~o to Rev.

t/20t0

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

R~o,i, ~o~m~.,Req~ir~ ac, ~y ~ o (5 u.s.c, app. lO1-111)

4. "Bile (Article Ill judg~ indicate a~tive or s~nior slams; magistra~ judges imli~te full- or Senior U.S. District Judge

~ Report Type (check a~317mp6at~ type) [] Nomination, Dak~

6. Relmrtiag Pe~od 01/0 L/2009

12/31/2009
7. Chambet~ or Office Addre~ P.O. Box 7365 100 S Clinton Sue~t Syracuse, NY 13261 5~ [] Am~ndod R~pon 8. Oa the basis of the information c~tained |a this Report and any moOlflcatious per~h~tg th~et~ it ~ in my opinion, |n compl~mce with applicable laws and rt~alatiom. Review~ Officer Date

IMPORTANT NOTES: The instruc~ior~ accompanying this form m~xt be followe~ Complete Ml parls,
checking the NONE box for each part where y~u ha~e no reportable infolT~al~on. Sign on last page.

I. POSITIONS. 1~,~,,~ ~,,~; ~,~

NO~ ~o re~rtable position.) ~SITION NAME OF ORG~TION/ENTI~

2. 3. 4.

c-~

~ NONE ~o reportable agreements.) ~ P~T1ES ~D TE~S

FINANCIAL DISCLOSURE REPORT Page 2 of 12

~.-. orr~ nepo~ McO.r~ Neal P.

DateofReport

06/30/2010

HI. NON-INVESTMENT INCOME. 0~,~

A. Filers Non-Investment Income V---] NONE (No reportable non-investment income.) ~DATE
1. 2009 2. 3. 4.

SOURCE AND TYPE

N.Y. State Employees R~nt System

iNCOME
(yours, not spouses) $2,793.00

B. Spouses Non-Investment Income - ~fyo~ ~e~ ~ d~,~g ~y~,~on o/~ ~ yea,. ~ ~ se~o~
~1~ ~nt ~t r~ui~ ~t for ~r~)

~ NO~ ~o reportable non-in~s~t income.) SOURCE ~D ~PE

I. 2~ 2. 2~ 3. 4. Carrie Relief ~ ~ui~ $~7 ~lic Chmh ~ ~ie~ $722

IV. REIMBURSEMENTS (Includes those to .~po~e and ~ hil~en; see pp. 2~27 of filing i~t~io~.)

NONE ~o r~o~able reimbursements.) SOURCE

1. 2. 3. 4. 5.

L~ATION

PURPOSE

ITEMS P~D OR PRODDED

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Report~g

Date of Report

I
DESC~PTION

o~,~o~zo~o

NONE (No repo~able g~s.) SOURCE

1. 2. 3.
4.

5.

VI. LI~ILIT~S. a~.~

NONE ~oreportable liabilities.)

~RED1T~R
1. 2.

DESC~PTION

VALUE CODE

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Pm~)n i~lmrtlng ] MeCurn, Neal P.

Date of ~

o~v3o~o~o

---1

NO~ ~o re~rtable income, assets, or tra~acao~.)

................................... ~ ...............................................~.
~ption of A~ (~g ~ ~) ~ ~6~g ~~

c.
G~ vat~ at ~d of ~g ~

~ .........................................~
T~fio~ ~g ~g ~

~e3

~ ~)

i (J-P)

;(A-~

(tfpnv~

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. ; 11. 12. 13. 14. 15: 16. 17.

Bmke~e ~Cs S~ ~ Wells F~go AT&T Amer Electric Power Heinz HJ lntl Business Machines Valero Energy Corp Verizo~ Comm YIYM Brands Franklin NY T/F Income Franklin NY T/F Income NYS Dorm 4% 7/1/09 SC Pub 4.25% I/I115 Biot~ch Holders Tr Fairport Communications (Y) Kansas City 0% 3/1/09 Long Island 0% 12/l/I 1 Long Island 0% 6/I/19 None None None K T Sold 03/31/09 K market Redeemed 03/02/091 K maricet B B A A A A A B B A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest lntemst Interest None K T K K J K J K J T T T T T T T Sold Sold Redeemed Sold Redeemed 03/06/09 3106109 07t01/09 10/08/09 04/30/09 M L J J K E market market market market market

(part)

19.

Coming

Dividend

20. 21. 22.

23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33.

Coming Franklin Temp Mut Disc NYS Dorm 3.5% 7/1/16

NYS Dorm 3.25% 7/1/14 NYS Dorm 5% 3/I 5/13 NYS Dorm 5% 3115/32 NYS Dorm 5% 3/15/32 FL St PWR 4% 10/1/15 NYC WTR 4.75% 6/15/33 NYC WTR 5% 6/15/34 Southampton 4%12/15/25 NC4% 1/1/18 NC 4% 1/1/18 Lake Success NY 3%1/15/15

A A A
A A B

Dividend Dividend Interest

Interest lnt./Div. Interest None

K L J
K K

T T T
T T Buy Buy Sold 03/31/09 02/25109 03/06/09 03/06/09 10/14/09 06122/09 10/15/09 06/30/09 10/08109 03/06109 K L K L K K J K K M market market market maeket market market market market market market

B A A A A

Interest Interest Interest Interest Interest None

L K K J

T T T T

Buy Buy Buy Buy Buy Sold

Interest

Buy

34.

Campbell Slrategie

Interest

FINANCIAL DISCLOSURE REPORT Page 6 of 12

N~.~ofr.~. a~or~ M~c.~, N,~ e.

o6t~mOlO

VII. INVESTMENTS and TRUSTS - ~ ~,

V--] NONE (No reportable income, assets, or transactions.)
De~-ription of Assets (including trust assets) Place ~(X)" after each asset Income during reporting period Amotmt (A-H) Type (e.g, orint) Gross value at end of reporting period Value (J-P) i Value Code3 ] Type (e.g., D. Transactiora during reporting period

Date | Value | (J-P)

G~in (A-H)

ldengty of (ifpriv~

] redemption)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Agilemt Tech lnc (Y) Stryker Corp An~r Fds Cap Wrld G&I EOG Resources First Busey Corp (Y) Hewlett Packard Johnson & Jolmzon Eli Lilly P ftz~r Vodafonv Group Xerox Bank of America NYS Thruway 4.5 411109 NYS .Envrnmt 4% 6/15/14 MTA NY Trans 7/1/13 NYS LOC Gvt4/l/13 NYS Gvt4/l/14 A A A A A A A A Dividend Distribution Dividend Distribution Dividend Dividend None Interest Interest None None None K K J K T T T T K K J J J J T T T T T T Sold Redeemed 01/29/09 J 04/01109 K market market A A A Dividend Dividend Dividend K J K T T T

DISCLOSURE REPORT Page 7 of 12

Name of Person l~porting

Date of Report

NO~ ~o reportable i~ome, ~se~, or ~a~tions.)

52. 53. 54. 55.

M~s ~R 2% 8/1/11 No~Mk NYS ~4% 1~15/16 NY S Envm 4,625% 6/15/33

In~st

Buy

03/~ L

m~et

A A

Inte~st Interest

K K

T T

B~ Buy

03/31/~ 10/14!09

K K

m~et market

56.
5% 58.

Sentinel Cap Mrks

Finl Sector SPDR Intuitive Surgical Inc

B
A

Dividend
Dividend None

K
l K

T
T T Buy 01/29/09 J market

59. 60.

IRA Acct (Wells Fargo)Stks & Bnds listed below: Boston Scientific (Y)
A A Dividend Dividend J J T T

61. Eli Lilly 62.. Halliburton Co 63. 64. 65. 66. 67. ;68. Medc, o Health (Y) Pfmer Pfizer Simon Property Grp Simon Property Cap Simon Property G-tO

Dividend None

Buy Buy (ac~dl)

10116/09 10/27/09 03/18/09 06119/09 09118109

J K J J J

market market market mmket market

Dividend None None

Buy (addl) Buy (addl) Buy (addl)

1. l~Olr~ Gain Codes:

FINANCIAL DISCLOSURE REPORT Page 8 of 12 VII. [NVESTMENTS and TRUSTS -~,,,,~

r..,~ of r~.,, s,n,,,-~ MeCura, Neai Po

D.,. of rut.. 06/30/2010

D " NONE ~o repo~able income, ~sets, or ~a~actions.)

A. ~ption of A~ (~l~g ~ ~) Pl~ "(X)" ~r ~h ~t exert ~mpd~l~ B. ln~ ~g ~ng ~ C. G~ value ~ ~d of ~ning ~ D. T~o~ ~g ~g

(,)
A~t ~e 1 (A-~

~)
T~ (e.g., div.,~ or int.)

(,)
V~ue C~2 (J-P)

(2)
V~ue Me~ ~3 (~

(,)
T~ (e.g ~,~11 ~fio 0

V--b) " (3) ~

~e } V~ G~n ~ [C~2 I C~ t I (J-P) (A-~ /

(5)
Id~fi~ of buy~/~ll~ (ifphv~e

69. 70. 71. 72. 73.

S~on ~ ~ UDR lnc Wy~ ~ Exp~ CD 1~30/11 Franklin T Mutual Disc B A B A

N~e Dividend Dividend ln~t Dividend K K T T K T

Buy (addl) Buy (addl) M~g~ (~ line ~)

12/18/~ 0~0~ 10/16/~

J J K E m~et m~et

74.
75. 76. 77. 78.

Amer Fds-New Economy

FNMA 4.5% 9/24/24 Individual Accounts held listed as follows: US Savings Bonds DreyfiJS Emerging Leaders Dreyfus MidCap Value Dreyfus MidCap Value Dreyfias MidCap Value Dreyfus Appreciation Dreyfus Appelation Dreyfus Appreciation Dreyfus Appreciation

Dividend
None

K
J

T
T Buy 09/14/09 J market

None A A Dividend Dividend None None A Dividend None None None

K K L

T T T 07/27/09 09/21/09 11/10/09 04/03/09 04/30/09 07/01/09 08/18/09 J J J J J J J market market market market market market market

79.~ 80, 81. 82. 83. 84, 85.

(addl)BUy Buy (addl) Buy (addl)

Buy (addl) Buy (addl) Buy (addl) Buy (addl)

(See Colunm~ BI and D4)

F -$50,001 - $100,00O

2. Value Cod~
(S~ Coiuran.s CI and D3)

J ~$15,000 or le~s
N ~$250,001 - $500,000

G =$10~,001 - $ 1.0~,0~0

K "$15,001 - $50.000
O =$500.00~ - $1.000.000

HI --$1.0Q0,001 o $5.000,000 L =$50,001 - $10~.000 PI -~$1,0~0,00| - $5.000,000

H2 -~More thaa $5,000,000 M ~100,001 - 5250,000 P2 =$5,000.001 - $25,000,000

FINANCIAL DISCLOSURE REPORT Page 9 of 12 ~. ~S~NTS ~d ~USTS - ~ ~ ~ a~ ~ oI~ ~ ~

~

N~ nfP,..~ a~.an M,~,,~, N~ ~"

NONE ~o repo~able income, ~sets, or ~tions.)

................................. ~ ............................................................ a. .................. ................................................................. c. ~ D.

(A-H)

or ~t.)

(J-P)

~3

[ ~ti~)

(J-P)

(A-~

(ifpfiva~

86. 87. 88, 89.

D~ ~ T~ Exempt ~ ~ T~ Exempt ~ ~ Tax Ex~ D~ S~k F~d

~vi~nd None N~e

Buy Buy (addl)

01/01/~ ~/~ 07/14/~ 08/18/~ 11/03/~ I 1/10/~ !~08/~ 05/05/~ ~/~/~ ~/22/~ 07/14/~ 07~7/~ 08/17/~ ~/08/~ 10/05/~ 11/10/09 12/(~/~

J J K J J J J J J J K J J J J J J

m~et ~et

~)
K T

~td

Divi~ N~e N~e N~e

Buy (addl) Buy (addl) B~ Buy (addl)

~ket ~ket

~. ~ S~k F~d 91. ~e~ S~k F~d ~. ~ S~k F~d 93. 94. 95. ~ Sho~4nt M~ ~ Shoa lnt M~i ~ Sho~ Int M~ A

lnt.~v. N~ N~e N~e N~e N~e None None N~e N~e

~y Buy Buy (addl) Buy (~at) Buy Buy 8~ Buy (~dl) Buy Buy (addl)

m~

~et m~ket m~et ~ket ~ket manet ~et m~et

~. ~ Sho~ Int Mu~ 97. 98. ~ Sho~ lnt M~i Dre~ Sho~ Int M~i

~, ~ Sho~ Int M~i 1~. ~ Sho~ Int Mu~ 101. ~ ShoR Int M~i 102. ~ Sho~ Int M~i

FINANCIAL DISCLOSURE REPORT Page 10 of 12

Nmm of Person Rq~orti~g

Date of Report

o6f~o/2oio

] Mt12urn, Seal P.

VH. INVESTMENTS and TRUSTS- ~,.~

--] NONE (No reportable income, asse~, or transactions.)
Description of Assets (including Irust assets) ] i Income during rg, poftir~g period Gross value at end ofr~porting period Tramac~io~s during reposing

Code 2 (A-H) or int.)

Method

(J-P)

Code

103. Syracuse Potice Fed Credit Union CDs & Base AJC
104. M&T Bank Syracuse Checking A/C 105. Mettife Bank & Money Mrk A/C

B
A A

Interest
Interest Inte~a~-t

K
J J

T
T T

FINANCIALDISCLOSURE R PORT

Name of Perm~ Reporting

D~t~ of Repor~ ~0~01 0

Page 1 1 of 12

[ M~u~ N~ P.

~H. ADDITIONAL ~O~ON OR E~LANATIONS. a~oys~)

Shares of Wyeth (Line 71) reorganized into shares of Pfizer (line 64)

FINANCIAL DISCLOSURE REPORT i NameofPe~oa Repmtiag Page 12 of 12 ] MeCurn, Neal P. IX. CERTIFICATION.

Dateof Rt~ort

06/30/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent l~dren, if uy) is accurate, true, and complete to the best of my knowledge and belie[, and that any information no~ reported wa~ withheld because it met applicable ~tatutory prov|~iona permitting non-diadosure. I further certify that earned income from outside employment and honoraria and the acceptance ofgif~ which have been reported are in compliance with the provisions of 5 U~.C. app. 501 et. ~q. 5 U~.C. 7353, and Judicial Conferen~ regulations.

Signatur

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

,FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544