Professional Documents
Culture Documents
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I. Person Reporting (last name, first, middle initial) Beckwith, Sandra S. 4. Title (Article I11 judges indicate active or senior status; rnagislaato judges indicate full- or part-time) Senior Status
2. Court or Organization U.S. District Court St. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final
Sb. [] Amended Report g. On the basis of the information contained In this Report and any modifications pertaining thereto, It Is, In my opinion, la compliance with applicable laws and regulations. Reviewing Officer Da~e
1MPORTANT NOTES: The instructions accompanying thls form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable informatiott Sign on last page.
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. rRopo.~,g i,,~i,i~.*t ooO,: ,e, p~,. U-~ of fdi~g instructions.)
NONE (No reportable agreements.) DATE
1.
Beckwith, Sandra S.
~
(yours, not spouses)
3.
4.
B. Spouses Non-Investment Income - If you were married during an),portlon af ~he reporting year, complete thi~ ~ec~o~
(Dollar omount not required e.rcepf for honoraria.)
DATE
1. 2009 2. 2009 Antique Business Retired - Pensions
3.
4.
L~CAT1ON
PURPOSE
2. 3.
4. 5.
DateefReporl
Beckwith, Sandra S.
04/23/2010 I
V. G IFTS. a,a.~o~ ,hoso ,o ,r, .... ,~ de~nde.t children; s~ r~ 28-31 of filing instru~ons.)
NONE ~o reportable g~s.) SOURCE
1. 2. 3.
DESCRIPTION
5.
I.
2. 3.
4.
5.
Date of Repor~
Page 4 of 9
04/23/2010
VII. INVESTMENTS and TRUSTS -i.com,. ,,t,. ~o.,.tlo.~ ano~ua~, tho~, ol,po.,, o~d d~,,.d,n, children; ,,pp. 31-~0 of fding in,truction,.)
NONE (No reportable income, assets, or transactions.)
A. Des~ion of Assets (i~luding ~st ~sets) B, Income during r~o~ p~iod C. [ Gross value at end ofr~ng period ~ D. T~nsacliom during rc~ing ~d
C~ 2 OP)
[ Me~ad Code3
buycr/sdler (ifp~valc
I. 2. 3. 4.
U.S. Ba~ Po~olio General Electric Corp. Common Stock BP Amoco Pie Common Stock Johnson and Johnson Common Stock A B A Dividend Dividend Dividend K K T T Sold Buy (addl) 5/4/09 3/20/09 J J
5, "~i
7. 8. i 9. I0. I 1. I 12. 13. 14. !5. !6. 17.
A A
B B A
Dividend Dividend
Dividend Interest Dividend None
K K
K K
T X
T T Sold Sold 7/13/09 3/20/09 3/20/09 11/23/09 J J J J See Note in Pan VIII B See Note in PaR VII1
A A A B B
Buy Sold
K L
Interest
FINANCIAL DISCLOSURE REPORT Page 5 of 9 VII. INVESTMENTS and TRUSTS -i, co,.,.
NONE (No reportable income, ~sets; or transactions.) A. Description of Assets (incl~ing ~s~ as~) Place "(X)" aft~ each ~t i B. ~ome during ~ ~ning period ~ount ~ T~ (e.g., .[C~e I II _-- or inL) A Di~dend C. Grogs value at end offing Value C~ 2 UP) [ Value I Me~od Code 3 (~ T~e (e.g., buy, ~11, redemption) D. T~ions d~ng ~ng
Gain Code I
Sold
7/13~
19.
20.
A
B
Interest
Interest
T
11/02/09 J See Note in Par~ VIII
21. 22.
23.
Clermont County, Ohio 2.250% I 1/01/25 U.S. Treasury Note 1.000% 8131/11
U.S. Treasury Note 1.000% 9/30/I I
Sold None
None
12/29/09 8/25/09
9122/09
L L
K
L
K
T
T
Buy
Buy
24. 25.
26, 27. 28.
lntl. Business Machines Corp. Common Stock Cincinnati Police Credit Union
Public Employees Deferred Comp. #1 Public Employees Deferred Comp. #2 Public Employees Deferred Comp, #3
None A Interest
None None None
K J
T T
Bu~;
11/17/09
M O L
See Note in Part VII1 See Note in Pan VIII See Note in Par~ VIll
29. 30.
31. 32. 33.
T
Sold 1/30/09 J
Date of Report
04/23/2010
VII. INVESTMENTS and TRUSTS - i.co.,e, ~at.e, transactions (lnclud~ those of spouce and dependent children; ,,rp. J#-60 offing Instru~ion~)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 145. 46. 47.
I Sha~s MSCI E~rging Mk~. Index FD Common St~k L Family LP Bond Int. Varies 6/01/2034 1 SharesNASDAQ Biotch Index Fund Common Stock I Shares NASDAQ Biotech Index Fund Common Stock ] Shares S&P Glb] Energy Sect. Common Stock I Shares S&P Glbl Energy Sect. Common Stock l Shares S&P Glbl Energy Sect. Common Stock I Shares F&SE/Xinhua China 25 Index FD Corr~mon Stock I Shares DJ U.S. Tech Sector Lad FD Common Stock 1 Shares DJ U.S. Tech Sector lnd FD Common Stock Yam Brands Inc. Common Stock BVIC Software Inc. Common Stock U.S. Treasury Note 1.660% 8/3 I/11 3M Co. Common Stock US. Bank IP,.A II Walgreen Company Common Stock
A D
L N
T T
3/20/09 3/30109 3120109 712109 3/20/09 5/21/09 ! |2114/09 3/20/09 3/20/09 8/7/09 5/6/09 5/5!09 8!25/09 12/23/09
K N K K K K K K K K K K L K See Note in Part VIII D B See Note in Part VIII See Note in Part VIII C
B B B A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None None
L L L L
T T T T
K K M K
T T T T
None
51.
None
S =Ass~sm~l W =E~a~ed
T ~Cash M~k~ :
FINANCIAL DISCLOSURE REPORT Page 7 of 9 VII. INVESTMENTS and TRUSTS -in ......
]
Dn,e ot R,~or,
04/23/2010
.tue.,,~ ....ti~s(I~c~ades~h~s~fsp~us~ndd~pend~n~h~d~;~e~pp.~4~6~f~ing~ns~r~c~ns~)
[
: ~ ~
A.
~scfiption of Asse~ (including t~sl ~se~)
~ ]
a.
Income d~ng ~p~ing period
- .......~ ....... ~ c
D.
O) buy, sell, ~demption) (~) (3) ~de I (A-H)
" ...............
Code 2 (l-P)
_
52, 53. Firsl Am~can Govt. Obligation Fund CL ~ Kansas C~W Southe~ Common Stock A Int~st None L T Sold
(J-P) m~ Code 2
I/I 5/09
54.
U.S, Bank IRA III A A A Dividend Dividend Dividend None Interest None A A Dividend Interest None None None B B Interest Interest None M T K K L T T T K K K L K ] T T T T T T Sold Buy Buy Buy Buy Sold Buy Buy (addl) 3/20/09 3/17/09 12/14/09 ! 1/16/09 11/24/09 12/31/09 5/4/09 12/29/09 8/25/09 K K K L L L L 3/17/09 Sold ! 12/14/09 J
55." I Shares Iboxx &Investment Grade Corp. Common Stock 56. 57. 58. 59. 60. 61. 62. 63, FPLGroup, Inc. Common Slock FPL Group, Inc. Common Stock Apple Computer Inc. Common Stock
First American Govt. Obligation Fund CL Y A CdgeneCorp. Common Stock Walgreen Co. Common Stock I Shares Barclays 3 yrs. TRS BD Starbucks Corp. Common Stock
64. Priceline.com Inc. Common Stock 65. 66. 67. 68. U.S. TreasuwNote 3.125% 12/31/16 Indian Creek Christian Church Inc. Taxable Bond Int. Varies Indian Creek Christian Church Inc. Taxable Bond Int. Varies U.S. Treasury Note 1.000% 8/3 I/I I
P3 =$~,~.~ I 150,0~,~0
P4 =More ~ $50,~,0~
neckwith, Sandra S.
D.tofRepog
1M/23/2010
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory pro~qsions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptnnce of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544