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FINANCIAL DI SCLOSU RE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. DISTRICT COURT, SD OHIO
5a. Reporl Type (t:heck appropriale tyF,,.) [] Nomination, ~[~ Initial Dale ~ Annual

Report Required by the Ethics

in Government ,4ct t?f 1978

(5 u,s.c at,;..f.f lOl-li;)

3. Dat~ of Report 05/14/2010
6. Reporting Period 01/01.2009 to 12/31/2009

I. Person Reporting (last name, first, middle initial) RICE, WALTER tt.
4. Title (Arlicle 111 judges indicate active or senior status; magislr~le judges indicate full- or par~-fimc) UNITED STATES DISTRICT JUDGE

[] Final

fib. [] Amended Report 7. Chambers or Office Address UNITED STATES DISTRICT COURT 200 WEST SECOND ST., ROOM 909 DAY]ON, ()il 45402 8. On the basis of the informalion co~tained in Ibis Reporl and any modifications pertaining thereto, it h, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: the instructions accompanying this form must be followed. Complete all parts,
checking the NONE box f!~r each part where you have no reportable information. Sign on last page.

[~

NONE (~Vo reportable positions.) POSITION NAME OF ORGANIZATIONiF.NTITY

1.

SEE PART VIII, PAGE 5

NONE (:Vo reportable agreements.) DATE PARTIES AND TE~IS

~ ~

~ ~

Rice, Walter H.

FINANCIAL DISCLOSURE REPORT

Page 2 of 6

~.,.~ ofP~,~o. ~e~.~.g

raCE, WAL~ n.

05~4.~~0~0 a.,eorRepo.

111. NON-INVESTMENT 1 N COME. ~o,,i,~ individual and xp ....

A. Filers Non-Investment Income

; ~ee pp. 17.24 of filing in,~tructionsJ

NONE (No reportable non-investmem income.) DAT[

I.

SO~Cg A~ T~F

tNC~
(~ours, not spouses)

3. 4.

B. Spouses Non-lnvestment Income - U~,,,, were married dating any portion o~ the reporting year, complete this
(Dollar ~motmt not rvquired e~ t ept /br honorar~o. )

NONE (No reportable non-investment income.) SOURCE AND TYPE

CITY OF VANDALIA * Isalary as Magistrale,~Re~rce)

3. 4,

~-z. REIMBURSEMENTS --tramportation, lodging.]hod, entertai .... (lmludc,~ thoxe to ;f~oo~e onJ dtT~endt.nt children, ~tpp 25-27 of titing in.~t~ctions )

t.

NON E (No reportable reimbursements.) SOURCE

I.

DATES

LOCATION

PURPOSE

ITEMS PAID QR PROVII)ED

3.
4.

5.

Name of Person Reporting

Dale of Repor!

FINANCIALpage 3 of 6 DISCLOSURE REPORT

V. G! FTS. (Ina.d..~ ,h,,se 1,, sro., o.a a.~..a,., children; see pp. 2S-31 of filing instruction.g)
NONE (No reportable gifts.) ~ DESCRIPTION VALU_F~

2. 3. 4

[~]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

I. 2. 3. 4. 5.

Name of Person Reporling

Dale of Report

PageFINANCIAL4 of 6 DISCLOSURE REPORT

raCE, \% ALTER H.

05114;2010

VII. INVESTMENTS and TRUSTS - in ....... I,,. r ...... ,ion, lneludcs tho~t of sp ...... d dependent children; see pp. 34-60 of filing ins~uction~d
NONE (No reportable income, assets, or transactions.) Description of Assets (including trusl assets) Place "(X)" after each asset cxernp! from prior disclosure Income during ; i reporting period , ,I (i) ....... t2) Amount Type (e g.. [ Code 1 div.. rent, , (A-|t) : or int.) Transactions during rel~r6ng period ~li T)~c (e.g., b~. sel!. redemption) (2) (3) Date Value mm,dd,yy Code 2 (.l-P)

[ Gross v~.lue a~ end i of reporting period , (i) I~) Value Value Code 2 Method (J-P) Code 3 IQ-W) L J J J .I J J K J K K N K T T T T T T T T T T T T

Gain Code I {A-H)

Idcntii~/of buyer/seller (ifprisate transaction)

I. i 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13.

14.

Fifth-Third Bank, Dayton, OH lka PNC Bank (savings account) Society National Bank, nka KeyBank, Dayton - checking aecl} AIlergen- common stock Beckman Instrument - common stock Everen Securilics, ~a Kemper!Selected Funds Fifth-Third Bank, fka PNC Bank, Dayton (checking acct) Integra Financial International Paper SinithKline Beecham - preferred stock Fifth-Third Bank, Daylon (inlerest bearing checking account) Fifth-Third Bank, Dayton (interest bearing savings account) Mellon Bank. New York Wnght-Patterson Credil Union

A A A A A A A A A A A C B

Interest Interest Dividend Dividend Dividend Interest Dividend Dividend Dividend Interest Interest Interest Interes!

15. 16. 17.

Name of Person Reporting

Dale of Reporl

PageFINANCIAL5 of 6 DISCLOSURE REPORT [ raCE, WALT~:R n.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
h POSITIONS: BOARD OF TRUSTEES ..... ISUS, INC. - .... a charier school which is partially funded by the State of Ohio.

" 05i14.2010

FORMER AND CURRENT MEMBER, BOARD OF DIRECTORS, "BLIILDING BRIDGES" --- an adjunct to Juvenile Probation Deparlment. concentrating on ~.~,ork lherapy for hard-core juvenile offenders. FOUNDING TRUSTEE ..... AVIATION HERITAGE FOUNDATION, INC. - .... an organization tbrmed to admini~ler the National A~,iation tleritage Area. which pulls together all of the aviathm heritage sites and activities in an eight to ten county area, in tJrder to guaranlee that the Dayton area will forever be considered nol only the Birlhplace of A,,iation, but also v, here the avialion industry, was founded and where, even today, it set~es to p~ovide the cutling edge of aviation technology. TRUSTEE ..... WRIGHT DUNBAR, INC. - .... an organization dedicated to restoring the Third Streel commercial co~ fidor tutoring the length of the Wright-Dtmbar Neighborhood, the site of the Dayton Aviation National Historical Park and the early 20th century homes of the Wright brothers and Paul Laurcnce Dunbar. BOARD OF ADVISORS ..... TIlE LrNIVERSITY OF DAYTON SCttOOL OF LAW CHAIR.~v]AN ..... DR. MARTIN LUTHER KING. JR., MEMORIAL COMMITIEE ..... to Dr King a committee charged with de,,eloping a concept ota suitable memorial

MEMBER., BOARD OF TRUSTEES ..... MONTGOMERY C()UNTY VOLUNTEER LAV~WERS PROJECT ..... an organizafio~ conceived and operated to r~rovide legal setices to nd gen s in a I aspcel$ of civil law; the organization supplements Ire ~..ork done by our local I.egal Aid Society. CO-CItAIRPERSON ..... DAYTON DIALOGUE ON RACE RELATIONS ..... action. an organization dedicated to racial reconciliation through understanding and

CO-CItAIRPERSON ..... COMMUNITY-\VIDE RE-ENTRY TASK FORCE ..... a group of service providers, criminal justice professionals and community leaders tasked with development and implementation ofa prntocol and programs to facilitate successful return flex-offenders from incarceration to become contributing, taxpaying members of the community. CHAIR, AIMERICAN VETERANS HERITAGE COMMISSION ..... a group tasked with planning and developing the rehabilitalion of the Dayton Veterans Affairs Campus and inclading thereon a museum to honor the contributions of Americas veterans to their communities in times o|peace, as weh a~, in times

C!tAIR, DAYTON INTERNATIONAL PEACE MUSEUM --- a muscun~, dedicalcd to espousing peaceful solutiol~s ~o issucs that divide people, ,Jn a global. ii~ltiol~al mid local setting.

Name of Person Reporting

Date bf Repor!

PageFINANCIAL6 of 6 DISCLOSURE REPORT

IX. CERTIFICATION.

raCE, ~,VALTER II.

05q4t2010

| certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the bes! of my knowledge and belief, and Ihal any information not reported was withheld because it met applicable statulor-.y provisions permitting nun-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAl. WHO KNOWINGLY AND WILFULLY FAI.SIF1ES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIl. AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I One Columbus Circle, N.E. Washington, D.C. 20544