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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Rainey, John D. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge-Active 2. Court or Organization U.S. District Court, Texas
5a. Report Type (check appropriate type)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report 04/29/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Nomination, ] [] Initial

Date [] Annual [] Final

5b. [] Amended Report

7. Chambers or Office Address 312 S. Main Room 406 Victoria, TX 77901

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P OSITI ON S. ~Reponing individaal only; se, pp. 9-13 of filing instructions.) ~] NONE (No reportable positions.)
POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. meporang individual only; seepp. 14-16 of filing instructions.)


~

NONE (No reportable agreements.) DATE PARTIES AND TERMS

Rainev, John D.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Rainey, John D.

Date of Report 04/29/2011

III. N O N-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income ~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3.

4.

B. Spouses Non-Investment Income - If you were married during any portion of the reportlngyear, complete this sectlon~
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - ,r..spon.~on, lodglng, food, entertalnmeng


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Rainey, John D.

Date of Report 04/29/2011

~]

NONE (No reportable gifts.)


SOURCE

DESCRIPTION
Lodging

VALUE $400.00

1. 2. 3. 4. 5.

Federal Bar Association

VI. LIABILITIES. ancludes ~ose olspo~e and dependent children; see pp. 32-33 of filing in~tructlons.)
[] NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. Trust Texas Bank, Victoria, TX Edwards Co. land DESCRIPTION

VALUECODE M

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Rainey, John D.

Date of Report 04/29/2011

VII. INVESTMENTS and TRUSTS - i.come, vot.e, t~ao.ocao.s a.a.a~, those qs~,o., ..a a.~,~.dent ,hllar~.; ~,~,. 34-60 oS~U.g instructions.)

NONE

(No reportable

income, assets, or transactions.)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. ] 1. 12. 13. 14. 15. 16. 17.

Summit Energy (Y) Cimarron Corp. () 1 st Victoria National Bank (IRA) State Farm Insurance American International Group General Electric Weingarten Rlty, Inc. Ist Victoria National Bank, Victoria, TX (CD) Wells Fargo, Victoria, TX Verizon Communications Enterprise Products Partners LP The Saint Joe Co. Prosperity Bank, Victoria, TX (CD) Wells Fargo Bank,Victoria, TX (CD) Land, Edwards County, TX Fidelity Brokerage Services Fidelity Brokerage Services IRA B C A B A A A A A A A A Interest Interest None Dividend Dividend Interest Interest Dividend Interest None Interest Interest None Interest lnt./Div. L O J M T W T T L T Sold Sold Sold Redeemed 08/24/10 08/24/10 08/24/10 01/27/10 J K J K A E L L T T Sold Sold Sold Redeemed 08/24/10 08/24/10 08/24/10 03/16/I0 J K K K B A

2. Value Codes
(See Columns Cl and 03)

J =$15.000 or less
N--$250,001 : $500,000

K =*15;001 - S50.000
O =$500,001 ; $t 000 000

HI =$1,000,001 - $5,000~000 L =$50.001 - $i00,006


PI =$L000~001 ~ $5i000;000

H2 =More thgn $5i000,000 fi ~$i00i~i ~ $250;~

: ?

: ...........

P2 ~$5,0001~i $~;000,000

P3 =$25,000.001- $50,000~000
3. Value Method Codes (see column c2) Q =Appraisal .... u =Book Value

P4 =More than $50,000.000


S =Assessment W =Estimated .......

R =Cost (Real Estate Only) V =Other

T--Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Rainey, John D.

Date of Report 04/29/2011

VII. INVESTMENTS and TRUSTS - income, value, ~a,sactions aneludes those olspo~e a,d dependent children; see pp. 34-60 of filing instructions.)

~]

NONE

(No reportable

income, assets, or transactions.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33.

-Blackrock Fundamental Growth -Blackrock Global Allocation Fund, Inc. -Blackrock Global Allocation Fund, Inc. -Blackrock Global Dynamic Equity Fund -Investment Company of America -Money Market -Cohen & Steers Intl. Realty Inc.(X) -T. Rowe Price Cap Appreciation (X) -Aberdeen Emerging Markets Instl. Fd (X) -RS Global Natural Resources (X) -Tocqueville Gold Fund (X) -Keeley Small Cap Value Class A (X) -Thomburg Intl Value C1 Instl (X) -Hussman Strategic Growth (X) -American Century Equity Income (X) -Harbor International Institutional Fd (X) B Interest L T

Sold Sold

09/17/10 09/17/10 11/03/10 09/17/10 09/17/10

K L K K K

(part)
Sold (part) Sold Sold

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

09/17/10 09/17/10 09/20/10 09/20/10 09/20/I 0 09/21/10 09/21/10 09/21 / 10 11/03/10 11/03/10

J K K J J J J K J K

34. Trust Texas Bank (CD)

2. Value Codes (SeeC .....C1 and D3) 3. Value Method Codes (See Column C2)

J =$15 000 or less K =$15,001 - $50,000 N =$25000i -$500.000 0=$50000 ~$1 000,0O0 p3 =$25.000.001 - $50,000,000 R =Cost (Real Estate Only) Q =Appraisal V =Other U =Book Value

L =$50;00! $!00;000 Pi:~$i 00000i ; $5 000 ~ P4 ~M~re tha~ $~010001000 S--A~ssm~hl W --Estimai~d

~ ~00,00i: 7 $250~0 ~2 ~$5,000,001 ~ $25~000;000 : T--Cash Market

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Rainey, John D.

Date of Report 04/29/2011

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47.

T. Rowe Price Cap Appreciation (X) Harbor International Institutional Fd (X) RS Global Resources C1 A (X) Arbritrage Fund Class R (X) IShares TR MSCI Emerging Mkts (X) Keeley Small Cap VAlue Class A (X) Matthews Pacific Tiger Fund (X)

A A

Dividend Dividend None

K K J K. J J J

T T T T T T T

Buy Buy Buy Buy Buy Buy Buy

09/17/101 09117/i0 : 09/17/10! 09/20/10 09/21/10 09/21/10 10/06/10

J J J K J J J

A A

Dividend Dividend None

Dividend

2. Value Codes (SeeC ....C1 and D3) 3. Value Method Codes (See Column C2)

J =$15,000 or less N =$250,001 - $500 000 p3 =$25,000,001. $50,000,000 Q =Appraisal U --Book Value

K =$15,001 - $50,000 O--$500,001 ~ $ i:~000~000 R =Cost (Real Estate O~]y) V--Other

L =$50,001 2 $100,000 Pi =$i;000;00 P4~M~rethan $~;000!00~ S =ASsessment W =Estimated :::

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Rainey, John D.

Date of Report 04/29/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of repor~)

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting Rainey, John D.

Date of Report 04/29/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/John D. Rainey

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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