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A safer place to work –

preventing and managing violent


behaviour in the Health workplace

Module 1
HLTCSD6A
Respond effectively to difficult
or challenging behaviour

Participant manual

NSW Health is a zero tolerance zone


NSW DEPARTMENT OF HEALTH
73 Miller Street
NORTH SYDNEY NSW 2060
Tel. (02) 9391 9000
Fax. (02) 9391 9101
TTY. (02) 9391 9900
www.health.nsw.gov.au

This work is copyright. It may be reproduced in whole or in part for study training purposes subject to
the inclusion of an acknowledgement of the source. It may not be reproduced for commercial usage or
sale. Reproduction for purposes other than those indicated above, requires written permission from the
NSW Department of Health.

© NSW Department of Health 2003

SHPN (CMH) 030207


ISBN 0 7347 3591 X

July 2003
updated August 2004
MODULE 1
Respond effectively to difficult or challenging behaviour

Contents
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Modular structure of the aggression minimisation program. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Assessment for Module 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Elements of competency and performance criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Assessment specification sheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Learning outcomes for Module 1 – Responding to difficult or challenging behaviour . . . . . . . . . . . . . . . . . . 7
Aggression in the workplace – facts and figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
Part 1 – Understanding difficult or challenging behaviour . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Defining aggression. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Effects of aggression. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
A zero tolerance response to aggression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
Part 2 – Preventing aggression occurring. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
What you need to know about keeping your workplace safe . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Using a risk management approach to prevent aggression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Eliminating or controlling risks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
How the design of your workplace can prevent aggression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
More ways of keeping your workplace safe . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Putting it all together . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Caveats and background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Individual risk highlighter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Violence risk awareness checklist. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Violence minimisation checklist . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
What workplace strategies do you have . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Part 3 – Preventing aggression escalating . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Levels of aggression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Know your options for action . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Deciding to stay or leave . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
When and who to call for backup or help . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
Danger and safety zones when faced with an aggressive or violent person . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
Self help strategies to remain calm. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Verbal and non-verbal de-escalation skills to prevent aggression and violence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Attitudes are important . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
Your attitudes towards people . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
Strategies for improving communication with people from a different culture. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
What governs your actions in responding to aggression? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
Some more strategies when faced with a violent person . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
Response options for repeatedly aggressive people . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
Part 4 – Bullying, harassment and discrimination at work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
Scope of the problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
You have a role to play . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
Some legal considerations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
How to confront a person who is bullying, harassing or discriminating against you . . . . . . . . . . . . . . . . . . . . . . . . . . 37
How to formally make a complaint . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
Rights of the person making the complaint and the person who is complained against. . . . . . . . . . . . . . . . . . . . . . . 38
Part 5 – Reporting and reviewing aggressive incidents . . . . . . . . . . . . . . . . . . . . . . . . . ......... . . . . . . . . 41
Reporting aggressive incidents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ......... . . . . . . . . 41
What to expect from an aggressive incident investigation . . . . . . . . . . . . . . . . . . . . . . . . . . . ......... . . . . . . . . 42
Support mechanisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ......... . . . . . . . . 42
Self care following an aggressive incident . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ......... . . . . . . . . 43
What support can you expect from your manager . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ......... . . . . . . . . 45
Related NSW Health policies and guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49

NSW Health A safer place to work – preventing and managing violent behaviour in the Health workplace Module 1 HLTCSD6A
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Respond effectively to difficult or challenging behaviour (Version 1) © July 2003 updated August 2004
MODULE 1
Respond effectively to difficult or challenging behaviour

Acknowledgments

This NSW Health violence prevention training program was developed by Brin FS Grenyer,
Olga Ilkiw-Lavalle and Philip Biro from the Illawarra Institute for Mental Health. Mark Coleman
provided assistance with the facilitator manuals and pilot workshops. The project was coordinated
from the Violence Taskforce, Centre for Mental Health by Frances Waters. The members of the project
contract steering committee who provided extensive guidance during the development of this project
were Frances Waters (Violence Taskforce, Centre for Mental Health), Kathy Baker (Community & Extended
Care Services and Nursing Services, Northern Sydney), Trish Butrej (Occupational Health and Safety,
NSW Nurses’ Association), Maggie Christensen (Learning and Development, Central Coast), Nicole Ducat
(Occupational Health and Safety, South Eastern Sydney), Louise Newman (Royal Australian and New
Zealand College of Psychiatrists), Gemma Summers (Learning and Development, Northern Sydney)
and Choong-Siew Yong (Australian Medical Association, NSW Branch).

A project content reference group also provided input during the development of the project, and
the members were Greg Hugh, Peter Bazzana, Greg Cole, Stephen Allnut, Distan Bach, Liz Cloughessy,
Jim Delaney, Regina McDonald, David Gray, Rajni Chandran, Jennifer Bryant, Terry Tracey and Linda
Sheahan. Consumer input was gratefully provided by Laraine Toms and Robyn Toohey. The NSW Health
Learning and Development Managers forum and others affiliated with the reference group also provided
helpful comment and guidance during the developmental phases of this project, including Jenny Wright,
Earle Durheim, Judy Saba, Brenda Bradbury, John Lain, Bill Wood, Aileen Ferguson, Simon Richards,
Vaughan Bowie, Louise Fullerton, Mira Savich, lain Morriset, Lorraine Hyde, Glenda Hadley, Julie Reid,
Natasha Mooney and Bill Tibben.

The developers would like to thank those staff of the South Western Sydney Area Health Service who
provided useful feedback during the four days of piloting of each of the modules in October 2002. We
also thank the fifteen educators from across the state who provided feedback during the two day trainer
orientation at Western Sydney Area Health Service in November 2002.

The developers would like to give special thanks to Professor Beverley Raphael and Professor Duncan
Chappel from the Violence Taskforce for support, Dr Claire Mayhew for timely insights, Linda Graham for
sharing her wisdom over the years through the development and implementation of the INTACT training
program, Professor Kevin Gournay and Steve Wright from the Institute of Psychiatry, London, for helpful
advice and resources, Dr Nadia Solowij and Jane Middleby-Clements for editorial assistance and to
Professor Frank Deane from the Illawarra Institute for Mental Health for practical support. We also thank
Shane Pifferi, Marie Johnson, Vicky Biro, Tim Coombs, Ralph Stevenson, Dr Alexandra Cockram,
Eugene McGarrell, Samantha Reis and Andrew Phipps for assistance with the project.

This program has incorporated and referred to relevant NSW Health policies and guidelines
where appropriate and a list of these is given at the end of the relevant modules. Modules 1 and 2
of this program were adapted from a modular aggression minimisation program developed originally
by Austraining (NSW) Pty Ltd for the Central Coast Area Health Service, which was revised by
Jenelle Langham in 2000. Module 3 of this program is a revised version of that developed by
Jenelle Langham for the Central Coast Area Health Service.

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Modular structure of the


aggression minimisation program

HLTCSD6A – Respond effectively to


Module 1
difficult or challenging behaviour
This eight-hour program is designed for all staff identified as being at
risk of workplace violence. It is designed to meet the Health Training
Package competency HLTCSD6A – Respond Effectively to Difficult
or Challenging Behaviour.

The day is divided into five parts:


1. Understanding difficult or challenging behaviour.
2. Preventing aggression occurring.
3. Preventing aggression escalating.
4. Bullying, harassment and discrimination at work.
5. Reporting and reviewing aggressive incidents.

AMT002 – Aggression minimisation


Module 2
in high risk environments
This eight-hour program is designed for mental health and other staff
working in high risk areas, eg emergency, security, community, aged care,
disability, dental, midwifery and early childhood, methadone, brain injury,
neurology, admissions and drug and alcohol services. Other staff members
identified, via the risk assessment process, as being at significant risk of
aggressive behaviour should also attend this module.

90405NSW – Course in aggression minimisation


Module 3
for managers
This nationally recognised qualification is a four hour module designed for
managers. It provides the participant with detailed information, obligations
and practical strategies for promoting a safe workplace environment free of
aggression, assessing and managing risks and types of support to provide
to staff, who have been victims of aggression. Completion of Module 1 is
recommended prior to undertaking this module.

AMT004 – Aggression minimisation refresher training


Module 4
This two-hour module is designed for all staff identified as being at risk
of workplace violence, and should be repeated at a minimum of every two
years after completion of Module 1. Depending on the level of risk, some
staff may need to attend more frequently. It is designed to keep staff up
to date with policies and practices, provide refresher training of skills,
and workshop problems.
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MODULE 1
Respond effectively to difficult or challenging behaviour

Assessment for Module 1

Health Training Package Competency: (HLTCSD6A) – Respond effectively to difficult or


challenging behaviour. The learning outcomes and assessment align with the elements
and performance criteria.

Elements of competency and performance criteria


National code Element name
HLTCSD6A/01 Plan responses
1.1 Planned responses to instances of difficult or challenging behaviour;
maximise the availability of other appropriate staff and resources.
1.2 Safety of self and others is given priority in responding to difficult or
challenging behaviour.

HLTCSD6A/02 Apply response


2.1 Responses reflect organisational policies and procedures.
2.2 Assistance is sought as required.
2.3 Difficult or challenging behaviour is dealt with promptly, firmly and
diplomatically in accordance with organisational policy and procedure.
2.4 Communication is used effectively to achieve the desired outcomes
in responding to difficult or challenging behaviour.
2.5 Appropriate strategies are selected to suit particular instances of
difficult or challenging behaviour.

HLTCSD6A/03 Report and review incidents


3.1 Incidents are reported according to organisational policies
and procedures.
3.2 Incidents are reviewed with appropriate staff and suggestions offered
as appropriate to area of responsibility.
3.3 Debriefing mechanisms and other activities are accessed and
participated in.
3.4 Advice and assistance is sought as required.

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Learning outcome Elements of competency and Assessment


performance criteria question

1. Identify and apply strategies Question 9


for risk management to
prevent aggression.

2. Identify and select Element: Apply responses Question 1


appropriate response Performance criteria: 2.1, 2.3, 2.5
options when confronted
with aggressive behaviour.

3. Give priority to the safety of self Element: Plan responses Question 2


and others when confronted with Performance criteria: 1.2
aggressive behaviour.

4. Identify when, how and who Element: Plan responses Question 3


to call for assistance. Performance criteria: 1.1
Element: Apply response
Performance criteria: 2.2

5. Use verbal and non-verbal Element: Apply response Question 4


communication strategies to Performance criteria: 2.4
manage aggressive behaviour.

6. Identify appropriate reporting Element: Report and review incidents Question 5


procedures. Performance criteria: 3.1

7. Identify what can be expected Element: Report and review incidents Question 6
from an incident investigation. Performance criteria: 3.2

8. Identify available support services Element: Report and review incidents Question 7
following an aggressive incident. Performance criteria: 3.3

9. Identify how management Element: Report and review incidents Question 8


can support you following Performance criteria: 3.4
an aggressive incident.

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Assessment specification sheet

Candidate’s name

Work location Telephone (w)

Units of competency to Assessment methods Assessment activities


be assessed
HLTCSD6A Respond Multiple choice questionnaire Completion of questionnaire
effectively to difficult and based on a scenario appropriate
challenging behaviour to your workplace

Adequate completion of Completion of


appropriate documentation local incident form

Appropriate completion of Completion of


risk assessment matrix risk assessment matrix

Details of special requirements:

Assessor’s name

Signature
/ /
Date of assessment Time

Confirmation of assessment

I confirm that:
● the purpose of this assessment has been clearly explained to me
● the criteria (relevant competency standards) to be used in this assessment have been discussed with me
and I am aware that I will be assessed against this criteria
● I have been given fair notice of the date, time and venue of this assessment
● I am aware of how the assessment will be done and the requirements relating to this assessment
● I am aware of my right to appeal an assessment decision with which I disagree, and the process for
appealing that assessment.

Candidate’s
signature

/ /
Date of assessment

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Learning outcomes for


Module 1 – Respond to difficult
or challenging behaviour

Module 1 is designed to meet competency HLTCSD6A – Respond effectively to difficult


or challenging behaviour, a competency of the National (HLT02) Health Training Package.
This competency relates to responding effectively to difficult or challenging behaviour of
patients, clients and others. The learning outcomes of the module have been designed
to align with the elements and performance criteria for the competency.

Learning outcomes
At the conclusion of this module, participants should be able to:
1. identify and apply strategies for risk management to prevent aggression
2. identify and select appropriate response options when confronted with aggressive behaviour
3. give priority to the safety of the self and others when confronted with aggressive behaviour
4. identify when, how and who to call for assistance
5. use verbal and non-verbal communication strategies to manage aggressive behaviour
6. identify appropriate reporting procedures
7. identify what can be expected from an incident investigation
8. identify available support services following an aggressive incident
9. identify how management can be supportive following an aggressive incident.

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Aggression in the workplace –


facts and figures

Aggression in the health industry is a significant problem.1,2,3 In 1999/2000 there were 113
claims made to WorkCover from hospitals and nursing homes in NSW that involved the staff
member being hit and being absent from work for more than five days. The estimated cost of
these claims was $1.3 million. This figure did not include the cost of violent incidents that did
not result in a workers compensation claim or resulted in less than five days absence from
work; this figure is likely to be significantly higher. It also does not include costs associated
with administration of claims, fines, legal costs, absenteeism, staff turnover and recruitment,
or the impact of violence against patients.a

In Australia little research has been conducted on the incidence of aggression. O’Connell,
Young, Brooks, Hutchings and Lofthouse (2000)4 found over a 12-month period that:
● 95% of nurses experienced several episodes of verbal aggression; 80% experienced
several episodes of physical aggression
● 25% experienced verbal aggression; 6.7% encountered physical aggression on
a weekly basis
● 32.4% experienced verbal aggression; 14.4% experienced physical aggression on
a monthly basis
● 37.7% experienced verbal aggression; 59.3% experienced physical aggression between
one and four times per year.

The types of injuries sustained by staff were a result of being grabbed, punched, pushed,
pinched, scratched, kicked and hit with an object.

Barlow, Grenyer and Ilkiw-Lavalle (2000)5 report that during an 18 month study period,
13.7% of patients admitted to inpatient mental health units in the Illawarra Area Health Service
were aggressive. There were on average five aggressive incidents per week in the inpatient units,
and staff injuries accounted for 47.4% of the overall injuries incurred in the mental health units.
Fifty-three percent of injuries occurred to patients and visitors.

Aggression is not just experienced from patients. Farrell (1999)6 reports that 30% of nursing
staff experienced aggression from other staff over a six week period. This included experiencing
rudeness, being abused, being humiliated in front of others and peers, being denied access
to opportunities, and having their work excessively scrutinised with threats of disciplinary action.

This program aims to promote a working environment and practice, which minimises and
protects people from aggression. The goals of this training are to improve health care workers’
knowledge in relation to ways of preventing aggression and to gain knowledge and skills in
responding to different instances of aggression.

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Part 1
Understanding difficult or
challenging behaviour

This section looks at what aggression in the workplace is, what the effects of aggression
are and provides an understanding of the ‘zero tolerance’ response to aggression.

Consider the number of interactions that occur between staff and patients, staff and staff,
staff and visitors etc on any day in your area. Consider what proportion of interpersonal
situations result in aggression.

How many times are you exposed to aggression in your workplace?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Whose problem is aggression in the workplace?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Defining aggression
NSW Health defines aggression as:

‘Any incident in which employees are abused, threatened or assaulted in circumstances arising out of,
or in the course of, their employment including verbal, physical or psychological abuse, threats or other
intimidating behaviours, intentional physical attacks, aggravated assault, threats with an offensive weapon,
sexual harassment and sexual assault.’

Workplace aggression can be Targets of aggression include:


encountered from: ● you
● patients ● others
● relatives and friends of patients ● property.
● staff members
● members of the public
● intruders.

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Effects of aggression A zero tolerance response


The effects of aggression 4,7,8,9
on an individual to aggression
can include: NSW Health is committed to the minimisation
● physical injury of violence in the public health system and
the focus should always be on the prevention
● anxiety of violence. However, in the event that a
● distress violent incident does occur, NSW Health,
as a result of a key recommendation from
● anger
the Taskforce on the Prevention and
● irritability Management of Violence in the Health
● self-blame Workplace, has adopted a zero tolerance
response to threatening, abusive or violent
● apathy
behaviour by any person towards any other
● insomnia person on health service premises, or
● depression towards NSW Health staff working in
the community.
● impaired decision making
The zero tolerance response means that in
● loss of self-confidence
all instances of aggression, appropriate action
● severe fatigue will be taken to protect staff, patients and
● fear of patients visitors, and health service property from the
effects of such behaviour. It is about keeping
● difficulty returning to work.
staff, patients and visitors safe.
The effects of aggression on the The zero tolerance response does not take
workplace10, 11,12 include: the place of effective risk management, and
● poor morale, erosion of worker loyalty at all times the focus must be on prevention.
and commitment However, in the event of an aggressive
incident, consistent action must be taken
● reduced efficiency, productivity and
to minimise the impact on all concerned.
public image Options for action will be discussed in Part 3.
● costs associated with counselling,
employee assistance, management time, It should be noted that zero tolerance is NOT
rehabilitation, recruitment and training about taking punitive action against patients
of new staff whose violent behaviour is a direct result of
a medical condition. In these circumstances
● increased sick leave, absenteeism and the emphasis is on prompt, effective clinical
staff turnover management and compassionate care of the
● costs associated with compensation, patient. At the same time the safety of the
prosecution and penalties imposed on patient, staff and others who may be affected
the organisation. by the aggressive behaviour is paramount.

Underpinning the zero tolerance response


is the key message to staff that aggression
is NOT an acceptable part of the job, and
is not something simply to ‘be put up with’.
For further information see the NSW Health
Zero Tolerance Policy and Framework
Guidelines and supporting brochure.

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Zero tolerance attitudes and behaviours


Putting up with violence in the health workplace IS NOT an acceptable part of your job (if you don’t
get the message, neither will patients and visitors).
Know your options when confronted with violent behaviour and exercise them consistently
(the most effective way of protecting yourself AND getting the message to patients and visitors).
Management will support you in utilising these options (this is part of their responsibility).
Report all violent incidents (problems that don’t get reported don’t get fixed).
Be aware of violence as an occupational risk (it is just as real as other more recognised OHS risks
eg manual handling, exposure to hazardous substances, etc).
Be vigilant of factors contributing to the risk of violence (prevention is better than cure).

A key component of the zero tolerance response is to report all aggressive incidents.
What might be some challenges to reporting all incidents in your workplace?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Key points

● Aggression may be encountered in the workplace.


● Anyone can be a target.
● It affects both the individual and the organisation.
● NSW Health is committed to a ZERO TOLERANCE response to aggression in
the workplace.

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Part 2
Preventing aggression occurring

This section focuses on preventing aggression. It will look at the legal obligations for
preventing aggression, how risk management can prevent or reduce the risk of aggression
and how buildings and workplaces can be designed and redesigned to prevent or reduce
the risk of aggression occurring.

What you need to know about keeping your workplace safe


Under the NSW Occupational Health and Safety Act 2000 employers have a duty of care for
the health and safety of all people in the work place.b This requires employers to:
● ensure that premises controlled by the employer where people work are safe and without risk
to health
● ensure that systems of work and the working environment are safe and without risk to health
● ensure that any equipment or substance provided, for use by the employees, at work is safe
and without risk to health when properly used
● provide necessary information, instruction, training and supervision for the health and safety
of their employees.

This Act is supported by the Occupational Health and Safety Regulation 2001.

Employers under this regulation are required to:


● identify workplace hazards, including violence
● assess the risks associated with the hazards
● eliminate risks where possible
● implement risk control measures
● consult with employees, and their representatives throughout the process
● provide training.

Under the NSW Occupational Health and Safety Act 2000, employers have a responsibility to
ensure the health and safety of any persons who are at their place of work, and who may be
affected by their acts or omissions at work. Employees have a responsibility to take reasonable
care regarding the health and safety of any persons who are at their place of work, and who
may be affected by their acts or omissions at work.

Employers are required to comply with NSW occupational health and safety legislation. There
are various offences and penalties for non-compliance with the Act and Regulation, even if no
one has been injured. Penalties can be issued to employers and employees. Individuals may be
personally liable for fines, and insurance protection does not cover for prosecution or fines.

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Using a risk management approach to prevent aggression


Risk management is the process of identifying situations that are likely to cause harm to people
or property. The aim is to avert or diminish the chances of harm by being proactive in seeking to
prevent, or reduce, injury to people or property.15

The individual staff member has a good perception of the risk of aggression associated with
their workplace. Therefore the individual plays an important role when being consulted about the
risks of aggression, and ways to prevent or control risks. As such, it is important that staff actively
contribute when being consulted.

Risk management is an interactive process of clearly designed steps.15 By following the


steps outlined staff members can assist their managers to make better decisions on how
best to eliminate or control a risk by reducing it to its lowest possible level.16

The risk management process


Step 1. Identifying the problem (hazard identification), eg workplace aggression.
Step 2. Assessing the risk (determining how serious the aggression problem is).
Step 3. Eliminating or controlling the risk of workplace aggression by deciding what needs to be done
to solve the problem and in what order (risk control measures need to be ranked from the most
effective to the least effective).
Step 4. Monitoring, reviewing and improving the system.

SAFETY HINT – Report all instances of aggression. If instances are not reported then
they cannot be responded to via the risk management process.

Assessing risk involves estimating the extent of the risk to assist with prioritising and
developing control strategies. The following factors need to be considered when assessing
risks in the workplace. For each factor what aspects would you consider to be associated
with aggression in the workplace?

Factors relating to a specific individual that may be associated with aggression in the workplace?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Physical environment associated with aggression in the workplace?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

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Work systems and practices associated with aggression in the workplace?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Staff factors associated with aggression in the workplace?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Community work associated with aggression in the workplace?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

How would you prioritise risks?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Eliminating or controlling risks


Eliminating or controlling risks involves deciding what needs to be done to eliminate or
control the problem of aggression and lessen the risk to the lowest possible level. Under
the Occupational Health and Safety Regulation 2001, employers are required to eliminate any
‘reasonably foreseeable’ risks to the health and safety of their employees. However, this is not
possible in all circumstances, therefore risk control measures need to be implemented according
to the hierarchy set out in the legislation. Prior to any implementation of controls, the controls
need to be ranked from the most effective to the least effective. In most cases several control
measures will be needed.

Regulatory hierarchy for controlling risk


1. Substituting a hazard giving rise to the risk with a hazard that gives rise to a lesser risk.
2. Isolating the hazard from the person put at risk.
3. Minimising the risk by engineering means.
4. Minimising the risk by administrative means (eg by adopting safe working practices or providing
appropriate training, instruction or information).
5. Using personal protective equipment.

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The process of monitoring, reviewing and improving policies, procedures and the environment is
a continuous one for all staff. This process enables the identification of areas of further risk, gaps
in systems that could lead to potentially aggressive incidents, failures in any previously identified
preventative measures and the reassessment and monitoring of controls implemented.

Case study
Jim, a new person in your work area, is having trouble adjusting to his new work
environment. You notice Jim increasingly is being isolated at work and is not receiving
the help that others get from the team. He is not invited to a work picnic and people have
put nasty stickers and food scraps into his locker. This culminates early one day when
a patient becomes argumentative and physically violent with him, and staff are slow to
respond to his calls for assistance. Jim is at significant risk of injury, but he manages to
escape. When he walks into the tea-room after this episode all the other staff are smiling.

Apply the four steps of risk management to this scenario.


1. Identify the hazard.

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

2. Assess the risk (how serious the problem is).

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

3. Eliminate or control the risk (decide what needs to be done).

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

4. Monitor, review and improve the system.

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

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How the design of your workplace can prevent aggression


Crime prevention through environmental design (CPTED)2,17 and situational crime prevention2,17
are approaches that can be applied to enhance building design. These approaches decrease
the possibility of crime occurring in the workplace by:
● increasing the risk for offenders
● making it harder for offenders to make up an excuse for the trespass
● reducing the likely rewards for criminal behaviour.

What is involved?
1. Territorial reinforcement.

____________________________________________________________________________________

____________________________________________________________________________________

2. Natural surveillance.

____________________________________________________________________________________

____________________________________________________________________________________

3. Space management.

____________________________________________________________________________________

____________________________________________________________________________________

NSW Health has developed a Health Facility Guideline: Safety and Security as part of the
Health Building Design Series, to assist facility planners and designers to reduce risks through
the design of workplaces and the internal physical environment incorporating CPTED principles.
These guidelines will also assist user groups and staff involved in the consultation process for
the design of new and refurbished health buildings or facilities.

More ways of keeping your workplace safe


Keep your high-risk areas safe by using the following strategies:
● Deadlock drug storage areas.
● Designate safe escape routes.
● Have key or card access to staff working areas.
● Use metal detection systems.
● Install duress alarms.
● Minimise public entry points.
● Install barriers at reception desks.

For further information see the Security Manual.

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Putting it all together


Use the Individual risk highlighter to help you identify the warning signs of potential patient
aggression. It may help you identify immediate triggers for aggression in individual patients.

Use the Violence risk awareness checklist to help identify all the different risks in your workplace
and encourage problem solving.

Use the Violence minimisation checklist for a comprehensive list of strategies to reduce risk.

Caveats and background

It is also important to recognise that staff or visitors may also be aggressive.


Although the following risk highlighter, risk awareness and risk reduction checklists
focus mainly on patient-initiated aggression, many of the same principles apply to
other sources of aggression.

1. Accurate risk prediction for an individual patient at a particular time is very difficult.
2. The Individual risk highlighter is to be used in considering the risk of immediate triggers for
aggression in individual patients.
3. The Individual risk highlighter does not provide a statistical likelihood of aggression. It serves
only to remind staff of factors that increase the likelihood of aggression.
4. The Individual risk highlighter is not intended to be used for all patients – only for that subset
for which there are some preliminary indications that the patient has a potential to be violent.
5. Risk is a dynamic concept – it can change rapidly, and requires frequent reassessment.

The Individual risk highlighter should be applied when:


1. staff feel afraid (trust the instinct).
2. person looks angry
3. person appears intoxicated
4. hunger and fatigue are present
5. person appears to be irrational or to have lost touch with reality
6. person seems to feel trapped and terrified
7. person is enraged or bizarre
8. there is a history of violence
9. person is accompanied by a crowd of others
10. person appears agitated and twitchy
11. person is demanding
12. person is very distressed.

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Individual risk highlighter


To be used for considering factors that increase the risk of violence in individuals.

Historical Behaviours that may indicate


1. History of previous violence. impending aggression
2. History of impulsiveness/risk taking behaviour. 1. Loud clipped or angry speech.

3. History of substance abuse. 2. Pacing.

4. History of childhood abuse. 3. Angry facial expression.

5. History of significant head injury. 4. Intense staring.

6. History of criminal behaviour, arrest 5. Refusal to communicate.


or imprisonment. 6. Threats or gestures.
7. Poor compliance to medication. 7. Physical agitation, eg clenching of fists.
8. Anti-social personality disorder. 8. Restlessness or fidgeting.
9. Few friends or family. 9. Delusions or hallucinations with violent content.
10. Young men. 10. Patient themselves reporting violent feelings.
11. Intoxication.
Current
12. The absence of a calming support person can
1. ‘Gut feeling’ of staff that person may exacerbate the situation.
be violent.
13. Aggressive to the environment, eg kicking
2. Recent stress (documented in notes or history). walls, banging doors.
3. Recent trouble with the law or arrest 14. Isolative behaviour.
(documented in notes or history).
15. Frequent demands.
4. Poor problem solving ability.
5. Substance abuse especially alcohol or
stimulants such as speed or cocaine.
6. Specific plan involving violence.
7. Potential victim is available.
8. Access to means – guns, knives, explosives
etc (documented in notes or history).
9. Agitated behaviour.
10. Current disturbed mental state,
eg head injury, intoxication, dementia:
– intoxication
– anger
– impulsivity
– depression
– mania
– hallucinations – particularly ones involving
violence or commands
– delusions – especially of infidelity, being
threatened, hypochondriacal, of violent acts,
or of a litigious or hyper-religious nature
– confusion/delirium/dementia.

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Violence risk awareness checklist

Individual factors Context


(client/visitors)
• Long waiting times.
• Intoxification or confusion. • Competing demands on staff.
• Hunger and fatigue. • High workload/busy.
• Head injury/psychosis. • Staff shortages.
• Humiliation. • Unpreparedness.
• Being ignored, rejected. • Unclear management plans.
• Concerns or requests dismissed. • Lack of timely information to
• Frustration/helplessness. patients, visitors or staff.
• Pain/grief. • Telephone ringing often.
• Anxiety/fear. • Cultural variation.
• Poor impulse control. • Presence of rival gang members.
• Anti-social personality. • Late at night.
• Narcissistic entitlement.
• History of aggression.

Risk

Physical environment Individual factors


• Crowded or noisy area. • Anxiety/fear.
• Inadequate space. • Personal issues – tiredness,
• Small examination rooms. stress, illness.
• Small, unclean waiting areas. • Inexperience.
• Dirty, poorly maintained areas. • Irritability.
• Isolated or dimly lit areas. • Discourteousness.
• Dangerous objects, eg scalpels, • Attitudes to different groups and
small oxygen cylinders, boxes, types of people.
breakable objects. • Ignoring patients, visitors,
other staff.
• Whispering about or openly
discussing confidential
information related to workplace.

What to do
• Take precautions.
• Alert others.
• Follow hospital procedure.
• Have clear patient
management plans.
• Apply ‘Individual risk highlighter’.

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Violence minimisation checklist

Individual factors Context


(client/visitors)
• Update person about
• Be calm, don't confront. waiting times.
• Be aware of impact of • Regularly provide person with
environmental context and staff relevant information.
behaviours on patients, visitors • Rotate visiting support/family/
and other staff. other groups to reduce
• Anticipate effect of patient state congestion.
of mind. • Limit numbers of visitors.
• Speak to people courteously • Call for security or request Police
using their name. presence if rival gang members
• Try to understand main concerns, are present.
provide information. • Manage staff distribution/
• Emphasise a desire to help. placement to minimise the
• Allow ample personal space. impact of staff shortages.
• Set alert reminders to reduce
unpreparedness.
Risk • Clear management plans
reduction are available.

Physical environment Individual factors (staff)


• Well designed and maintained • Be attentive to patient/relatives
areas. concerns/needs.
• Reduce noise where possible. • Present a professional manner
• Good visibility. at all times to each other.
• Provide well lit, warm and tidy • Remain calm and courteous.
areas. • Buddy inexperienced staff.
• Provide distractions, eg reading • Provide timely information to
materials, toys, TV, good seating. patients, visitors and staff.
• Allow separation of patients, • Initiate staff wellbeing program.
What to do • Identify and provide suitable
visitors and staff.
• Limit the presence of dangerous • Take precautions/ interventions in high workload
objects, eg scalpels, small be vigilant. situations.
oxygen cylinders, boxes, • Alert others. • Participate in aggression
breakable objects. • Follow hospital procedure. management training.
• Familiarise yourself with • Be aware of patient's perceptions
specific management plans. of staff, ie don't stand and gossip
• Alert others to your in view of the public.
presence in isolated areas.
• Move patients or others
away from the disturbance.
• Allocate staff to provide
reassurance to patients
and their families in the
vicinity of the disturbance.

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What workplace strategies do you have?


What policies and procedures are in your workplace to manage an aggressive incident?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

What are your responsibilities in relation to workplace policies and procedures?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

How does your employer ensure that you have read and are up to date with current policies
and procedures on managing aggression?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Key points to remember

● You have a key role to play in keeping your workplace safe.


● The risk management process involves identifying, assessing, eliminating or
controlling risks, and monitoring, reviewing and improving the system.
● The design of your workplace plays an important role in preventing aggression.
● Regularly monitor your workplace and the people around you.

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Part 3
Preventing aggression escalating

This section reviews the levels of aggression, what options you have in responding to
aggressive behaviour and the legal issues you need to be aware of when choosing your
options. It reviews options when faced with a physically aggressive or violent person and
strategies to remain calm. Understanding the role of attitudes and cultural diversity in
minimising aggression are reviewed. Effective verbal and non-verbal de-escalation
skills to prevent aggression escalating are practised.

Levels of aggression
If an aggressive person confronts you, it can help to identify what level of aggression they
are displaying:

Level Examples of behaviour


Low Agitated, frowning, irritable.
Moderate Clenched fists, making direct verbal threats.
High Pushing, throwing, doing physical harm.

You have many options when confronted with an aggressive person. Knowing what level the
person is displaying will help you decide the best way to try and prevent the aggression escalating.

Know your options for action


There are always options available when confronted with an aggressive person and it is
important that staff know the appropriate response options. These responses will depend
on a number of factors including the nature and severity of the event, whether it is a patient,
visitor or intruder, and the skills, experience and confidence of the staff member/s involved.
This may include going straight to calling for backup, security or local police.

When considering your options you always need to keep in mind the following:
● Whether the person has an underlying physical or mental condition that is contributing to
the person’s aggressive or violent behaviour.
● Always remain calm and assess the level of threat and the different levels of aggression
displayed as this will help you to make a decision on the appropriate response to take.
● Regardless of the response option you choose, de-escalating and containing the situation
should be considered where possible.
● If at any time you feel unsafe you need to call for support and/or leave.
● At all times your priority is for the safety of yourself and others including preventing injury
to yourself and others around you.
● Be aware of the potential for violence, look for contributing factors or warning signs.
● You can use more than one option.

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Response options...
● Issue a verbal warning.
● Seek support from other staff.
● Request that the person behaving aggressively leave.
● Request that the patient be reviewed by a clinician.
● Negotiate treatment.
● Use verbal de-escalation and distraction techniques.
● Stay and call for help.
● Leave and seek help.
● Utilise the duress alarm or unit emergency response as relevant.
● Initiate team restraint response.
● Initiate external emergency response, eg security, police.
● Charging of the perpetrator with assault.

Deciding to stay or leave


An important decision to be made in a situation of potential aggression:
‘Do I stay or do I go’. When do you leave?

You should leave the situation when:


● you feel you cannot control the situation or the situation is getting out of control
● you endanger yourself or others by staying
● when you are alone with an aggressive person.

If possible, a person’s potential for aggression should be identified early. Potential factors to
be aware of include the person having a past history of aggression, the presence of any current
threats of harm and the likely availability of weapons. This also assists in making the decision
regarding whether to stay or leave.

SAFETY HINT – In all situations that are getting out of control you should immediately
seek help, regardless of whether you decide to stay or leave.

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Consider some instances where you were confronted with an aggressive person.
What factors influenced your decision to stay or leave?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

When and who to call for back-up or help


If you feel unsafe at any time you need to call for back-up or help. Who can you call for back-up
or help?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Consider all of the above response options. Which would be suitable for the differing levels
of aggression?

Low ______________________________________________________________________________

____________________________________________________________________________________

Moderate __________________________________________________________________________

____________________________________________________________________________________

High ______________________________________________________________________________

____________________________________________________________________________________

Danger and safety zones when faced with an aggressive


or violent person
With a physically aggressive or violent person, the ‘danger zone’ is being in physical proximity
to the person so that you could be reached by a punch or kick. By keeping a safe distance from
the person, you will be in a ‘safer zone’. It is easier for an aggressive person to lunge or move
straight ahead than for them to move to the side or backwards. Therefore, the ideal position
to stand is out of the danger zone and slightly to one side of the aggressive person.

Here is a suggested ideal stance:


● Stand in the safer zone not the danger zone.
● Stand slightly to the side of the person so they cannot lunge straight at you.
● Shift your weight to your toes so you can move quickly if needed.
● Place your hands in front of you in an open position.
● Ensure you face them so you observe them clearly.

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Self help strategies to remain calm


In order to manage or control a situation of impending aggression, it is important to keep calm
and in control. This involves acknowledging and managing our own feelings and responses.

Controlling feelings of fear, anxiety and apprehension can be done by pausing, breathing
(deep breaths), positive self-talk (thinking) and/or counting to three. While interacting with an
aggressive person be aware of your breathing rate and keep it slow and deep. This is one of
the most effective tools for maintaining a state of calm.

Verbal and non-verbal de-escalation skills to prevent aggression


and violence
Verbal and non-verbal de-escalation skills are an important strategy for reducing and preventing
aggression and violence. These skills will de-escalate aggressive behaviour in most, but not all
aggressive people. It is important to recognise that de-escalation skills include both verbal
and non-verbal skills.

Non-verbal skills
Presenting yourself as being calm and in control is a powerful de-escalation skill. Your behaviour
will calm the person as much, if not more, than the words you say.

Here are some important points to consider when endeavouring to display a calm,
controlled disposition:
● Do not mirror (copy) the aggressive behaviour or postures back to the person.
● If possible, give the person more rather than less personal space. Do not invade their personal
space. Avoid touching the person.
● Do not hide your hands or move them too much. Have them in a non-threatening relaxed
position that reveals your open palms if possible. Avoid folding your arms across your chest,
having your hands on your hips or in your pockets.
● Maintain eye contact, however do not be threatening, ie do not stare, instead use broken
eye contact.
● Be attentive to the individual rather than concerned with something else that is happening
in the area.

Verbal skills
Using the following verbal skills can help de-escalate aggression. Many instances of aggression
occur because a person’s needs are not being met. Understanding the person’s expectations,
and trying to ‘put yourself in their shoes’, can help you understand what is troubling them.
Communicating back to them that you understand something about their expectations and
feelings can be a powerful de-escalation tool. Helping to negotiate a solution will in most
cases reduce their aggression.

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Tone of voice
When speaking to an aggressive person your tone of voice should be calm and low, though
loud enough for them to hear if they are shouting over the top of you. Endeavour to speak
slowly and clearly so that you will be easily understood. Remember that you are modelling
appropriate behaviour. You are also encouraging the other person to think about and re-focus
on the situation rather than to act out their anger. Remember that raised voices are likely to
escalate aggression.

Briefly acknowledge feelings


It can be helpful to briefly acknowledge the person’s emotional state first, before addressing
their need. Often just communicating to the person your awareness of their emotional state
can immediately calm them. An example might be to say, ‘I understand that you are angry
and frustrated by this situation’. Once you have acknowledged their emotions, you can
then seek more information or provide possible solutions to their need.

Explanations
A person who is emotionally aroused cannot absorb as much information as a calm person.
It is therefore helpful to :
● keep sentences short
● keep words simple.

Humour
Be very careful with the use of humour. If you believe the use of humour may help to de-escalate
the person ensure:
● you use mainstream humour
● the aggressive person is not the butt of the joke.

Help the individual to have their needs met


It is important to realise that most aggressive people simply want their needs met. Let them
know you will support them in this as much as you can, without making promises that cannot
be kept.

Setting limits
Sometimes you need to set limits on a person’s behaviour for the safety of themselves or
others, and to enforce unit rules. Examples can include: not allowing smoking; not allowing
access to patients during certain hours or when undergoing medical procedures; preventing
a person from entering or leaving a restricted area.

Using assertion skills may help you in such situations. An assertive response would be to set
the limit and then explain to the person the reason for the limit. Being assertive can help ensure
that the needs of both parties are satisfied with the settlement negotiated. Whilst it is important
to be firm when setting limits, a person who becomes very aggressive may not accept these
limits. Remember the first rule is to maintain your safety. Therefore, if the situation deteriorates
you may need to back down and seek assistance.

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Summary of verbal and non-verbal de-escalation skills

Do Don’t
● Introduce yourself (first name only). ● Mirror (copy) the aggressive person’s behaviour.
● Be calm and in control. ● Touch the person.
● Give the person more personal space. ● Hide or move your hands too much.
● Maintain eye contact in a non-threatening way. ● Fold your arms across your chest.
● Be attentive and listen actively. ● Raise your voice.
● Communicate back that you understand.
● Acknowledge the person’s emotions.
● Help to negotiate a solution.
● Model appropriate behaviour.
● Speak slowly and clearly.
● Keep sentences short and simple.
● Help the person as much as possible to have
their needs met.
● Set limits where appropriate.

Case study
1. When told of the waiting list for elective surgery, a patient became irate about the
public health system. The patient yelled loudly and cursed the government and said
something should be done about it.
2. A patient in pain and suffering from the effects of alcohol, swore violently
at a staff member and threatened to punch the staff member if help wasn’t
immediately provided.

Consider one of the stressful situations listed above.

Work in pairs to create a situation where one person acts out aggressively (both verbally
and non-verbally). The other person is to play the role of a staff member aiming to de-escalate
the situation, and should practise using both verbal and non-verbal de-escalation responses.
Remember the staff member should practise keeping calm and in control.

Following the role-play discuss the de-escalation strategies used and the effect this had on
the aggressive person and the staff member. Then change roles and repeat.

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Attitudes are important


People have different ways of communicating. Misinterpreting a person’s behaviour can lead
to aggression being unnecessarily escalated. This misinterpretation can have two sources:
● Your attitudes and expectations about certain people.
● Misunderstanding communication styles of people from different cultures.

Your attitudes towards people


Attitudes influence behaviour.18 Therefore the beliefs, values, ideas and knowledge held by an
organisation’s employees and management is reflected in the workplace culture. Certain attitudes
in staff19,20,21,22 have been found to be associated with aggressive behaviour in patients, staff and
others including family members or visitors.

Attitudes that increase the risk of aggressive behaviour include:


● not liking the person and projecting this onto them
● not treating the person with respect
● making assumptions about a person without finding out their needs or concerns
● interacting with the person as if you are a parent
● being authoritarian
● being inflexible
● being controlling
● using a threatening tone or behaviour
● being coercive
● being argumentative
● stigmatisation of others.

Misinterpreting diverse communication styles


People from a different background may have different characteristic behaviours to your own.
Some examples can include different rules and conventions about:
a. eye contact
b. stance
c. tone of voice
d. listening style
e. gestures
f. language
g. personal space

h. gender of person providing advice/care.

Do not assume that because someone speaks with an accent they have poor English skills.
In addition, do not assume a person with limited grammar skills has intellectual deficits.

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Some verbal and non-verbal ways of communication used by people can be misinterpreted
as the person being angry or aggressive. Consider the role of tone and pitch in communication.
Often what is difficult to master is the translation of tone. Many languages use tone in ways
distinctly different to English. For example, when a person ‘sounds’ angry it may be that they
are angry, or it may be that the tone of their first language applied to English causes the listener
to assume that they are angry. Do not raise your voice to someone with an accent, unless you
know they are deaf. The same words said in a number of different tones can evoke totally
different meanings. To understand these you can use the following strategies:
● If others from a similar cultural background are around ask them for help.
● Acknowledge your unfamiliarity with their culture. The person will value your interest in
their culture.
● Clarify communication styles you are not sure about with the person. For example,
if someone is talking loudly say, ‘You are speaking loudly, so I have the impression you
might be angry’. This will allow the person to explain themselves. It may be that they
have hearing difficulties.
● Ask questions when necessary to help assess the person’s coping strategies during stressful
situations. For example, ‘How do you handle? or ‘Some people find that when this happens
it is best to ... what would be better for you?’.
● Clarify, interpret and re-label the person’s behaviour.
● Apologise for any mistakes.

Strategies for improving communication with people from


a different culture
To improve communication with people from different cultural backgrounds the following
strategies are recommended:23
● Always accept and respect differences between and among people.
● If required use interpreters.
● If working in areas where the population or person is of a specific cultural background,
learn as much as possible about the culture and the way they communicate.
● Be aware that mistakes can happen and you can misinterpret the person.
● Promote a feeling of acceptance.
● Show respect and dignity for the person.
● Do not stereotype by age, sex, ethnicity, socioeconomic status, style of dress and other
social categories.
● Do not assume you know where a person has come from, let them tell you.
● Clarify as accurately as possible how the person is thinking and feeling.
● Reflect the person’s feelings verbally but do not be critical.
● Avoid any unnecessary or unfamiliar words.
● Restate the problem in more specific ways.
● Use the same time perspective as the person, eg if they are using past or future tense,
use the same.

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● Avoid giving mixed messages.


● Do not speak too quickly.
● Do not raise your voice to speak more clearly unless the person is hard of hearing.
● Check that you have been understood.

Remember communication is also affected by context. The context in which an interaction


occurs will impact on the outcomes of the interaction:
● Is the person familiar with the ‘rules’, eg do they know that the waiting time is three hours,
as the sign is in English and they may not be able to read it?
● Has the client had previous experience in this context, eg the health setting?
● What are the client’s expectations?
● What are the culturally bound behaviours?
● How do I check these things out with the client in context?

What governs your actions in responding to aggression?


Both the perpetrator of aggression and the victims of aggression have rights that are protected
by legislative frameworks such as the Crimes Act and the Mental Health Act. In addition, people
have a common law right not to be harmed by the acts or omissions of another person or
organisation. It is important that when you consider and implement your options, the rights of
the perpetrator as well as your rights are considered. Legal issues to be considered here include:

Mental Health Act 1990


This NSW Mental Health Act 1990 governs the care, treatment and control of people with
mental illness and disorder. Its underlying premise is that people should be treated using the
least restrictive care. The Act defines a mentally ill person as someone suffering from a mental
illness. Owing to that illness there are reasonable grounds for believing that care, treatment or
control of that person is necessary for the person’s own protection or for the protection of others
from serious harm. This Act sets out the circumstances in which this can happen, provides
a framework of checks and balances and ensures that interference with a person’s rights,
dignity and self-respect is kept to the minimum necessary to keep the patient and others safe.

Crimes Act 1900


Under this Crimes Act 1900, people who commit assaults and other acts of violence in
NSW Health can be charged with criminal offences under the Act. The Act also allows for
apprehended personal violence orders to be taken out where a person has reasonable
grounds to fear personal violence, harassment or molestation.

Assault
The criminal offence of assault consists of:
i. force applied to another without their consent, or
ii. the actual intent to cause harm to the person, or
iii. a very high degree of reckless indifference to the probability of harm occurring.

These are the conditions that must be proved if there is to be a successful assault prosecution
on behalf of a staff member or any member of the public.

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The principle of reasonable force


Section 418 of the Crimes Act 1900 states that a person may use self-defence if and only if the
person believes the conduct is necessary to:
● defend himself or herself or another person, or
● prevent or terminate the unlawful deprivation of his or her liberty or the liberty of another person, or
● protect property from unlawful taking, destruction, damage or interference, and the conduct
is a reasonable response in the circumstances as he or she perceives them. These provisions
were introduced in February 2002.

This means that a person who assaults another person in self-defence is not criminally
responsible if acting in lawful self-defence. As stated above self-defence is not limited to the
defence of one’s own person, and can be used as a defence for assaults that occur when
protecting property or other people.

In the past the test was whether the perception of a threat was reasonable in the circumstances,
and whether a ‘reasonable’ person in the same circumstances would also have been able to
come to the same conclusion. The defence is now broader and states that as long as the
accused believed that they were under threat, it does not matter that a ‘reasonable’ person
may not have perceived such a threat in the same circumstances.

However, a reasonable response is still required for the law of self-defence to operate.
The law states that there must be some reasonable proportion between the threat perceived
by the accused and his or her response to it. So the key issue is that the person threatened
must be able to persuade a court that they felt threatened, that the threat was real to them
and that their response was appropriate.

Restraint
Restraint may be necessary in emergency situations involving aggressive patients, where
there is a foreseeable risk of harm to themselves or others. At all times NSW Health policy
requirements relating to clinical restraint should be adhered to. See NSW Health documents:
Management of Adults with Severe Behavioural Disturbance, May 2002; Mental Health for
Emergency Departments, May 2002; Policies on Seclusion Practices: the Use of Restraint
and the Use of IV Sedation in Psychiatric In-Patient Facilities, December 1994.

When staff restrain a patient they must use only reasonable force in order to be protected from
prosecution for assault. With regard to the restraint of others in the act of committing a crime,
the first consideration for staff is their own safety and the safety of others. Attempting to restrain
in these circumstances may expose staff to unnecessary risks, and unless there is an immediate
and significant threat to the safety of others staff should retreat and observe from a safe distance,
and police should be called.

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Duty of care
Duty of care requires that a staff member act in the best interests of the patient. However,
it is essential to note that a duty of care does not suggest that staff should remain in dangerous
situations or place themselves at unacceptable risk. At times a staff member’s duty of care to a
patient may justify the use of detainment, restraint or sedation for the patient’s own safety or the
safety of others. In these situations having exercised a duty of care may be a defence for staff
members against claims of false imprisonment or assault. Not exercising a duty of care may
result in a claim of negligence depending on the circumstances.

Some more strategies when faced with a violent person


In some situations, despite all your efforts to prevent aggression escalating, you may find
yourself having to manage an aggressive or violent situation. You should be prepared to respond
in an appropriate way. In responding to the person who is aggressive, your behaviour should be
calm and show that you are in control, with no more forcefulness than the situation requires.
Always remember that safety of yourself and others is given priority. Here are some more
strategies and tips for dealing with these situations:e
● Never attempt to deal with a physically violent situation alone.
● Only one staff member should speak to the person. Do not allow other staff to interrupt as
this may cause the physically aggressive person to become confused.
● Evasive self-defence may be required if you are attacked to allow escape. The principle of
reasonable force should always be adhered to.
● Initiate your duress alarm or local emergency response. If necessary, dial (0) 000 and ask
for the police. The following information needs to be reported to the police during the call:
– That an assault is in progress or has just taken place.
– The name of the facility, address, your name and telephone number.
– The exact location of the assault and number of people involved.
– What the person(s) looked like (if a vehicle was used to get away – the type of vehicle it was)
– Whether any weapons were used.
● Have all witnesses wait for the police, or obtain their name, address and telephone number
if they insist on leaving.
● Have a staff member at the entrance of the facility to direct police to the scene of the assault.
● Utilise post-aggressive incident management strategies.

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Response options for repeatedly aggressive people


The following options could be considered for dealing with repeated aggressive behaviour:
● Formal patient management plans.
● Written warnings.
● Conditional treatment agreements.
● Exclusion from visits.
● Conditional visiting rights.
● Patient alerts in conjunction with support management plans.
● Formal recognition of inability to treat in certain circumstances.
● Taking out an AVO to protect staff.
● Having charges laid.

For further information, consult the following document: NSW Health Zero Tolerance Policy and
Framework Guidelines.

Key points

● Know your options when confronted with an aggressive situation.


● If you feel unsafe at any time call for back up.
● All times your priority is for the safety of yourself and others.
● Stay calm.
● Remember the danger and safer zones.
● Use appropriate verbal and non-verbal de-escalation techniques.
● Be aware of your own attitudes that may contribute to aggression.
● Always accept and respect differences between and among people.
● Keep in mind the legal issues surrounding your response options.

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Part 4
Bullying, harassment and
discrimination at work

This section looks at the behaviours, effects and legal issues surrounding bullying,
discrimination and harassment, making a formal complaint, and how to confront a
person who is bullying, harassing or discriminating against you.

Scope of the problem


What is bullying, harassment and discrimination?

____________________________________________________________________________________

____________________________________________________________________________________

What behaviours are associated with bullying, harassment and discrimination?

____________________________________________________________________________________

____________________________________________________________________________________

What are the local policies for dealing with this?

____________________________________________________________________________________

____________________________________________________________________________________

The effects of bullying,25,26 harassment and discrimination on the individual can include:
● distress
● poor work performance
● perceived poor career prospects
● lack of trust between staff
● emotional reactions and stress including loss of self-confidence and self-esteem
● poor concentration
● poor relationships with family and friends
● unwanted transfer, resignation, early retirement or even dismissal therefore resulting in loss
of income
● development of anxiety disorders and/or depression.

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The effects on an organisationf,25 include:


● increased absenteeism
● high staff turnover
● lower efficiency among staff experiencing bullying, harassment and discrimination
● more mistakes and accidents
● lower staff morale
● legal and tribunal costs
● compensation pay outs
● increased workers compensation premiums.

You have a role to play


You are able to promote a workplace that is free of bullying, harassment and discrimination by:25
● always treating others with respect
● when speaking to others, not condoning bullying, harassment and discrimination
● ensuring that personal behaviour does not support bullying, harassment and discrimination
● reporting any incidents of bullying, harassment and discrimination immediately upon
witnessing them
● promoting anti-bullying, anti-harassment and anti-discriminatory behaviour.

For further information, consult the Joint Management and Employee Association Policy
Statement on Bullying Harassment and Discrimination.

Some legal considerations


Defamation is the publishing (written or verbal) of material that will damage the reputation of a
person. It may lead to the ridicule, hatred or contempt of the person.

There are some circumstances that may not be considered defamation, such as:
● statements that would lead to the conviction of a crime
● statements of disease process, eg medical notes
● statements that would lead to a person being judged to be unfit for a profession.

Defenses against defamation


● Absolute privilege where the right for free speech is more important than the rights of
the individual.
● Qualified privilege where privilege exists, however malice would destroy this privilege.
● Public interest, ie where it is in the public interest to know.

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How to confront a person who is bullying, harassing or


discriminating against you
Not everyone lacks assertiveness to confront persons who are bullying, harassing or
discriminating, however there are skills you can use so that you do not lose your temper
and embarrass or humiliate yourself.26
1. You need to understand why confrontation can work.
Persons who bully, harass or discriminate usually lack appropriate social self-controlling
behaviours. By confronting the person this means that you are putting controls on them.
For example, an opening statement could be: ‘I’m sorry you feel you have to demean
and degrade me and I have no idea why you do this, but I will not put up with this sort
of behaviour. There is no place for this kind of behaviour in this department/facility unit’.
2. When confronting the person, it might be helpful in some situations to do this in private.
This is so the person is unprepared and has no witnesses. If there are witnesses then these
people should be your allies who support you and who may have been in similar situations;
not people who support the bully.
3. Specify the specific behaviours and don’t use labels.
Refrain from using statements such as: ‘I don’t like the way you bully me’ or ‘Stop putting
me down in front of my colleagues’.
Try to use statements such as: ‘I find it unacceptable that you publicly criticise my work.
If there is a need for you to do that, could you please do it in private’.
4. Keep things simple.
People who bully, discriminate or harass may have deep-seated motivations. However it is
best not to try and delve into or analyse what is motivating them to behave in the way they do.
5. Describe to the individual the consequences of their behaviour on others.
If you know that the person is doing the same to others it is reasonable to let them know
about this.
For example, ‘Several of us have noticed how Jane seems to be depressed and upset
recently. One of the reasons may be that you ridicule her work. Like me, she would rather
that if you had concerns with her work that you discuss them with her privately’.
6. Reinforce the message.
No matter what the person is trying to say in a confrontation keep the message clear on
what type of reputation they are making for themselves.
For example, ‘You know how you embarrass me when you ridicule me in public, but you
are not aware that you are also humiliating yourself. People see this behaviour as a weakness
and not a strength’.
7. Give positive alternatives.
Try to think of some positive alternatives.
For example, ‘You were not always like this. I remember when you had a really good effect
on others, when you praised their work’. This type of statement makes it clear that the person
can behave in a positive and acceptable way and it is also a good ending for the confrontation.
8. Keep a diary of events.
Keep a diary of each incident.
For each incident include what circumstances led to the incident, who was present, what
type of behaviour was displayed and how you felt. These records may need to be used in
subsequent interviews with senior managers.

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How to formally make a complaint


● Report the incident.
● Name any witnesses.
● Provide details in the complaint about:
– who was involved
– when it happened
– what happened
– consequences for you.
● Seek support in this process.

It is strongly suggested that you gain the services of an advocate in this process. The most
obvious would be a representative from your industrial or professional organisation. Ensure you
are familiar with local bullying reporting procedures.

Rights of the person making the complaint and the person who
is complained against
The person making the complaint and the person who is being complained against have rights
that need to be considered and observed. These rights are consistent with the principles of:
● natural justice
● equal opportunity
● workplace awards and conditions.

Rights of the person making the complaint


The person who believes they are a victim of bullying, harassment or discrimination at work has
the right to:
● make a complaint
● be free from victimisation from having made this complaint
● have access, advice and support from either the Human Resources Unit or a professional
or industrial body
● have themselves and the complaint kept confidential.

Rights of the person that is being complained against


The person who is being complained against has the right to:
● be informed of the complaint
● be able to respond to the complaint
● have the opportunity for representation in their response
● have themselves and the complaint kept confidential.

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Discuss the obstacles to overcoming bullying, harassment and discrimination in your own
workplace and some possible solutions.

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Key points

● Bullying, harassment and discrimination affects the individual and organisation.


● You have a role in promoting a workplace free of bullying, harassment
and discrimination.
● Report all incidents of bullying, harassment and discrimination.

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Part 5
Reporting and reviewing
aggressive incidents

This section reviews the processes and procedures of reporting and reviewing
aggressive incidents, including the kind of support you should expect if you are involved
in an incident. A key resource is NSW Health circular 2002/19 Effective Incident Response:
A Framework for Prevention and Management in the Health Workplace.

Reporting aggressive incidents


All aggressive incidents need to be reported and documented on the appropriate forms1,13,28
and, where relevant in the patient’s clinical notes. This includes verbal threats, bullying, ‘near miss’
events, workers compensation claims, property damage insurance claims, and security incidents.
Depending on the nature of the aggressive incident, some incidents will be reported by managers
to the Health executive, the NSW Department of Health or other external agencies, eg WorkCover
NSW, NSW Police, Department of Community Services or the Treasury Managed Fund.a

Consider your local policies and procedures for reporting and documenting aggressive incidents.

Discuss the requirements for writing incident reports following an aggressive incident?
(How much time do you have? Who is responsible for writing the report? Who is the report
given to? Who signs the report?)

Tips for writing incident reports

● Make sure it can be easily read and understood.


● Incident reports and notes have the potential to be a legal document.
● Do not use ‘white-out’ (correction fluid).
● Focus on the facts of the event and what was witnessed without interpretation.
● Keep your reports emotionally neutral.

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What to expect from an investigation of an aggressive incident


Why do you think it is important that aggressive incidents are investigated?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

For further information on aggressive incident investigations, consult Effective Incident Response:
A Framework for Prevention and Management in the Health Workplace.

Think of an aggressive incident that you have been involved in or know occurred.

Discuss what happened during the investigation of the incident. How was it conducted?
What did you or others think would happen during the investigation? How did you feel during
and after the investigation?

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

Support mechanisms
All people react to stress differently, therefore your reactions after an aggressive incident are a
normal response to an abnormal event. Even if you are a witness to an aggressive incident you
can also experience similar emotional reactions.29 For many people, depending on the type of
aggressive incident, the emotional reactions will decrease over a period of a few weeks.

Type of stress reactions that can be experienced


● Positive reactions – feeling strong, concerned for others in an unselfish way, increased sense of
personal worth and achievement.
● Physical – fatigue, sleep disturbance, hyperarousal, eg hypervigilance, somatic complaints
(psychological disorders with physical symptoms).
● Emotional – shock, anger, irritability, helplessness, loss of control, numbness, being fearful and helpless.
● Cognitive – poor concentration and memory, worry, intrusive thoughts, flashbacks.
● Interpersonal – social withdrawal, relationship difficulties.
● Substance abuse.
● Acute or Post-traumatic Stress Disorder.

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Depending on your reactions the following types of support should be available to you:b
● Psychological first aid – immediate social and practical help.
● Employee assistance programs.
● Peer support programs.
● Supportive or specialised counselling.
● Supportive group discussion.
● Operational debriefing.
● Mental health care.
● Other practical help.

Self care following an aggressive incident


How you react to an aggressive incident may interfere with the way you function at work and in
your personal life for a period of time.

The following strategies can help you to deal with these reactions:h

Use your own distress tolerance skills.

____________________________________________________________________________________

____________________________________________________________________________________

Take time out.

____________________________________________________________________________________

____________________________________________________________________________________

Use time management strategies.

____________________________________________________________________________________

____________________________________________________________________________________

Don’t always be alone.

____________________________________________________________________________________

____________________________________________________________________________________

Develop self-awareness and mindfulness.

____________________________________________________________________________________

____________________________________________________________________________________

Use techniques for starting and finishing each day.

____________________________________________________________________________________

____________________________________________________________________________________

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Work on your own and fill in the spaces below for things that you do for yourself, and what
you would like to try to do for yourself to manage stress.

What I do now What I would like to try


____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

____________________________________________________________________________________

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What support can you expect from your manager


You can expect your manager to support you with the following:
● Assistance with appropriate support mechanisms.
● Not forcing you to provide care for a patient who has injured you.
● Support when you return to work.
● Providing access to injury management programs, eg return to work programs,
rehabilitation, retraining.
● Help with compensation issues.
● When a request has been made for police to take out an AVO on behalf of you.
● When a request has been made for police to press charges.
● During any court hearings.
● If you need to attend the police station to make a statement.
● Support at any other times during the legal process.

Key points

1. Report and document all aggressive incidents.


2. Intense emotions and stress reactions can be experienced following
aggressive incidents.
3. Support mechanisms in the workplace are available.
4. Self-care is important.
5. You can expect your manager to support you.

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Related NSW Health policies


and guidelines

a. NSW Health Zero Tolerance Policy and Framework Guidelines.


b. C2002/19 Effective Incident Response: A Framework for Prevention and Management
in the Health Workplace.
c. C2001/22 Workplace Health and Safety: A Better Practice Guide (currently under review).
d. Design Series (DS) Health Facility Guideline – Security and Safety 2003.
e. NSW Health Security Manual.
f. C2002/50 Joint Management and Employee Association Policy Statement on Bullying,
Harassment and Discrimination.
g. Mental Health for Emergency Departments, May 2002 (red book).
h. Management of Adults with Severe Behavioural Disturbance, May 2002 (green book).
i. C2003/88 Reportable Incident Briefs to the NSW Department of Health.
j. C94/127 Policies on Seclusion Practices, The Use of Restraint and the Use of IV Sedation in
Psychiatric In-Patient Facilities (currently under review).

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References

1. Mayhew C, Chappell D (2001a). Occupational violence: types, reporting patterns,


and variations between health sectors. Working Paper Series no. 139, School of Industrial
Relations and Organisational Behaviour and the Industrial Relations Research Centre, paper
written for the Taskforce on the Prevention and Management of Violence in the Health
Workplace, University of NSW, Sydney.
2. Mayhew C, Chappell D (2001b). Prevention of occupational violence in the health workplace.
Working Paper Series no. 140, School of Industrial Relations and Organisational Behaviour
and the Industrial Relations Research Centre, paper written for the Taskforce
on the Prevention and Management of Violence in the Health Workplace, University of
NSW, Sydney.
3. Mayhew C, Chappell D (2001c). Internal violence (or bullying) and the health workforce.
Working Paper Series no. 141, School of Industrial Relations and Organisational Behaviour
and the Industrial Relations Research Centre, paper written for the Taskforce on the
Prevention and Management of Violence in the Health Workplace, University of NSW, Sydney.
4. O’Connell B, Young J, Brooks J, Hutchings J, Lofthouse J (2000). Nurses’ perceptions of the
nature and frequency of aggression in general ward settings and high dependency areas.
Journal of Clinical Nursing, 9 (4), 602-610.
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