~o 1o

: Re~. 1,7010

Report Required by the Ethics

FINANCIAL DISCLOSURE REPORT

"

in Government Act of 1978

FOR CALENDAR YEAR 2009

L Person Reporting (last name, firsL miadl~]niti1)

(s ~.S.C app. 10t4~0

-1 2. conS or Organization ......

3. Dat~ of Report "

rj.S. DISTRICT CO~T, O~O~

ra~d~srI, M~COLM F.
4. Title (Artieie Ill judges indicate activ"e or senior status; ....

04iaSr~0W

~a. R~port Tyl~(check appropriate type) ....

6. Reporting leriod ....

Date

01/01/2009
to

magistrate judges indicate flail- or part-time)

[] Nomination,
U.S. DIST. JUDGE, SR. STATUS

~ Initial

~ Armual

7--] Final

5b. ~-~ Amended Report

7, Chambers or Office Address

8. On the basis of the information contained in ~is Report and any

modifications pertaining thereto, it is, in my opinion, in compliance
with applicable laws and regulations.

1000 S. W. ~[-IIR.I) AV~Nf3"E

SUITE t507

PORTLAN-D, OR 97204

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete allparts,
checMng the NONE box for each par~ where you have no reportable information. Sign on last page.

I. POSITIONS. mema~g
~ NONE ~o reportabIepositions.)
POS~ON
1.

G~tor~ms~= of In~ivos T~t

~E OF OR~ZATION~N~TY
Pione~ T~t

2.

-~

3.

4.

NONE ~o reportable agreements.)

DATE

PARTIES A~ TE~S

1.

Marsh, Malcolm F.

FINANCIAL DISCLOSI~q~E REPORT ] Name of Person Reporting

Page 2 of 14
I

Date of Report

04/28/2010
M.~a~sa, M.~r~coLr~ ~.

III. NON-INVES TMENT INCOME. a~e~o.i.g individual and spouse; see pp. l 7-24 of filing instrucfions.)
A. Filers Non-lnvestment Income
[] NONE (No reportable non-investment income.)
DATE.

SOURCE PuND TYPE

INCOME

(yours, not spouses)

t.
2.

3,
4.

B. Spouses Non-Investment Income - lf yon were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

SOURCE AND TYPE
1,
2,
3.
4.

IV. REIMBURSEMENTS -tra~po,..io.,~odg~g, Sooa,

(Includes those to sl~ous~ and dependent children; see pp. 2~-27 offing inst~ctions.)

NONE ~o reportable reimbursement.)

,SOURCE
1.
2.
3.
4.

5.

~TES

..LOCATION

P~OSE

ITEMS PMD OR PROV~ED

Name of Person Reporting

PageFINANCIAL3 of !4 DISCLOSURE REPORT [ M.,,mSI.-I, r,~,XCOLM F.

Date of Report

o4/28/2olo

V. GIFTS. <inctud~ those to spouse and ~ena~nt children; see pp. 28-31 of filing instruction~)
~-~

NONE (No reportable gifts.)

SOURCE

DESCRIPTION

VAL~

I.
2,
3,
4.
5.

VI. LIAB IL ITIES. (Includes those of spun .... d dependent children; see pp. 32-33 of fillttg instruction&)
NONE (No reportable liabilities.)
,CREDITOR
l.
2.

3.
4.
5.

.D, ESCRII~TION

VALUE CODE

FINANCIAL DISCLOSURE REPORT

Page 4 of 14

~a~e of Person Reporting

t, ums~, MAnCOL~ F.

Date of Report

0~/28/2010

NONE (No reportable income, assets, or transactions.)

A.
Description of Assets
(including trust assets)
Pla~ ~(X)~ af~ ~ach asset
exempt from prior disclosure

1,

B.
Income during
reporting period

(o

(~)

Amount Typ~ (e.g.,

Code 1 I div., rent,
(A-IT)I or int.)
l

D.
Transactions during reporting period

C.
~-I
Gross value at end I
of reporting period

(1)
Value
Code 2
(.I-P)

Value
M~hod
Code3
t (Q-W) |

Tylm (e.g.,
buy, sell,
redemptiotQ

D~te

Value

[mm/dd/yy [ Cod~ 2
(.I-P)
/
I

Gain
Co&~ 1
(A-H)
..

Identity of
buyer/salter
(if ptSvate
transaction)

SMITH BARNEY FLNANCIAL

MANAGEMENT ACCOUNT
2.

West. Asset Muni. Money Mkt Fund

Interest

4.

Lane County Ore Sch Dist 4I, Due 7/1/2018

Interest

5.

Forest Grove Ore Rev Rfdg & Camp~s, Dne

5/1/2036

Interest

Sold

11/04/09

20,000-MM, 10~000
SM JTWR

Dept, 01/01/2025,

7~

Umatilla Co. Ore. Hosp., 12-01-2030

Interest

8.

Salem-Keizer Ore. S.D., 6-1-09, orig.

maturity 06/01/2013

Interest

Matured

06/01/09

I0,000

Matured

01/02/09

10,000

Sold

06/19/091

20,000

11-15-2032
10.

Portland OR. Housing Auth Rev

Rfdg-Pooled 01/01/2027

Interest

11.

Clack Cnty Ore Sch Dist (Lk Osw),

06/01/2026

Interest

12.

OHSU Rev Ser A MSF MBIA, 07/01/2032

Interest

13, Ore. St. Dept. Admin Svcs, due 05/01/2028

Interest

14.

Washington & Claekamas Cnty SD#23, Due

06/15/2020

Interest

15.

OR St Vets Welfare, Ser. B, Due I0/01/2042

Interest

16.

OR St. Bd Higher Ed G/O, Due 08/01/2028

Interest

17.

Portland City OR LtdiTax Cony. Ctr, Ser. A,

Due 06/01/2030

Interest

1. Income Gain Codes:

(S~ Colttrmls BI atl~ D4)
2. Value Codes
(See Colul~,t~ CI and D3)
3. Value Method Cod~
(See Colmnn (~2}

A ----$1,000 or tess
F =$50,001 - $100,000
! -$15,000 or I~s
N ~$250,001 - $500,000
P3 ~$25,~00,001 - $50,000,000
Q -Appraisal
U =Book Value

B =$1,001 - $2,500
G --$100,001 - $1,000,000
.K =$15,001 - $50,000
O =$500,001 - $1,000,000
R =Co~_ (Real F-eta t e Only)
V =Other

C --~2,501 - $5,600
HI ~$1,000,~01 - $5,000,0~9
L =$50,001 - $100.000
PI =$1~000,001 - $5,000,000
P4 =Mot~ than $50,000,000
S =Assessment
W =Estimated

"

D =$5,001 - $I 5,000
H2 :=Mor~ than $5,000,000
W2_ =$5,000,001 - $"25,00~,(100
T -~ash Market

E =$15,001 - $50,000

DISCLOSURE REPORT

Date of Report

[ Name of Person Reporting

Page 5 of t4

04/2~010
[ r~tAasa, ~_~LCOLr~ F.

NONE (No reportable income, assets, or transactions.)

A.
Dese~iptien of Assets
(including Crust assets)
Place "(X)" after each asset
exempt from prior disclosure

[
[

B.
Income during
.reporting period

Amount Type (e.g.,

Code 1 I div., rent,

C.
Gross value a~ end
of reporting period
Value ] Value
Code 2 ] Me~od

(A-H)

or int.)

(J-P)

Code 3
(Q-W)

18.

OR St Dept Transn Hwy User Tax Rev, Bk

Entry Due t 1/15/2028

Interest

19.

Ore St Dpt of Transportation, Lien A, Due

11/15/2028

Interest

20.

Umatilla Co OR Hsp Fax Augev Cath, Due

5/1/2034

Interest

21.

Salem Ore Hosp Fac Auth Rev, Due

8/15/2030

Interest

22.

Portland, OR. Swr Sys Rev 1 st Lien Ser A,

6-t5-2027

Interest

23.

Ore. St. Dept of Transp Hwy User, Lien A,

Due 11/15/2030

Interest

24.

Ptld OR Sg~r Sys Rev ILfdg~ist Lien-S~r A,

Due 6-15~2033

Interest

!25. ClackareasCo OR Sch Ehst #I 2, North

Clack, Due 6-15-2030

Interest

26.

UST First TR Spl i679 Dow Target May

2008

Interest

27.

Claekamas Cnty Ore Hosp Faes,Due

5/1/2021

Interest

28.

State of OR, Board of Education, Due

8/1/2023

Interest

29.

State 0fOregon, Board of Education, Due

8/1/2027

30.

.~acksan County Ore Sch[ District, Due

6/! 512023

, , t .....

D.
Transactions during reporting period
Type (e.g.,
buy, sell,

Date
Value Gain
mm/dd/yy Code 2 Code 1

redemption)

Sold

(J-P)

05/12/09

Identily of
buyer/seller
(if private
transaction)

(A-H)

20,000

11 [

Sold

: l 1/14/09

! 15

Buy

101/05/09

.r

! i0,000

Buy

05t!2/09

20,000

Interest

Buy

06/01/09

15,000

Interest

Buy

06!19/09

25,000

Interest

Buy

08/20/09

55,000

31.
32.

JTWROS PURCHASES ; these 3 assets are

now in the sole

33. name of the filer

34. Puerto P..ico Electric Power, Due 7/112019

t ]. Income Gain Codes:

(Se~ Colwa~s B 1 and IM)
2. Value Codes
(See Columns C 1 and D3)

f
I

3 . Value Method Codes

i (.See Column C2)

A =$I,000 or less
F -$50,001 - $100,000
J =$15,000 or I~ss
N =$250.001 - $500,B00
93 ~$25,000.001 - $50,000,000
Q-Appraisal
U =Book Valt~

B --$1.001 - :~,500
G =$10O,001 - $1.000,000
K =$15,001 - $50,000
O =$500,001 - SL0OO,000
g =Cost (Real Estate OnlY)
V =Other

C --$2,501 - $5,0(10
H1 =$1.000,001 - $5,000,000
L --KS0,001 - $100,0O0
P] =$1.000,00I - $5,0~0.000
P4 =More than $50,000,000
S =Assessment
W =Estimated

D =$5,001 - $15,000
I-~ =More than
M =$100,001 - $250,000
P2 =$5,000,001. $25,~0,000
T ~ash Market

E =$15.00t - $50.000

FINANCIAL DISCLOSURE REPORT

,~ame of Person Reporting

Page 6 of 14

~t~a~sn, MALCOLM F.

Date of Report

04/28/2010
I

VH. INVESTMENTS and TRUSTS - ~,,c,,m~ ~,,e, t.,,,s~,~o.s a.a~,,~s ,,ose cs~,~ ,.,,~ ,~r,,,,,~,,, c, ~,~,,; ,~ p~. 34-~
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting p~riod

Place "(X)" aider each asset

exempt from prior disclosure

(t) (2)
Amount Type (e.g.,
Code l
div. rent,
(A-H)
or int.)

C.
Gross vaine at end
of reporting i~fiod
(0
Value
Code 2
(J-P)

(2)
Value
Method
i Code 3
I

D.
Transactions dtudag r~porting pexiod
0)
Type (e.g.,
buy, sell,
redemption)

(:) O) (4)
Date
Value
mm/dd/yy Code 2
(2-P)

Gain
Code 1
(A-H)

Identity of
buy~/seller
(if privat~

35.

Oregon St. Dept Admin S~rvices, Due

l 1/112026

Interest

Buy

11/04/09

J"

10,000

~6.

Washing County Ore Rfdg, Due 7/1/2039

Interest

Buy

11/04/09

35,000

Interest

~37.

38.

SMITH BARNEY FINANCIAL

MANAGEMENT ACCOUNT

39.

Citibank NA Bank Deposit Program

40.

MUNICIPAL BONDS

41. Lane

County Ore Seh Dist 4J, Due 7/1/2018 A

Interest

Sold

11104/09

lvIFM & SM

shares,
JTWRO$

42.

Ore. St. Hsg & Cmnty Svcs Dept, Due

1/1/2023

Interest

43.

Forest Grove Ore RefRfdg & Campus,

05/01/2036

Interest

44.

ORE St. Hlth HSF Edl & Cultural

11 / 15/2032

Interest

45,

Ptld Or Hsg Auth Rev RFDG 01/01/2027

Interest

Matured

01102/09

46.

Wash Cnty Ore Sch Dist (Foiest Grove)

Interest

Sold

11104/09

Sold

02/12/09

i 55,000

Sold

06/19/09

25.000

06/15/2021
47.

Clack cnty Ore Sch Dist (Lk Osw).

06/01/2026

Interest

48.

OHSU Rev Ser. A, MSF, MBIA, 07/01/203~

Interest

49.

Ore. St. Veterans Welfare Service, Due

Interest

10/0 t/2042

50.

Washingtun/Clackamas Cnty S.D. 23

Tigard, Due 6/1512020

Interest

51.

Bend OR full faith & credit obligs, due

12/1/2022

Interest

I. Income Gain Codes:

(See Cvlumns B1 and 134)
2. Value Codes
(See Coluar~s el and D3)
3, Value Method Codes
(See Coluroa C2)

A --$1,000 o less
F =$5fl,001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value

B =$1,001 - $2,500
G =$I00,00! -St ,000,000
K "~$ l S,001 - $50,000
0 =$500,001
g =Cosl (Real Estate Only)
V =Other

15,000, JTWROS

C =$2,50l - $~,000
li! =$1.000,001 -$5,000,000
L =$50,001 - $100,000

D =$5,001 - $15,000
FI2 =Mot~ Ih~ $5,000,000
M =$100,001 - $250,01Yd

P4 =More thaa $50,000,000

S ~Assessmat
W =Estimated

T --Cash Market

E =$15,001 - $50,000

DISCLOSURE REPORT

Date of Report

Name of Person Reporting

Page 7 of 14

04/~8~2010
[ MARSH, MALCOLM F.

VH. INVESTMENTS and TRUSTS - ~o,~. ,~, ~-~,~/o~, a-~ tho~ of spouse and dependent children; see pp. 3~ of yding ~ru~ion~)
NO~ ~ reportable income, ~sets, or ~ansactions.)
A.
~s~pfion offsets
{incIud~g ~ ~se~)
Place ~)" ~ ~ch ~mt
~pt ~m prior di~los~

~
I

B.
~come ~g
~ng p~
(I) [ (2)
m~t[ T~ (e.g.,
;~e 1 ~v., re~
~A-~
or ~L)

C.
Gros~ vary at e~
ofr~o~ing
(1)
(2)
Value
Value
Code 2
Me~
C~e 3
0-P)

52.

De~hut~ Cn~, OR, H~p F~s, due

1/1/2022

Mmmst

53.

OR St Bd ~er Ed G/O S~. B ~e

8/I~028

. Interest

PoUred Ci~ OR Ltd. T~ Cony. C~ S~ A

~e 6-1-2030

Inter~t

55. U~lla C~. OR ~p F~ A~ Rev Ca~ D~e

5/1i2~34

Ime~st

~ 56.

OR St ~pt T~sn H~ User, Duv

11-15-2028

In~e~

57.

Ore St Dpt of Tromp., Lien A ~e

11/I 5m028

Nm~st

58.

~id OR S~ S~ Rev First L~n, ~e

6/15~029

M~t

59.

Ptld OR S~ $~ R~ 1st ~en,Ser

&6/15/2027

~st

60.

Sal~ OR H~p Fae Au~ Rev, ~e

8/15mO30

[nm~t

61.

~gon Sm~ ~ 87A B~, Due 1~112026

In~st

62.

Ore St Dept of Trm~ H~ Us~, Due

htemst

63.

Ptld OR S~ Sys Rev A ~dg, due

6/152033

~t~t

~.

Clack~ Co OR ~h Dist #12, No~

Clack, due ~15-2030

~temst

65.

U~S Fi~t Tr S~I Si~fio~ 1679 Dow

T~get May 2~8

Interest

66.

Clacka~ Cn~ Ore Hosp Fats, Due

5/1/2021

[nmrest

~7. Puem Rico H~s & T~pm A~ Due

7/1/2036

~temst

68.

Inmr~t

[ 54.

State off,e, St. Bd of Education, Due

8/1/2031

l. Income Gai0. Codes:

(See Columns B ] and D4)
2. Value Codes
(See Coiu.rans CI and D3)
3. Value Method Codes

] (Se Coltar C2)

A =$i,000 or less
F =$50,001 - $100,000
J ~$15,000 or less
N =$250,001 - $500,000
P3 =$25,000,00! - $50,000,000
Q =Appraisal
U =Book Value

D.
T~n~ions d~g ~po~g p~od
(t)
T~ (e.g.,
~y, ~11,
redemption)

(2) (3) [ (~) ,

Value[ ~Gain
Date
Code 2 C~ 1
~d~
(if-P) (A-~

Sold

0~20/09

Sold

05/I~09

Sold

01/05/09 ]

15

Buy

01/05/09

10,000

Buy

0~12/09

60,000

B~

05/12/09

30,000

B =$1,001 - $2,500
G =$100,001 - $1,000,000
K ~$15,001 - $50,000
O =$500,001 - $1,000,000
R =Cost (P, cal Estate Only)
V ,=Other

C =$2,501 - $5,000
H 1 ~$1,000,001 - $5,000,~00
L =$50~00I - $100.000
PI --$I,000,001 - $5,000,000
P4 =More tima $50,000,000
S =A.ssessracnt
W =Estimated

D
H2 =More than $5,000,000
M =$100,001 - $2~0.000
P2 =.~5,000,00! - ~25,000,fJ00
T =Cash Market

(~)
IdentiW of
buyer/seller
(if private

50,000, ~OS

FE~ANCIAL DISCLOSURE REPORT

Page 8 of 14

04/28/~010

~tr~sn, ~LCO~ ~.

NON~ ~o repo~able income, ~se~, or ~ansactions.)

A.
De~fipfioa of As~
(~tud~g ~t asse~)

B.
hcome d~ng
reposing p~

Pla~ "(X)" a~er ~ch asset

exert ~m ~or d~elosure

Amour T~e (e.g.,

Code 1
~v., renh
(A-~ ]
oraL)

C.
]
Gross value at end~r
of repo~g pe~
Value
Code 2
(J-P)

Value
Method
Code3

D.
Tin.actions during ~ng

]
]
buy, sell,
[ redemptlon)

Da~ V~ue G~
~d~ Code 2 [ Code 1 [

Id~ti~ of
buyeaseller
(ifpdva~

~ (A-H)

69.

~ac~on Co~W O~. ~hool D~c~ Due

6115~023

In~t

7 I.

K~y Bank Private Bank

Interest

72.

U.S. Bank Checking Aect

Interest

,/

73.

U.S. Bank Money Market Acct

Interest

Pioneer Trust I.ILA., TRANSFERRED TO

Interest

Interest

Buy

06/19/~

Open

01/31/09

S~ld

03/04/09

30,000

70.

74.
75.

MOROAN STANLEY SMITH

76. BARNEY CGM IRA~USTODIAN, SELF

DIRECTED

77.

NO DISTRIBUTION TAKEN IN 2009

78.

==Cifibaak NA South Dakota Bank Dep

79,

= C01~ON STOCI~S ......

80.

~A~en~-are Ltd,

81.

~Altria Gm~p

200
229

82.

Buy
(addl)

02/1 t/09

83.

Sold

03104/09

-700

471

84.

~Apple Inc.

Sold

03/04/09

50

85.

~BP PLC Spons ADR

Sold

03/04/09

375

1. income Gain Codes:

(See Colurrms BI ~t~d 1)4)
2. Value Cod~
(See Columns CI and D3)
3, Value Method Codes
(See Co~umn C2)

A -$1,000 or legs
F -~50,001 - $100"000
~ =$15,000 or ~ess
N ~$250"001 - $500,000
P3 =$25,000,001 - $50,000,000
Q ~Appraisal
U =Book Value

B =$],001 - $L500
G =$I00,0O l - $1,000,000
K =$15,001 - $50,000
O =$500,00I - $I,000,000
R =Cost (Real Estate Only)
V ,=Other

C =$2,501 - $5,000
HI ~$ ],000,001 - $5,000,000
L =$50,001 . $100,000
P! -$1,000,001 - $5,000000
P4 =More tNm $50,000,000
$ =Assessment
W =Estimated

D =$5,00 ! - $15~000
H2. =Mort: than $5,000,000
M =$100001 - $250,000
P2 ~$5.000,001 - $2.5,000,1)00
T =Cash Market

E =$15,001 - $50,000

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 9 of 14

Date of Report

04/28/2010

[ :~ms~, M~a~COLM ~.

NONE ~o repoaable income, ~sets, or wa~actio~0

A.
D~cfiption orals
(inclu~g ~t ~ets)

B.
~ ~eome during
~g ~fiod

C.
~ss value at end
of reposing

~] (1) ~ (2)
~e~ ~m prior di~lo~e

I ~?~ !
lt~-~)

div., renK
orin~)

O)
Code 2
(J-P)

[
Tm~actio~ dung ~po~g ~d
[

(~)-

(~)

Me~od [
b~, sell,
Code 3 I ~empfion)

(2)
~d~,

O)

(4)

Code 2 Code 1
(J-P)
(A-H)

buys/seller
(ifp6vate

86.

~Berksh~ ~t~way ~c CL B

Sold

03/~/~

87.

~i~o Sys Inc

Sotd

03/~/09

~ A

88.

~Ci~oup ~c

Sold

03/~/09

416

89.

~Cost~ ~otesale Co~ New

~ld

03/04/~

375

90,

~Exxon Mobil Corp

Sold

03/04/09

416

91,

~Genenteeh Inc.

Sold

03/04/09

90

92.

-~--General Electric Co

Sold

03/04/09

93.

~Hewlett Packard Co

12

1123

1227
I00

94.

Buy

02/! 1/09

03/04/09

(addl)
95.
96.

Sold

225
A

~Intel Corp

-325
400

97.

Buy
(addl)

02111/09

98.

Sold

03/04/09

-925

Sold

03/04/09

312

100. =Lowes Companies, Inc.

Sold

03/04/09

583

I01. ~Microsoft Corp

Sold

03!04/09

380

102, ~Nike Ine CL B

Sold

03/04/09

170

[ 99.

~Johnson & Johnson

1. [ncome Gain Codes:

(See Columns B I and D4)
2. Value Cod~
(See Coluraas CJ and D3)
3. Value Melhod Codes
(See Column C2/

A =$1~000 or tess
F =$50,001 - 1:100,000
J =$15,000 or less
N =$250,001 - $500,000
P3 =1::25,000,001 - $50.000,00(I
Q =Appraisal
U =Book Value

B =$1D01 - 1:2,500
G ---$100,001 - 1:1,000,000
K ~$I 5,001 - 1:50,000
O --~500,00 l - $t,000,000
R. --Cost (Real Estate Only)
V =Other

C =~2,501 - $5,000
HI =$1.000.00 [ - $5.000,000
L =$50,001 - $100,000
PI ~/:1,000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W ~Estimated

525

D =1::5,00l - 1:15,000
k12 ~Mor~ ~an $5,000,00~
M =1:t00,001 - $250,000
P2 =$5,000,001 - $25.000~000
T =Cask Market

E =$15,001 = $50,000

FINANCIAL DISCLOSURE REPORT

Page 10 of 14

D.te of aeport
04/28/2010

~me of P~so. RepoSing

~a.~.sn, MALCOLM Fo

NONE ~o r~ortable income, ~sets, or ~a~ac~ons.)

~
De.priori of As~
(~ciuding ~st ~ets)

exemp~ ~om prior $~losu~

,
[

B.
In.me d~ng
repo~ng period
(1)
(2)

[ Cod~ 1
t (A-~

~v., teng
or int.)

C.
Gr~ ~lue at end
of r~ng p~od
(1)
(2)
C~e 2
(J-P)

M~od
Code 3

D.
T~tions d~g ~g period
(1)
b~, s~ll,
redemption)

~ (2)

V~u

~i~d~ Code 2
[
[ 0-P)

G~n[
~e I
(A-~

ld~fi~ of
buyer/selI~
(ifpfiva~

103. ~Omele Co~

Sold

03/~/09

A 400

1~. ~P~sico Inc.

Sold

03/~/~

105. ~zer Inc

Sold

031~/~

479

106. ~Philip Morris Intl Inc.

Sold

03/04/09

229

107. ~Procter & Gamble Co.

Sold

03/04/09

250

108. ~Schlumberger Ltd

874

109.

Sold

!02/26/09

-374 "

110,

Sold

03/04109

-500

111. ~Sla-yker Corp

Sold

03/04/09

166

(part)

112. ~United Technologies Corp

458

113.

Sold

02/06/09

-258

114.

Sold

03/04/09

-200

116. ~HSBC Fin Corp HSBC Fin lntemotes;

MAT: 2/15/2015

Buy

!08/10/09

15,000

117. ~SBC Communications tne, Mat:

6/15/2016

Buy

03/05/09

25,000

118. ~Goldman Sachs Group Ine Mat:

1/15/2017

Buy

09/02/09

25,000

119. ~------General Elec Cap Corp; Mat: 2/15/2017

Buy

09/02/09

25,000

115. ==CORPORATE BONDS

1. Income Gain Codes:

(See Columns B 1 md D4)
2. Value Cod~
(See CoLumns CI and 03)
2., Value Method. Code~
(See Column C2}

A =$ !,0~0 or less
F =$50,001 - $10D,000
1 =$15,000 or Jess
N ~$250,001 - $500.000
P3 =$25,000.001 - $50,000,000
Q =Appraisal
U =B~ok Value

B =$ [ .00 [ - $2,500
G -$100,001 - $1,000,O00
K =~$15,001 - $50,000
O =$500,001 - $1,000,000
R =Cost (Real Estate Only)
V ~Olhr

C --$2,501 - $5.000
H1 -$1,000,001 - $5,000,000
L =$50,001 - $100,0120
PI ~$1,000,001 - $5.000,01]0
P4 =Morn than $50,000,000
S =ASSessment
W =Estimated

D =$5.001 - $ ~ 5,000
FI2 =More than$5,000,OOO
M --~lI00,001 - $250,000
12 =$5,000,001. $25,000,000
T =Cash IvIatket

E =$15,001 - $50.1)00

FINANCIAL DISCLOSURE REPORT

Page 11 of 14

Name of Person Reporting

Date of Report

MARStL MALCOLM F.

04/28/2010

NONE (No reportable income, assets, or transactions.)

Desexiption of.Assets
(inclttding ,aust ~ets)
Place "(X)" after each asset
exempt from prior disclosure

I~come during
reporting p~riod
(1)
(~)
Amount Type (e.g.
Code 1
div., rent,
(A-H)

or int~)

Gross value at end1

of r~porfin
(1) I (2)
Value
Value
Code 2
Method
(J-P)

Code 3

Transactions dtning reporting period

(1)
Type (e.g.,
buy, sell,

(~) (3) (4)

Date
Value Gain
mm/dd/yy Code 2 Code 1

redemption)

(J-P)

(5)
Identity of
buyer/seller
(if private

(A-H)

transaction)

(Q-W)
!20. ~Hartford Finl Sves Group SR NTS; Mat:
3115/2017

Buy

12/16/09

50,000

121. --~-~Coca Cola Co Notes Reg; Mat:

Buy

03/05/09

25,000

122. ~Con Edison Notes, Mat: 12/01/2018

Buy

03/05109

25,000

123.

Sold

10/15t09

124, Conocophillips BDS, Mat: 02/01/2019

Buy

03/05/09

125.

Sold

09/02/09

126. ~DuPont E [ De Nemou, Mat: 07t1512018

Buy

03/05/09 i

I27.

Sold

09/02/09

128. ~Walmart Stores Inc; Mat: 2/1/2019

Buy

03/05/09

25,000

129. ~Textron Ine; Mat: 10/01/2019

Buy

10/15/09

35,000

130. ~Bank of America Corp Sub Int~notes;

Mat: 3115/2020

Buy

12/16/09

50,000

13 I. ~Dow them Co. Medium term;

Mat:09/15/2020

Buy

10115/09

35,000

132. ~[shares Barclays Treas Inflation Protected

Secs FD

Buy

02/06/09

i33,

Buy

-25,000
25,000

-25,000
25,000

-25,000

275

o2/I 109

Ioo

(~dd~)
134.

Sold

I0/15109

Buy

03/05/09

-375

135. = GOVT & GSE BONDS

136. ~Fed Home Loan Bank Cons; Mat:

5/18/2016

1. Income Galn Codes:

(S~ Col~s BI and D~)
2. Val~ Codes
(S CoI~ CI and D3)

A ~$1,000 or less
F ~50,~1 - $100,0~
J =$15,~ or less
N ~$~0,001 - $500.~0

G =$I00,~t - $1,000,~
K =$t5,~1 - $50,~
0 =$50D,~I - $ I,~0,~0

H1 =$1,0~.~I - $5,0~,~
L =$50,~1 - $I00,000
PI ~1,~0,001 - ~.~,~0

H2 =More ~an $5,~,~

M ~1~.~1 - $~0,000
P2 =$5,~.001 - $25,000,~

3. Value Mc~ Codes

(~e Col~ C2)

Q =Appmis~
U ~ Value

K ~t ~l E~I Onty)
V ~r

S =A~m
W

T ~h Manet

20,000

FINANCIAL DISCLOSLTRE REPORT

Name of Person Reporting

Date of Report

Page 12 of 14

MARSH, MALCOLM F.

o4/28/2OlO

VII. INVESTMENTS and TRUSTS - ~.co,~e, ~t=e, transactions (Includes those of spouse and dependent ed~ildrett; see pp. 34-60 of 3$ling ins~raetton~)
[---]

NONE (No reportable income, assets, or transactions.)

A.

B.

C.

D.

Description of Assets
(including trust st, sets)

Income during
reporting period

Gross value at end

of reporting period

Transactions during reporting period

(l)
Place "(X)" after each asset
exempt from prior disclosure

Amount
Code I
(A-I-F)

(2)
Type (e.g.,
div., rent.
or int.)

(1) I (2)
Value I Value
Code 2
Melhod
Cede 3
(J-P)
I
(Q-W)

137. ~Fed Home Loan Bank Cons.; Mat:

(1)
Type (e.g,
buy, sell,
redemption)

(2) I (3) (4)

Date I Value
mm/dd/yy Code 2
(.r-p)

Gain
Code I
(A-H)

(5)
Identity of
buyer/seller
(if private
transaction)

Buy

03/05/09

20,000

138. ~Fed. Natl Mtg Assn Debs; Mat:

5/!1/2017

Buy

03/05/09

25,000

139. ~Fed. Natl Mtg Assn Debs; Mat:

6/12/2017

Buy

1 03/05/09

25,000

140, ~Federal Farm Credit Bank Cons BDS,

Due 01/29/2018

Buy

02/26/09

100,000

141.

Sold

12/16/09

-100,000

Matured

02/28/09

100,000

Closed

06/17109

Open

06/23/09

12/!6/2016

142. ~US Treasury Notes Ser W-2009, Mat:

02/28/2009
143.
144. Pioneer Trust Bank, Money Market

Interest

145. Pioneer Trust Bank (See P. 1, Positions)

Interest

I. Income Gain Codes:

(Se~ Colttmm BI nod D4)
2. Value Codes
(See Colturms CI and D3)
3. Value Method Codes
(See Coha~n C2)

A =$1,000 or less
F -$50,00L - $I00,000
J --$15,000 or lezs
N =$250,001 - $500,000
I>3 =$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value

B =$1,001 - $2,500
G =$100,001 - $I,000,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000
R =Cost (Real Estate Only)
V ,-Other

C ~$2,501 - $5,000
H l ~$1,000,001 - $5,000,000
L -$50,00! - $100,000
PI =$I,000,001 - $5,000,000
P4 =Morn t~nn $50,000,000
$ =Assessment
W =Estitrmtod

D =$5,001 - $15,000
H2 =More llm~ $5,000,000
M =$100,001 P2---$5,000,001. $25,000,000
T =Cash Mnrket

E ~$15,001 - $50,000

DISCLOSU~ REPOI T
Page 13 of 14

Name of Person Reporting

[ ~H, ~LCOLM F.

VHI. ~DITION~ ~FO~TION OR EXPL~ATIONS. a~dic,~er,,~ of~;o~L)

Spouse died 7/14/2009; survivorship rights moved to the filer

Date of Report

~/28~010

FINANCIAL DISCLOSURE REPORT

Page 14 of 14

Name of Person Reporting

MARSh, MALCOLM F.

Date o[Report

04/28/2010

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best army knowledge and belief, and that any information not reported was withhdd because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions of 5 U~g.C. app. 501 et. seq, 5 U-S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS
Mail signed origina! and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544