Professional Documents
Culture Documents
1. Person Reporting (last name, first, middle initial) Owen, Richard 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101~111)
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.
2. 3. 4. 5.
Owen, Richard
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income D NONE (No reportable non-investment income.) DATE
1. 2010 2. 3. 4.
B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this sectiot~
(Dollar amount not required except for honoraria.)
D
1. 2010 2. 3. 4.
DATE
DATES
LOCATION
PURPOSE
V. GIFTS. anctudes ,hose to spo,se and dependent children; see pp. 28-31 of flling instructions.) NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. a,,aude~ tho~e o.~,ou~e .,,d de~,ende,,t c~,it,~re,,; ~ee n,. ~Z-~3 of.aU.g
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
e, value, t ......ions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) t
1. 2. 3. ! 4.
ALCATEL LUCENT AT&T BLACKROCK INTERNATIONAL DOW CHEMICAL FIFTH THIRD BANCORP A A A A A A A
None Dividend Dividend Dividend Dividend Dividend Dividend Dividend None A A Dividend Dividend None A A A Dividend Dividend Dividend None A Dividend
J J K J J K J J J K K K J J K J J
T T T T T T T T T T T T T T T T T
CON ED HEINZ HERSHEY HANESBRAND HOME DEPOT INTEL INTER.PUBLIC JOHNSON & JOHNSON KIMBERLY CLARK LAZARD LS1 CORP MARSH & MCCLENNAN
I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns CI and D3~ 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$513,001 - $100.000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1,000,000 K =$15.D01 - $50.000 O =$500,001 - $t.000,000 R =Cost (Real Estate Only) V Other
C =$2.501 - $5.000 H 1 =$1,000.001 - $5.000.000 L $50.001 - $I00,000 P 1 =$1.000.001 - $5.000.000 P4 =More than $50.~)00.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 --More than $5;000,000 M =$100,001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15.001 - $50.000
tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31o 32.
MOTOROLA MOTORS LIQUIDATION NEW WORLD BRANDS PROCTOR AND GAMBLE NY TIMES NUVEEN TRADEW1NDS SARA LEE SOUTHERN CORP US BANCORP WILMINGTON TRUST NYC GO MUNI 5% 2024 NYC GO MUNI 5.25% 2027 NY STATE GO 4% 2020 CITIBANK CD 2% A A A A A A A A A C
None None None Dividend None Dividend Dividend Dividend Dividend Dividend Int./Div. Int./Div. Int./Div. Int./Div.
J J J M J L J J J J J K K
T T T T T T T T T T T T T Buy Buy Buy Buy Matured 07/02/10 11/24/10 11/24/10 1t/24/10 J K K K K *see Part VIII
A A
Int.dS)iv. Int./Div.
K K
T T
1. Income GaiaCedes: (See Columns B1 and 134) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15,000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,D01 - $1,000,000 K =$15.001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Olher
C =$2.501 - $5,000 H1 =$ t,000,001 - $5,000.000 L -$50.001 - $100,000 PI =$1.000.001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =Moie than $5.000.000 M =$100,001 - $250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50.000
VII. INVESTMENTS and TRUSTS - income, value, t ...... tions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)
[~ NONE
(No reportable
(Q-W) 35, 36. 37. 38. 39. 40, 41. 42. 43, 44, 45. 46. 47. 48. 49. 50. LI POWER 5.5% 2012 NYC 5.25% 2012 NY LOCALGOVT 5% 4/18 NYC TRANS 5% 2013 NY DORM 5.25% 2020 NY THWY 3.75% 2012 OYSTER BAY 3.75% 2014 RYE BROOK 3.375 2014 SOUTH HUNTINGTON 3.6 2011 SUFFOLK 3.6 2014 TOBACCO SETTLMT 5.5 2019 TOB SETTLMT 5 2012 W. BABYLON 4 2014 WHITE PL4.25 2018 NYC 2013 NY NY 4.75% 8/25 B B B B B A A A A A B A A A A B Int./Div. Int./Div. IntJDiv. Int./Div. Int./Div. Int./Div, Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Interest L K K K L J J J J J L K J K J K T T T T T T T T T T T T T T T T
transaction)
A =$1,000 ~ ieg~ 1. lnc0nie Gain Cod~s: (See 01umn~ Bl and D4) ....... 2. Value Codes J =$15,0~ Or less N =$250,001 ; $500,000 " (See Columns C 1 and D3) P3 ~S25,000;001 - $50 000~000 3. Value Method Codes Q =Appraisal (See Column C2) U =Book Value
B =$1,001 - $2~500 : ~ ~]00100~ ~ ~110001000 K ~$]5;001 ~ $50;000 ..... O =$500,001 .$1,000;000 R =COst (Real Estate Only) V =@her
C =$2,501 - $5,000 HI ~$1,000;00t ~ ss;000,000 L =$50,001- $100;000 PI =$1,000;001 . $5,000;000 P4 =More than *50~000;000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More ~a~ $5~000,000 M =$100,001 : $250;000 ~ ~$5,000;001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S/Richard
Owen
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544