AO 10

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. Ct. of Ap. for Fed. Cir.
5~. Report Type (check appropriate type) ~,~ Nomination, Date [~ Annual "~ Final

Roy. !/20i0

~eport Required by the Ethics in Government Act of 1978

~ us.c. app. ,~,~ 10I-I11)

3. Date of Report 05/13/2010
6. Reporting Period 01/01/2009 to I 2/31/2009

I. Person Reporting (last name, first, middle initial) NEWMAN, PAULINE

4. Title (Article iii judges indicate aclive or senior status; magistralc jt~dges indicate full- or part-time) Circuit Judge- Active Status

~-7 Initial

5b. [] Amended Report 7. Chainbt.rs or Office Address 717 Madison Place~ N.W. Washington, D.C. 20439 8. On the basis of the information contained in this Report and any modificatinas pertaiaing thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Olficer Date

IMPORTANT NOTES: Ttw instvuctions accompanying this form must be fi)llowed. Complete all part& checkittg the NONE box for each part where.you have ~o reportable it~[i)rmation. Sigtt on tast page.

1. POSITIONS. (~~,o,,i,,~. individual on( .....

~ NONE (No reportable positions.) POSI]"I ON
I. Advisory. & Review Committee

pp. 9-13 oJ~l~ling inst,uction.i.)

N AM E OF ORGAN IZATIONiENT1TY
Advanced Scicnce & Technology Adjudication Project

2. 3. 4.
5.

Advisory Committee Trustee Director

Director

Geurge Mason Univ. School of Law, Law & Economies Center Trusts (Trust # I, Trust #2) Rule of Law Foundation
Judicial, l.eade~ship Development Council

11. AGREEI~|ENTS. ca~.o~.,,g mdividttaI onlr; seepp. 14-16 tq~iling in.~tructions,)

NONE ()~ reportable agreements.) DATE PARTIES AND TERMS .....

3.

CO

Newman, Pauline

Name o|" Person Reporting

Date of Report

PageFINANCIAL2 of 8 DISCLOSURE REPORT

NEW~IA,~, PAUL~N~

05,,13i~0 m

IlI. NON-INVESTMEN T INCOME. ~n,,,,,i,,.~ i~d~,.i~,,o~ ~ ~ .....

A. Filers Non-Investment Income NONE (No ~eportable non-investment income.)

: see pp. 17-24 of filing instruction~.)

DATE
1. 2009 2, 2009

SOURCE AND TYPE

Pension, FMC Co~oration, earned before entW on dut>i Roya ty, West Publishing Company, textbook

INC, OME
(yours, not spouses) $35,100.00 $1,552.30

B. Spouses No~-I|lvcstmetll Income - ~f yo,, were morried during ,~ny portion of the reporting year, complete this section.
,NONE (No reportable non-investme,Tt income.) DATE I SOURCE AND TYPE

IV. REIMBURSEMENTS ~ NONE (No reportable reimbursemems.)

SOURCE
I New York Intellectual Property Law Association No.,,,, Jersey lmellectual Property Law Associaiton Federa~ Cilcuit Bar Association Conference

DATES
March 27. 2009

1.OCATION
New York, New Yo~k

PURPOSE
Annual C~,nl~rcuce

ITEMS PAID OR PROVIDED

fmvel, Lodging and Food

2.

June 5, 2009

Short l lills, New Jersey

Conference

Lodging and Food

3,

June l 8-19, 2009

Williamsburg, Virginia

Conference

Travel, Lndging and Food

4.

Chicago Intcllectua! Property September 25, 2069

Chicago, Illinois

Con~ere)tce

Travel, Lodging and Food

George Mason LJnivcristy Law & Economics Association

(October 2, 2009

Arlington. Virginia

Conference

Travel, Lodging and Food

FINANCIAL DISCLOSURE REPORT

P~g~ 3 Of 8

n ...... Pe ....Repor6ng r NEWMAN, PAULINE

D,a~eo~ Repnr~ 05i13/2010

6.

Philadelphia Intellectual Property kaw Association Austin Intelteclual Property Law Association Advanced Science & Technology Adjudica!ion Resources Assocation

November 12. 2009

Philadelphia, Pennsylvania Conference

Travel, Lodging and Food

November 13, 2009

Augtin, Texas

Conference

Travel, Lodging and Food

December 3, 2009

White Plains, New York

Conference

Travel Only

F1NANCI AL DISCLOSURE REPORT Page 4 of 8

xa,,,~ of Pe ....Reporti.II

Date of Report

NrW~,I.~N, P~u~ ~:

osn 3/2o to

NONE (No reportable

~URCE

DESCRIPTION

VALUE

2 3.

5.

NONE (No reportable habi/ities.) CREDITOR DESCRIPTION VALUE CODE

2.

3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 5 of

NONE (~ reportable income, asset.s, or tramactions.)

Place "iX)" after each asset

Amoum Type (eg.

V tc

Va c "ypc (c g (Q-W)

Dc ~

~ a t e Ga n 1 i

dc~t y " Irm~saction/

IA.H) ...................................................................................... t. 2, 3. 4. 5. 6. 7. 8. 9. I0. TRowe Price Mut.Funds (New Horizon; Div. Gr, Sci&Tech.Fund) PNC Bank Accounts First Trust Municipal Bond Fund (Oppenheimer) First T~st Municica[ Bond Fund (Oppenheimer) Ammican CentuW Growth Mutual Puod Oppenheimer Municipal Bond Fund American Capital Bond Fund (Trust #2) Corpora)e High Yield Mutual Bond Fund { Merrill l..ynch) Bedford Motley Market Portlblio lnvesco Health Sci. Mut. Fd. (now AIM Hea!fl~ Sci. Mut. Fd.) A B B B A C A B A A A Dividend Interest Interest lmcrest Dividend Interest Dividend Dividend Dividend Dividend Dividend None A A B A A Di,idend Dividend Dividend Dividend Di;,idend L K K N K J k L 3 I; J K J J L

T T T T T T T T T T T T T Donated T T Donated

I I. Oklahoma Gas & Electric Co. (Cor))mo:l) 12 Remington Oil & Gas Corp. (Trust #1 } 13. American Century Select Mutual Fund

~4. MFS Emerging Growth Mutual Fund i 5. Pumam Europe Mutual Fund !6 17 Ftanklh~ NY Ydutual Fund Franklio Flex Cap Growth Mutual Fund

FI~NANCIAL DISCLOSURE REPORT

Name of Persol~ Reporting

Date uf R~:port

Page 6 of 8
VII. INVESTMENTS a n d TRUSTS -- i,,,, ..........
~
~,,,,, t ....... tiom (Incht&,s those oJsp ......... I dependent children; set, pp. 34-60 ofliting instructions.)

NONE ()~9 reportable im~ome, assets, or tramaclions.)

Description t~tAsscta {inchding trust assets) Place"(X)" after each asset caempl l?om prior d{sclosurc Iocomc doting l reporting pcrk,d :Amoonl Code I (A-t/) ~i Gross vak~e a~ end ~ t~f tcpolfiag period Valoe Method Code 3 Type (e.g, bu), sell, redemption) qrans~cfions d~trittg repo~it~g period

Type (e.g.. ~ Va]uc div.. retd. ~ Code 2 or inL) ~] {.l-P)

Dale Va]oe mmidd.D Code 2 {I-P)

(}aid (;ode I Ifl-H)

Idemity of buyer.,setter {.if priva{c

l g.

Iumam IRealth Science Mutual Fund

Dividend

T ---~l

I9. 20.

Nasd~q t00 "lrust F~rst Eagle Globz~l Mutual Fund

None A Dividend

K J

T T

FINANCIAL DISCLOSURE REPORT ["age 7 of 8

~ ........ P ..... P, eporti,~.g f

NEWMAN, PAUI.INE

05,q3/201()

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting NEWMAN, PAULINE

Date of Reporl 05/13/20!0

Page 8 of 8
IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and beliet~ and that any Information not reported was withheld becm, se it met appllcahle statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance wilh the provisions ors U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOT!;: ANY INDIVIDUAl., WHO KNOViNGI.Y AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BF. St!BJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.(2. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial l)isclosure Administrative Office of the United States Courts Suit~: 2-301 One CeIumbus Circle, N.E. Washingtort, D.C. 20544