FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Patterson, Jr., Robert P. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization U.S. District Court, S.D.N.Y. 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report 04/I 9/20 i 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge (senior)

5b. [] Amended Report 7. Chambers or Office Address 8. On the b~asis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

U.S. District Court Chambers 2550, 500 Pearl St. New York, NY 10007

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of fillng instructions.)

~] NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reponing individnal onty; ~e~ vv. 14-16 of f!ling instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Patterson, Jr., Robert P.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Patterson, Jr., Robert P.

Date of Report 04/19/2011

IlL NON-INVESTMENT INCOME. meporting individual and spouse; see pp. 17-24 of f!ling instructions.)
A. Filers Non-Investment Income
~]

NONE 1~o reportable non-investment income.)

DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS --transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

NONE (No reportable reimbursements.) SOURCE

1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Patterson, Jr., Robert P.

Date of Report 04/19/2011

V. GIFTS. anaudes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
~-] NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. tZncludes those of spouse and dependent children; seepp. 32-33 of filing instructions.)
[~ NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5. John Hancock National Life Insurance New England Life (now Met Life) Insurance Policy Loan Insurance Policy Loan Insurance Policy Loan

DESCRIPTION

VALUECODE
J J J

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Patterson, Jr., Robert P.

Date of Report 04/19/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Pla~e "(X)" ~ifter each asset
Income during reporting period (1) (2) Gross value at end of reporting period (1) (2)

Amoum

Type (e.g.,

Value Code 2 (J-P)

Value Method Code 3 (Q-W) T T T

(1) Type (e.g., buy, sell. redemption)

(5) (2) (3) (4) Date Value Gain Identi~ of buyer/seller mm/dd/yy Code 2 Code 1 (J=P) (A-H) .... (iprivate transaction)

1. 2. 3.

Vanguard Group (Keogh) Windsor II Fund Vanguard Group (Keogh) Int. Term Corp. Fund Metropolitan Life Ins.

E E A B B
A

Dividend Interest Dividend Interest Interest

Interest

O N J

01/15/10 01 / 15/I 0

K K

Partial mandatory redemption Partial mandatory redemption

4. Clarkstown School Dist. 4.5% 4/15/10 5.

6.

Redeemed 04/15/I 0 K
J

Redemption

New Rochelle City 4% 9/1/03

N.Y. State Env. Fac. 5.6% 9/15/13

7. 8. 9. 10. 11.

N.Y. State Env. Fac. 5.25% 6/15/14 Otsego Cnty NY Indl. Dev. Agy 5.125% 11/1/12 Orleans County, NY 4.9% 12/15/14 Chase Bank IRA Cash Equivalent Chase Bank IRA Cash Equivalent

C C B A A A A A A

Interest Interest Interest Interest Interest Interest Interest Dividend Dividend None None

L L K J J J M Sold Sold
Sold Sold

T T

T T

12. Capital One Bank 13. NY Money Fund Premier

14. Nucor 15. 16. 17. Nucor ICX Technology Inc. ICX Technology Inc.

12/09/10 K 12/09/10 J
10/07/I 0 J 10/07/10 K B D

i Loss Loss

iSe~@~gi ~aD~)
2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

~ ~gg6!~i ~iO0;O00 .......G--SIO0,O0~ m,O00,O00

J =$15,000 or tess N =$250,001 - $500,000 P3 =$25;000,001 - $50,000,000 Q =Appraisal U =Book Value K =$15,001 - $50,000 O =$500,001 - $ 1,000i000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,001),000 L =$50,001 - $ 100,000 P 1 =$1,000,001 - $5,000,000 P4 More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 1-12 =More than $5~000,000 M --$100 001 ~ $250 000 P2 =$5,000,001 - $25;000i000 Y =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Patterson, Jr., Robert P.

Date of Report 04/19/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, t ......tlons (Includes those of sp ...... d dependent children; seepp. 34-60 of filing lnstructlons.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g.. div., rent, or int.) C. Gross value at end oreporting period (1) Value Code 2 (J-P) (1) (2) .... Type (e.g., Value buy, sell, Method Code3 : tedeinpti0n) (Q-W) D. Transactions during reporting period ..(2) (3) (4) Date:. Value Gain mm/dd/yy :.Code 2 Code I (J-P) [ (A-H) (5) Identity of .buyer/seller (if private transaction)

18. 19. 20. 2t. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Copart, Inc. Dril-Quip Corp. CL-B Google, Inc. Ericsson L M Tel Co. Exxon Mobil Corp. IBM BGC Partners Medco Health Solutions Monster Worldwide, Inc. Questar Corp. Proctor & Gamble Teleflex Inc. TESCO Corp. Igene Biotechnology Inc. (WTS) N.Y.S. Power Authority 5.625% 1/1/10 Progress Energy, Inc. Contingent Value Obligation Ultra Life Batteries A A A A A A B B

None None None Dividend Dividend Dividend Dividend None None Dividend Dividend Dividend None None Interest None None

K L K K K L K K K J K K

T T T T T T T Buy 03/04/10 K Sold (part) 11/10/10 J D

T T T T
Sold 12/09/10 J Loss

J J 01/04/10 J

No value Redemption No value Sold. 11/17/10 J Loss

i : ific0mc Gain 0d~S: (See Columns BI and D4) 2. Value Codes (See Colurrms C 1 and D3) 3. Value Method Codes (See Column C2)

: A =$i ;000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001- $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1;000;001 :: $5;000~000 L ~$50;00! ~ $100;000 P1 $1~000~001 ; $5,000~000 P4 =More than $50,000;000 S =Assessment W =Estinlatcd

D =$5,001 - $15,000 H2 =More than $5~000;000 M --$i00,001 = $250~000 : P2 --$5,000;001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting

Date of Report 04/19/2011

Patterson, Jr., Robert P.

VII. INVESTMENTS and TRUSTS - i ....e, value, t ......tions (Includes those of spouse and dependent children; seepp. 34-60 of ~ding b~structions.)
NONE (No reportable income, assets, or transactions.)

35.

Ultra Life Batteries

None

Sold

11/18/10

Loss

36. 37. 38. 39. 40. 41. 42. 43.

Bank of America JP Morgan Chase PFD Equity Depository Shares New York NY for Prior Issues Due 8/1/13 New York NY GO BDS Bonds 2006J Due 6/1/21 New York ST DORM AUTH REVS Due 7/1/21 New York ST DORM AUTH REVS Due 2/15/27 Triborough Bridge & Tunnel Auth Due 11/16/17 New York City Transitional Due 8/1/18

Dividend None

Sold Sold K M L K L L L L K K K K .1
K

01/08/10 K 01/06/10 K

C C C C C C C B

Interest Interest Interest Interest Interest Interest Interest Interest Interest None None None

T T T T T T T T T T T T T
T

Buy

07/23/10

K L

(part)
Buy Buy Buy Buy Buy Buy Buy
Buy

Sold

03/01/10 L 03/01/10 M 07/01/10 M 06/29/I 0 K 12/I 4/10 K 11/12/10 K 10/06/I 0 K 11/03/10

04/14/10 K

Loss

44. New York City Transitional Due 1 1/1/28 45. 46. 47. 48. Metropolitan Transit Authority New York ST TWY AUTH GEN BDS Due 1/1/30 Digital Realty Trust Kimco Realty Corp

49. Molex Inc. 50. Nucor Corp. 51. Occidental Pete Corp. A
A

Dividend
Dividend

1.7ncome Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)

=$1,000 Or less J =$15,000 or less

B =$1,001 - $2,500 K =$15,001 - $50,000

c =$2,501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50,000

F--$50,00i ~ $100;000 .......... G =$] 001061 -- $ ii0001000 =$250,001 - $500,000

p3 =$25,000,001 - $50,000,000 =Appraisal =Book Value

H1 =$i,000i00i : $5,000 000

L =$50 001 - $100 000

O =$500,001 - $7,000,000
R =Cost (Real Estate Only) V =Other

~1 =$7,000,00i - $5;000,000
P4 =More than $50 000,000 S--Assessment W =Estimated

H2 =More ihan $5;000;000: M =$100 00! $250;000 V~ =$5,000;~0i ~ $~5;000;000

: T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Patterson, Jr., Robert P.

Date of Report 04/19/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
[] NONE (No reportable income, assets, or transactions.)
A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. C. Income during Grossl Value at end r~p~ing period ..... ofreportin~ (1) ~mount Code 1 (A-H) (2) Type (e.g., div. rent, or int.) (1) Value Code2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2): (3) Date:, Value mm!dd/yy.. Code2 (J-P) (4) (5) Gain .......... Identity of Codet.::.,.~:.: ,buyer/seller (A-H) , ....... (if private transaction)

52. 53.

Rand Logistics Inc. QEP Resources A

None Dividend

K K

T T

Buy

05/24/10

Spinoff 07/07/10 K (from line 27)

l.lncomeO~inCbdes: : A~Sii000O~ie~s (se6 C61u~ Bi ~hd D4) ...........F =$50~00i 2 $100;000 (See Colu~s CI and D3) 3. Value Method Cod~ (See Column C2) N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B=$1,001 ,$2,500 G :$100;001 2 $1,0001000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C=$2~50i-$5~000 : :: Hl ~$I;000;001 ~$5~000;0~ : Pi~$1 000 00i ~ gS~000~000 P4 =More than $50;0b0~000 S =Assessment W =Estimated

D=$5,001-$15,000

E=$15,001-$50,000

H2 =M0re &an $5~000;000 ...... ~ ~$5~000;001 ~ $25~000,000 T ~: Market

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Patterson, Jr., Robert P.

Date of Report 04/19/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)

New York ST DORM AUTH REVS due 7/1/21 was erroneously listed twice on the 2009 Report. The second entry has been deleted on the 2010 Report and #40 is the single entry for this Asset.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporting Patterson, Jr., Robert P.

Date of Report 04/19/2011

IX~ CERTIFICATION.
I certify that all information given above (including informationpertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Robert

P. Patterson, Jr.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544