AO IO Rev.

1/2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Fifth Circuit Court of Appeals
5a. Report Type (check appropriate ~ype)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. lOl-lll)

L PersonReporting (last name, first, middle initial) Reavley, Thomas M. 4. Title (Article III judges indicate active or senior stares; magistrate judges indicate full-or part-time) Senior Circuit Judge

3. Date of Report 03/14/201 6. Reporting Period 01/01/2010 to 12/31/2010

Nomination, ] [] Initial

Date [] Annual [] Final

7. Chambers or Office Address Bob Casey Federal Comthouse 515 Rusk SUeet, Room I 1009 Houston, Texas 77002

15b. [] Amended Report 8. On the basis of the informa~on contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable informatlo~ Sign on lastpag~

I. POSITIONS. :Re~,o,a.U ~,ai~U.,t o.ty~ Be

NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Repom,~ i~i,~,a o,tr ; ,,e W. t 4-t 6 of filing instructions.) ~] NONE (No reportable agreements.)
DATE pARTIES AND TERMS

Reavlev, Thomas M.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Reavley, Thomas M.

Date of Report 03 / 14/2011

III. NON-INVESTMENT INCOME. ~,o~ng A. Filers Non-Investment Income [~ NONE (No reportable non-investment income.) DATE
I. 2010 2. 3. 4.

~OUR(~E AND TYPE

State of TexaS, Judicial Retirement

INCOME (yours, not spouses)

$68,400.00

B, Spouses Non-Investment Income - ~f you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.)

DATE
1. 2010 2. 3. 4.

SOURCE AND TYPE

See attached report of Carolyn D. King

IV. REIMBURSEMENTS (Includes those to spouse and dependent children; see pp. 25-27 offiting ir~tructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION pURPOSE ITEMS PAID OR PROVIDED

2. 3. 4, 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting. Reavley, Thomas M.

Date of Report 03/14/2011

V. GIFTS. a, aud~ ~o,, ,o ,pou~, ,,d dependent children~ see pt~ 28-31 of fd~g
NONE ~o reportable g~ts3 ~
I. 2. 3.
4.

~ESC~PTION

VALUE

NONE ~o reportable liabiliti~.) ~ DESC~PTION

Poli~ Loan VALUECODE K

1.

Prudential Msmnce Co.

3.
4:

5.

Date of Report

FINANCIAL DISCLOSURE REPORT Page 4 of 7

03/14/2011

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior diselosuro B. Income during reporting period traonnt [ Type (e.g., .~ode I ] die., rent, (A-H) or inL) C. Gross value at end of reporting period : Value i: Code 2 ! (.I-P) 1 Method Value ! Code 3 (]) Tyge (e.g., buy, sell, rod~mption) I Transactions during ~porting period (2) (3) (4) Date Value Gain mm/ddkyy Code 2 i Code 1 I (~-P) (AH)_

j (Q-W)
I I. 2. 3. 4. 5. 6. CompaSs Bank (Houston) Royalty (Hendrix) Pecos County, Texas Minerals (Samson) Nacogdoches County, Texas Minerals (Apache) Nacogdoches County, Texas Minerals (Basa) Nacogdochus County, Texas ChaSe Bank (Houston) A A F B A A Interest Royalty Royalty Royalty Royalty Interest M M J T W W W Sold

Identity of buyerlseller (if private i~ansacfion)

N K

3/24/10

A Basa

7. 8.
9.

Minerals (Chesapeake) Nac0gdoehes County, TexaS Fee Land, Lano County, Texas
Prudential Insurance Company

Royalty None
K J M

w W
T W

A E

Int./Die. Royalty

10. Indigo

1 L Minerals (BP) Panola County, Texas

12. 13. 14. 15. 16. 17. Minerals (EOG) Nacogdoches County, Texas Minerals (AC Exp now Patara) Shelby County, Texas Minerals (Noble) Nacogdoches County, Texas Minerals (XTO) Nacogdoches County, Texas Minerals (Delta Petroleum) Newton County, Texas General Mtmieipal Money Market Fund

D A c C A

Royalty
Royalty Royalty Royalty Royalty None Interest

K
J K L ] J M

W
W W W W W T

I. Inc.orae Gain COdC; (See Columns B] and D4) 2. Value Codes (See Columns CI and D3) 3. vlth Medlod Codes (See Column C2)

A =$1,000 or le~s F =,$50,001 - $| 00,000 J ~$15,000 or less N =~250,00t - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 (3 =$~00,001 - $1,000,000 K ~15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C--$2,501 - $5,000 HI =$1,00~,001 - $5,000,000 L =$50,001 - $100,000 P! P4 =More than $50,000,000 $ =Asscasment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,D00,000 M ~$100.001 -$250,000

1~ =$15,001 - $50,000

T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Reavley, Thomas M.

Date of Report 03/14/2011

NONE (No reportable income, assets, or transactions.)

DesmSption of Assets (!ncluding trust assets) Place "(X)" after each asset exempt from prior diselosur~ Income during .~ reposing period (0 (~) !Amount Typ~ (e.g., i Code I ! dlv., rent, (A-H)i or into Gross valtle at end of reporting period O) t Value Value Code 2 Method (J-p) Code 3 Transactions during reporting period Identity of buyer/sdler (if private transaction)

Type (e.g., buy, sell, redemption)

Date ] Value[ Code 1 mm/dd/~ ~ Code 2 ]Gain (J-P) (A-H)

18. 19. 20. 21. 22. 23. 24.

TexaS State Bond University of Texas Permanent Bond 5% Due 7/01/13 Corpus Christi Bond 4% Due 7/15/11 Greater Clark County, Colorado Bond Due 7/15/11 Akron, Ohio Bond 5% Due 1/12/17 Houston, TexaS Bond (SER, E) Goldman Sachs Bank

c c c c D C A

Interest Interest Interest Interest Interest Interest I~terest

M M M M M M J

T T T T T T T

l, It, come Gain Codes:

A =$ 1,000 or l~s

B =$1,001 - $2,500

C =$2,501 - $5,000

D =$5.001 o $15.000

E =$15.001 -

3. Value Me~ Co~s (S~ Co]u~ ~)

Q =Ap~i U =B~k Val~

R ~o~ (R~ ~ ~ly) V ~er

S =~meat W

T =C~b Market

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Reavley, Thomas M.

Date of Report 0311412011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

My spouse is Carolyn D. King. I attach a copy of her financial disclosure report for my report of her finances. Vll Item 13 - AC transferred to Patara Company. VII Custody and reporting for all bonds transferred from Northwestern Mutual to Goldman Sachs in December 2010, Beoause bond value and interest would not be affected, the only effect on the report is from item 17 (Northwestems bank holding cash) and the new item 24 (Goldman Sachs Bank).

FINANCIAL DISCLOSURE REPORT Page 7 of 7

Name of Person Reporting

Date of Report 03/14/2011

Reavley, Thomas M.

IX. CERTIFICATION.
I certify that aB information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, t~ue, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met appfieable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAllS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS
Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Rev. 1/2010

AO 10 "

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. CoUrt or Organization U.S. COURT OF APPEALS 5TH CIR. Sa. Report Type (check appropriate t~pe)
~[~ Nomination, Ldtial [] Final

Report Required by the Ethics

in Government Act of 1978 (5 U.S,C, app. ff 101-111)

I, Person Reporting (last name, first, middle initial) KING, CAROLYN D. 4. Title (Article I]] judge~ indicat~ actlv~ or semor status; magisUat~ judges indicate full- or pad-time) U.S. CIKCUIT JUDGE (ACTIVE)

3. Date of Report 02/1D,~01 I 6. Reporting Period 01/01/2010 te 12/31/2010

[] Annual

5b. [7"]. Amended Report [ 7. Chember~ or Of/ice Addre.~ 8. On the ba~ls of the information contained in this Repor~ and any modifications pertaining thereto, it i~ in my opinion, in compliance with appll~ble laws and regulations. Reviewing Officer , Date

U.S. COURTHOUSE, ROOM 11020 515 RUSK AVENUE HOUSTON, TX 77002-2694

IMPORTANT NO TES: The instru~ons accompanying this form mast be followe~ Complete all parts,
~hecking the NONE box for each part where you ha~e no reportable informatlot~ 81gn on last page.

I. POSITIONS. CUe~om.,,a~.u.oto.ty;...v~ [--] NONE (No reportable positions.)

NAME OF ORGANIZATION/ENTITY
I. MEMBER - BOARD OF DIRECTORS AND BOARDS EXECUTIVE COMMITTEE (UNTIL ] 2/9110) RESEARCH FELLOW MEMBER OF COUNCIL AND OF COUNCIL8 tD(ECUTIVE COMMHTEE; TREASURER MEMBER OF ADVISORY BOARD SOLrI~ TEXAS COLLEGE OF LAW

2. 3.

THE CENTER FOR AMERICAN AND INTERNATIONAL LAW A!v1~RICAN LAW INSTITUTE

4,

~ CENTER FOR THOMISTIC STUDIES, UNTv~RSITY OF SAINT THOMAS UNIVERSITY OF SAINT THOMAS AMERICAN SOCIETY OF INTERNATIONAL LAW

5. 6.

MEMBER OF PRESIDENTS BOARD OF ADVISORS MEMBER OF ADVISORY BOARD OF THE JUDICIAL oLrrREACH PROGRAM MEMBER OF BOAP,.D OF TRUSTEES AND OF THE BOARDS EXECUTIVE COMMITTEE

7.

BAYLOR COLLEGE OF MEDICINE

NONE (No reportable agreement~.) PARTIES AND TERMS "

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting

Date of Report 03110/2011

KING, CAROLYN D.

IlL NON-INVESTMENT INCOME. ~R,~,nng ~d~anland spea~e:

A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.)

SOr~RCE AND TYPE

INCOME (yours, not spouses)

2.

3.
4.

B. Spouses Non-Investment Income - lf you were married during any portton of the reporffng year, complete this secdo~t
(Dollar amount not required except for honoraria,)

NONE (No reportable non-investment income.)

SOURCE AND TYPE

1. 2010 2. 3. 4.
See attached report of Thomas M. Reavley

IV. REIMBURSEMENTS - ~onat~, ~oaV~/ood, e.ten, inmen~

(Includes those to sl~ouse and dependent children; see pp, 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE DATES

02/16-17, 2010

LOCATION
WASHINGTON, DC

PURPOSE
ATTEND ASIL MEETING

,ITI~MS PAID OR PROVIDED

REIMBURSEMENT OF LODGING, MEALS, TRANSPORTATION AND A1RFARE REIMBURSEMENT OF LODGING, MEALS, TRANSPORTATION AND AIRFARE

1.

AMERICAN SOCIETY OF INTERNATIONAL LAW

2.

AMERICAN LAW INSTITUTE

04/19-20, 2010

PHILADELPHIA, PA

AITEND MEETINGS AT ALl HEADQUARTERS

3.

AMERICAN LAW INSTITUTE

05/15-20, 2010

WASHINGTON, DC

ATTEND ALl ANNUAL REIMBURSEMENT OF LODGING, MEETING MEALS, TRANSPORTATION AND AIRFARE

4.

AMERICAN LAW INSTITUTE

06/29, 2010

PHILADELPHIA, PA

AlqEND MEETINGS AT ALl HEADQUARTERS

REIMBURSEMENT OF TRANSPORTATION

FINANCIAL DISCLOSURE REPORT Page 3 of 9

5. AMERICAN LAW INSTITUTE 10/20-24, 2010

Name of Person Reporting KING, CAROLYN D.

Date of Ret~ort 03/I 012011

NEW YORK, NY

ATTEND ALl COUNCIL REIMBURSEMENT OF LODGING, MEETING MEALS, TRANSPORTATION AND AIR.FARE ATTEND ALl RETREAT REIMBURSEMENT OF LODGING, MEALS, TRANSPORTATION AND AIRFARE

6.

AMERICAN LAW INSTITUTE

12/2-4, 2010

SANTA FE, NM

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting KIi~G~ CAROLYN D,

Date of Report 03110/201 ]

V. GIFTS. a,,cl.,~,~
NONE ~o reportable g~s.) ~
1. 2. 3.

DESC~ON

5.

FINANCIAL DISCLOSURE REPORT Page 5 of 9

I~arae of Person Reporting KING~ CAROLYN D,

I
Transactions during r~orting period (t) Type (e.g., buy, sell, red~nption) (2) I (3) (4) DateI Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) ~

Date of Reporl 03/1012011

---1

NONE (No reportable income, assets, or transactions.)

Description of AssetS (including trust assets)
place "(X)" after each asset exempt from prior disclosure

Income during reporting period 0) I (2) ~.rnennl [ Type (e.g., Code I I div.,rent. (A-H), I or int.)

Gross value at of reporting period Value (2) Value (l) I Code 2 Method (J-P) Code 3

(Q-w)
K K L
T T T

Identity of buyer/seller (if private Wansa~tion)

Compass Bank Houston, TX (Money Marke0 J,P. Morgan Chase Common Sto~k (formerly J.P. Morgan & Co.) General Electric Co. Common Stock 4.85% University of North Carolina-Chapel Hill Rev. RFDG Bonds Due 1 I/1/2010
6. 7. IBM Common Stock Exxon Mobil Corp. Common Stock Compass Bank Checking Account in the Name of Carolyn D. King or Thomas M. Reavley T. Rowe Price Small Cap Value Fund II. 12. ~. 14. ]5. ]6. ]7. T. Rowe Price New Era Fund Northwestern Mutual Whole Life Policies See Part VIII Abbott Lab~ Common Stock Illinois Tool Works Inc Common Stock 5.25% Indiana St. Office Bldg. Comm. Bonds Due 7/1/10

A A B B

Interest Dividend Dividend

Interest

Redeemed I ll01110 K

ISSUER

Dividend
B Dividend None

K
L T

Distribution Dividend Distribution

Dividend

E B D

Dividend Dividend Dividend Interest

N L N

V T T Redeemed 7/01110 K ISSUER

1. Income Galn Cod~:

A ~$1,0O0 or I~

B ~$1.001 - $2,500

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting KING, CAROLYN D.

Date of Report 03/I0/2011

"-] NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure "B. Income during reporting period Gross value at end of repo~dng period (i) (2) Value Value Metho~ Code 2 Code 3 (J-P) (Q-w) Transactions during reporting period (l) Type (e.g., buy. sell. redemption) (2) (3) (4) Vatu Gain Date mm/dd/yy Code 2 Code 1 (JP) i (A-H) (5) Identity of buyer/seller (if private transaction) ISSUER

(l)

(2)

Ameunt Type (e.g., Code I die., rent, {A-~xr)or into

18. i9. 20. ~-1. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 3~.

3.25% Danbury, Connecticut Bonds Due 8/I/2010 $% California Economic R~overy Bonds Due 7/1/2015 Procter & Gamble Common Stock 3.8"/, NY State Thruway Aut. Oen. Key. Bonds Due 1/1/2015 5% Denver Coin City & Cnty gev. Bonds Due 91112015 Akron, OH CTFS PARTN 5% Bonds Due 12/01/2017 Corpus Christi, "IX Util Sys Rev 4% Bonds Due 7/15/2012 Northwestern Mutual Variable Annuity Pulley ~ annuitant) Ta~rant Cnty Tax Hen B LTH FACS Dee Corp 5% Bonds Due 12/1/2019 Texas Transn Commn ST Hwy FD Rev 5% Bonds Due 4/1/2019 Northwestern Mutual Insurance Service Account Glaxosmithkline PLC Goldman Sachs Bank King CNTY WA SCH GO 5% Bonds Due Texas GO 5% Bonds Due 4/I/2019

C C C C C D C

lnterest Interest Dividend Interest Interest Interest Interest None M L M M M M M T T T T T T T

Redeemed

8/02/10

Interest

C A B A C D

Interest Interest Dividend Interest Interest Inter~t

M J K
M M M

T T
T T T

I. Income Gain Cocks:

(See Colunms BI and D4) 2. Value Codes ~See Col,am~ CI and D3) 3. Value Method Codes (See Colwan C2)

A =$1,000 or less F =$50,001. $I00,00O J --$15,000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50.000,000 Q =Appraissl U -Book Value

B -,$1,001 - $2,500 G =St00,00| - $1,000,000 K =$15,001 - $$0,000 O ~$500,001 - $ 1,000,000 R ~Cosl (Real ~ Only) V =Other

C :$2~501 - $5,000 H1 =$1.000001 - $$,000,~00 L ~-$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S *Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - 2~.50,000 P2"$5,000,001 - $25,000,000 T ~.ash Market

E--$15,00!- $50,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting KING, CAROLYN D.

Date of Report 03110/2011

Pag~ 7 of 9

NONE (No reportable income, assets, or transactions.)

D~cfiption of Asse~ (including trust assets) Plac~ "k~X)" aRer ~ch ~set exempt from prior dlslosme Income during r~po~ng period (X) (2) Amount Typ~ (e.g., Code div rent, (A-H) 1
G~ss value at ~nd of reporting period Value Code 2 (]) ! (J-P) Value Medaod (2) Code 3 (]) Type (e.g., Transactions dudng reporting p~iod (2) Date (3) (4) Value Gain

~p~o.)

buy, sell,

Imm/dd/yy Iode 2 ! Code I

I ~J-P) [ ~A-a)

(5) Identity of buyer/seller (ifprivat~ aansaction)

35,

Phoenix AZ Rev. 5% Bonds Due 711/201g

Interest

36,
737.

Chevron Co~.
Royal Dutch Shell Dallas Cnty TX Cmnty College GO 5% Bonds Due 2/15/21

B
C

Dividend
Dividend

L
L

! T
T

38.

None

Buy

i2/09/10 M

I. Income Gain Codes: (Se Columns BI and D4) 2. Value Codes (~ Columns CI ~d D3)

A -51.000 or lesl F =$50.001 - $100.000 J ~$15,000 or I~s N =$250,001 - $500,000 P3 ~$25,000,001 - $50,000.000 O ~BooR Value

O =51.0Ol - 52,500 G --$I00.001 - $1.000.000 K ~$15,001 - $50.000 O --$50~,001 - $1,0~0,0~0

C.42.501 - $5.000 H1 =$1.000.001 - 55,000.000 L ~$50,001 - 5100,00~ Pl =$1.~,001 - $~,000,000 P4 =Mor~ than $50,000,000 W ~Estlmated

D =55.001 - $15.000 1-12 =More than $5.000.000 M -$100,001 - $250,000 P2 =$:5,001),~)1 - $2~,000,0~)

=515.001 - 5~0,000

(See Column C2)

V =ethel"

IName
of Person Reporting

Date of Report

PageFINANCIAL8, of 9 DISCLOSURE REPORT / KING, CAROLYN D.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~o.~o~7

03/10/2011
I

In response to part VII C, i have reported the aggregate cash surrender value for the whole life policies. In response to Part VII B, 1 havv shown the aggregate amount of the dividends on those policies, which ar~ used to pay the premiums and increase the cash surrender value. I am married to Circuit Judge Thomas M. Keavley. I have attached a copy of his Financial Disclosure Report for 2010 for the information about my spouse r~luired by the Instructions.

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Name of Person Reporting KING, CAROLYN D.

Date of Report 03/10/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and omplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from out~ide employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U,$.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.SoC. app. I04)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544