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AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S.C.A. - Ninth Circuit ! 5a. Report Type (check appropriate ~ype) ] Nomination. Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,~ 101-111)

I. Person Reporting (last name, first, middle initial) TASHIMA, A. WALLACE Title (Article |1| judge~ indicate active or senior status; magistrate judges indicate full- or pan-time)

3. Date of Report 5/16/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Circuit Judge - Senior

[] Initial

5b. [] Amended Report 7. Chamber~ or Office Address 125 South Grand Avenue Pasadena, CA 91105-1652 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be fo/Iowet Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITI ON S. ~Re~,om,,g i.a~vid.at ontr; see re. 9-13 of filing instructions.)


[~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. mcpom,,# i.a~v~a.at o,0; see pp. 14-16 of filing instructions.) ~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Tashima, A. Wallace

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting TASHIMA, A. \VALLACE

Date of Report 5/16/2011

II1. NON-INVESTMENT INCOME. tRO,o~n~ individual andspouse: set pp. 17-24 of filing instruction~)
A. Filers Non-Investment Income

[~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Thomson/Reuters, Eagan, MN - Royalties Thomson/Reuters, Eagan, MN - Royalties INCOME
(yours, not spouses)

1.3/23/10 2. 9/20/10 3. 4.

$23,742.00 $53,016.00

B. Spouses Non-Investment Income - if you were married during any portlon of the reportlng year, complete this sectlon~
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

I. 2. 3. 4.

IV. REIMBURSEMENTS - ,ransporto.o., Iodglng,~ood, entertainment.


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~]

NONE(No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting TASHIMA, A. \VALLACE

Date of Repor~ 5/I 6/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructionsO
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

V I. LI A B I L I T I E S. a, c l, de, those olsponse und dcpe, ac,t children; see pp. 32-33 of filing instructions.)
D

NONE (No reportable liabilities.) CREDITOR


JP Morgan Chase, NY (successor to Washington Mutual)

DESCRIPTION
Mortgage on investment property (J)

VALUE CODE
o

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting TASHIMA, A. \VALLACE

Dale of Report 5/16/2011

VII. INVESTMENTS and TRUSTS -income, vatue, ~a~acao~ andud~ those o/ spo~se and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)* after each asset exempt from prior disclosure Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T T T T T T T U T T T (i) Type (e.g., buy, sell, redemption) Transactions during reporting p~riod (2) (3) (4) Date Value Gain mm/dd,~, Code 2 Code I (J-P) (A-H) (5) Identity of buyerlseller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

Dreyfus Liquid Asset Fund Rowe Price Intl Bond Fund John Hancock Money Market Fund Rowe Price Equity Income Fund W.L. Morgan Growth Fund (Vanguard) Vanguard Windsor II Fund Citibank[] Honeywell Intl. Common Chas. Schwab & Co. Brokerage Acct. Money Market Hendricks Villa, Inc., common Citibank-Checking (2) Citibank- Savings Janus Research Fund Rental Prop. #2, L.A., CA Appraisal Date: 12/17/03 JanusGIobal Select Fund Bank of America JP Morgan Chase

B A B A A A A A A C A A A A A A A

Dividend Dividend Dividend Dividend Div. & C.G Div. & C.G Interest Dividend Dividend Int./Div. Interest Interest Dividend Rent Dividend lnterest Interest

K J K K K K K K J O J J K PI J K L

Q
T T T

I. Income Gain Codes: (See Columns B I and I34 ) 2. Value Cod~ ~Se Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $ 100,000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25.000,001 - 550.000.000 Q =Appraisal U =Book Value

B =$1,001 . $2,500 G =$100.001 - $ 1.000.000 K =515.001 - $50.0~) O =$500.0QI - $1,000.000 R =Cost (Real Estate Only) V =O~her

C =52,501 - $5,000 I I I =$ 1,000.001 - $ 5.0~0,000 L =$50.0OI - $100.00) PI =51.000.001 - $5.000,000 P4 =More tEan S ~Assessment W =Estimated

D =$5,001 - $15,000 tl2 =More than $5,000.000 M =5100.0~1 - 5250.0~0 P2 =$5,0~.001 - $25,000.000 T =Cash Ma.rkcl

E =$15,001 -

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting TASHIMA, A. WALLACE

Date of Report 5/16/2011

VII. INVESTMENTS and TRU STS -inco,~e, v~tue, t, unsactions (Includes those of spouse and dependent children see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) B. Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/ddkyy Code 2 (J-P) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) D. Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

18.

Promissory Note (S, as Trustee)

Interest

19. 20. 21. 22.

Citibank(S) Childrens Trust Golden State Scholarshare Trust~ Gabriela Perez, Benef. Golden State Scholarshare Trust~ Joji Perez, Beneficiary Golden State Scholarshare Trust~ Jason Perez, Beneficiary
A

None
Dividend

J
L

T
T

A A

Dividend Dividend

L L

T T

I. Income Gain Codes: (See Columns BI and 134) 2. Value Codcs (See Columm CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $1 (30.000 J -$15.000 or I~s N $250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U -Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.00~.000 R =Cost (Rcal Estate Only) V =Olhcr

C ~$2,501 - $5,000 I11 =$1,000.001 . $5.000.000 L =$50.001 - $100.0~) p I =$1.000,001 - $5.000,000 P4 =More than S =Asscssn~mt W =Estimated

D =$5,001. $15,000 112 =More than $5,000.000 M =$10O.001 - $250.000 P2 = $5.000.001 - $25,000.~0 T =~h Markct

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting TASHIMA, A. WALLACE

Date of Report 5/16/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~)


All of the assets listed in Part VII, nes 18-23, are he d by trustee (or otherwise in a trust capacity) and i have no beneficial interest in said assets.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting TASHIMA, A. ~VALLACE

Date of Report 5/16/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature:

S] A. WALLACE TASHIMA

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT


125 SOU1tH GRAND AVENUE PO. BOX 915510 PASADENA. CALIFORNIA 91109-1,510

CHAMBERS OF

TEL: |626) 229-7373

A. WALLACE TASHIMA
UNITED STATES CIRCUIT JUDGE

August 30, 2011

Committee on Financial Disclosure c/o Administrative Office of U.S. Courts One Colurnbus Circle, NE, Suite 2-301 Washington. DC 20544 Re: Amendment to 2010 Financial Disclosure Report Dear Committee Members: In response to your letter to me of even date, I hereby amendg/i~y 2010 Financial Disclosure Report, as follows: 1. In Part VII, page 5, Column A, add "Hendricks Villa Inc.. common ~ as Trustee) (Y)," at line 23. 2. In Part VIII, add the following explanation:
~ ~.. : , The trust, of which ~~ . ~~i~~,~ ~, ~ was Trustee, listed in Part VII. ~.~.!] line 23, has matured and its corpus (i.e., Hendricks Villa Inc. common] has been distributed to the beneficiaries named therein. ,

I also enclose three copies of this Letter amendment.

Ao

encl.

Tashima, A. Wallace A