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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Wynn, James A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization U.S. Court of Appeals, 4th Cir.


5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

3. Date of Report 05/04/2011


6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Cir. Court Judge

5b. [] Amended Report

7. Chambers or Office Address P, O. Box 1091 Raleigh, NC 27602

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable informatim~ Sign on last page.

I. P 0 S I T I O N S. (Reporang individual only; see pp. 9-13 of filing instructions.)


~] NONE (No reportable positions.)
POSITION 1. 2. 3. 4. Commissioner/Executive Board Director NAME OF ORGANIZATION/ENTITY National Conference of Commissioners on Uniform State Laws American Bar Endowment Board

II. AGREEMENTS. (Reporang indivld..t onty; see pp. 14-16 of filing instructions.) ~-] NONE (No reportable agreements.)
DATE
1.2010 2. 3.

PARTIES AND TERMS North Carolina Consolidated Judicial Retirement System

Wvnn, James A.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Wynn, James A.

Date of Report 05/04/2011

IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income [] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)


$32,914.64

1. 2010 2. 3. 4.

North Carolina Consolidated Judicial Retirement System

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


State of North Carolina - salary

1. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenL


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.}

~-]

NONE (No reportable reimbursements.)


SOURCE DATES November 3-7, 2010 LOCATION Birmingham, AL

PURPOSE

ITEMS PAID OR PROVIDED

1. 2. 3. 4. 5.

American Bar Endowment

Board of Directors Meeting Transportation, hotel, meals

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Wynn, James A.

Date of Report 05/04/2011

V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of fiting instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIAB IL ITIES. ancludes those oSspouse and dependent children; see pp. 32-33 of filing instructions.)
~-]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION


Credit Card Unsecured Loan Credit Cards Unsecured Loan

VALUECODE
J K K K

!. 2. 3. 4. 5.

Discover BB&T Bank USAA Federal Savings Bank RBC Bank

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Wynn, James A.

Date of Report 05/04/2011

VII. INVESTMENTS and TRU STS - income, vulue, ~,nsuctlon, ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[~]

NONE (No reportable income, assets, or transactions.)

Place

Rental property, Robersonville, NC


2.

Rent

3.
4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

!4.

15.

16.

17.

C =$2;5oi - $5,0oo HI ~$1 000 001 r $5 000,000


2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2) J =$15~000 or less N ~$250~001: $500;000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value K =$15,001 -$50.000 O =$500,001- $1,000 000 R --Cost (R~al Estate Only) V =Other

E =$15,00t - $50,000 D =$5,oot = $i5,ooo H2 ~More lhan $5 000 000 ............

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Wynn, James A.

Date of Report 0510412011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indlcate part of report)

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Wynn, James A.

Date of Report 05/04/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


1. Person Reporting (last name, first, middle initial) Wynn, James A.
4. Title (Article I11 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization U.S. Court of Appeals, 4th Cir.


5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

3. Date of Report 05/04/2011


6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Cir. Court Judge

[] Initial

5b. [] Amended Report

7. Chambers or Office Address P. O. Box 1091 Raleigh, NC 27602

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form mast be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O SITI ON S. (ReVoning individu.i onty; seepp. 9-13 offiling instructions.) ~] NONE (No reportable positions.)
POSITION
1. Commissioner/Executive Board

NAME OF ORGANIZATION/ENTITY National Conference of Commissioners on Uniform State Laws


American Bar Endowment Board

2. 3. 4. 5.

Director

II. AGREEMENTS. (Revorang individual only; seepp. 14-16 of filing instructions.)


NONE (No reportable agreements.)
DATE
1.2010 2. 3.

PARTIES AND TERMS North Carolina Consolidated Judicial Retirement System

Wvnn, James A. A

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Wynn, James A.

Date of Report 05/04/2011

III. N ON-INVES TMENT IN COME. (Repora.g i.divld.al and spo.se~ see pp. 17-24 of fillng instructions.)
A. Filers Non-Investment Income

D
1. 2010 2. 3. 4.

N ONE (No reportable non-investment income.)


DATE SOURCE AND TYPE

INCOME (yours, not spouses)


$32,914.64

North Carolina Consolidated Judicial Retirement System

B. Spouses Non-Investment Income - if you were married daring any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


State of North Carolina - salary

1. 2010 2. 3. 4.

IV. REIMBURSEMENTS -transportaaon, lodging, food, entertainmenL


(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

[~]

NONE (No reportable reimbursements.) SOURCE DATES


November 3-7, 2010

LOCATION
Birmingham, AL

PURPOSE

ITEMS PAID OR PROVIDED

1. 2. 3. 4. 5.

American Bar Endowment

Board of Directors Meeting Transportation, hotel, meals

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Wynn, James A.

Date of Report 05/04/2011

V. GIFTS. anelndes those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. anelndes those of sponse ond dependent children; see pp. 32-33 of filing instructions.)
[]

NONE (No reportable liabilities.)


CREDITOR DESCRIPTION Credit Card Unsecured Loan Credit Cards Unsecured Loan

VALUE CODE
J K K K

1. 2. 3. 4. 5.

Discover BB&T Bank USAA Federal Savings Bank RBC Bank

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Wynn, James A.

Date of Report 05/04/2011

VII. INVESTMENTS and TRU STS - income, velue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

[~

NONE (No reportable income, assets, or transactions.)

Rental property, Robersonville, NC 2. 3. 4. 5. 6.


7.

Rent

Wachovia Bank & Trust (Y) USAA Federal Savings Bank (Y) NC State Employees Credit Union (Y) Colonial: Whole Life Insurance Policy (Y)

8. 9. I0. 11.
12.

13.

14.

15.

!6.

17.

1. Income Gain Codes: (See C0i~mfl~ BI h~d D4) 2. Value Cod~ (Sec Col ....C1 andO3) 3. Value Method C~es (See Column C2)

~ ~$!;060 6g !egS ~$3~i00i $i~i000 J =$15,~0 or I~s N~$250001Z$5~ P3 =$25 ~0 ~ -$50 000~000 Q =gpp~isa[ ~ =Book Value

B--S1 ~00! -$2;500 ~ ~$i60~001 ~ $i.000.~0 K ~$15,001 - $50.000 0~$500,~1 ~ $t ~0,000 R =Cost (Real Estate Only) V ~01h~

c =$2,501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50,000

HI~$[ ~,~lr $5:~ 000 H2 ~M0re thhn $5 ~0 ~0: .............. PI ~$ ~i-$5090~0 S =As~sSmeht W~E~ mated .... ....... :

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Wynn, James A.

Date of Report 05104/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~)

FINANCIAL DISCLOSURE REPORT Page 6 of 6


IX. CERTIFICATION.

Name of Person Reporting Wynn, James A.

Date of Report 05/04/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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