Professional Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
Nomination,
[] Initial
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where yoa have no reportable information. Sign on last page.
POSITION
I. 2. 3. 4.
NAME OF ORGANIZATION/ENTITY
Malonev, Paul L.
IlL NON-INVESTMENT IN COME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
D
1. 2010 2.2010 3. 4.
B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D
1.2010 2. 3. 4.
DATE
DATES
LOCATION
PURPOSE
IMaloney, Paul L.
V. GIFTS. a.~l.des
DESCRIPTION
VALUE
children; see
~
I. 2. 3. 4. 5.
CREDITOR
DESCRIPTION
VALUE CODE
VII. INVES TMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period
(1)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3
(1)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd!yy Code2 Code 1 (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. I0. I 1. 12. 13. 14. 15. 16. 17. Brokerage Account # 1 --Allianz NFJ Dividend Value A -- Allianz NFJ Small Cap Value A --Amer Cent Growth ADV --Blackrock Inflat Prot Bond A --Blackrock Equity Dividend A American Euro Pacific Growth F --American Gr FD of America F --ING Global Real Estate A --Perkins Mid Cap Val INV --JP Morgan HIBRG STAT MKT NEU A --Lazard Emerging Markets Open --Pimco Low Duration FD A --PimcoTotal Retum A -Thomburg Intl Value A --Van Kampen Small Cap Growth A --First American Real Estate SEca A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J T T T J T Sold Sold Buy (addl) Buy (addl) Sold (part) Sold Sold 01/05/10 01/05/10 01/05/10 01/05/10 01/05/10 01/05/10 01/05/10 J J J J J J J B A A A B A Dividend J T A A A A Dividend Dividend Dividend Dividend J J J J T T T T Buy (addl) Sold Sold (part) Sold Sold 01/05/10 01/05/10 01/05/I 0 01/05/10 01/05/10 J J J J J A B A A
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$ 50,00 ! - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 $50,000,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R -Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $ 5,000,00O L =$50,001 - $100,000 PI =$I,000,001 - $5,000,000 P4 More Ihan $50,000,000 S =Asscssmcnt W =Estimalcd
D =$5,001 - $15,000 H2 = M ore than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T Cash Market
E =$15,001 - $50.000
VII. INVESTMENTS and TRUSTS - income, ,,alue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period
(1) (2)
Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J
J
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
--TCW Total Return BD N --UBS BankUSA Dep Acct --UBS Pace Money Market INV Fund Class P --Ivy Large Cap Growth A Brokerage Account #2 --Apple Computer common stock --UBSDepositAcct Brokerage Account #3 --S & P500 Index Fund B --Dividend Growth Securities B --MS Global Dividend Growth Security A --MS Global Dividend Growth Security B -- PaceGovt Sec Fixed Income Investment Fund Class P -- Pace Large Company Growth Equity Investnant Fund Class -- Pace lntl Emerg Mkts Equity Class P -- Lrg Conap Value Equity Fund Class P -- Pacelntl Equity Fund Class P
A
A
Dividend
Interest
T
T
Buy (addl)
01/05/10
A A
Dividend Dividend
J J
T T
01/05/10 J 01/05/10 J
A A
Dividend Int./Div.
K J
T T
A A A A A A A A A
J J J J J J J J J
A A A A
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes {See ColummC t and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $ 100,000 J $15,000 or less N =$250.001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2.500 G = $100,001 - $ 1,000.000 K =$15,001 - $50.000 O =$5130,001 - $1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H 1 = $1,000,001 - $ 5,000,000 L =$50,001 - $100,000 P 1 =$| ,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H 2 = More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code I (A-H) (2) Type (e.g., div.. rent, or int.) C Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
-- Pace Sin/Medium Co Growth Equity Class P --Pace Stategic Fixed Income Fund Class P -- Pace Money Market lnvestmt Fund Class P -- Pace Global Real Estate Securities Fund Class P State of Michigan 401 k --SSgA Bond Market Index --MFS Total Return A --Dodge and Cox Stock Fund --Rainer Lg Cap Growth Equity Fund --Columbia Acorn Z
A A A A
A A A A A
J K L K
--American Funds Euro Pacific --Alliance Bernstein lnt Value l --Pimco Total Retum Fund I --UBS Deposit Acct --ING Small Cap Growth 457 Retirement Acct
A A A A A
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Cotumn C2)
A=$1,000 orlcss F =$50.001- $100,000 J =$I5,000 or less N =$250,001 -$500,000 P3 -$25,000,001- $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G =$100,001- $1,000,000 K =$15,001 -$50,000 O=$500,001- $1,000,000 R =Cost(Real E~ate Only) V =Other
C =$2.501- $5,000 H 1 =$1,000,001- $5.000.000 L =$50,001- $100,000 PI =$1,000,001- $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimaled
D =$5,001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001 -$25,000,000 T =Cash Markct
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) Amount Code l (2) Type (e.g., div., rent, Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period
(A-H)
or int.)
(Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. --Invesco US Growth Fund A --Pimco Total Retum Fund A A A Dividend Dividend J J T T --Nationwide Fixed Acct --Newberger Genesis Fund TC 403b Account --New Perspective Fund A --Capital World Growth A --US Govt Securities A Fifth Third Bank Account DOJ Federal Credit Union 403b(7) Account --New Perspective Fund A --Capital World Growth A --US G0vt Securities A -- AIM A A A A Dividend Dividend Dividend Dividend J J J T T T Buy Sold Buy Buy 01/28/10 04/28/10 04/01/10 01/28/10 J J J J A A A A A A Dividend Dividend Dividend Interest Interest
J J J J J
B A
Int./Div. Dividend
L J
T T
T T T T T
I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G =$100,001- $1,000,000 K-$15,001- $50,000 O-$500,001 -$1,000,000 R =Cost(Real Estate Only) V =Other
C =$2,501- $5,000 H1 =$1,000,001- $5,000,000 L -$50,001- $100,000 PI =$1,000,001 - $5,000,000 P4 =Morethan $50,000,000 S =Assessment W=Estimated
D=$5,001- $15,000 H2 =More than $5,000,000 M-S100,001 -$250,000 P2 =$5,000,001- $25,000,000 T =Cash Markct
E =$15,001- $50,000
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
3. Date of Report
08/17/2011
6. Reporting Period 01/01/2010 to 12/31/2010
District Judge-Active
[] Initial
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~vith applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete ali parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
3.
4. 5.
1. 1995-2007 2. 1995-2007 3.
Malonev, Paul L. A
Ill. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~
2.2010 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
2. 3. 4.
DATES
LOCATION
PURPOSE
V. GIFTS. a.ctudes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIAB IL ITIES. aneludes ,hose o,~sponse und dependent children; see pp. 32-33 of fillng instructions)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code l (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
1. 2. 3. 4. 5. 6. 7. 8. 9.
Brokerage Account # 1 --Allianz NFJ Dividend Value A -- Allianz NFJ Small Cap Value A --Amer Cent Growth ADV --Blackrock Inflat Prot Bond A --Blackrock Equity Dividend A American Euro Pacific Growth F --American Gr FD of America F --ING Global Real Estate A A A A A A
J J J J
T T T T Buy (addl) Sold Sold (part) Sold Sold 01/05/10 01/05/10 01/05/10 01/05/10 01/05/10 J J J J J A B A A
A A
A
Dividend Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J
10. --Perkins Mid Cap Val INV 10a.--Jennison Mid-Cap Growth A 11. 12. 13. 14. 15. 16. 17. --JP Morgan HIBRG STAT MKT NEU A --Lazard Emerging Markets Open --Pimco Low Duration FD A --Pimc0 Total ReturnA --Thornburg lntl Value A --Van Kampen Small Cap Growth A --First American Real Estate SEca
A
A A A A A A A
J J
T T Sold Sold T T T
Buy (addl) Buy (addl) Sold (part) Sold
01/05/10 J 01/05/10 J
01/05/10 01/05/10 01/05/10 01/05/10
A B
J J J J B A A
Sold
01/05/10 J
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $I00,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G =$100,001- $1,000,000 K=$15,001- $50,000 O=$500,001 - $1,000,000 R =Cost(Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 = $1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =Mo~ than $5,000,000 M=$100,001 -$250,000 P2 -$5,000,001- $25,000,000 T =Cash Markct
E =$15,001- $50,000
VII. INVE STMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~] NO~NE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (l) (2) Value Value Code 2 (J-P) Method Code 3 Transactions during reporting period
(t)
Type (e.g., buy, sell,
(2)
Date
(3)
Value
mm/dd/yy Code 2
redemption)
(J-P)
(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -TCW Total Return BD N --UBS BankUSA Dep Acct --UBS Pace Money Market INV Fund Class P --Ivy Large Cap Growth A Brokerage Account #2 --Apple Computer common stock --UBS Deposit Acct Brokerage Account #3 --S & P 500 Index Fund B --Dividend Growth SecuritiesB --MS Global Dividend Growth Security A --MS Global Dividend Growth Security B -- Pace Govt Sec Fixed Income Investment Fund Class P -- PaceLarge Company Growth Equity lnvestmnt Fund Class -- Pace Inll Emerg Mkts Equity Class P -- Lrg Comp Value Equity Fund Class P -o Pace lntl Equity Fund Class P
A A A A A A A A A
A A A A
J J J J
Buy (addl)
01/05/10
01/05/10 01/05/10
J J
A A
Dividend Int./Div.
K J
T T
J J J J J J J J J
1. Income Gain Codes: ( See Column~ B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5.000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =M ore than $5,000.000 M =$100,001 - $250.000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (l) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) J J J J Transactions during reporting period. (l) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P)
(4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
-- Pace Sm/Medium Co Growth Equity Class P --Pace Stategic Fixed Income Fund Class P -- Pace Money Market Investmt Fund Class P -- Pace Global Real Estate Securities Fund Class P State of Michigan 401k --SSgA Bond Market Index --MFS Total Return A --Dodge and Cox Stock Fund --Rainer Lg Cap Growth Equity Fund --Columbia Acorn Z
A A A A
J J J J
A A A A A
J K L K
T T T T
Sold (part)
01/25/10 J
01/25/10
02/26/10 J
--American Funds Euro Pacific --Alliance Bernstein Int Value I --Pimc0 Total Return Fund I --UBS Deposit Acct --ING Small Cap Growth 457 Retirement Acct
A A A A A
01/25/10 01/25/10
J J
Buy
02/26/10
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A=$1,000 orlcss F =$50,001 -$100,000 J =$15,000 orlcss N=$250,001- $500,000 P3 =$25,000,001 o $50,000,000 Q =App~isal U =Book Value
B =$1,001- $2,500 G=$100,001 - $1,000,000 K=$15,001 -$50,000 O=$500,001 -$1,000,000 R =Cost(Real E~ate Only) V -Other
C =$2,501- $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001- $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000,000 M =$100,001 - $250.000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS - income, val~e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(X}" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) L J T T
Transactions during reporting period (l) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P)
(4) Gain Code 1 (A-H) (S) Identity of buyer/seller (if private transaction)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67.
--Nationwide Fixed Acct --Newberger Genesis Fund TC 403b Account --New Perspective Fund A --Capital World Growth A --US Govt Securities A Fifth Third Bank Account DOJ Federal Credit Union 403b(7) Account --New Perspective Fund A --Capital World Growth A --US G0vt Securities A -- AIM
B A
lnt./Div. Dividend
A A A A A
J J J J J
T T T T T
A A A A
J J J
J J J A
A A
Dividend Dividend
J J
T T
Buy
Buy
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Mcthod Cedes (See Column C2)
A=$1,000 orlcss F =$50,001- $100,000 J =$15.000 orlcss N=$250.001 -$500,000 P3 $25,000,001 - $50.000,000 Q=Appraisal U=BookValuc
B =$1,001- $2,500 G =$100,001 -$1,000,000 K =$15,001- $50,000 O=$500,001 -$I,000,000 R=Cost(Rcal Estate Only) V -Other
C =$2.501 -$5,000 HI =$1,000,001- $5,000,000 L =$50,001- $100,000 PI =$1,000,001- $5,000,000 P4 -More than $50,000,000 S =Assessment W=Estimated
=$5,001 - $15,000 H2 =More than $5,000,000 M=$100.001- $250,000 P2 =$5,000,001- $25,000.000 =Cash Markct
E =$15,001 -$50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544