Professional Documents
Culture Documents
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I. Perso,~ Reporting (last name. 15rfit, middle initiall Thmnpson , Myron H. 4, Title (Amcle Ill judges ind~cale ac6ve or senior stares; nlagzs~rat judges indlcat~ full- or pa~-hme} US Dis,rict Judge - active
5b. ~ AmendcdRepofl 7. Chambc~ or Office Addres~ O~e Church Street P. O. Box 235 Montgomery, AL 36~0i 8. On the bzsi~ oflhe information ontzined io this Repurt ~nd any modifications pertaining Ihereto, il i~, in my opiniou, in compliance with applicable la~ ~nd regulztion~. Revie~qng Officer_ Dzte
IMPOR TAN T NO TES: The imtruetions accompanying this form re,st be follawed Complete all parts, checking the ?CONE box for each part where you have no reportable inforntation. Sign on last pag.
1. 2
Member Member
I.
Thompson, Myron H.
Dateo[R~port
05113/2010
I. 2. 3. 4.
B. Spouses Non-Investment Income - if yau were married during u,~y porthm of the r~porting year, complete th& se,tio~ (Lk,l&r anto~mt ~t~t t~quirtd exc~7~t jbr h~noraria.)
I. 2. 3. 4.
2.
Islip, NY
Speech
3.
Washington, DC
4.
Alexandria, VA
Board Meeting
5.
Speech
Date of Report [
T~,,,mv~,,-,,",~,,,,".
05/13/2010
V. GIFTS. a,,,,~,,h.,,i,o,~,,, v,,,0,~ .... a dependetff childr,,,; see pp. 2~- 31 of filing in~truttlons.)
[] NONE (No reportable gifts.) SOURCE
I.
DESCRIPTION
VALUE
2. 3.
4.
5.
VI. LIABI LITIES. a,,,.~,,a,-~,~ ..... .,p,,,.~, at,d d,Tendent children; ,tepl,. 32-33 of filing it~tructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VAL.k~E CODE
Page 4 of I !
VII. INVESTMENTS and TRUSTS - ~ .........
[Name
of Person Reporting D. Tran~actit~n~ during reporting permd [ ~) :. Date Value " m~"d~yy Code 2 (J-P) ~
t ........... .,io,,, (Includes th .... ,p .......... d dependcnt children; seepp. 34-60 of filing instructio,,g)
NONE (No relmrtable income, assets, or transactions.) Description of Assets (including t~st assets) Place "(Xi" alicr each asset exempt from prior disclosure i Income during re~ing period I (1) (2) Amount T2pe (e.g.. Code 1 div.. rent, (A-It) or int.) Gros~ value at end of rcpoa~ng period ............. (l~ (~ ~2~ Value Value Type (e.g. Method buy, sell, Ct~e 2 ~J-P) Code 3 rcdempuon) (Q-W~ L W Closed J F Open .gold Sold 07/07/09 07197/09 09/I 3/09 J ,,~ 6. 7. g. 9. 10. I I.
12.
I. 2. 3. 4. ~ 5.
flouse site at Martin Dana, Elmorc County At. Morgan Stanley Dean Witter (ll~s) (filer); Liquid Asset UBS (IRAs)(filer): Liquid Asset "": China Yuchai Intl (common) ":Premmr & Gamble {common) ": AT&T (cmnmon) "": Chesapeake Energy (common) "": Plizer (common) "":Tenaris (common) "": Valero (common) "":Nokia (common)
"":CitiGroup (conltnon)
None A A A A A A A A A A
A
h~tercst Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Dividend J "i"
J J J J J
"":General Electric ~common) "":AI.COA, Inc. (ommmn) "":Amcr E!cctric Power Co. (commou)
A A A
J .I J
T T T
J J J
16. 17.
A A
Dividend Dividend
J J
T T
Buy Buy
12/28/09 07/30/09
J J
B =$!.O(H - $2.500
C - $: ~01 - $~.~300
O =$S.!g}l. Sl5.000
Date
"l).,mpso.. ~lyro,t n.
NONE (.~o rc7 ortable income, assets, or tran.~actions.) Description ~,f Asse~s ~ Place"(Xfaficreacha~set exempt 13om prior disck~sure Income during reposing pcno~ T~[~ (e,~. ~i, re,,, or int.) Gross value a~ end of reposing period , Code2 Value [ ~ (3-Pl [ J J J J J J J J J J J ,.r J J ,l J J Value ]Method ~. Code 3 I (Q-W) T T 1" T T T T T T T T T T T T T lypc(e.g.. buy, sell, redemption) Transactions during repo~i~g period __ Valu~ ~ Gain Date ;m~dd~yy Code 2 [ Code I IA-tt) (3-P) Identity. of bt~ycr/sdler (if private
18. 19 20. i 21. ~_.." ..... 23. 24. 25. 26. 27. 28. 29. 30 31. 32. 33. 34.
"":BP PLC SPON ADR (common) "":China Yuchai lntl Ldt Ord (common) "":Chiquica Brands (common) "":Cumpanhia De Sanenmento (common) :Gilead Sciences (common) "":Goldman Sachs (common) "":llarlford Fincl. Services (corn non) "":Ilttron Consulting Group(common) "":McDonalds Co~p (common) "":Petroleo llrasilciro (common) "":lrocter & Gamble (cmnmon) " \,a!cr ~ ! orgy (c~mmmt) .... :w::llpomt ]no (comm,.m) "":lsharcs Inc MSCI Australia (mutual) "":lshares Inc MSCI Brazil (mutual) ":Alliance Bemstein (holding) ~Stanley Dean Witter (IRAs) ] Liquid Asset
l)ividend Dividend Dividend Dividend Db. idcnd Dividend Dividend Dividend Dividend Dividend Dividend Dividcml Dividend Dividcnd l)ividend l)ividend Interest
Buy BW Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Closed
)7/31/091 10/30/09 08/14/09 07!22/09 10/23/09 12/I 1/09 09/17/09 08II8/09 10/06109 08!12/09 07/22/09 10120109 11/04/09 08/I4/09 11109/09 08/05/09 07107/09
J J J J J J J J J J J
J J J J J
N -:~250,001 -
FINANCIAL DISCLOSURE REPORT Page 6 of 11 VII. INVESTMENTS and TRUSTS - ~,,,- .......
Da,eofReport
rhomp~tm, r~lyron .. ~ .............,;o,,, (Includes those of sp ....... d dependent children; see pp. 34-60of filing instructions.)
NONE (No mTortable income, assets, or tra~tsaetions.) Description of Assct~ (including t~sl assets) PLace "(X~" after each asset exempt fmmpriordiscl~sure Income du~ng repoding period Amount Code I (A-H) Type (e g, div.,rent, or int.) ~ Gross v~luc at end [ of rcpoaing period Value C~te 2 (J-P) ~ Vak~e I. Mcth~ Code 3 Type (eg., buy. salt ledempli~m) Transactions during reporting period
bu?cr~~ellcr (tfp~atc
[ 35. 36. 37, 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
U}~S HRAs~
~: Liquid Asset
A A A A A A A A A A A A A A A A A
lntercs~ Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend l)ividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
07/07]09 07/13/09 07/I 3/09 : 07/13?09 11/05:09 07t13/09 ~ 07/13,;09 09/30/09 1 I/I 1/09 09/16109 07130/09 07/31/09 10/30/09 08/14/09 07/2S09 10/23/09 09/17/09 J J J J J J J J J .I J J J J
"": Blacktock GBL & GLBL (common) "": Templelon Dragon (common) ":\kiisdom Tree (common) "": AT&T (common) "": Chesapeake Energy (common) "": Powershares (com~yaon) "":CitiGroup (common) "":Alcoa (common) "":Am.Elecmc Power (common) "":Bank of America (common) "":BP (common} "":China Yuchai Intl (common) "":Chiqulta Brands (common) "":Ct~mpanhia De Saneamento (common) "":Gilead Sciences (common) "":|lartfbrd Fincl Seeices (common)
J J J J J J J J J l
T T T T T T T T T T
Buy Buy Buy Buy /3uy Buy Buy Buy Buy t3uy
A =$1,0~0 or less
B -$1.00I - $2,300
C =$2.5I! I - $5.00~
D ~$ 5.001 - $15,000
k =S 15.001 - $5,9.0~
[N ....
fPerson Reporting
Da,enfRepnr!
05/13/2010
NONE (No reportable income, assets, or transactions.) A Description otAs~c~s (including trust assets) llaee "(X)" al2er each as~cl exempt from prior disclosure B Income during repoaing period (I) ~ (2) :Amount T>~ (e.g., ~ Code I div. rent, : (A-H) or int ) ~ A A A A A A A A A A A A A A A A Dividend Divklend Dividend Dividend Dividend Di,idend Dividend Dividend Dividend Dividend Interest Interest Di\idend Interest Interest Dividend J J T T J J "1 T C. Gross value at end of repo~ing perk~ 111 (2) Value Value Cede 2 Meted (J-P) Code 3 ~Q-W) J J J J J J J j J .! T T T T T T T T T T i ~ (I) "r~pe (e.g., buy, sell, redemption) D. Transactions during reporting pcri~,d (21 (3) Date Value ::mtWd~)~ ~ Ct~e 2 ] (J-P) (4) Gain Code 1 (A-H) 15) IdcetiW of buycriscllc~ (if private ~rausacuonj
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67.
"":Huron Consulting Group (common) "":McDonalds Corp (common) "":PetroIeo Brasileiro (common) ":Procter & Gamble (common) "":valcro Energy(common) "":Veolia Environnement (comrnon) ":Wellpoiut Inc (comnton) "":Ishares Inc MSCI Australia (mutual) "":lshares luc MSCI Brazil (mutual) "":Alliance Bernstein (holding) Morgan Stanley Dean \Vittcr (Edu. IRA) (dep) Liquid Asset UBS (Edu. IRA)(dcp) Liqnid Asset "":lIlackrock tJlobal Allocation Fund Morgan Stanley Dean Witter (Edu. IRA) (dep) Liquid Asset UI3S (Edu. lI~)[.dcp) Liquid Assel ":Blackrock Global Allocation Fund
Buy Buy Buy Buy Buy Buy Buy Buy Buy Fluy Closed Open Buy Closed Open Buy
08t1~/0q 10,06q 9 08112109 07122/09 07/17/09 10114/09 I 1/04i09 08114/09 11/09/09 08105,09 i 07107,09 07107109 07il6/09 07/07/09 07t07/09 07/16/09
J J J J J J J J J J J J J
68.
Interest
Closed
07107/09
F -$50,001 . _~10l).01J0
(; =SI00.001 - $1,00t3,(ff~3
l! I =$1,000,001 . $5.0f1(}.000
~am~of~ ....
n Reporling
DaleofReport
Thompson, Myron H.
05113,2010
\7II. INVESTMENTS and TRUSTS -~.co.,.. ,,o1.~. , ....... t~,,,, (lncludevtl ..... q Wuuse and doendent childr,n; see pp. 34-60 of fiang i ....... ctio,t~.)
NONE (No reportable income, assets, or transactions.) Description of Assets 0nctuding trust assets) Income during reposing period [ (;ross ~alue at end ~ of reporting peri~ [ Transactions during reporting period
[ ~ (QA~
buvc~iscllcr transaction)
UBS(f!lcr) I.iquid Asset "": Blackrock GBL & GLBL [common) "": Ishares S&P GI.BL Health (commopn) "": Wisdom Trce (common) "": I~harcs S&P Latin Am. (common) "": Templeton Dragon (common) "": AT&T (common) "": Cheszpeake Energy (common) "":Alcoa (common) "":Atn.Electric lower (common) "":Bank of America (common) "":BP (common) "":China Yuchai lntl (common) ":Chi~uita Brands (cmnrnonl "":Companhia De Sanemnento (com~non) ":Gilead Sciences (common) "":Hartford Fincl Service~ (common)
A A A A A A A A A A A A A A A A A
Interest Dividend Divid,:nd Dividend Dividcnd Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
07/07:09 07;13109 07/t3/09 07/13/09 07/13/09 07/13/09 11/05i09 07/13109 11/I 1/09 I)9/16!09 07130/09 07/31i0q 10/30/09 08/14/~9 07/22/09 10/23/09 09/I 7/09
J J J J J J J J
176.
77. 78. 79. 80. 81. 82. 83. 84. 85.
J J J J J J J J J
T T T T T T "f T T
J J J J J J
Date of Repor~
Page 9 of 11
05/13.2010
VII. INVESTMENTS and TRUSTS - i ......... ,,l~e. ,,anaactlons (Includes those of sp ...... d dependent children; ~eepp. 3~-60 of filing instruction~O
NONE (No reportable income, assets, or transactions.) A. Description of Assct~ (including nusl assets) P[~ce "(X)" after each asset exempt trom prior disclosure [ B. lucomc during reposing period C. Gm~s ~alue at end ; ~frcpo, t,na period Value Code 2 [ (J-P) ] J J J J J J J J J J Value Method Civic 3 (Q-W) T T T T T T 1" T T T Type (e.g., buy. sell. redemption) D. Transactions during repomng period
I Amotmt ;~ T}.pe (e.g, ] Code ~ ~ div.. rent. (A-H) I orin~.~ j , [ A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Intcrcst Interest It, forest Interest Interest
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 98. 97. 98. [99.
"":Huron Consulting Group (common) "":McDonalds Carp (common) "":Pctrolco Bras eiro (common) "":Proctcr & Gamble tcommon) "":Valero Energy (common) ":Veolia Envir~mnement (common) "":Wellpoint lnc (common) "":lshareg the MSCI Australia (nmtual) "":lshares Inc MSCI Brazil (mu:ual) "":Alliance Bcrnstcin (holding) Mergan Stanley l)can Witter (filer): Liquid Asset Fund UBS (filer): Liquid Asset "":kas Vegas Sands (common) "":towershares Exchange (mutual)
Buy Buy Boy Buy Buy Buy Buy Buy Buy Buy Closed
08/18/09 10/06/09 08;12/09 07/22/09 07/17/09 10/14/09 11104109 08114/09 I 1/09/09 08/05109 07/07/09 0711")7109 01/28i09 01228/09
J J" J J J J J J J
J J J J
T T T T
N ....of P ......Rcpor~ing
Dale of Repot[
Page ! 0 of I 1
0511312010
Thompson, Myron H.
05/13.;2010
I cerlil~ that all information given above (including information pertaining ~o my spouse and minor or dependent children, if any) is accurate, true, and complete ~o the best of my know!edge and belief, and that any information not reporled was withheld because it me1 applicable statutory provisious pertaining non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceplance of gills which have been reported are in cmupliancc with the provisions of 5 U.S.C. app. 501 e!. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature~
NOTE: ANY IND!VIDUAL \VHO KNO~VINGLY AND "~VILt.ULLY FALSIFIES OR FALLS TO FILE TIllS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544