You are on page 1of 10

Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

Towards a Framework for Health Information Systems Evaluation

Maryati Mohd. Yusof, Ray J. Paul, Lampros K. Stergioulas


School of Information Systems, Computing and Mathematics, Brunel University, Uxbridge,
Middlesex, UB8 3PH, UK
Maryati.Yusof@brunel.ac.uk; maryati226@yahoo.com

Abstract
operation), the result of which informs a decision to
The evaluation of Health Information Systems be made concerning that system in a specific context”
(HIS) is crucial to ensure their effective [3]. The decision making in design, development,
implementation and positive impact on healthcare purchase or management in HIS requires evaluation;
delivery. A review of HIS evaluation studies was it is a challenge therefore to undertake evaluation
carried out which indicated that the improvement of [32].
current methods is required. In order to satisfy this Evaluation serves a number of purposes. Given
requirement, a new framework is introduced for the the unpredictable characteristics of IS in general and
evaluation of Information Systems (IS) in healthcare the aim of improving clinical performance and patient
settings. The proposed HOT-fit framework (Human, outcomes in particular, evaluation is undertaken to
Organization and Technology-fit) was developed after understand system performance [42]. Essentially,
having critically appraised the existing findings of evaluation of health informatics application has the
HIS evaluation studies. It also builds on previous potential to improve the quality of care and its costs
models of IS evaluation, in particular, the IS Success and to determine the safety and effectiveness of HIS
Model and the IT-Organization Fit Model. HOT-fit [28,42]. Evaluation is also performed to improve HIS
incorporates the concept of fit between technology, by using past experience to identify more effective
human and organization. The paper outlined the techniques or methods, investigate failure and learn
proposed methodology of a Fundus Imaging Systems from previous mistake [15].
in a primary care in the UK. The framework can be HIS evaluation has a number of barriers and
potentially used as a tool to conduct better and problems that pose challenges to its evaluators
comprehensive HIS evaluation. [2,15,46]. Research in Health Informatics evaluation
is still in its infancy and what constitutes ‘good’ HIS
is unclear [2]. It is argued that while HIS are .
1. Introduction increasingly being developed, the number of
published evaluations is limited [3,43]. In addition,
The provision of health care is increasingly shaped evaluation of HIS is difficult to perform, particularly
by the adoption of Health Information Systems (HIS). in selecting a framework to be applied and methods to
HIS is a group of processes implemented to aid in be used [3]. However, it seems that such problems
enhancing the efficiency and effectiveness of regarding evaluation methods in Health Informatics
healthcare organization in performing its functions can be overcome [2]. New methods and extensions
and attaining its objectives. HIS range from simple are needed to improve the existing methods [32].
systems such as transaction processing systems to The organizational and social issues of HIS should
complex systems such as clinical decision support be analyzed before undertaking evaluation, as they are
systems (CDSS). To ensure effective implementation the main components of such system [37]. Moreover,
and positive impact of HIS on healthcare delivery, technology, human and organization should fit with
evaluation of these systems is crucial. HIS each other to realize the potential of HIS. Therefore, a
evaluation has been highlighted as one of the most comprehensive evaluation framework that addresses
important topics of Health Informatics research technology, human and organization and the fit
[8,18]. HIS evaluation is defined as “the act of between them is essential to ensure effective
measuring or exploring attributes of a HIS (in evaluation. More work on these areas is needed as
planning, development, implementation, or most existing evaluation studies of HIS focus on

0-7695-2507-5/06/$20.00 (C) 2006 IEEE 1


Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

technical issues or clinical processes, which do not issues arise that relate to its nature, structure, culture
explained why HIS works well or poorly with a and politics [23]. The organizational aspects of
specific user in a specific setting [8,9,24,25,26,27]. evaluation are classified into organizational structure
The aim of this paper is to propose a new and organizational environment. The organizational
framework for HIS evaluation that incorporates structure constitutes organizational nature, hierarchy
comprehensive dimensions and measures of HIS and functional divisions. External environment
effectiveness and fit between the technological, includes regulations governing hospital, the type of
human and organizational factors. This proposed populations being served, epidemics that may occur,
framework, HOT-fit (Human, Organization and government policy concerning financing of health
Technology-fit) will potentially be useful in care, and the supply of physicians.
conducting a better and thorough evaluation study. It Approaches to HIS evaluation were developed
is also possible that it will assist researchers and based on different domains including technical,
practitioners in unfolding the complexity of HIS sociological, economic, human and organizational.
evaluation. The new framework builds from previous Here, a number of frameworks, which were explicitly
models of IS evaluation, namely IS Success Model designed to be used for HIS evaluation, are reviewed
[10,12] and IT-Organization Fit Model [35]. In to identify the evaluation dimensions and measures
developing this model, problems and methods of HIS used to evaluate systems in a healthcare setting (See
evaluation highlighted in the selected Health Table 1).
Informatics literature are discussed. Further, the
aforementioned models in the field of Information Table 1: Selected HIS evaluation frameworks
Systems are presented to explore their applicability in
improving those of Health Informatics. Framework Evaluation Aspects
This paper is organized into five sections. The Technology Human Organization
following section provides a theoretical background 4Cs (Kaplan, HIS and its Communi- Control
1997) development cation Care
of the proposed framework including a brief impact Context
description of early approaches to HIS evaluation. CHEATS Technical Human Clinical
The proposed evaluation framework for HIS is (Shaw, 2002) Education Organization
presented in section three. Section four presents Social Administration
research methodology for this research in progress.
TEAM IS based on Role Structure
Finally, conclusions and recommendations for further (Grant, et al., management
research are given in section five. 2002) level
ITAM IT adoption Individual
(Dixon, user
1999)
2. Theoretical Background
4Cs is developed from the Social Interactionist
This paper reviews the selected literature of Health
Theory, which stands for Communication (interaction
Informatics and Information Systems. First, early
within department), Care (medical care delivery),
approaches to HIS evaluation are analyzed. This
Control (control in the organization), and Context
analysis is followed by the discussion of the IS
(clinical setting) [23]. The evaluation measures of this
Success Model. The limitations of this model are
framework can be make clearer and the Control
related to human and organizational factors and the
aspect need further explanation. CHEATS is a generic
concept of fit; therefore these factors and concept are
framework for evaluating IT in healthcare that has six
presented next. The proposed model combine the
evaluation aspects: Clinical, Human and
strengths of the IT Organization-fit with the IS
organizational, Educational, Administrative,
Success Model, thus, the latter model is subsequently
Technical and Social [36]. CHEATS attempt to
put forward.
provide a more comprehensive evaluation aspects and
more specific measures, especially in the clinical
2.1 Early Approaches to HIS evaluation aspect. However, the dimensions within some of the
aspects, such as technical and human and
Evaluation can be performed at human or
organizational and dimensions within each aspect are
organizational level. Evaluation of human factors
still inadequate and need further work. Further, a
covers a wide range of issues including training,
global framework known as TEAM (Total Evaluation
personnel, personnel attitudes, ergonomics and
and Acceptance Methodology) is constructed based
regulations affecting employment [23]. Beyond this
on systemic and model theories [19]. It has three
individual unit of analysis, larger organizational

2
Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

dimensions: Role, Time (evaluation phase) and viewed as a dynamic process instead of a static state.
Structure (strategic, tactical, operational management The multidimensional relationships among the
level). The 3D structure of this model illustrates measures of IS success have been tested extensively
clearly the components of system evaluation. in a number of IS studies [11]. Based on these studies,
However, apart from the Role and Time aspects, the an updated version of this model is presented [12]
Structure aspect can be challenging. The selection of (See Figure 1). These measures are included in these
evaluation measures that match the management level six system dimensions: System Quality (the measures
can be challenging as the same measures can be of the information processing system itself),
categorized into more than one management level. As Information Quality (the measures of IS output),
a whole, this framework is quite broad for a specific Service Quality (the measures of technical support or
type of IS evaluation. Meanwhile, an IT service), Information Use (recipient consumption of
implementation and evaluation framework for the output of IS), User Satisfaction (recipient
individual user known as the IT Adoption Model response to the use of the output of IS) and Net
(ITAM) is constructed to study the individual user Benefits (the overall IS impact).
perspective and their potential IT adoption [14]. From
the individual user perspective, this framework
includes comprehensive evaluation criteria and
relationships among them. This framework is clearly
insufficient for a wider scope of evaluation, which
involves the organizational aspect.
Overall, these frameworks complement each other
in that they each evaluate different aspects of HIS.
Thus, these different aspects can be combined in a
single framework to allow comprehensive evaluation
studies. However, these frameworks do not provide
explicit evaluation categories to the evaluator.
Hence, more specific measures within the dimensions Figure 1: Information Systems Success
of each aspect can be defined to facilitate HIS Model
evaluation. In the search for a comprehensive, specific
(Source: DeLone and McLean, 2004)
measures of evaluation framework, two models have
been identified as being complementary of each other
2.2.1 System Quality. The studies on System
in fulfilling the limitations of existing HIS evaluation
Quality are often associated with system performance.
frameworks, namely IS Success Model and IT
Examples of system quality measures are ease of use,
Organization-Fit Model.
ease of learning, response time, usefulness,
This research will make use of the IS Success
availability, reliability, completeness, system
Model based on its comprehensive, specific
flexibility and easy access to help [4,13,29,38,41].
evaluation categories, extensive validation and its
applicability to HIS evaluation. A review of success
2.2.2 Information Quality. Measures of
determinants of Inpatient Clinical IS indicates that the
Information Quality usually focus on information
categories for success of this model can be used to
produced by the system such as a report. Some
assess a specific type of HIS [43]. As mentioned
criteria used for information system quality are
above, IT Organization-fit Model complements the IS
information accuracy, output timeliness, reliability,
Success Model by featuring the concept of fit and
completeness, relevancy, legibility, availability and
organizational factors. IS Success Model is discussed
consistency [4,15,29,39,41]. Most information
in the next section, followed by the IT Organization-
quality measures are subjective, as they are derived
Fit Model.
from the user perspective.

2.2 IS Success Model 2.2.3 Service Quality. The new addition to the
IS Success Model – Service Quality – is concerned
In order to organise numerous researches on IS with the overall support delivered by the service
success categories, a comprehensive taxonomy is provider, regardless of whether the service is
introduced [10]. A model is constructed which delivered by the internal department or outsourced to
consists of six success categories or dimensions; they external vendors. Quick responsiveness, assurance,
are linked causally and temporally as success is empathy and following up service are examples of the
service quality dimension.

3
Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

2.2.4 System Use. The use of information output effectiveness and organizational performance are
such as reports appears to be one of the most frequent some of the examples of organizational impact
measures to assess the success of IS. The use of measure.
system in terms of system inquiries and system In comparison with existing HIS frameworks, IS
functions is another example of the measures in this DeLone and McLean’s model illustrates clear,
success dimension. System use is concerned with the specific dimensions of IS success or effectiveness and
frequency and breadth of system usage. The actual the relationships between them. However, it does not
use of system as a measure of IS success refers to include organizational factors that are pertinent to IS
voluntary instead of mandatory use. Other issues evaluation. Van der Meidjen et al. [43] discovered
pertinent to system use are the person who uses it and that a number of measures such as user involvement
their levels of use and training [4,29]. during system development and organizational culture
System use is also related to individual knowledge do not match any of the dimensions of the framework.
and belief [5]. These measures are related to human The extension of this framework is recommended by
acceptance and resistance. Jiang et al. [21] regard adding the organizational factors, their dimensions
resistance as an important factor of system success. and clinical measures related to the healthcare
As different types of systems are usually related with domain.
a particular type of function and user, the reasons for
resistance might differ among system types. 2.3 Human and Organizational Issues
Resistance can be viewed from one of the following
theories: (1) people-oriented, (2) system-oriented and The importance of human and organizational
(3) interaction-oriented. People-oriented theory factors in the development and implementation of IS
describes resistance to system results from user’s has been advocated in IS and Health Informatics
(groups or individuals) internal factors. Personal literature. A study conducted by Brender et al., [8]
characteristics such as age, gender, background, value indicates that ‘soft issues’ including methods, human
and belief have been suggested as influencing and organisational issues are emphasised more in
individual’s attitude towards technology. System health care than ‘technical issues’.
oriented theory suggests that resistance results from HIS are not useful unless clinicians use them, and
system design factors or relevant technology clinicians will not use them if there are barriers that
including user interface and system characteristics. impede the system use. Barriers to using HIS are also
Interaction theory explains resistance from the important to consider in HIS evaluation as they
interaction between people and system factors; thus, explain the failure and success of these systems.
assessment of a system varies across settings and Culture and process changes are reported to be the
users. Job insecurity and fear are some examples of barriers to the wider use of health care systems [28].
interaction resistance. Studies cited in Anderson [5] identified a number of
barriers to direct physician use of HIS including low
2.2.5 User Satisfaction. User satisfaction is often level of expertise, lack of acceptance, lack of medical
used to measure system success. It is subjective in staff sponsorship and alteration of traditional
nature as it depends on whose satisfaction is workflow patterns. Examples of organisational
measured. Some studies relate user satisfaction to challenges include hospital culture, such as being risk
perceived usefulness and user’s attitudes towards IS. adverse, reluctance to invest much in IT and
User satisfaction is defined as the overall evaluation resistance to change [7,30].
of user’s experience in using the system and the In short, human and organizational factors are
system’s potential impact. equally important as technical issues with regards to
system effectiveness [26]. Human, organizational
2.2.6 Net Benefits. A system can benefit a single and technical elements should also have a mutual
user, a group of users, an organization or an entire alignment or ‘fit’ in order to ensure successful HIS
industry. Individual impact is the effect of implementation. It is crucial that HIS fit
information on the behaviour of the recipient. It is organizational aspects as well as align with work
associated with performance as well as changes in routines, management assumptions, patient care
user task such as change in work activity and philosophies and users’ needs as the introduction of a
improved productivity. Examples of individual impact system affects different dimensions of fit in complex
measures include time efficiency, work efficiency and ways [25]. Further, the alignment of organisation
effectiveness, decision quality and error reduction (objectives, structures and processes), technology and
[4,9]. Organizational impact is the effect of human is an important starting point in IT
information on organizational performance. Cost

4
Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

implementation as it is one of the strategies that affect transformation. First, organizational vision and the
IT investment [45]. reasons behind it have to be clear to organizational
members to get them prepared for organizational
2.4 The Concept of Fit changes and hence reduce the challenges in managing
transformation. Second, organizational corporate
A number of studies in health informatics have strategy (business and IT), information technology
included the concept of ‘fit’ [1,6]. Southon et al. [39] and organizational dimensions have to be aligned with
found that lack of fit among main organization each other. Third, a robust IT infrastructure such as
elements contributes to a large number of system electronic network and understood standards should
failures in public health. The fit between technical, be equipped within the organization. These three
organizational, and social factors is analysed to prerequisites as well as the internal and external fit
identify gaps between current health care systems and may be used to identify the problems in IT
new system features [20]. Kaplan [25] shows that implementation.
poor fit between system developers’ goals and It is discovered that this model was relatively
clinicians’ cultural values contributes to user new and has not been extensively utilized in
reluctance to use CDSS. Executive support, healthcare [40]. The model was also identified as
understanding the business, IT-business relations, and being capable of identifying the main organizational
leadership are identified as both enablers and elements which can affect IS as well as emphasizing
inhibitors of the fit of IT and business [31]. the essential alignment or fit between them.
Moreover, the model is comprehensive as it includes
2.4.1 IT-Organization Fit Model. Management the following factors: technology (IT), human (Roles
in the 90s (MIT90s) is a well-known IT- and Skills) and organization (Strategy, Structure and
organizational fit model, which includes both internal Management Process). However, these factors can
and external elements of fit [35]. Figure 2 illustrates be categorized into more detailed dimensions to
the concept of fit between the main organizational provide more specific evaluation dimensions. For
elements. Internal fit is accomplished by a dynamic instance, IT can be further classified into system
equilibrium of organizational components including quality and information quality, as proposed by
business strategy, organizational structure, DeLone and McLean [10]. Roles and skills can be
management processes, and roles and skills. External associated with use and user satisfaction. Based on
fit is achieved by formulating organizational strategy the strengths and limitations pointed out in both
based on environmental trends and changes such as models, IT-Organization Fit and the IS Success
market, industry and technology. Within this internal Model complement each other in presenting a
and external fit as its enabler, IT is expected to affect comprehensive evaluation framework. Organizational
organizational performance and its strategy. factors, which are lacking in the IS Success Model,
are featured in the IT Organization-fit. Similarly,
specific evaluation dimensions and measures which
are lacking in the IT Organization-fit, are featured in
the IS Success Model. Based on the two models
explained above, a new evaluation framework is
proposed. This framework is referred to as Human-
Organization-Technology-Fit (HOT-fit) and is
presented in the next section.

3. Proposed Evaluation Framework


The proposed evaluation framework was
developed after having critically appraised the
existing findings of HIS and IS evaluation studies. It
Figure 2: The MIT90s (IT-Organization Fit also makes use of the IS Success Model in
Model) (Adapted from Scott Morton, 1991) categorizing its evaluation factors, dimensions and
measures. In addition, the IT-Organization Fit Model
In order to realize the benefits of IT, three is also used to incorporate the concept of fit between
prerequisites are required for successful IT the evaluation factors: human, organization and

5
Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

technology. The IS Success Model was extended by arrows in Figure 3. Fit can be measured and analyzed
the addition of the following features which are using a number of measures define in these three
explained in the following part of this section. (See factors including ease of use, usefulness, relevancy,
Figure 3): attitude, training, user satisfaction, culture, planning,
strategy, management and communication. Human,
• Organizational factors and their dimensions: organization and technology comprise IS which
Structure and Environment. impacts are assessed in the net benefits. These factors
• Fit between technological, human and correspond to eight interrelated dimensions of HIS
organizational factors. success: System Quality, Information Quality, Service
Quality, System Use, User Satisfaction,
• Two-way relationships between these Organizational Structure, Organizational
dimensions: Information Quality and System Use, Environment and Net Benefits. The examples of each
Information Quality and User Satisfaction, dimension are shown in Table 2 (page 10).
Structure and Environment, Structure and Net These dimensions influenced each other in a
Benefits, Environment and Net Benefits. temporal and causal way. System Quality,
Information Quality and Service Quality singularly
and jointly affect both System Use and User
Satisfaction. Some of these relationships are two
ways; for instance, System Use, which relies on user
knowledge and training, can influence the information
quality, since user’s knowledge in using the system
can affect reports, images and prescriptions produced
by the system. The level of System Use can affect the
degree of User Satisfaction and vice versa. Similarly,
the Environment factors such as government policy
and politics can affect organizational Structure while
factors in organizational Structure will affect the
population served in the Environment. System Use
and User Satisfaction are direct antecedent of Net
Benefits. Net Benefits will then affect System Use and
User Satisfaction. Similarly, organizational Structure
Figure 3: Human-Organization-Technology Fit and Environment are direct antecedent of Net
(HOT-fit) framework Benefits. Net Benefits will then have impact on
organizational Structure and Environment.
A model of HIS should fit human (stakeholders) Based on its comprehensive dimensions and
and organizations based on their needs. Therefore, outcome measures, the framework could be used to
HIS should work according to human needs and it
evaluate the performance, effectiveness and impact of
should assist humans in performing their task.
HIS or IT in healthcare settings [33]. Effectiveness
Similarly, humans should possess appropriate
refers to the accomplishment of specific goals with
knowledge and attitude in order to be able to use HIS
accuracy and completeness as well as the correct
in performing their task. Likewise, healthcare
utilisation of appropriate resources [17]. In this
organizations should be equipped with appropriate research, effectiveness is defined as the ability of a
technology and infrastructure in order to realize the healthcare organization to continuously accomplish
potential of HIS. Further, healthcare organizations goals using optimum resources within a specified
should have the capacity to prepare their staff time.
members to adapt to any changes resulting from the
uptake of HIS to reduce the challenges in managing
transformation. This can be achieved through strategy 3.1 Technology
and management such as leadership support,
teamwork and effective communications that are System quality in a healthcare setting measures the
formed using the roles and skills of the staff. inherent features of HIS including system
Moreover, organizational and IT plan should be performance and user interface. Examples of
aligned with each other to ensure that IT is supporting measures are ease of use, ease of learning, response
the organizational objectives. The fit between human, time, usefulness, availability, reliability, flexibility,
organization and technology is illustrated by the thick access to technical support, security. Ease of use

6
Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

assesses whether healthcare professionals regard HIS success [5,39]. The environment of a healthcare
as satisfactory, convenient and pleasant to use. organization can be analysed through its financing
Availability refers to the up time of HIS while source, government, politics, localization,
flexibility is concerned with the ability of HIS to competition, inter-organisational relationship,
adapt to a health care setting and integrate with other population served, and communication.
systems. Further, it is also important to determine
whether the system meets the needs of the projected 3.4 Net Benefits
users and fits the work patterns of the professionals
for whom it is intended and the overall health system Net benefits capture the balance of positive and
[4,36]. negative impacts on user, which includes clinicians,
Measures of information quality are concern with managers and IT, staff, system developers, hospitals
information produced by HIS including patient or the entire healthcare sector. Net benefits can be
records, reports, images and prescriptions. Criteria assessed using direct benefits, job effects, efficiency,
that can be used for HIS quality are information effectiveness, error reduction, communication,
completeness, accuracy, legibility, timeliness, clinical outcomes and cost. In the healthcare context,
availability, relevancy, consistency, reliability, data clinical outcomes can be used as a means of
entry methods and quality. measurement. Examples of these measures include
Service quality is concerned with the overall costs reduction, which is due to fewer medication
support delivered by the service provider of HIS or errors and Adverse Drug Effect (ADE); improved
technology, regardless of whether the service is efficiency in patient care delivery, specifically
delivered by the internal department of healthcare pertaining to tests and drug orders and increased use
organisation or outsourced to external providers. of generic drug brands and number of consultations
Service quality can be measured through quick and length of waiting lists [9,44]. Clinical outcomes
responsiveness, assurance, empathy and follow up are also measured through two criteria: morbidity (the
service. rate of incidence of a disease) and mortality (death
rate). Apart from these quantitative measures, clinical
3.2 Human impacts can also be assessed qualitatively using these
measures: quality of care, impact on patient care and
System Use refers to the frequency and breadth of communication, such as change in communication
HIS inquiries and functions. System Use also relates style and facilitation of information access [36].
to the person who uses it, their levels of use, training,
knowledge, expectation and acceptance or resistance.
Knowledge is concerned with computer literacy and
4. Proposed Research Methodology
skills [5,9]. Expectation refers to the anticipation of
improved patient care delivery from the use of HIS
The planned approach is to use a subjectivist, case
[5]. Resistance can be assessed from the following
study strategy with qualitative methods. A formative
perspectives: user internal factors; system
evaluation will be undertaken on the adoption of a
characteristics and technology factors and interaction
Fundus Imaging System (FIS) in a Primary Care of
between human and system factors.
the National Health Service (NHS) in the UK due to
User satisfaction is the overall evaluation of the
its relative importance in the diabetic care. A
user’s experience in using HIS and potential impact of
subjectivist approach will be employed in order to
HIS. User satisfaction can be related to perceived
gain an extensive understanding of the healthcare
usefulness and user’s attitudes towards HIS which are
context surrounding the FIS through detailed,
influenced by user’s personal characteristics.
insightful explanation of the study [15]. Qualitative
methods will be employed to generate a fuller
3.3 Organization description of healthcare settings and their cultural
issues and to understand why systems function well or
The nature of a healthcare institution can be poorly in a particular setting. Further, a single, in-
examined from its structure and environment. depth case study will be undertaken to obtain a
Organization structure consists of nature including comprehensive view and understanding of the
type and size (number of beds), culture, politic, development process of FIS. A number of data
hierarchy, autonomy, planning and control systems, collection methods will be employed, including in-
strategy, management and communication. depth interviews, participant observation and
Leadership, top management support and medical document/artefact analysis.
staff sponsorship are also important measures of HIS

7
Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

This research approach to FIS evaluation consists the same fact or finding [47]. Participant validation
of six iterative phases, which are problem (where the interviewees review and approve their
identification, development of initial evaluation results) will also be used to reduce bias.
framework, selection of research strategy and
methods, system evaluation, outcome disseminations
and refinement of evaluation framework [15,23]. The 5. Conclusions
first three phases were achieved. Evaluation problems
(issues, questions and concerns) have been identified This paper has identified the problems, reviewed
through a literature review as well as observations the existing methods and proposed a new framework
made during immersion. An immersion was carried for HIS evaluation. In the search for an appropriate,
out to set the general context of the research as well to comprehensive approach to HIS evaluation, a number
establish rapport with relevant stakeholders. Initial of existing frameworks for IS evaluation in Health
data collection was gathered during immersion. An Informatics and IS literature are analysed. The review
initial evaluation framework was constructed based findings suggest that there is more need to improve
on findings from the first phase. This framework will existing methods in HIS evaluation. The strengths and
be used as a guideline in the later phase: evaluation of limitations of these frameworks are discussed and are
FIS. The research strategy and methods were selected used as a basis for the new proposed framework,
based on the research problem. HOT-fit. In addition to the literature review, this
In the evaluation phase, the proposed evaluation framework builds on the IS Success Model and IT-
framework will be appraised using the case study of Organization Fit Model. HOT-fit addresses the
FIS. A pilot study will be conducted prior the actual essential components of IS, namely human,
case study for the purpose of improving the planning, organization and technology and the fit between them.
monitoring and evaluation process of the research. In order to validate its usefulness, this framework
Participant observations of daily clinical routines and needs to be tested in clinical settings. Findings from
meetings will take place at different units, the fieldwork could be used for further improvement
departments and clinics. During observations and and refinement of this framework. The framework
interviews, individuals including user, clinicians and should be applied flexibly, depending on different
IT staff that are involved with the system will be context and purposes; emphasize can be given on the
requested to document or recall their system use and most important dimensions and measures.
patient pathways. Patients will be queried about their The contribution of this paper is that it brings
perception towards the system. Data will be together disparate evaluation studies in both Health
collected on planned occasions as well as Informatics and IS literature to provide a
spontaneously in a number of iterative cycles. The comprehensive picture of the-state-of–the-art as well
data will be recorded and interpreted based on the as research needs of HIS evaluation. It analyses a
expert knowledge of the researchers. Four techniques number of existing frameworks and models of
will be used to analyze the results: coding, analytic evaluation in HIS and IS. The paper also demonstrates
memos such as reflection notes, displays such as the applicability of IS models in HIS evaluation.
matrices, flowcharts and concept maps, and contextual Moreover, this paper introduces a new framework for
and narrative analysis [22]. HIS evaluation that combines dimensions and
Evaluation plan and preliminary findings will be measures from current evaluation frameworks in
presented at a project stakeholders meeting. The Health Informatics and models in IS and review of
purposes of this presentation are to make further both literature. Although it focused on a specific
decisions regarding system and system evaluation, get setting, the evaluation framework of this study will
feedback and comments, validate initial findings and potentially be useful for researchers and practitioners
shape evaluation plan and system development to conduct a better and comprehensive evaluation
efforts. Finally, the evaluation will be improved and study on other HIS or IT applications in healthcare
refined based on the ongoing literature review and settings.
case study results.
Potential bias acknowledged in qualitative
research approach will be overcome by conducting a 6. References
reliability test and data triangulation. Reliability will
be achieved through detailed documentation of [1] Aarts, J., Peel, V., Wright, G., "Organizational issues
procedures and appropriate record keeping [34]. in health informatics: a model approach," International
Triangulation will be accomplished through the use of Journal of Medical Informatics, 52, 1998, 235-242.
multiple evidences from different sources to confirm

8
Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

[2] Ammenwerth, E., Graber, S., Hermann, G., Burkle, T., [17] George, B., "A Framework for IT Evaluation
Konig, J., "Evaluation of health information systems - Research," Americas Conference on Information
problems and challenges," International Journal of Systems (AMCIS 2001), USA, 2001.
Medical Informatics, 71, 2003, 125-135. [18] Giuse, D. A. and Kuhn, K. A., "Health information
[3] Ammenwerth, E., Brender, J., Nykanen, P, Prokosch, systems challenges: the Heidelberg conference and the
H.-U., Rigby, M., Talmon, J., HIS-EVAL Workshop future," International Journal of Medical Informatics,
Participants., "Visions and strategies to improve 69, 2003, 105-114.
evaluation of health information systems: Reflections [19] Grant, A., Plante, I., Leblanc, F., "The TEAM
and lessons based on the HIS-EVAL workshop in methodology for the evaluation of information systems
Innsbruck" International Journal of Medical in biomedicine," Computers in Biology and Medicine.
Informatics, 73, 2004, 479-491. 32, 2002, 195-20.
[4] Anderson, J. G., Aydin, C.E., "Overview: Theoretical [20] Heeks, R., Mundy, D., Salazar, A., "Why Health Care
Perspectives and Metholodogies for the Evaluation of Information Systems Succeed or Fail," Institute for
Health Care Information Systems," in Evaluating Development Policy and Management, University of
Health Care Information Systems; Methods and Manchester, Retrieved November 11, 2003 from
Applications, A. C. Anderson JG, Jay SJ, Ed. http://www.man.ac.uk/idpm/idpm_dp.htm#isps_wp.
Thousand Oaks, CA: Sage, 5-29, 1994. 1999.
[5] Anderson, J. G., "Clearing the way for physicians' use [21] Jiang, J. J., Muhanna, W.A., Klenin, G., "User
of clinical information systems'," Communications of resistance and strategies for promoting acceptance
the ACM, 40, 1997, 83-90. across system types," Information & Management, 37,
[6] Berg, M., "Patient care information systems and health 2000, 25-36.
care work: a sociotechnical approach," International [22] Kaplan, B., Maxwell, J., "Qualitative Research
Journal of Medical Informatics, 55, 1999, 87-101. Methods for Evaluating Computer Information
[7] Bottles, K., "Critical Choices Face Healthcare in How Systems," in Evaluating Health Care Information
to Use Information Technology," Medscape General Systems; Methods and Applications., Aydin, C. E.,
Medicine, 1, 1999. Anderson, J. G., Jay, S.J., Ed. Thousand Oaks.: Sage,
[8] Brender, J., Nohr, C., and McNair, P., "Research 45-67, 1994.
needs and priorities in health informatics," [23] Kaplan, B., "Organizational Evaluation of Medical
International Journal of Medical Informatics, 58-59, Information Resources," in Evaluation Methods in
2000, 257-289. Medical Informatics, Friedman, C. P., Wyatt, J.C., Ed.
[9] Coiera, E., Guide to Health Informatics, 2nd ed: New York: Springer-Verlag, 255-280, 1997.
Hodder Arnold, 2003. [24] Kaplan, B., "Evaluating informatics applications -
[10] DeLone, W. H., McLean, E.R., "Information Systems clinical decision support systems literature review"
Success: The Quest for the Dependent Variable," International Journal of Medical Informatics, vol. 64,
Information Systems Research, 3, 1992, 60-95. pp. 15-37, 2001a.
[11] Delone, W. H., McLean, E. R., "Information systems [25] Kaplan, B., "Evaluating informatics applications-some
success revisited" Proceedings of the 35th Hawaii alternative approaches: theory, social interactionism,
International Conference on System Sciences and call for methodological pluralism." International
(HICCS), Big Island, HI, USA. 2002. Journal of Medical Informatics, 64, 2001b, 39-56.
[12] DeLone, W. H., McLean, E.R., "Measuring e- [26] Kaplan, B., Shaw, N., "People, organizational and
commerce success: applying the DeLone & McLean social issues: Evaluation as an Exemplar." Yearbook of
Information Systems Success Model," International Medical Infomatics 2002, 2002, 63-76.
Journal of Electronic Commerce, 9, 2004, 31-47. [27] Kaplan, B., Shaw, N.T., "Future directions in
[13] Doebbeling, B., "Information Technology and Primary evaluation research: people, organizational, and social
Care at VA: Interdisciplinary Partnership issues”. Methods of Information in Medicine, 43, 2004,
Opportunities for Providers, Managers, and 215-231.
Researchers" Health Service Research & Development [28] Kuhn, K. A., Giuse, D.A., "From Hospital Information
Series. Retrieved 21July, 2004 from Systems to Health Information Systems - Problems,
http://www.hsrd.research.va.gov/publications/internal/f Challenges, Perspective," Yearbook of Medical
orum10_03.pdf. 2003. Informatics 2001, 2001, 63-76.
[14] Dixon, D. R., "The behavioral side of information [29] Lippeveld, T., "Routine Health Information Systems:
technology," International Journal of Medical The Glue of a Unified Health System," Workshop on
Informatics, 56, 1999, 117-123. Issues and Innovation in Routine Health Information in
[15] Friedman, C. P., Wyatt, J.C., Evaluation Methods in Developing Countries, Bolger Center for Leadership
Medical Informatics. New York: Springer-Verlag, Development. Potomac, Maryland, 2001.
1997. [30] Lorenzi, N. M., & Riley, R. T. (2003). Organizational
[16] Gawande, A. A., Bates, D.W., "The Use of Information ISSUES=change. International Journal of Medical
Technology in Improving Medical Performance - Part Informatics, 69(2-3): 197-203.
II. Physician-Support Tools," Medscape General [31] Luftman, J., "Assessing Business Alignment Maturity,"
Medicine, 2, 2000. Communications of AIS, 4, 2000, 1-51.

9
Proceedings of the 39th Hawaii International Conference on System Sciences - 2006

[32] Moehr, J. R., "Evaluation: salvation or nemesis of Decision Maker," Methods of Information in Medicine,
medical informatics?" Computers in Biology and 42, 2004, 458-462.
Medicine, 32, 2002, 113-125. [42] Van Bemmel, J. H. a. M., M.A. (eds.), Handbook of
[33] Roderer, N., "Outcome measures in clinical Medical Informatics. Heidelberg: Springer–Verlag,
information systems evaluation." Medinfo. 2004, San 1997.
Francisco, CA, USA, 2004. [43] Van Der Meidjen, M. J., Tange, H.J., Troost, J.,
[34] Rowley, J., "Using Case Studies in Research," Hasman, A., "Determinants of Success of Inpatient
Management Research News, 25, 2002, 16-27. Clinical Information Systems: A Literature Review,"
[35] Scott Morton, M. S., The Corporation of the 1990s. Journal of the American Medical Association, 10,
New York: Oxford University Press, 1991. 2003, 235-243.
[36] Shaw, N. T., "'CHEATS': a generic information [44] van't Riet, A., Berg, M., Hidemma, F., Sol, K.,
communication technology (ICT) evaluation "Meeting patients' needs with patient information
framework," Computers in Biology and Medicine, 32, systems: potential benefits of qualitative research
2002, 209-220. methods," International Journal of Medical
[37] Sittig, D. F., Hazlehurst, B.L., Palen, T., Hsu, J, Informatics, 64, 2001, 1-14.
Jimson, H., Hornbrook, M.C., "A Clinical Information [45] Willcocks, L., "Managing technology evaluation -
System Research Agenda for Kaiser Permanente," The techniques and processes," in Strategic Information
Permanente Journal, 6, 2002. Management: Challenges and strategies in managing
[38] Smith, J., Health Management Information Systems: A information systems, Galliers, R. D., Baker, B.S.H.,
Handbook for Decision Makers. Buckingham: Open Ed. Oxford: Butterworth Heinemann, 365-381,1994.
University Press, 2000. [46] Wyatt, J. C. and Wyatt, S. M., "When and how to
[39] Southon, F. C. G., Sauer, C., Grant, C.G., "Information evaluate health information systems?," International
Technology in Complex Health Services: Journal of Medical Informatics, 69, 2003, 251-259,.
Organizational Impediments to Successful Technology [47] Yin, R. K., Case Study Research: Design and Methods,
Transfer and Diffusion," Journal of the American vol. 5, 3 ed. Thousand Oaks: Sage Publications, 2003.
Medical Informatics Association, 4, 1997, 112-124.
[40] Southon, F. C. G., Sauer, C., Dampney, K., "Lessons
from a failed information systems initiative: issues for
complex organisations," International Journal of
Medical Informatics, 55, 1999, 33-46.
[41] Stoop, A. P., Berg, M., "Integrating Quantitative and
Qualitative Methods in Patient Care Information
Systems Evaluation: Guidance for the Organizational

Table 2: Examples of the evaluation measures of the proposed framework

Technology Human Organisation Net


System Information Service System Use User Structure Environment Benefits
Quality Quality Quality Satisfaction
Ease of use Completeness Quick Level of use Perceived Nature Financing Direct benefits
Ease of Accuracy responsive- (frequency, usefulness Culture Source Job effects
learning Legibility ness duration) User Planning Government Efficiency
Response Timeliness Assurance Attitude satisfaction Strategy Politics Effectiveness
time Availability Empathy Expectations/ Management Localization Error reduction
Usefulness Relevancy Follow up belief Autonomy Competition Communication
Availability Consistency service Knowledge/ Communication Inter- Clinical
Reliability Reliability expertise Leadership organisational outcomes
Flexibility Data entry Acceptance Top relationship Cost
Access to methods Resistance/ management Population
technical Quality reluctance support served
support Training Medical Communication
Security sponsorship

Perpustakaan Elektronik Koleksi: Moch. Boedi Soetanto

File tersedia pada: http://csdl2.computer.org/comp/proceedings/hicss/2006/2507/05/250750095a.pdf


diakses pada: 8 Januari 2007, jam 12:14 WIB

10

You might also like