Professional Documents
Culture Documents
AO 10 Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 5~ 101-111)
7. Chambers or Office Address WARREN 13. RUDMAN COURTHOUSE 55 PLEASANT STREET, ROOM 416 CONCORD, N.H. 03301
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
New Hampshire Bar Foundation Challenger Center for Space Science Education Trust # 1 Pleasant Lake Air, Inc., LLC Pinchers Investment Group (Neighborhood Investment Club)
McAuliffe, Steven J.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)
2. 3. 4.
B. Spouses Non-lnvestment Income - If you were married during anyportion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOS~
V. GIFTS. anctudes those to Wouse una Uependent children; see pp. 28-31 of filing instructions,)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anau~es those olspouse una dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - i.come, valae, transactions (Includes tltose of spouse and dependent children; seepp. 34-60 of filing instructions.)
(l)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(t)
Value Code 2 (J-P)
(2)
Value Method Code 3
redemption)
(J-P)
(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. NOW Acct Merrimack Cty. Savings Bank IRA American Funds: Inv Co of America 1RA American Funds: Wash Mut. Inv Fund Exxon Mobil Corp. UBS Retirement Money Fund IRA Franklin Templeton For. Fund Pinchers Investment Group Ptnshp Share (See Part VIII) -Dentsply Intnl Inc. -Air Products & Chem. -Whiting Petroleum Corp. -Diageo(DEO) -BHP Billiton Ltd ADR -Gilead Sciences Inc. -Quest Diagnostics -Suntech Power Hldgs. -CDN Natl Rwy Co. Sold 06/I 1/10 J A Mkt Sold 06/06/10 J A Mkt
A B A A A B A
J L J J J L J
T T T T T T T
1. Income Gain Codes: (See Columns B I and D41 2. Value Codes (See Columns C I and D3) 3. Value Method Codcs (See Colunm C2)
A =$1,000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Valuc
B =$1,001 - $2,500 G =$100.001 - $1,000,000 K = $15,001 - $ 50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5.000 HI =$1,000,001 - $5,000,000 L =$ 50,001 - $ 100,000 P I =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS -i.co,.e, v.lue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent. or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (9) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)
Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd]yy Code 2 Code 1 (J-P) (A-H)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
-3M Co. -Apple (AAPL) -Ford Motor Co. -FLIR Systems -FSUMF -Terrex Corp. -Activision BLZ Inc. -Atwood Oceanics Inc. -Clarus Corp. -Coach Inc. -Coming Inc. -Dolby Lab Inc. -General Motors -Hewlett Packard Co. CVS Caremark Corp. Praxair Inc. IRA I Shares RussellFund
Sold Sold Buy Buy Buy Buy Buy Buy Buy Buy A A A Dividend Dividend Dividend T T Sold
06/11/10 03/12/10 10/18/10 03/12/10 05/14/10 05/14/10 05/14/10 10/18/10 11/18/10 10/18/10
J J J J J J J J J J
A A
Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt
02/17/10
Mkt
I. Income Gain Codes: ISee Colunms B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Mcthod Cod~s ISce Column C2)
A=$1,000 orless F =$50.001- $100.000 J =$15,000 orlcss N =$250,001- $500,000 P3 =$25,000,001- $50,000.000 Q =Appraisal U ~Book Value
B =$1,001- $2,500 G =$100,001- $1,000,000 K=$15,001- $50.000 O=$500,001 -$1,000,000 R =Cost(Real Estate Only) V =Other
C =$2,501 o $5,000 HI =$1,000,001- $5,000,000 L =$50,001- $100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W=Estimated
D=$5,001- $15,000 H2 =More than $5,000,000 M=$I00,001 - $250,000 P2 =$5,000,001 -$25,000,000 T =Cash Markct
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l~ Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) D. Transactions during reporting period
(5)
Gain Code 1 (A-H) Identity of buyer/seller (if private transaction)
(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. IRA Midcap SPDRTR Fed. Prim~ MM Fund Merrimack Cty. Sav. Bk. NOW Acct (2) Thermo Fisher Sci. (TMO) Enterprise Prods. Ptnrs. Chesapeake Energy Corp. Kinder Morgan Energy LP Cisco Systems Inc. Myriad Pharmaceuticals Inc. (Spin Off of Myriad Genetics) Ishares TR Russell 2000 Index Fund Ishares TR Russell Midcap Val. Index Fund Norfolk South. Corp. Nicholas-Applegate Intnl & Prem. IRAlshares Russell Mid-cap IRA SaytemComp. Svcs. Ishares Trust Russell Midcap Growth Index Fund McDonalds Corp. A A B A A A A A A A A A A A A A A Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K J J K T T T T J J J J J K J M J K
Sold T T T T
Sold
05/29/10 K
Mkt
03/01/10 J
Mkt
I. Income Gain Codes: (See Colurmas B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 o $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI ~$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 o $25,000,000 T =Cash Market
E =-$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (1) Type (e.g., buy, sell, Transactions during reporting period (2) (3) Date Value mm/dd/yy Code 2
(4)
Gain Code I (A-H)
(5)
ldentlty of buyer/seller (if private transaction)
redemption)
(l-P)
McDonalds Corp. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. ~64. 65. 66. 67. 68. Apple Inc. Johnson & Johnson Inc. Deere & Co. Praxair (M) Express Scripts Inc. CR Bard Inc. Colgate-Palmolive Co. IBM Corp. Northern Trust Prime Obligation Fund 9/1 Simon PPTY Group Inc. Intel Corp. Becton Dickinson 3M Co. STHN Cmnty B&T NC US Fla. St. Brd Ed. Pub. Ed. Cap. Toyota Fin. Sve. Bk NV US
A A A A A A A A A A A A B B A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest
K K K J
J K J
T T T
Sold
L L L K
05/25/10
D Mkt
Sold (part)
02/17/10
C Mkt
I. Income Gain Codes: t See Columns B 1 and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Cedes (See Column C2)
A =$1,000 or less F =$ 50,001 - $100,000 J =$15,000 or les s N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1.000,000 K = $15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5,000 H 1 =$ 1,000.001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $ 5,000.000 M =$100,001 - $250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market
E =$ 15,001 * $50,000
FINANCIAL DISCLOSURE REPORT Page 8 of 15 VII. INVESTMENTS and TRUSTS - income, value, t ......
tions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
(l)
Amount Code l (A-H)
(2)
Type (e.g., div., rent, or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3
(i)
Type (e.g., buy, sell, redemption)
(2)
(3)
(J-P)
(Q-W)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. Huntington NAR Bk. OH US IShares IBoxx Invt Gra. DE Corp. Bond Fund Tenn. St. Ser. A Fairfax Cty. VA Pub. Ser. A Autoliv Inc. Smucker JM Co. New First Colebrook Bank AFLAC Inc. Danaher Corp. Goldman Sachs Group Inc. Google Inc. J.P. Morgan Chase Co. Oracle Corp. Starbucks Corp. Sysco Corp. BHP Billiton Ltd. IShare MSCI EAFE Index Fund B A A A
A
L K K K
K
T T
A A A A A A A
A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
K J
J
T T T T T T
T T T T T
J J J J
J J J J J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A=$1,000 orless F =$50,001- $100,000 J =$15,000 orlcss N~$250,001- $500,000 P3=$25,000,001-$50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G=$100,001 -$1,000,000 K =$15,001- $50,000 O=$500,001- $1,000,000 R =Cost(Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =Morethan $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T Cash Market
E =$15,001 o $50,000
VII. INVESTMENTS and TRU STS - i.eome, value, t ...... tions (I.clu,les those of spouse and dependent children; see pp. 34-60 of filing instructions.)
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) J K J K K T T T T T
Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P)
(4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
IShare Trust MSCI Emerging Mkts NH St. Genl Ob Ser A NH St. Genl Ob B/E OlD NH Muni Bond Ser B Templeton Global Income Fund (DELA) BP PLC ADR [C] Northern Trust Prime Obligation Fund 9/1
A A A A A A A A A A A A A A A A A
Dividend Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
K J K J J A
[c]
CVS Caremark Corp. [C] Chesapeake Energy [C] Nicholas-Applegate Intnl & Prem. Str. [C] Johnson & Johnson [C] Deere & Co. [C] AFLAE Inc. [C] Applelnc, [C]
J K K K
100. IBM Corp. [C] 101. McDonalds Corp. [C] 102. Abbott Labs [C]
J J
T T
I. Income Gain Codes: (See Columns B l and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sce Column C2)
A =$1,000 or less F =$ 50,001 - $100.000 J =$15,000 or less N -$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $ 1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $ 5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D=$5,00I - $15,000 H2 =More Man $5,000,000 M=$100,001- $250,000 P2=$5,000,001 -$25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - i.come, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NOlNE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code t (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 I Code l (J-P) (A-H) D. Transactions during reporting period
(5)
Identity of buyer/seller (if private transaction)
(Q -w) 103. Chevron Corp. [C] 104. Colgate-Palmolive Co. [C] 105. Danaher Corp. [C] 106. DupontE.I. Dem. Co. [C] 107. Express Scripts Inc. [C] 108. Goldman Sachs GP Inc. [C] 109. J.P. Morgan Chase Co. [C] 110. Nikelnc. [C] 111. Oracle Corp. [C] 112. Procter& Gamble Co. [C] 113. Spectra Energy Corp. [C] 114. Starbucks Corp. [C] 115. Sysco Corp. [C] 116. United Health Group Inc. [C] 117. United Technologies Corp. [C] 118. Wells Fargo & Co. [C] 119. Buffalo Small Cap Fund [C] A A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K J K J J J J J K J K K J J K K J T T T T T T T T T T T T T T T T T
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codcs (See Column C2)
A =$1,000 or less F =$ 50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000.001 - $ 5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimalcd
D ~$5,001 - $15,000 H2 =M ore than $ 5,000,000 M -$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NOblE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period
120. BHP Billiton Ltd. [C] 121. Transocean Ltd. [C] 122. lShares Trust MSCI EAFE Index Fund [C] 123. IShares Trust MSCI Emerging Mkts [C] 124. RMA qax-Free Fund [K] 125. UBS Pace MM Inv Fund Class P [K] 126. Am Funds Growth Fund of Am Class F [K] 127. John Hancock Classic Val Fund Class A [K] 128. Oppenheimer Main St. Small Cap Fund A 129. RS Value Fund Class A [K] 130. Thomburg Intnl Value Fund Class A [K] 13 I. DWS Core Fixed Income Fund Class A [K] 132. F. Templeton Global Bond A [K] 133. Managers Bond Fund [K] 134. Abbott Labs [C] 135. Prudential Fin. Inc. [C] 136. UnitedTechnologies Corp. [C]
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J K J J J J J J J J J J J J J J J
J J J
1. Income GainCodes: ( See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F ~$ 50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estale Only) V ~Othcr
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 ~More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of.filing instructions.)
NOINE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C, Gross value at end of reporting period D. Transactions during reporting period
(t)
Place "(X)" after each asset exempt from prior disclosure Amount Code 1
(A-H)
(2)
Type (e.g., div., rent,
or int.)
(l)
Value Code 2
(JP)
(2)
Value Method
Code 3
(l)
Type (e.g., buy, sell,
redemption)
(2)
(3)
(J-P)
(4)
(Q-W)
137. TJX Companies [C] 138. MarvellTechnology [C] 139. S&P 400 Midcap Index [C] 140. MarvellTechnology [C]
141. Citrix Systems [C]
(5) Identity of buyer/seller (if private transaction) Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt Mkt : Mkt Mkt Mkt MkI
A A A A
J J J J
J
T T T T
T
J J J J
J
None
Buy
12/01/10
None
Buy
12/01/10
144.
Cummingslnc. [C]
A
None
Buy
Buy
12/01/10
Dividend
03/05/10
Dividend
Buy
03/05/10
Dividend
Buy
03/05/10
Dividend
Buy
03/05/10
A
A
Dividend
Dividend
J
K
T
T
Buy
Buy
03/05/10
03/05/I 0
J
J
[c]
152. Oppenheimer Dev Mkts Fund Class A [C] 153. Royce Premier Fund [C]
Dividend
Buy
03/05/10
A A
Dividend Dividend
J J
T T
Buy Buy
03/05/10 03/05/10
J J
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes ( See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J -$15,000 or less N =$250,001 - $500,000 P3 =$25,000,00I - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NOIqE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption) Transactions during reporting period
(s)
Identity of buyer/seller (if private transaction)
154. F. Templeton Global Bond A [C] 155. Pimco Total Return Fund Class A [C] 156. Wilmington Short/Intermediate-Term Bond Fund [C] 157. Aberdeen Equity Long- Short Fund Class A
A B B A A A
J K K J J J
T T T T T T
J K K J J J
[c]
[c]
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns U 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F = $ 50,001 - $100,000 d =$15,000 or lcs s N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q ~Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $ 1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 g =Cost (Real Estate Only) V =Other
C =$2,501 - $5.000 H 1 =$1,000,001 - $5,000,000 L =$ 50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 ~More than $50.000,000 S =Assessment W =Estimated
D =$5,001 -$15,000 H2 -Morethan $5,000.000 M=$100,001- $250,000 P2 =$5,000.001 -$25,000,000 T =Cash Markct
E =$15,001- $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544