I

Rev. 1/:OW

Ao to

]
I

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

Repori Required by the Ethics

in Government Act of 1978 (s u.s.c, app. ,~ tot-Ill)

I 1. Person Reporting (last name, firsl, middle initial) Underhill0 Stefan R. 4. Title (Article III judges indicate active or scaaior status; magis~ate judges indicate full- or part-time) U,S. District Judge - Active

2. Court or Organization U.S. District Court (D. Corm,) 5a. Report Type (check appropriate ~,pe) [] Nomination, [] initial Date [] Annual [] Final

3. Dale of Reporl 05/1412010 6. Reporting Period 01/01/2009 to 12/3112009

5b. [] Amended Report 7. Chamlyers or Office Address U.S. District Court 915 Lafayette Blvd. Bridgeport, CT 06604 8. On the basis of the infarmatien contained In this Report and any modifications pertaining therein, It Ix, in my opinion, la compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be followed~ Complete all parts, checking the AONE box for each parl where you hove no reportable information~ S~gn on lastpage.

I. POSITIONS. tR,po~i, g i~i~iaua o,O: ,o, w. ~-t z of fillng instructlons.)

D NONE ~o reportable positions.) POSI~ON I. T~ee
2. 3. 4. Tms~e T~tee Adjunct Facul~ Mem~r T~ ~ Uaive~i~ of Connecticut School of ~w l~r~ce #3 ~" ~

NAME QF ORGANIZATION~
Trust

-: ..... -

II. AGREEMENTS. (gepoaing indiadudon~; ~ee pp. 14-16 o/~Hng instructions;)

NONE (No reportable agreements.) DATE
I.

PARTIES AND T~S

Underhill, Stefan R.

FINANCIAL DISCLOSURE REPORT

Name ef Perton Reporting

Date of Repo~

Page 2 of 6

[ Underhill, Stefan R.

05/14/2010

I II. NON-INVESTMENT LNCOME. ~Ropoai.g i,di~iz,a,,~ ~.,,; ,,,pp. * 7-2 o/;al.g i~,,uc,~.~)
A. Fliers Non-Investment Income
[] NONE (TVo reportable non-investment income.) DATE SOURCE AND TYPE University of Connecticut School of Law - teaching JNCOME (yours, not spouses) $12,500.00

I. 2009 2. 3. 4.

B. Spouses Non-Investment Income - if you were married during anypartion of th reporting~vear, complete this sectiom
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.)

DATE
I. 2009 2. 2009 3. 4.

SOURCE AND TYPE

Bridgeport Public Schools - Teacher Self-employed tutor

IV. REIMBURSEMENTS -- ~.~,-po~.,io~ tod, in~, /oo~, ,~,~,~

lt~h.Jt.~ tfiose to spo~*e and dependent children, see pp. 25-27 of filing instructions *

NONE two reportable reimbursements.)

SO~CE
I. 2. 3. 4. 5.

DATF.._S.

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT

N ....

f P .... Reporting

Date of Report

Page 3 of 6

Underhill, Slefan R.
I

05/14/2010

V. GIFTS. a~de, ~o,, to spous, ~d ~e~ndent children; see pp. 28o31 of filing instructions.)
[] NONE (No reporcable g~s.) SO~CE
I.
2. 3. 4.

DESCRIPTION

VAL~

5.

Vl. LIABILITIES. a~d~de~ ~os~ o/s~ ...... pe,d~, ~hild,~n: see rp. dd,
~] NONE (No reportable liabilities.)
CREDITOR
I. Northwestern University 2. 3. Citibank Educational Loans Educational Loans

DESCRIPTION

5.

FINANCIAL DISCLOSURE REPORT

N .... fP ..... Reporting Underhill, Stefan IL ! 05/14/2010

Page 4 of 6

~ NONE ~to reportable income, ~se~, or t~actions.) ~efiption of Assets (including ~ ~ts) Pla~~X)af~ch~t exempt from prior disclos~e Bf ............. C. -: .......... D.- .......... Gr~s value al ~d I~omc dung re~ng ~fiM ofre~ng Amount ~ Ty~lc.g-, div., ~nt, (A-H) ~ or int.) Value C~e 2 (J-P~ Value Mc~ ~e3 T~sae6ons d~ing r~fling ~riod

T~e(e.g., ; Dz~ ~ Value buy, ~11, ~emption) : ]0-~)

Ga~ i {A-H) [

Identiwof (ifpdvate

I. 2~ 3. 4. 5. 6. 7. 8. .9. 10. 1 I. 12. 13. 14. 15. 16.

Fideli~ ~uiW-lneome (1~) FidliU ~ui~-ln~om II (l~) Fidelity Contrafund (IRA) Fidelity Balanced (IRA) Artisan International Fund Legg Mason Value Trust Vanguard Star Fund Massachusetts Mulual Life Ins. Co. enh. whole life policy Guardian Life Ins. Co. whole life policy Conn. General Life los. Co. universal life policy Northwestern Mutual whole life and 65 life policies Connecticut Teacher~ Retirement Board (vested pension) Peoples United Bank accounts Apple, Inc. common stock

A A B B A A B

Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None None None None

~ ~ t K J J K K K M L K J

T T T T T T T T T T T T T

Interest

FINANCIAL DISCLOSURE REPORT

N .... fP .... R~po~,.g

Underhlll, Stefan R.

Page 5 of 6

I
05/14/2010 ]

VIAl. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part I: listed ia Part I, line 2 of my 2008 r~port has exp~nded all asse~s and is closed.

Part VII: - Assets lige1 in Part VII include assets held by ~ masts identified in Part h - Apple, Inc. common stock shown on my 2008 ~is no longer reportable due to the emancipation of a

Name of Person Reporting

Date of Report

PageFIN~NCIAI ~6 of 6 DISCLOSURE I~PORT LX. CERTIFICATION.

Undcrhill, Stefan

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. [ further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United Statcs Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544