~b w

Rev. 1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

R~po~t Required by the Ethics

in Govermnenl Act of 1978

~. Person Repr~rti~g (last name~ tirol middle i[tia]) Murphy, Michae| R. 4. Titie (Article II1 judges indicate active or senior status; raagistratejudges indicate full- or part-time) Article H1 Judge, active

2. Cm~rt or Organization U.S.C.A., 10th Circuit 5a. Report Type (check appropriate type) [] Nomination, [] loitial Date [] Annual [] Final

3. Date of Report 05/11/2010 6. Reporting Period 01}01,12009 to 12/31/2009

5b. [] Amended Report 7. Chambers orOffice Address Bennett Federal Bldg., thn.5438 125 South State Streel Salt I,akc City, UT 84138-1 ] 81 8. On the basis of the information contained i~t this Report and any modificalioos pertaining thereto, it is, in my opinion, in co~nplianee with applicable lows and regulations. Reviewiog Officer Date

IMPORTANT NOTES: The instruction~ accompanying this farter mast be followed. Complete all parts,
checking the NONE boxJbr each part where you have no reportable information. Sign on last page.

I. POSITIONS. t~e~,o,,i,,g ~,,ai~a,,~ o,,~y: s~ ,~. ~-. of fillng instructio,ls.)

NONE (No reportable positions.) POSITION
1. 2.

NAME OF ORGANIZATION/ENTITY

5.

II. AGREEMENTS. m~,o,,,,~.

D NONE (No reportable agreements.)

DATE
1. See VIII Utah Judicial Retirement

PARTIES AND TERMS

Murphy, Michael R.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

| Mnrphy, Michael R, .

Name of Person Reporting

Date of Report

0~/l !,201o

IIl. NON-INVESTMENT INCOME. a~,,.o.,i,. ~,,,~iv,,~,,a~.,,,m,o...;.,.~epp. ~-2~

A. Filers Non-lnvestment Income NONE (No reportable non-investment income.) DATE 1.8-12/2009 SOURCE AND TYPE (yours, not spouses) Annuity - State of Utah judicial retirement plan. Monthly payments made since August 2009. (Amount show is a monthly distribt:tion.) (See Section VIII) $3,562.32

B. Spousets N on-Investment Income - lf you n,ere married during any portion oJthe repartit~g year, complete this sectlotL
(Dollar amotmt not required except for honor:~ria.) [~ NONE (No reportable non-investment income.) DATE 1.

SOURCE AND TYPE

IV. REIMBURSEMENTS --,.,,,,~-~,,.o,io~, lodging, Jbod, entertoi ...... I,

(lnchtdes those to spottse and depende~t children; see I)p. 25-27 t~f!ling instructions)

NONE (No reportable reimbursements.) ~ I. American Ban~uptcy Institute University of Alabmna School of Law ~ 01/2212009 to 01/24/2009 04/0712009 to 04/09/200o9 LO~ATION Denver, CO PURPOSE Educational Conference Speaker/mediator Moot Court Competition ITEMS PAID OR PROVIDED travel, lodging & food

2.

Birmingham, AL

travel/transportation

4.

American Councils for International Education

10/14/2009 to I 0/16/2009

Washington, DC

Orientation Program hosting international judges lbr Open ~ orld Program

transportation, lodging & food

FINANCIAL DISCLOSUI,~ REPORT Page 3 of 7

V. GIFTS. (lnct.ae~" those to ,~lw ....... d depe,,aent cl~itdren; see tP- 28-31 oJTiling instructlonsO NON E (No reportable g~s.) SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ct,,~,,a~. ,~,o~,. o,~s,o,,,,~.~ ~,d d~,~,,a~nt children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2.

DESCRIPTION

VALUE CODE

3.
4. 5.

FINANCIAL DISCLOSURE REPORT

Page 4 of 7
VII. INVESTMENTS an d TRUSTS -- t, ............

[ Murphy, Michae R.

05/I 1/2010

N ONE ~o reportable income, assets, or transactions.)

Description of Assets (including trust assets) Income during ~ reporting period Gross wlue at et~d of reporting period Value Code 2 (J-P) Value ~ TN~e (e.g., Method . buy, sell. ~ Code3 ] redemption) lransaclions during rcporling period

..........................................................A. T-~~ ............

Place "(X}" aRer each asset exempt from prior disclosure ~Amount ~ Type (e.g., { Code I div., rent, ~ (A-H) " orint.)

Date mm/dt~yy

................................................... ...............
1. 2. 3. 4. 5. 6. 7. 8. 9. - U. S. Treas. Note dtd 2/15/2002 dne 2/i 512012 B Interest K T Wells Fargo IRA Acct. No. 2 - WF Money Market FD - CREF (U. of U.) - CREF (Rowland) Wells }:argo NA Checking Aoct Wells Fargo IRA Account - Wells }argo Money Mkt h645 A A C" I) A D A Interest 13ividend Dividend Dividend Interest lnt./Div. Interest J K K K N T T T T T

.1..
Closed

> .... [
12107/09

Value Gain Code 2 C~e 1 (J-P} ~ (A-f[)

Identity of buyer/seller (ifp,iv~le

L ..............
A

Distributed (part) Distributed (part) Closed

12/30/09 4102/09 614/09

K J J

it). -l S~a,es sap

(part)

12. 13, lg. t5. 16. 17.

~ - Emerging Market Fund VWO Intl Equity

Dividend

Sokl (part) Sold (part)

2/5/09 !2/08/09 2/5/09 12/! 1/09 1/12/09 2/5/09

J J J J K .I A B C

- I Share S&P 500 Growth Index IVW

" Dividend

Sold (part) Sold (part)

-DiamondTrustSeries t DIA - I Share S&P 500 Value Index IVE

-,]

A B

Divideud Dwidend K T

Sold Sold

t. Income Gait~ Codes: (See Co[umn~ B I and D4) 2. VB{~ C~s (go* Cohmms C t and 03)

A =$1,000 or less F =$50,001 - $ } 00,0OO J =$15,000 or tess N =$256,001 - $500,000 P3 =$25,000,~! - $50,000,~0

B ~.$1,001 - S2,5~ G ,=$ 100,00 t - $ 1,000.00O K =St 5,00I - $50,)0~1 O =S500 0{}t - $1.000 0~

C =$2,501 - $5.000 I I 1 =$1 .~0,00 ~ - $5,001),~ L =$50,001 - $100,000 I1 =$1,0O0,0Ol - $5,0~,0~ P4 =M<~e lhan

D 112 = More tha n $5,000,000 M =$ {00,001 - $250,000 P2 =$5,~0,001 - $25,000,000

FINANCIAL DISCLOSURE REPORT

Name oH" P ..... , Reporti.g Murphy, Michael R.

Date oI Report 0511112010

Page 5 of7

VII. INVESTMENTS and TRUSTS - i.,.o,,,~. ~.~.e.t...~,.,..o.. a,,c~,,aes ,hose o~ .......

NONE ~Vo reportable income, assets, or transactions,)
A, De~ril)lion of Asset~ (including trusl ~ssels) Place "(X)" a~er each asscl exempt fromprior di~losurc

d depot, dent children

see pp, 34-60 oJJilh~

.............. B, S~
Income during repoging period Amoum :: Type (e.g.. Code ] ~ div,,rent. (A-H) [ or int.) ........................ [_ ~

~ C. "
(;ross vulue at end of reporting ~riod Value Method Code 3 (Q-W)

~ ..........................................
~

D. Transactions during ~porting period

Value : Code 2 :: [J-P) ]

Type (e.g., buy, sell, redemption)

Date ~ Value Gain ~mm/d&yy ~ Code 2 C~e 1 ~ (J-F) (A-H) I

]demity of buyertscJlcr (ifprival transacfiou)

19. 20. 21. !22. 23. 24. 25. 26. 27. 28.

- 1 Shares INC MSC1 EMU Index EZU

~ividend

Sold

2/5/09

- 1 Shares ]R Small Cap 600 Index l JR ~ ~

Dividend

Sold (part)

2/5/09

- Mideap SPDR MDY

Dividend

Sold (part)

2/5/09

- S&PDepositoW Receipts (x) SPY

Dividend

Bny Sold (part) Sold (part)

!/8/09 2/5/09

!2/11109 J 12/11/09 K

B I3

Vanguard-Prime Money Market Fund

Dividend

Closed

(See Colurons B I and D4) 2, Vah)e Code~ (See (olumns C~ and D3)

F =$50,001 - $1~,~0 J ~$15,000 or I~ N ~$250.001 - $500.~0

G =$ I00.~l - $1,0~.0~ K =,$15,001 - $50,000 O ~-$500.001 - $1.000.000

H 1 =$1.000.001 - SS,00O.000 t. =$50,~ 1 - $10O.000 PI =$1,~0,001 - $5,0~.000

H2 =Mo~ than $5,000,(~0 M =$100,001 - $250.000 P2 =$5,000,001 - $25,000,000

(See Column C2)

U =B~k Val~

V -Other

W :~limated

FINANCIAL DISCLOSURE REPORT Page 6 of 7

N .....

fP ..... Repoi~il|g

Dateofl~epal-[

Murphy, l~|lchael R.

05/I 1/2010

VIII: ADDITIONAL INFORMATION OR EXPLANATIONS.

Part 1[1: Non-Investment Income As of the date of my resignation from the Third District Court, State otUtah, in October 1995, I had accumulated nine years in the stale judicial retirement plan. February 2009 l transfer~ed ftmds from the Wells Fargo IP, A to purchase an additional year, bringing my total years to ten. That qualified ~ne to receive benefits when I reached the age of 62 in August 2009. This is an annuity t,ype plan. In Agust 2009, I began receiving monthly payt,aents from Utah State Judicial Retirement Plan, for a total ors 16,293.24 received in 2009.

FINANCIAL DISCLOSURE REPORT

~ ...... ,~ Pedro. Reporting

Murphy, Michael R.

Oa~e of l~p,,r~
0,5/11/20 t0,

Page 7 of 7 IX. CERTIFICATION.

I certify that all information given above tincludlng infl~rmation perta|ning to my spouse and minor or dependent childreu, if any) is accurate, true, aml complete to the best of my knowledge and belief, and that any information not reported was withheld bcca~se it met applicable slatotory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Ctmference regulati~ms.

NOTE: ANY INDIVIDIJAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 I3.S.C. app. 104)

F1L1NG INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Finaucial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544