AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization District Court, SDNY
5a. Report Type (check appropriate I~ve) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ~.~ 101-I11)

I. Person Reporling (last name, first, middle initial) Haight, Jr., Charles S.
4. Title (Article II I judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 07/14/201 I 6. Reporting Period Ol/OI/2010 to 12/31/2010

Senior United States District Judge

5b. [] AmendedRepon 7. Chamber~ or Office Addrt~s 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Revie,n~ng Officer Date

U.S. District Court 141 Church Street New Haven, CT 06510

IMPORTANT NOTES: The instructions accompanying this form must be followe,! Complete ali parts,
checking the NONE box for each part where you have no reportable informat~on. Sign on last page.

I. POSITIONS. ~R,poning individual on~y; seeps. 9-IJ of ~iing

~-] NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Advisory Trustee

NAME OF ORGANIZATION/ENTITY American Scandinavian Foundation

II. AGREEMENTS. (Reporting individual only; seepp. I4-16 of filing instructionsO

~] NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Hai_clht, Jr., Charles S.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Haight, Jr., Charles S.

Date of Report 07/14/2011

III. NON-INVESTMENT INCOME. tRopo.in~ individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)

2. 3. 4.

B, Spouses Non-Investmen t Income - If you were married during anyportion of the reporting)ear, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -,ransportution, ~odglng, lood, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION

PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Haight, Jr. Charles S.

Date of Report 07/14/201 I

V. GIFTS. anclude, those to ~pouse and dependent children; ~ee pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. and~de~ ,hoso o~spo~so ond dependent children; see pp. 32-33 of fillng instructionx)
NONE (No reportable liabiBtieso)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

I
(2)

Name of Person Reporting Haight, Jr., Charles S.

Date of Report 07/14/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and d~pendent children; seepp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (I) (2) (I) (2) (3) Transactions during reporting period

O)
Amount Code I (A-H)

(4)
Value
(J-P)

(5)
Identity of
buyer/seller

Type (e.g., div., rent, or int.)

Value
Code 2 (J-P)

Value
Method

Type (e.g.,
buy, sell,

Date

Gain
Code I

mm/dd/yy Code 2

Code 3
(Q-W)

redemption)

(A-H)

(if private
transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 15. 16. 17.

Bank of America Money Market Walt Disney Co. Home Depot Inc. CVS Caremark Corp. Diageo Plc Nestles S.A. Procter & Gamble Co. Exxon Mobil Corp. Berkshire Hathaway J.P. Morgan Chase Johnson & Johnson Quest Diagnostics Cisco Systems Microsoft Corp. IShares S&P Midcap 400 Index Fund Thornberg Intl Value Fund Conn St Gen Rev Bonds

A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

M J J J K K J J L K J J J J J

T T T T T T T T T T T T T T T Sold 10/05/10 L

A A A

Dividend Dividend Dividend None

A A B C

Dividend Dividend Dividend Interest

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value ~tcthod Codes (See Column C2)

A =$ 1,000 or less F =$50,0OI - 5100.000 J $15.000 or less N 5250.001 - 550~.01RI P3 525.000.001-550.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - 51,000.000 K 515.001 - $50.000 O 5500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1.000,0~1 - $5,0(I~,00~ P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,(X}0 M =5100.001 - $250,000 P2 =$5,000.0~1 - $25.000.0n0 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Haight, Jr. Charles S.

Date of Report 07/14/2011

V I I. I N V E S T M E N TS a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction.S
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period
(1) (2)

Transactions during reporting period

(2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I (J-P) (A-H)

Value Code 2 (J-P)

Value Method Code 3 (Q-W) T

Type (e.g., buy, sell, redemption)

Identity of buy~/sellcr (if private transaction)

18. 19. 20. 21.

NY State Dorm Auth Bonds Niagara Falls NY City School Dist Bonds New York State GO Bonds 7/15/98 New York State Twy Auth Bonds

B B B B C C D D A B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest None None None None None

Redeemed 05/14/10 Redeemed 04/01/10 K M M M M T T T T Closed M J J L T T T T Sold T Sold K T 02/19/10 01/12/10 J C 05/30/10

22. Conn State GO Bonds 6/26/08 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Stamford Conn GO Bonds Conn State HSG Auth Bonds Conn State Spc Tax ObIig Rev Bonds Vanguard Money Mkt. Fund ING Direct Savings Bank US Trust Co of NY Bank of America Checking Account Guilford Savings Bank Columbia Select Large Cap. Fund Amazon.com, Inc. Lemer Corp. McKesson Corp. Cummins Inc.

A A

Dividend Dividend

I. Inonle Gain Codes: (See Colunm, BI and I)41 2. Value Codes (See Column~ CI and D3) 3. Value Method Codc~ (See Column C2)

A ~$1,000 or less F =$50,001 - $100,000 J =$15.000 o~" less N =$250,001 - $500,0~0 P3 -525.000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G -5100.001 - $1,000,OOO K =$15,001 - $50.000 O-5500,001 - $1.000.000 R Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000.001 - $5.000,000 L -$50.001 - $ 100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estiraalcd

D =55,001 - $15.000 H2 =More than $5.000.000 M =SI00.001 - $250.000 P2 =55,000.001 - 525,000,000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Haight, Jr., Charles S.

Date of Repor~ 07/14/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O} Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)
Transactions during reporting period

(I) Type (e.g., buy, sell, redemption)

(4) (2) (3) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Accenture Ltd. MasterCard Inc. Barrick Gold Corp. Oracle Corp. FPL Group IShares China Index Fund IShares Australia Index Fund IShares Brazil Index Fund IShares Canada Index Fund IShares South Korealndex Fund PimcoTotal Return Fund Discovery Communications Inc. Apache Corp. Litchfield, CTGO Bonds Cheshire, CTGO Bonds Manchester, CT GO Bonds Southington, CTGO Bonds

A A A A A A B B A A D

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

J J K J

T T T T Sold 01/14/10 K

K K K K

T T T T Sold 05/25/10 K

M J J M M M M

T T T T T T T

A C C C C

Dividend Interest Interest Interest Interest

I. Income Gain Codes: (See Columns BI and D-I) 2. Value COdes (See Columns C I and D3) 3. Value Method Codes (Sec Column C2)

A =$1,000 or less F =$50.091 - $ 100,000 J =$15.000 or less N =$250,001 - $500.0~ P3 -$25,000.0~1 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.001 - $1,0~,000 K =$15,001 - $50.000 O =$50(*.001 - $1,000.0~0 R =Co~l (Real Estalc Only) V =Other

C =$2,501 - $5,0~0 H 1 =$1,000,001 - $5,0~1,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,0~) P4 =More than $50,000,000 S =Ass~ssmcnl W =Estimated

D =$5,001 - $15,000 H2 =More than $5.0~,000 M =$ l 0~,001 - $250,000 P2 =$5,000,001 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Haight, Jr. Charles S.

Date of Report 07/14/201 I

VII. INVESTMENTS and TRUSTS - inco,.o, ,alue, transactions (Includes ,hose of spouse and dependent children; see pp. 34-60 of filing ins,rue,ions.)
D

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., renl~ or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
Transactions during reporting period

Type (e.g., buy, sell, redemption)

(2) Date mm]dd/yy

(3) (4) Value Gain Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59.

Easton, CT GO Bonds West Hartford, CT GO Bonds Regional School District 18 CT Bonds Wethersfield, CTGO Bonds Las Vegas Sands Corp. McDonalds Corp. Teck Resources Ltd. Millicom Intl. Cellular SA

C C D D

Interest Interest Interest Interest None

M M M M L K K K

T T T T T T T T Buy Buy Buy Buy 10/08/10 09/27/10 04/15/10 04/15/10 L K K K

B A A

Dividend Dividend Dividend

I. Income Gain Codes: (See Columns B I and D-l) 2. Value Codes (Sec Columns CI and D J) 3. Value Method Codes (See Column C2)

A =51,000 or less F =$50,001 - $100.000 J = 515,000 or less N =5250.0OI - $500.000 P3 =$25,000.001 - 550,000,000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.0Ol - $1.0O0.C(30 K = $15,001 O =5500,001 - $1,000.000 R =Cost (Real Estale Only) V =Olhcr

C =52,501 - $5,000 HI =$1.000.001 - $5.000.0(~) PI =$1,000,001 - $5.000.000 P4 =More than $50.000.1300 S =Ass~s,-,mcnl W =Estimated

D =$5.001 - 515.000 H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =55.000,001 - $25.000.000 T =Cash Markcl

E =$15.0~I - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Haight, Jr., Charles S.

Date of Repor~ 07/14/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part olrepo~t.)

FINANCIAL DISCLOSURE REPORT Page 9 of 9

IX. CERTIFICATION.

Name of Person Reporling Haight, Jr., Charles S.

Date of Report 07/14/201 I

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: $/Charles S. Haight, Jr.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544