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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. b~5q 101-111)
[] Initial
7. Chambers or Office Address MLK, Jr. Federal Bldg. & Court 50 Walnut Street Newark, New Jersey 07102-0999
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where yoa have no reportable information. Sign on last page.
Debevoise, Dickinson R.
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income
~] NONE (No reportable non-investment income.)
DATE
INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
V. GIFTS. ancludes those ,o spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. (1,,ctuae~ a, os~ oy~poas~ and a~p,na, nt chlt,~r~n; s,, pp. ~2-~ of filing instructions.)
[~] NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS -ineo,,e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~-] NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure Income during repoaing period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) M J K J J J L J K T T T T T T T T T Redeemed K K T T Sold K K J PI T T T T Buy 07/15/10 07/08/101 J K A 07/15/10 J See VIII A See VIII See VIII See VIII See VIII See VIII See PartVlll See VllI Transactions during reporting period
(1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
1. 2. 3. 4. 5. 6. 7. 8. 9.
UBS Financial Services Cash Fund, Iselin, NJ UBS Financial Services Cash Fund, Iselin, NJ PNC Bank, N.A., Millbum, NJ Wells Fargo, Millbum, NJ Wells Fargo, Newark, NJ Nuveen Bond Fund, Unit 519 (200) Williams College Pooled Income Fund #3 Wells Fargo, Summit, NJ ~ N.J. State Due 8/I/20
C A A
A C
B A B B A B B A E
10. ~ N.J. Health Care Auth. 07/01/20 11. [~Monmouth Cty. Imp. Auth. 12/01/16 12. ~ N.J. Health Care Auth. 07/01/12 13. 14. 15. 16. 17. Lopatcong Twp. 7/I 5/22 Allianz, SE PFD. WinslowTwp. Bd. of Ed. 8/01/19 Bank of America Brunswick, ME Trust See VIII
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 o $100,000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value
13 =$1.00| - $2,500 G =$ I00,001 - $1,000,000 K =$15.001 - $50,000 O =$500,001 - $1.000.000 R ~Cos! (Real Estate Only) V =Other
C =$2.501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated
D :$5,9~ 1 - $15,~30 H2 =More than $5,000,000 M $100,001-$250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption)
Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd!yy Code2 Code 1 (J-P) (A-H)
18. [~ Trust See Vlll 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -BlackrockN.J. Munic. (BN) Bonds Fund 416 -BP PLC -BristolMyers Squibb Com. -Chevron Texaco Corp. Com. -International Paper Com. -RoxiticusGolfClub Com. -Kimberly-Clark Com. -BlackrockLiquidity Funds ~ Margate City 4.75% due on 2/I/17 -Cape May Co. N.J. College due 8/15116 -GeneralDynamies Com. -Johnson & Johnson Com. -IBM -Exelon Corp. -Harbor Fund lntemational -United Technologies Com.
Interest
PI
Sold
06/25/10
Sold
06/25/10 J
See VIII
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1.000 orlcss F =$50.001- $100,000 J =$15,000 orless N =$250,001- $500,000 P3 =$25,000,001- $50,000.000 Q=Appraisal U =Book Value
B =$1,001- $2.500 G =$100,001- $1,000,000 K =$15,001- $50,000 O=$500,001- $1.000,000 R =Cost(Real Estate Only) V = Other
C =$2,501 - $5,000 H I =$ 1,000,001 - $5,000,000 L =$50.001 - $100,000 P I =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
=$5,001 -$15,000 H2 =Morethan $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 -Cash Markcl
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period (1) Amounl Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 Transactions during reporting period
(l)
Type (e.g., buy, sell, redemption)
(2)
Date mrn/dd/yy
(3)
Value Code 2 (J-P)
(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. ,48. 49. 50. 51. -Coca Cola -Proctor & Gamble Com. -McDonald Com. -FederatedStrat. Value (SVAAX) -BankofN.Y. Mellon -AT&T Com. -J.P. Morgan Chase -Bergen Cty IMRT Auth 2014 -Chubb Corp. -General Mills -Heinz -Hudson City Bancorp -Intel Corp. -Southern Co. -Union County lmpt 9/01/18 -N.J. Sp0rts& Expstin 9/01/19 -Pfizer, Inc. Sold 06/25/10 J A
See VIII
I. Income Gain {odes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column {2)
A =$1,000 or less F =$50,001 - $ 100.000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K = $15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L -$50.001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M -$ 100,001 - $250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i ..... e, value, t ..... ctlons (Includes those of spouse and dependent children; see pp. 34-60 of.filing lnstructlons.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)
Transactions during reporting period
52. 53. 54. 55. 56. 57. 58. 59. 60. 61, 62. 63. 64. 65. 66. 67. 68.
-Wisdom Large Cap Fund -BlackrockEQDiv#383 -ISHARESBarclays Trust -Franklin Tax Free TR #171 -MFS Value Fund Class I -ISHARES Russell Midcap FD -Pimco Strategy Fund -Fidelity Advisor Income Funds UBS Pace Fixed Income Fund (Formerly P.W. Invest. Account) HartfordGPA V Management account at PNC Bank, See VII1 Blackrock Money Market Fund Verizon Com. (Bell Atl) Chevron Texaco Corp. Com. Johnson& Johnson Exxon MobiICorp. Com. N.J. EDL FACS Auth. Due 7/01/20 A B A A A B Interest Dividend Dividend Dividend Dividend Interest K K J K J K T T T T T T D A Dividend Interest M K T T See VIII Buy
Buy
06/25/10 J
06/25/I 0 K
Buy
06/29/10 K
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes ( See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100.000 J =$I5,000 or less N =$250,001 - $500,000 P3 $25,000.001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15,001 - $50.000 O =$500,00 t - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5.000 HI =$1,000,001 - $5,000,000 L =$50,001 o $100,000 P I =$1,000.001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M $100,001-$250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVES TMENTS and TRU S TS - i.come, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
69.
A B B A B B B B A B A A A A D A B
Dividend Interest Interest Dividend Interest Interest Interest Dividend Dividend Interest Dividend Dividend Dividend Dividend Interest Dividend Interest
J L K J L L K K L K K J J K N K
T T T T T T T T T T T T T T T T Sold 06/25/10 K A
70, [~Margate City 4,75% due 2/01/17 I 71. ~ Middlesex Co. Due 6/15/18 72. General Dynamics Corp. Com.
73. [~ Cape May Cnty, 4.50% due 8/15/20 74. ~ New Brunswick Pkg. Auth. 4.25% 9/1/15 75. ~ Old Bridge Twp. Bd. of Ed. 4.75% due 7/15/18 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. BAC CAP Trust 11 PFD Harbor lntrlFund 11 U.S. Treas Notes4.25% 8115113 Coca Cola United Technologies Proctor & Gamble AT&T, Inc. Blackrock N.J. Munn. Fd. 416 Dupont ISHARES Barclays I-3yr treas
I. Income Gain Codes: ( See Columns B l a nd D4) 2. Value Codes (See Columns CI and D3) 3. Value Method (?odes (See Colunul C2)
A =$1,000 or less F = $ 50.001 - $ 100,000 .I =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Olhcr
C =$2,501 - $5,000 H I = $ 1,000,001 - $5,000,000 L -$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmem W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ | 00,00 t - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i.co,.e, votuc, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period
(l)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
MacDonalds Corp. Com. T. Rowe Price Summit Mun FED Strategic Value CLA J.P. Morgan Chase Bergen County Impt Auth Franklin Tax Free Fd 171 Blackrock Munic Bond Fund 324 Bristol Myers General Mills HeinzHJ Co. lntel Corp. Southern Co. Pimco Commodity Fund Pfizer, Inc.
A B B A A A B A A A A A A A B
Dividend Interest Interest Dividend Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest
J L
T T
Buy (addl) Sold 02/18/101 06/25/10 J J A
J K K L J J J J J K J K
T T T T T T T T T T T T
Buy 06/25/10 K Buy (addl) 02/18/10 J Buy (addl) 02/18/10 L
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $ 100,000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25,000,001 - $50.000.000 Q ~Appraisal U =Book Value
B =$1,001 - $2.500 G =$ 100,001 - $1,000.000 K =$15,001 - $50.000 O =$500,001 - $1.000,000 R =Cost (Real Eslale Only) V -Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,000,001 - $5.000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544