Professional Documents
Culture Documents
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
Active
] 5b. [] Amended Report 7. Chambers or Office Address United States Supreme Court 1 First Street, NE Washington, DC 20544 i 8. On the basis #f, the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations, Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
II. AGREEMENTS. (Re~,orting individual only; see pp. 14-16 of filing instructions.)
~
Alito, Samuel A.
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Pennsylvania Slate University/Dickinson School of Law - Teaching Duke Law School - Teaching INCOME (yours, not spouses) $15,000.00 $11,955.00
1.7/21/2010 2.9/17/2010 3.
B. Spouses Non-Investment Income - If you were married during any portion of the reportiag year, complete this section.
(Dollar amount not required except for honoraria.)
---]
NONE
I. I0/2/2010
2. 3. 4.
---]
NONE (No reportable reimbursements.) SOURCE DATES April 10, 2010 May 4-5, 2010 July 5-21, 2010 September 12-17, 2010 LOCATION New York, New York New York, New York Strasbourg, France Durham, North Carolina Des Moines, Iowa South Bend, lndiana PURPOSE Moot Court Speaking Engagement Teaching Teaching Speaking Engagement Speaking Engagement ITEMS PAID OR PROVIDED Transportation, meals Transportation, meals, lodging Transportation, meals, lodging provided from 7/5/2011 to 7/16/2011 Transportation, meals, lodging Transportation, meals, lodging Transportation, meals
I.
2. Federal Bar Council 3. University of Pennsylvania Dickinson School of Law 4. Duke Law School
5. Drake University Law School September 29October 1,2010 6. Notre Dame Law School October 8, 2010
V. GIFTS. anCtnaes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
[
~ 1. 2. 3. 4. 5.
VALUE
$2,408.95
VI. LIABILITIES. a.cludes those of sponse und dependent children; see pp. 32-33 of filing instructions.)
~
[
1. 2. 3. 4. 5.
VALUE CODE
VII. INVESTMENTS and TRUSTS - income, value, ira ....tions (Includes" those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of reporting period Transactions during reporting period
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (2) (1) Amount Type (e.g., Code I div., rent, (A-H) or int.)
(2) (3) (4) Gain Date Value mrn/dd/yy Code 2 Code I (J-P) (A-H)
1. 2. 3.
4.
US Savings Bonds Series EE Vang. Tax Ex. Mny. Mkt. Fund Vang.lnter.Term Tax Ex. Fund
Vang. Ins. L. T. Tax Ex. Fund
Interest A A A A
C
K J
Vang. Star Mut. Fund Vang. Wellington Mut. Fund Smith Bamey Money Funds Cash Port. PNC Bank Account Vang. Small Cap. Stock Fund Vang. Total Stock Mkt. Index F. Windsor II Fidelity Eq.-Inc. II Fund Vang. Tax Ex. Mny Mkt. DIS. Common Stock Citibank Deposit Program BMY Common Stock XOM Common Stock
K
M
A A B B A A A A A A B
Dividend Interest Dividend Dividend Dividend Dividend Interest Dividend Interest Dividend Dividend
J J L M K T
T T T
T J T Sold J J L
T T T
02/09/10
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$ ! 5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =S1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - S5,000 HI =$1,000,00t. $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - SI5,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i.co.e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) Transactions during reporting period
(0
Amount Code 1 (A-H)
(~)
Type (e.g., div., rent, or int.)
18.
None Interest
J J
T T Open 10/08/10 J
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $I00,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$I 00,001 - $I,000,000 K =$15,00 ! - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =S 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
AO 10 Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. I01-111)
1. Person Reporting (last name, first, middle initial) Alito, Samuel A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
Active
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
II. AGREEMENTS. mepomng inaivid..t only; see pp. 14-16 of filing instructions.)
~]
DATE
Alito, Samuel A. A
NONE
1.7/21/2010 2.9/17/2010 3. 4.
Pennsylvania State University/Dickinson School of Law - Teaching Duke Law School - Teaching
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~-~
1.10/2/2010 2. 3.
t.
1. 2. 3.
Brooklyn Law School Federal Bar Council U~niversity of Pennsylvania Dickinson School of Law Duke Law School
4.
Teaching
5.
Drake University Law School September 29October 1,2010 Notre Dame Law School October 8, 2010
Speaking Engagement
6.
Speaking Engagement
Transportation, meals
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[~ NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5. Federal Bar Council
DESCRIPTION
Learned Hand Award Medallion
VALUE
$2,408.95
VI. LIAB ILITIES. (Includes those of spouse and dependent children; seepp. 32-33 of fillng instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period (l) (2) C. Gross value at end of reporting period (1) (2) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller . (if private transaction)
US Savings Bonds Series EE Vang. Tax Ex. Mny. Mkt. Fund Vang.lnter.Term Tax Ex. Fund Vang. Ins. L. T. Tax Ex. Fund Vang. Star Mut. Fund Vang. Wellington Mut. Fund Smith Barney Money Funds Cash Port. PNC Bank Account Vang. Small Cap. Stock Fund Vang. Total Stock Mkt. Index F. Windsor II Fidelity Eq.-Inc. II Fund Vang. Tax Ex. Mny Mkt. DIS Common Stock Citibank Deposit Program BMY Common Stock XOM Common Stock A A A A C A A B B A A A A A A B
Interest Interest Interest Interest Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Interest Dividend Interest Dividend Dividend
K J J J K M J J L M K J J
Sold J J L T T T
02/09/10 J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Colmrm C2)
A =$1,000 or less F =$50,1)01 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$I,001 - $2,500 G =$100,00t - $1,000,000 K =$] 5,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$l,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions,)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code ! div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period
(l)
Value Code 2 (J-P)
(2)
Value Method Code 3 Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (A-H) (J-P)
(5)
Identity of buyer/seller (ifprivate transaction)
(Q-W)
18.
19.
None
Interest
T
T
I. Income Oain Codes: (See Columns BI and D4) 2. Value Codes (See Colunms Ct and D3) 3. Value Method Codes (See Column C2)
A =$I,000 or less F =$50,001 - $100,000 J =$15,000 or less N=$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q=Appraisal U =Book Value
B =$1,001- $2,500 G =$100,001- $1,000,000 K =$15,001- $50,000 O=$500,001- $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =More than $5,000,000 M=$100,001 - $250,000 P2 =$5,000,001- $25,000,000 T =Cash Market
E =$15,001- $50,000
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
AO 10 Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
I. Person Reporting (last name, first, middle initial) Alito, Samuel A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Active
[]
Initial
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this fortn must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
II. AGREEMENTS. <Re~,orting inaivid,ut only; see pp. I4-16 o filling instructions.)
~]
DATE
Alito, Samuel A. B
instructions.)
NONE
~o reportable
DATE
non-investment income.)
1.7/21/2010 2.9/17/2010 3. 4.
B. Spouses Non=Investment Income = If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honorari~O
~]
NONE
1.10/2/2010 2. 3. 4.
SOURCE
l. 2. 3. 4. Brooklyn Law School Federal Bar Council University of Pennsylvania Dickinson Schoo! of Law Duke Law School
DATES
April 10, 2010 May 4-5, 2010 July 5-21,2010 September 12-17, 2010 September 29October 1,2010 October 8, 2010
LOCATION
New York, New York New York, New York Strasbourg, France
PURPOSE
Moot Court Speaking Engagement Teaching
Teaching
5.
Speaking Engagement
6.
Speaking Engagement
Transportation, meals
V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of fillng instructions.)
[~ NONE (No reportable gifts.) SOURCE
1. Federal Bar Council
DESCRIPTION
Learned Hand Award Medallion
VALUE $2,408.95
2. 3. 4.
5.
VI. LIABILITIES. anct.des those of spouse and dependent children; see pp. 32-33 of filing instructions.)
~]
1. 2. 3. 4. 5.
VII. INVESTMENTS and T RUSTS - i~co,,, wtue. tr, ns~tion~ anclude, those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" af~cr each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) Transactions during reporting period
(l)
Type (e.g., buy, sell, redemption)
(2)
(3)
(4)
Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
US Savings Bonds Series EE Vang. Tax Ex. Mny. Mkt. Fund Vang.Inter.Term Tax Ex. Fund Vang. Ins. L. T. Tax Ex. Fund Vang. Star Mut. Fund Vang. Wellington Mut. Fund Smith Barney Money Funds Cash Port. PNC Bank Account Vang. Small Cap, Stock Fund Vang. Total Stock Mkt. Index F. Windsor II Fidelity Eq.-Inc. II Fund Vang. Tax Ex. Mny Mkt. DIS Common Stock Citibank Deposit Program BM Common Stock XOM Common Stock A A A A C A A B B A A A A A A B
Interest Interest Interest Interest Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Interest Dividend Interest Dividend Dividend
J J J K
M
T T T T
T
J
L
T
T
J
J
T
T Sold 02/09/10 J A
J J L
T T T
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50~001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than S50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =S15,001 - $50,000
lue, tra ....tions (Includes those of sp .... and dependent children; seepp. 34-60 of f!lit~g instructions.)
(0
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
0)
Value Code 2 (J-P)
(2)
Value Method Code 3
(1)
Type (e.g., buy, sell, redemption)
(2)
Date mrrgdd/yy
(3)
Value Code 2 (J-P)
(4)
Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
18.
I. Income Gain Codes: (See Columns 13t and D4) 2. Value Codes (See Columns CI and D3) 3.Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal LI =Book Value
=$1,001 - $2,500 =$100,001 - $1,000,000 =$15,001 $ 50,000 =$500,001 - $1,000,000 =Cost (Real Estate Only) =Other
C =$2,501 - $5,000 H I =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =Mere than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Date of Report
5/12/2010
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544