FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

1. Person Reporting (last name, first, middle initial) Aspen, Marvin E. 4. Title (Article 1~[ judges indicate active or senior star,is; magistrate judges indicate full- of part-time) UNI~EDSTATESDISTRICTJ 2. Courl or OrganiT.ation U.S. DISTRICT COURT 5a. Report Type (check appropriate ~pe) [] Nomination, [] In.itial Date [] Annual [] Final

R~port Required by the Ethics in Government Act of 2978 (s v.zc. app. 1o1-110
3. Date of Reper~ 06/2912010 6. Reporting Period 01/01/2009 to 12/31/2009

5b. [] AmendedReport 7. Chambers or Office Address 219 SOUTI~I DEARBORN STREET ROOM 2578 8. OR the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in cmnpliance with applicable law~ and regulations. Reviewing Officer Date

CHICAGO, IL 60604

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Repor,ing individual only; see pp. 9-13 of filing instrt, clions.)
[~] NONE two reportable positions.) POSITRON
1. BOARD OF DIRECTORS/TREASURER

NAME OF ORGANIZATION/ENTITY
AMERICAN BAR ASSOCIATION/AMERICAN BAR ASSOCIATION RETIREIvl~NT FUNDS

3.
4. 5.

IL AGREEMENTS. (Reporttng tndividual onty; seepp. 14-16 of f!ting lnstrucfions.)

~] NONE (No reportable agreements.) PARTIES
1.
2.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Same of Person Reporting

Aspen, Marvin E,

Date of Report

06/29/2010

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; See pp. 17-24 off dine instracaons.)
A. Filers Non-lnvestment Income NONE ~o reportable non-investment income.)

DATE
1. 2009 2, 2009 3. 4.

SO~CE A~ ~E
STATE OF ~L~OtS @ENSIO~ THE RU~R GRO~ ~OY~T~S)

~OME
(you~, not spo~es) $22,470.00 $2,131.00

B. Spouses Non-Investment Income - lf you ~vere monied during any portlon of the reporting year, complete this sectior~
(Dollar amount not required except for honoraria3

[---]

NONE (No reportable non-investment income.)

DATE SOI,JR,QE AND TYPE FROSCH TRAVEL AGENCY (Salary)

1. 2009 2. 3. 4.

IV. REIMBURSEMENTS --,r.n,,po,t.,Io~, Iodgin~,fooa. entertaimnenL

(Includes those to spouse and dependent children: see pp. 25-27 of filing imtructions.) ~] NONE (No reportable reimbursements.)

SOURCE
1. AMERICAN BAR ASSOCIATION AND ABA R.ETIREMENT FUNDS AIvIERICAN BAR ASSOCIATION AND ABA RETIREMENT FUNDS AME1LICAN BAI!. ASSOCIATION AND ABA RETIREMENT FUNDS

DATES
23t4-8/09

LOCATION
Scottsdale, AZ

PURPOSE
Meeting

ITEMS PAID OR PROVIDED Travel-related expenseslcoach air; hotel; meals

2.

9/09-13/09

Pinehurst, NC

Meeting

Travel-related expenses/coach air, hotel, meals

3.

12/01-06/09

Naples, FL

lVleeting

Travel-related expenses/coach air, hotel, meals

4. 5.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 3 of 8

Aspen, Marvin E.

Date of Report

06/29/2010

V. GIFTS. a~
NO~ ~o reportable g~s.) SO~CE
1. 2. 3. 4. 5.

DESCR~ON

VALUE

VI. LIABILITIES. a,~~es ,hos~ o~ ....... d depe,,dent children; see pp. 32-~3 of filing in$truction~.)
NONE (]go reportable liabilities.)

CREDITOR
1.
2.

DESCRIPTION

VALU~ CODE

3.
4. 5.

DISCLOSURE REPORT Page 4 of 8 o6n9/2OlO

VII. INVESTMENTS and TRUSTS - ~nco .... l~,, t ..... lions (Includes those of sp ..... d dtpet, d~nt children; seep~o. 34-60 of.filing lnstructlotts.)
NONE (No reportable income, assets, or transactions.)
A. Description of Ass~:ts (including mist assets) l:qace "(X)" after each asset exempt from prior disclosura B. Income during reporting period i I C. ! Gr~s value at end i of repot|lug period D. Transactions during reporting period

(l~
Amount I Code 1 i

(~)
Type (e.g., div.,rent,

(l) [ (2~
Value i Code 2 Valuc 1 Method Code 3 (Q-Vv3 i i i I Typ~ (e.g., buy, sell, redemption) Date [ VaLue mn~dd/yy I Code2 , ] i (J-P) Gain [ Code 1 i (A-H) i , Idcnlity of buyer/seller (ifprivate transaction)

I
1, J.P. MORGAlq CHASE C

or iot.) (.)
M

baterest

2. 3, 4.
5,

FZRST BANK OF HIGHLAND PARK AMERJCAN TELEPHONE & TELEGRAPH CO. (COMMON STOCK) EXXOIq lvlOBIL CORPORATION
(COM1MON STOCK) PACIFIC GAS & ELECTRIC CO.

A A B
A

Interest Dividend Div

Dividend

T Sold 09/30/09 J A

L
J

T
T

(COMIMON STOCK) 6. 7. 8, 9. 10, 1 I. 12. 13. 14. 15. PFIZER, 12qC. (COMMON STOCK) RJ. REYNOLDS-NABISCO CO. C A D B B F A A A A Div Div Dividend Div Div Dividend Dividend Dividend Dividend Dividend J J J T T T L K K L U T T U Sold 09/30/09 J A Sold Sold 9/30/09 0!}/30/09 K J D A

(COMMON STOCK)
COMMERCIAL BUILDlaqG, NORTHBROOK, IL (LTD PTNRSHP) SBC COMMLrNICATIONS (COMMON STOCK) BELL SOUTHERN (COMMON STOCK) BSV (LIMITED PARTNERSHIP) MICROSOFT CORP. NASDAQ 100 TRUST SERI MANUAL FI]qANCIAL CORP EDEAR.S, INC. X

16.
17.

13x,rIEGRYS ENERGY GROUP X

I_NTEL CORP X

A
A

Dividend
Dividend

J
J

T
T

FINANCIAL DISCLOSURE REPORT

~ameoVerson Reporting

~ateof.~on

Page 5 of 8

Aspen, Ma~a E.

05~9/2010

NO~ ~o reportable income, assets, or ~ansactions.) A. Description of A~e~ (inciting trust ~sets) Place "~)" after each asset exempt ~om prior ~solosure B. ~ ~corae dung / [_ repo~ng ~fi~ C. Gross v~ue at end of r~o~g period VMue (J-P) t T~nsacfioos duriog repoaing period

~i~

(~)

[Amount ~ Code 1 (A-~ ,

Tspe (e.g., or int.)

o) ~ (~)
~

Value

T~e (e.g.,

o)

~ (2)
[ ~:

(3) (4) ]
Value ~ O-P) ~in] ~ (A-I~ ~

(5)
Idenfi~ of (if pilate ~acfion)

~ Da~

Cede 3 ~ (~W) ~ T T T

r~emption)

~8. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3 I. 32. 33. 34.

LSI CO~ X MORGAN STANLEY X MOTOROLA X oRAsURE TECHNOLOGIES, INC. X P & G CORP X RELIANT ENERGY, INC. X TEREX CORP X TIME WAKNER X VEILIZON COMMUNICATIONS X WEATHERFORD INT. LTD, X ALL STATE CORP X COMCAST CORP X CONNbCO PI-111.LIPS X GENERAL EELECTRIC CO X EMB,LRQ CORP. X HEWLETT PACKARD CO. X SPRINTNEXTEL CORP. X

A A A A B A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

~ l J

Sold K J J T T T Sold Sold J J T T Sold J J J J J T T T T T

09/30/09

09/30/091 09/30/09

J J

A A i

01/06/09

L Income Gain Codes:

(See Colmnns BI ~d D4) 2, Value Code~ (See Columns (71 nnd D3)

i 3. Value Method Codes (See Colurra~ C"2)

A =$1,000 or Itss F*$50,001 - $100,000 J -$15~000 or le.~ N *$250,001 - $500,000 P~ ~$25,000,00~ - $50,000,000 Q =Appraisal U =Book Value

B ~$1,001 - $2,500 G ~$1flO,001 - $1,0@).000 K -$15,001 - $50.000 O =$500,001. $1.000,0~0 R "*Cost (Real Estate O~ly) V ~O~her

C ~$2,501 - $5,000 I!1 =$1,00~,001 - $5,0{~0.000 L =$50.001 - $100,0~0 PI =$1,000,0~i - $5,000.000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More ~an $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25.000,000 Y =Cash Market

E =$I 5,001 - $50,000 .

FINAN CIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 6 of 8

Aspe., Marvin E.

06/29/2010 [

VII. INVESTMENTS and TRUSTS - ~ .... e, vat~ ttans,c~ons anctudes a, os, osp ...... a dep,,~a,nt ~hita,e,,; ~eep2~ 34-60 of~an~g ~nstrucaons.)
--l NONE (No reportable income, assets, or transactions.)
A. Description of Assets. (including trost assets) ~Place "(X)" after each asset exempt from prior disclosure B: ~ l~come during reporting period Amount ; Code 1 i (A-H) Type (e.g., div,, rent, or int.) [ l C. ! Gross value at end i f reprting perid D. Transactions during reporting period

(2)
(JP) Value Method Code 3 Type (e.g., buy, sell, redemption)

~ (~)

(3) I (4}
Gain Code 1 (A-H) Identity of buyer/seller (if private

. Value : Code 2 i

[ Date [ Value ~moJdd/yy Code 2 (.l-p)

35. 36. 37. 38. 39.

TEXAS INSTRUMENTS INC X VIACOM I]qTL. X FIDELITY MUTUAL FUND X DREYFUS MUTUAL FUND X SIT INVESTMENT ASSOC. MUTUAL FUND X

A A B B B

Dividend Dividend Dividend Dividend Dividend

J J K K K

T T T T T

FINANCIAL DISCLOSURE REPORT

N~m~ of Person Reporting

Date of Repor~

Page 7 of 8

Aspen, Marvin E.

06/29/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~1.d~atepa,~o/Re~,o,~

Name of~erson Reporting

Date of Report

PageF!NANCIAL8 of 8 DISCLOSURE REPORT

IX. CERTIFICATION.

Aspeu, Marvin E.

06129/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that eataled income from outside employment and honoraria and the acceptance of gifts which have been reported are iu compliance ~alth the provisions of 5 U.S:C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Couference regulations.

Si

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILb~ISLLY FALSIFIES OR FAILS TO FILE TI-LrlS REPORT MAY" BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544