Professional Documents
Culture Documents
1/2011
Report Required by the Ethics in Govermnent Act of 1978 (5 U.S.C. app..~.~" I01-111)
5b. [] AmFnded Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
U.S. District Court Federal Building 228 Walnut Street, 8th Floor Harrisburg, PA 17108
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be foliowed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
D
1. 2. 3. 4. 5.
NAME OF ORGANIZATION/ENTITY
Kane, Yvette
III. NON-INVESTMENT INCOME. mepo,~i,g i, di,.idual a.d spouse; ~,er;. 17-24 of ~li, g i,s,r.c,io,~a
A. Filers Non-Investment Income
~]
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
I. 2.
3.
New Orleans, LA
4. 5.
Kane,
Yvette
DESCRIPTION Value of holiday gifts in excess ofgifls given per Section 109(5)
VALUE $2,500.00
VI. LIABILITIES. a.cl.do~ those q~pouse and dependent children; see pp, 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - inco~,e. ,.alu,. t,o tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) ....
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) [ (4) Date Value [ Gain mm/dd/yy Code 2 i Code I (J-P) i (A-H) i (5) Identity of buyer/seller (if private transaction)
Pershing LLC IRA/Invest Financial Corp. -Oppenheimer Capital Appreciation Class A -Oppenheimer Main Street Fund Class A -U.S. Dollars Currency -Oppenheimer Main Street Select Fund -Oppenheimer Real Estate Fund -Oppenheimer Rising Dividents Fund -Oppenheimer Gold Special Minerals -Oppenheimer Int. Diversified PA State Employees Credit Union (PSECU) Account
Dividend
Dividend
J J
T T T T T T T T
A A A A A A
J J J J J K
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (SeeColumnsCI and D3) 3. Value Method Codes (See Column C2)
A =$ 1,000 or less F $50.0OI - SlO0.O00 J -$15.0~O or Ic~.,, N =$250.001 -$500.000 P3 =$25.000.0OI - $50.000.000 Q =Apprai,al U =Book Value
B =$1.001 - $2,500 G =$100.0OI - $1.000,000 K $15,001 - $50.000 O $500.0OI -$1.1900,000 R =Cost (Real E~tate Only) V Other
C =$2,501 - $5,000 HI :$1,000.001 - $5.1)OO,000 L-$50,0OI - $100,000 PI -$1,000.001 -$5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =F.Iore than $5.000,000 M -$100.001 -$250.000 p2 =$5.000.0OI -$25,000.000 T -Cash Market
E =$15,0OI - $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with ghe provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544