Professional Documents
Culture Documents
1. Person Reporting (last name, first, middle initial) Osteen Jr, William L. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address Federal Building, Suite 244 324 West Market Street Greensboro NC 27401-7455
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES:. The instructions accompanying this form must be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Filers Non-lnvestment Income
~] NONE (No reportable non-investment income.)
DATE
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
I
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
V. GIFTS. anctudes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
DESCRIPTION
VALUE
VI. LIABILITIES. anciudes those of spouse and dependent children; seepp. 32-33 of filing instructions,)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRU STS -income, vul.e, tr.ns.ctio.s aneW.des those oy spouse ..d depe.dent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset B. Income during reportingperiod (i). (2) Amount Type (e.g., Code I div.,rent, , C. Gross: value at end of reporting period .Q) . (2) ValUe Value : Code 2 Method Code 3 (Q-XV) D Transactions during reporting period (1): Type (e.g., buy, sell, redemption) (2) (3) (4) Gain .... Date ....... Value mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
1. 2.
Bank of America common stock First Citizens Bank accounts 13B&T accounts
A
A
Dividend
Interest
J
L
T
T
A A A
A
J J J
J
T T T
T
4. 5. 6. 7. 8. 9.
Bond Fund of America Class C Symbol BFACX Franklin Income Fund Class C Symbol FCISX
Virms Real Estate Securities Symbol PHRCX
Hartford Capital Appreciation Fund Class C (HCACX) Keeley Small Cap Value Fund Class A
A A A A A A A
J J J J J J J
T T T T T T T
(KSCVX)
Franklin Templeton Mutual Glo Discovery Fund Class C (TEDSX) Pioneer Cullen Value Fund Class C (CVCVX) 11. 12. 13. 14. 15. 16. 17. Templeton Global Bond Fnnd Class C (TEGBX) Capital World Bond Fund Class C American Funds (CWBCX) Eagle Mid Cap Stock Fund Class C (HMCCX)
1. lnc0me Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Cod~ (See Column C2)
J =$~5,o0oorless
N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
K=S|S,O01 =sso,000
O ~$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
~=~50~00 ~s~oo,o0o
PI &$i~000;001 ~ $5,000,000 p4 --More than $50,000,000 S =Asscssment W =Estimated
E =$15,001- $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544