I

1. Person Reporting (last name, first, middle initial) Schwab, Arthur J.

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Western District of Pennsylvania
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government ,4ct ofl978 (5 U.S.C. app. ~ 101-111)

3. Date of Report 04/06/2011

6. Reporting Period 01/01/2010 to 12/31/2010

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pard-time)

District Judge - Active

5b. [] Amended Report

7. Chambers or Office Address

U.S. Courthouse 700 Grant Street, Suite 7280 Pittsburgh, PA 15219

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on iast pag~

I. POSITIONS. tRepomng indlvidual on~; seepp. 9-13 offillng instructions.) D NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Part-time Professor (evening course) Secretary and member of the Board of Trustees (non-compensated) Faculty member (non-compensated)

NAME OF ORGANIZATION/ENTITY
Grove City College Grove City College University of Virginia School of Law - Trial Advocacy Program

II. AGREEMENTS. ~s,~,orang individual only; see pp. 14-16 of filing instructions.)
D

NONE (No reportable agreements.) DATE PARTIES AND TERMS

Single life annuity through a life insurance company through prior employer, Reed Smith LLP, beginning monthly on 01/01/2012. Grove City College - Part-time Professor - evening course - intellectual property law (compensation is within the applicable judicial guidelines)

I. 07/11/91

2. 2010

Schwab, Arthur J.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting Schwab, Arlhur J.

Date of Report 04/06/2011

III. NON-INVESTMENT INCOME. tRepor~n~indlvldualan,~s~,o~e:seepp. 17-24 of filing lnstructions.)

A. Filcrs Non-Investment Income D NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

$12,500.00

I. 2010 2. 3. 4.

Grove City College - teaching

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (]go reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) D NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE
Faculty

ITEMS PAID OR PROVIDED

mileage, tolls, meals (29th Annual National Trial Advocacy College)

University of Virginia School 01/07/10 to 01/10/10 Charlottesville, Virginia of Law

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of I 0

Name of Person Reporting Schwab, Arthur J.

Date of Report 04/06/201 I

V. GIFTS. anelude~ tho~e to ~pou~e ond dependent children; see pp. 28-31 of filing instructlons.) NONE (]go reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. anetudes ,hose ofspo~,e ~nd dependen, children; see pp. 32-33 of filing instruction~) NONE (No reportable liabilities.)
CREDITOR
1.

DESCRIPTION

VALUE CODE

2.
3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting Schwab, Arthur J.

Date of Repor~ 04/06/2011

---]

NONE (No reportable income, assets, or transactions.)

Description of Assets

(including trust assets)

Place "CA)" after each asset exempt from prior disclosure

Income during ~aorting period

(I) (2)

Gross value at end of reporting period

(I) (2)

Transactions during reporting period

Amount
Code I

Type (e.g.,
div., rent,

Value
Code 2

Value
Method

(A-H)

or int.)

(J-P)

Code 3 (Q-W) T

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm!dd~,,y Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

ROLLOVER IRA NO. 1: -Fidelity Govt Money Market -Baron Small Cap Fund 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. -Artisan Small Cap Vale -Calamos Growth Fund -T Rowe Price Mid Cap Value -Harbor International Fund -Dodge & Cox Intl Fund -Artisan International Fund -(a) IShares TR MSCI Emerging Mkts Index Fund -(b) IShares TR MSCI Emerging Mkts Index Fund -(c) IShares TR MSCI Emerging Mkts Index Fund -IShares US Treasury -(a) JP Morgan US Large C.ap -(b) JP Morgan US Large Cap 16. 17. -Ivy Glbl Nat Resources FD -(a) Pimco Funds Total Return

Int./Div.

Sold (part) Sold (part) Sold (part) Sold Sold (part)

09/08/10 09/08110 08/18/10 08/18/10

J
J

09/08/10 J

Sold

06/21/10 K

Sold Sold Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold (part)

06/23/10 06/23/10 06/23/10 01/07/10 09/08/10 10/27/10 10/27/10 10/27/I0

J J J K J J J J

I. Income Gain Codes: (Sc Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Mc~hod Codes {S~e Column C2)

A =$I.000 or le~s F =$50,001 - $I00.000 J =$15.00) or less N -$250,001 - $500.000 P3=$25.000.001 - $50,000,000 Q =Appraisal U=Book Value

B =$1,001 - $2,500 O=$100,001 - $ 1.000,000 K :$15.001 - $50.0(X) O =$500.001 - $ 1,000.00~ R =~osl (Rcal Estate Only) V -N~hcr

C =$2,501 - $5,000 II1 :$1,000,001 - $5,000.000 L =$50.0OI - $100.(XX) PI =$I,000,001 P4 =More than $50,0(~,000 W =Estimated

D =$5.0OI - $15.000 112 =More than $5.0OO.(100 M =$100.0OI - $2SO.0IX) P2 =$5.000,001 - $25.000.0~) T =Cash Markc~

E :$15,001 - $50,0~O

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting Schwab, Arthur J.

Date of Report 04/06/201 I

VII. INVESTMENTS and TRU STS - inco=e, vulue, tra,~uaio= (Includes those of spouse und dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (]) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reportmg period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dd?yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (it" private transaction)

18. 19. 20. 21. 22. 23. 24.

-(b) Pimco Funds Total Return -BellSouth Comp. Note -Vedzon Comm Inc. Note -JP Morgan ChaseNote -Morgan Stanley Note -Goldman Sachs Note -Western Union Note

Buy

06/21/10

25. -AT&T 26. 27. 28. 29. 30. 31. 32. 33. 34. -BP PLC -Bristol Myers Squibb -Chevron Comp -Coca Cola -ConocoPhillips -Consolidated Edison -Dominion Resources -(a) Emerson Electric -(b) Emerson Electric Sold (part) Buy 09/17/10 06/23/10 J J
Sold 08/20/10

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (~ce Colurrms CI and D3) 3. Value Method Codes ($4:c Column C2)

A =$1,000 or less F =$50,001 - $ 100,000 N =$250.001 - $500.0~O P3 =$25.000.001 - $50.0~0,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15.001 - $50,00~ O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Otho"

C =$2,501 - $5,000 I t I =$ 1.0GO.001 - $5.000.000 L =$50.001 PI =$1.000,0~1 - $5,000,000 P4 =More than S =Asscssment W =Estimated

D =$5,001 - $15.000 112 =Morc Ihan $5.000.000 M =$1~.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Markct

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting Schwab, Arthur J.

Date of Report 04/06/2011

VII. INVESTMENTS and TRU STS -income, value, ,ra,~ac,ion~ ancludes those o/spouse and dependont children: seepp. 34-60 of filing instructiong)
~

NONE (No reportable income, assets, ortransactions.)

Description of Assets (including trust assets) Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (.I-P) (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd3yy Code 2 (.l-P) (5) Identity of buyer/seller (if private transaction)

Place "(X)" after each asset exempt from prior disclosure

Gain Code I (A-H)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

-(a) Exxon Mobil -0a) Exxon Mobil -Healthcare REIT Inc. -HomeDepot Inc. -(a) Intel Corp -(b) IntelCorp -(a) International Business Machs Corp. -(b) International Business Machs Corp. -(a) Johnson & Johnson -(b) Johnson & Johnson -Johnson Controls Inc. -Kimberly-Clark Corp. -Lilly Eli & Co. -Linn Energy LLC Units -McDonalds Corp. -McKesson Corporation -Medco Health Solutions Inc. Sold Sold 05/07/10 06/23/10 J J Sold 09/17/I01 J Buy Sold 06/23/10 03/12/10 J J Buy 03/12/10~ J Buy 03/12/10 J Sold Sold 10/29/10 03/12/10 J J

I. Income Gain Codes: (See ColUmns BI and D4) 2. Value Cod~ (See Columns CI aM D3) 3. Value Method Codes (See Column 122)

A =$1,000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.0~1 - $2.500 G =$100.001. $ 1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V --Other

C =$2,501 - $5.000 II I =$1.000.001 - $5.000.000 L =$50.0~1 - $100.009 PI =$1.000.001 - $5.000.000 P4 =More than $50.CO0.000 S =Asscssmem W =Estimated

D =$5,001 - $15,0~0 |12 = M ore than $ 5.000.1~00 M =$1OO.001 - $250.000 P2 =$5.000.001 - $25.000,000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

VII. INVESTMENTS and T RUSTS -incom ....

Name of Person Reporting Schwab, Arthur J.

Date of Report 04/06/2011

rue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust asse~) Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm!dd~,y Code 2 (J-P) Gain Code I (A-H) (5) Identity of buyer/seller (if private Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

(Q-W)
52. 53. -(a) Microsoft Corp. -(b) Microsoft Corp. Buy 03112110 J

uansac~on)

54. -(a) NSE Euronext 55. 56. 57. -(b) NYSE Euronext -(a) Parker Harmifin Corp. -(b) Parker Hannifin Corp. Buy Sold Buy 03/12/10 09/17/10 03/12/10 J J J

58. -Pepsico Inc. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. -Price T Rowe Group Inc. -Procter & Gamble Co. -Qualcomm Inc. -RioTinto PLC -(a) United Technologies Corp. -(b) United Technologies Corp. -Verizon Communications Inc. (See VIII) -Wal-Mart Stores Inc. -Waste Management Inc. -Wisconsin Energy Corp. Sold Sold 06/23/10 10/29/10 J J Buy Sold (part) 06/23/10 08/20/10 J J Sold Sold 03/12/10 03/12/10 J J

I. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15.(~X) o less N 25250.001 - $500.0~O P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,0~1 - $1.000,000 K =$15.001 - $50.(X~ O =$500.001 - $1.0~0.000 R =Cost (Real Estate Only) V =O~her

C =$2,501 - $5.000 Itl =$1.000,001 - $5.0(}0.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.0D0 P4 =Mo~e than S =Assessment W =Estimated

O =$5,0~1 - $15.000 112 =More than $5.000.000 M =$10~.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =C~h Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting Schwab, Arthur J.

Date of Report 04/06/2011

Vll. INVESTMENTS and TRU STS - incor~o, ~u~ue, ~ransactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "CA)" after each asset exempt from prior disclosure Income during reporting period O) (2) Amount Type (e.g.,
Code I div., rent,

Gross value at end o f reporting period (I) (2) Value Value

Code 2

Transactions during reporting period (I) Type (e.g.,

buy, sell,

(2) Date

(3) (4) Value Gain

Code I

(5) Identity of
buyerlseller

(A-H)

or int.)

(J-P)

Method Code 3

mm/dd~ Code 2

redemption)

(J-P)

(A-H)

(if private

(Q-W)
69.
70.

transaction)

-JP Morgan Chase & Co.

-RS Emerging Mkts Fund Buy

06/21110 08118/10 08/18/10 08/20/10 11/26/10

K J K J K

71.

-Perkins Mid-Cap Fund

Buy

72.

-BlackrockGIobal Fund

Buy
Buy

73.

-Kinder Morgan Energy

74.

-Dividend Cap IndTrust |!

Buy

75. 76.

VJll)

RIVERFRONT CAPITAL FUND (A) (See

F F

Distribution Distribution

K K

U U

RIVERFRONT CAPITAL FUND (B) (See

VIII)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes {see Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15.0OD or I~ N =$250.001 - $500,000 P3 =$25,000.001 - $50.0~0.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1.000.000 K =$15,001 - $50,000 O =$500.001 - $1,000.000 R ~osl (Real F~atc Only) V ---O~hcr

C =$2.501 . $5,000 Itl ~$1.000,001 - $5.000.000 L =$50.001 - $100,0(~ PI =$1.000.001 - $5.000,000 P4 =Mo~ Ihan $50.000,000 S :As,~sam~mt W =Estimated

D =$5.001. $15,000 tl2 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25,0~0,000 T =Cash Markel

E ~--$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting Schwab, Arthur J.

Date of Report 04/06/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

PART 11: PARTIES AND TERMS re: Grove City College, cntd... (stated part-time teaching on 01/21/02). PART VII: INVESTMENTS AND TRUSTS, cntd... (Limited Partnership with investments in CENTRIA) through Riverfront Capital Fund. Two different investments - - Both (A) and (B) are stand-alone investments. I have no mangagement responsibilities therein - - solely passive investment. The partial sale of Verizon Communication Inc. stock (see VII, item 65) was the result of Frontier Communications being spun-off from Vefizon around July 2010 (fractional share of.OI2 sold on 07/16/2010 and the remaining 72 shares sold on 08/20/10), with total value of J.

FINANCIAL DISCLOSURE REPORT Page 10 of 10

IX. CERTIFICATION.

Name of Person Reporting Schwab, Arthur J.

Date of Reporl 04/06/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. i further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ Arthur J. Schwab

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO I0 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S.Court of Appeals for the Third Circuit
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. lOl-Ill)

I. Person Reporting (last name, first, middle initial) Scirica, Anlhony J.

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Date o1 Report 05/03/2011

6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Circuit Judge

[] Ini,ial

5b. [] Amended Report

7. Chambers or Office Address

22614 U.S. Courthouse 601 Market Street Philadelphia. PA 19106

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Revievdng Officer

Date

IMPORTANT NOTES: The instructions accompanying this .form must be followe~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. me~,orang individual on~v: seepp. 9-13 of filing instructions.)

[~

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

Philadelphia, Pennsylvania Philadelphia, Pennsylvania Durham, North Carolina

1, 2, 3, 4. 5.

Trustee Visitor Visitor Director

II. AGREEMENTS. mepo,~ng individual only; seepp, t4-16 of filing instructions.)

[~] NONE (No reportable agreements.) DAT~

PARTIES AND TERMS

Scirica, Anthony J. A

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Scirica, Anthony J.

Date of Report 05/03/201 I

III. NON-INVESTMENT INCOME. (Repo~ngindi,idualandspouse:seep~ 17-24offilinginstructionsO A. Fliers Non-Investment Income

D NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses) $28,883.00 $ I 0,000.00 ,$4,500.00 $5,000.00

I. 2010 2. 2010 Fail 3.2010 Fall 4.2010 June

Commonwealth of Pennsylvania - Pension i i.i = ~. "ii~"~[j Teaching Teaching - Teaching

B. Spouses Non-Investment Income - tf you were married during any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

- Teacher

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertoinmenL

(Includes those to spouse and dependent children; see pp. 2.$-2 7 o filling instructions.) D NONE (No reportable reimbursements.)

SOURCE

DATES_ June, 2010

LOCATION

PURPOSE Teaching

ITEMS PAID OR PROVIDED

Lodging, Travel

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Pe~on Reporting Scirica, Anthony J.

Date of Report 05/03/2011

V. GIFTS. ancl,,d~ those to spouse and dependent children; see pp. 28-31 of filing instructlo.~)
NONE (No reportable gifts.) SOURCE
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LIAB ILIT1ES. and, des those of spo~e o.d depe.de.t children; see pp. 32-33 of filing instruction&)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Scirica, Anthony J.

Dale of Report 05/03/201 ]

VII. INVESTMENTS and TRUSTS - income, value. ,,a~ac,io,~ ancl~des ,hose o/spouse ond depende~l children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during rel~taing period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

Gain Code I (A-H)

(Q-~V)
Nova Biosource Fuels Common stock 2. S&P 500 Depository Receipt Fidelity Municipal Money Market A A None Dividend Interest J K K T T

3.
4. 5.
6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

I, Income Gain Codes: (S Columns BI and 2. Value Codes ISce Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.00~ or less F =$50.001 - $100,000 N =$250.001 - $50~.000 P3 =525.009.001 - 550.0~0.000 U =Book Value

B =$1,001 - $2.500 G =$100.001 K =$15.001 - $50.00~ O =5.~O.001 - $1.000.0~ R =Cost (Real Estate Only) V =Other

C =52.501 - $5.000 III =$1.000.001 - $5.000.000 L =$50.001 - 5100.00~ PI =$I.000.0~I - $5,000,000 P4 =More than $50.0~).0~0 W =Estimated

D =$5,001 - $15.000 112 =More than $5.000.000 M =$10~.ODI - $250.0~0 P2 =$5.000.001 - $25.0(~.000 T =Cash Markc~

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting $cirica, Anthony J.

Date of Report 05/03/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS./lndicatepartofreport)

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Scirlca, Anthony J.

Date of Report 05/03/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Anthony J. Scirica

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO IO Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S.Court of Appeals for the Third Circuit
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Go vernrnent A ct of 1978 (5 U.S.C. app..~.~ 101-111)

I. Person Reporting (last name, first, middle initial) Scirica, Anthony J. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or parl-time) U.S. Circuit Judge

3. Date of Report 0.5/03/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report

7. Chambers or Office Address

22614 U.S. Courthouse 601 Market Street Philadelphia, PA 19106

8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITI ON S. rR,pom,,g individual only; see pp. 9-13 of filing instructions.)

~
1. 2. 3. 4. 5.

NONE (No reportable positions.) POS|TION

Trustee Visitor Visitor Director

NAME OF ORGANIZATION/ENTITY
Philadelphia, Pennsylvania Philadelphia, Pennsylvania Durham, North Carolina

II. AGREEMENTS. m,porang individual only; ,,e pp. 14-16 of filing instructions.)
~]

NONE (No reportable agreements.) DATE PARTIES AND TERMS

Scirica, Anthonv J. B

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Scirica, Anthony J.

Date of Report 05/03/201 I

III. NON-INVESTMENT INCOME. tR,~o~.g individual and spouse; see pp. i 7-2.1 of filing instructions.)
A. Filers Non-Investment Income

D
1.2010

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

Commonwealth of Pennsylvania - Pension ~.._~ "__:.~ :... __~ Teaching Teaching Teaching

INCOME
(you~,notspouses) $28,883.00 $10,000.00 $4,500.00 $5,000.00

2.2010 Fall 3.2010 Fall 4.2010 June

B. Spouses Non-lnvestment Income - if you were married dutlng any portlon of the reportlng year, complete this section.
(Dollar amount not required e.rcept for honoraria.)

--] NONE (No reportable non-investment income.) DATE

1. 2010 2. 3. 4.

SOURCE AND TYPE - Teacher

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[-~

NONE (No reportable reimbursements.)

SOURCE DATES
June, 2010

LOCATION
~

PURPOSE
Teaching

ITEMS PAID OR PROVIDED

Lodging, Travel

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Scirica, Anthony J.

Date of Report 05/03/201 I

V. G I FTS. anclud~ ,ho~e ,o ~po~e und dependen, children; see pp. 28-31 of filing instruction~) NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

V I. L I A B I L I T I E S. a,cl,d,~ ,ho,e o~spo~e and de~e, de,, children; see pt~ 32-33 of filing instructlons.) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Scirica, Anthony J.

Date of Report 05/03/2011

VI I. INVESTM ENTS a nd TRU STS - i.co,,,., .at,,., ~-,,,~,,alo,~ a.d,,d~ tho~e oy~,o~. ~.d,t~..de.t hildren; setpp. 34-60 of filing instructions.)
[]

NONE (No reportable income, assets, or transactions.)

Description of Assets

(including trust assets) Place "iX)" after each asset exempt from prior disclosure

Income during reporting period

(I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period

(I) (2) Value Value code 2 Method (J-P) Code 3 (Q-W) (I)

Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Gain Code I (A-H)

Type (e.g.,
buy, sell, redemption)

Identity of
buyer/seller (if private transaction)

Nova Biosource Fuels Common stock 2. S&P 500 Depository Receipt Fidelity Municipal Money Market A A

None Dividend Interest

J K K

T T T

3.
4.

5.
6. 7.

8. 9. I0.
II.

12.
13. 14. 15. 16. 17.

I. Income Gain Codes: (See Columns BI and I34) 2. Value Codes ISc ColumnS CI and D3) 3. Value Method Codes (Scc Column C2)

A =$1,000 or less F =$50.001 - $100,OOO J =$15.000 o less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appcaisal U -Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O ~$500.001 - $1,000.000 R =Cost (Real Estate Only) V --Other

C =$2,501 - $5,000 |11 =$1.000,001 - $5,000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =Mme than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 112 =More than $5.000,000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name ot Person Reporting

Date ol Repor~

Scirica, Anthony J.

05/03/2011

Vlll. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Scirica, Anthony J.

Date of Repor~ 05/03/2011

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544