Dolhw amount not requirtd except for honoraria.)

~
I. 2009 2. 2009 3. 2009 4.

N ONE (No reportable non-investment income.)

DATE ~OURCE AND TYPE Virginia Retired Teacher~ Pension Fund Richmond Circuit Court - Salary Greenwood Publishing Company - Royalty

IV. REIMBURSEMENTS --transportation. Iodging, fiod ......

[~ NON E

tai ......t.

(No

reimbursements.) DATES March 27-28, 2009 LOCATION New York, NY PURPOSE NYIPLA Ammal Droner ITEMS PAID QR PROVIDED transpo~ation, meals & lodging

SOURCE I. New York Intellectnal Proper~ Law Assoc. State Bar of Georgia

2.

March 18-20, 2009

Atlanta, GA

Speaker for lntellectnal Property Section of GA Bur Seminar

transportation, meals & lodging

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

sp~,cer, J,mes R.

05/~/201

V. GIFTS. (lnct~a~ NONE (No reportable g~s.) SOURC~

1.

DESCRIPTION

VALUE

Y 4.

5.

VI. LIABILITIES. ~.c~ua,., those of sp ....... d dependent children; seepp. 32-33 of f!ling instructions.)
[] NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT

~ ....

fP ..... Reporling

Page 4 of 6
VII. INVESTMENTS and TRUSTS - i ............

spe.cer, James R.
t,,,. t ....... ti,,,,~ (Includes those of sp ....... n. c. " i ............
~ Gro~ value al end ~ of reporting pcriod

05/04/2010 [
d del, end ..... hildr,n; see pp. 34-60 of filing inslrncti,,ns,)

N ONE (No reportable income, assets, or transactions.)

Descril~tion of Assets (including~rust assets) Placc"(X)" after each assct exempl from prior disclosure ~ ~ Income during repofling ~iod Transactions during reporung

Gain Ty~ (e.g., Dz~c ~ Valuc Amount [ Ty~(e.g., [ Valoe [ Value C~e I [ div, rent, Meth~ buy. sell, imndd~yy : Code 2 Code I Code 2 I ~A-H) orinL) (J-p) Code 3 redemption) [ [ [J-P) ] (A-H) ]

Identity of buyer/seller (if private

I.

II

16. 17

FINANCIAL DISCLOSURE REPORT Page 5 of" 6

Name of Person Reporting I

D,te uf Repot!

Spc.~er, Samcs R. [

o5/o4r2olo

VIII.. ADDITIONAL INFORMATION OR EXPLANATIONS. andica,~pa, oy~,o,,.~

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

05/04!2010 [ Spencer, James R.

I certify that all information given above (iucluding iuformaflon pertaining to my spouse and minor or dependent childreu, if any) is accurate, true, and complete to the best of my kuowledge aud belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment aud honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and J ndicial Conference regulations.

NOTE: ANY INDIVIDUAL WllO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MA~" BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 addilional copies to: Comrnittee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544