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The quantum Hall effects remains one of the most important subjects to have emerged in condensed

matter physics over the past 20 years. The fractional quantum Hall effect, in particular, has opened up a
new paradigm

”The quantum Hall effect is a quantum-mechanical version of the Hall effect, observed
in two-dimensional systems of electrons subjected to low temperatures and strong
magnetic fields, these systems do not occur naturally, but, using advanced technology and
production techniques developed within semiconductor electronics, it has become
possible to produce them

The quantization of the Hall conductance has the important property of being incredibly
precise. Actual measurements of the Hall conductance have been found to be integer or
fractional multiples of e²/h to nearly one part in a billion. This phenomenon, referred to as
"exact quantization", has been shown to be a subtle manifestation of the principle of
gauge invariance.”

History of Hall Effect:

1.1 Introduction to Hall Effect:


The Hall Effect was discovered by Edwin Hall in 1879 when
he was a graduate student in the Johns Hopkins University under the
advisory of Professor Henry A. Rowland, after whose name this
department is named now. But at that time, even the electron was not
experimentally discovered. Clear understanding had to wait until
quantum mechanics came into apperance.
In 1930, Landau showed that for quantum electrons, unlike
classical electrons, the electron's orbital motion gave a contribution
to the magnetic susceptibility. He also remarked that the kinetic
energy quantization gave rise to a contribution to the magnetic susceptibility which was
periodic in inverse magnetic field. We can see later that Landau levels along with
localization can explain the integer quantum Hall effect satisfactorily.
The first inversion layer Hall conductivity measurements in strong magnetic fields
were done by S.Kawaji and his colleagues in 1975. Using a somewhat different
experimental arrangement which measured the Hall voltage rather than the Hall current,
Klaus von Klitzing and Th. Englert had found flat Hall plateaus in 1978. However, the

precise quantization of the Hall conductance in units of was not recognized until
February of 1980. Five years later, in 1985, Klaus von Klitzing was awarded Nobel Prize
in Physics for the discovery of quantum Hall effect.
This was not the end of the story. In 1982 D.C.Tsui, H.L.Störmer, and
A.C.Gossard discovered the existance of Hall steps with rational fractional quantum
numbers, which is called fractional quantum Hall effect. R.B.Laughlin's wave functions
established a very good, though not yet perfect understanding of this phenomenon. Today,
the study of quasiparticles of fractional charge and fractional statistics are still active
areas of research

1.1.1 Explanation about Hall Effect:


The Hall effect comes about due to the nature of the
current flow in the conductor. Current consists of many
small charge-carrying "particles" (typically electrons)
which experience a force (called the Lorentz Force) due to the magnetic field. Some of
these charge elements end up forced to the sides of the conductors, where they create a
pool of net charge. This is only notable in larger conductors where the separation between
the two sides is large enough.
One very important feature of the Hall Effect is that it differentiates between
positive charges moving in one direction and negative charges moving in the opposite.
The Hall Effect offered the first real proof that electric currents in metals are carried by
moving electrons, not by protons. Interestingly enough, the Hall effect also showed that
in some substances (especially semiconductors), it is more appropriate to think of the
current as positive "holes" moving rather than negative electrons.
By measuring the Hall voltage across the element, one can determine the strength
of the magnetic field applied. This can be expressed as

where VH is the voltage across the width of the plate, I is the current across the plate
length, B is the magnetic flux density, d is the depth of the plate, e is the electron charge,
and n is the bulk density of the carrier electrons.
So-called "Hall Effect sensors" are readily available from a number of different
manufacturers, and may be used in various sensors such as fluid flow sensors, power
sensors, and pressure sensors.
In the presence of large magnetic field strength and low temperature, one can
observe the quantum Hall effect, which is the quantization of the Hall resistance.
In ferromagnetic materials (and paramagnetic materials in a magnetic field), the Hall
resistivity includes an additional contribution, known as the Anomalous Hall Effect (or
the Extraordinary Hall effect), which depends directly on the magnetization of the
material, and is often much larger than the ordinary Hall effect. (Note that this effect is
not due to the contribution of the magnetization to the total magnetic field.) Although a
well-recognized phenomenon, there is still debate about its origins in the various
materials. The anomalous Hall effect can be either an extrinsic (disorder-related) effect
due to spin-dependent scattering of the charge carriers, or an intrinsic effect which can be
described in terms of the Berry phase effect in the crystal momentum space (k-space).
1.2 Evolution of Resistance Concepts:
Electrical characterization of materials evolved in three levels of understanding.
In the early 1800s, the resistance R and conductance G were treated as measurable
physical quantities obtainable from two-terminal I-V measurements (i.e., current I,
voltage V). Later, it became obvious that the resistance alone was not comprehensive
enough since different sample shapes gave different resistance values. This led to the
understanding (second level) that an intrinsic material property like resistivity (or
conductivity) is required that is not influenced by the particular geometry of the sample.
For the first time, this allowed scientists to quantify the current-carrying capability of the
material and carry out meaningful comparisons between different samples.
By the early 1900s, it was realized that resistivity was not a fundamental material
parameter, since different materials can have the same resistivity. Also, a given material
might exhibit different values of resistivity, depending upon how it was synthesized. This
is especially true for semiconductors, where resistivity alone could not explain all
observations. Theories of electrical conduction were constructed with varying degrees of
success, but until the advent of quantum mechanics, no generally acceptable solution to
the problem of electrical transport was developed. This led to the definitions of carrier
density n and mobility µ (third level of understanding) which are capable of dealing with
even the most complex electrical measurements today.

1.2.1 The Hall Effect and the Lorentz Force


The basic physical principle underlying the Hall Effect is the Lorentz force. When
an electron moves along a direction
perpendicular to an applied magnetic field,
it experiences a force acting normal to
both directions and moves in response to
this force and the force effected by the
internal electric field. For an n-type, bar-
shaped semiconductor shown in Fig.1, the
carriers is predominately electrons of bulk
density n. We assume that a constant current I flow along the x-axis from left to right in
the presence of a z-directed magnetic field. Electrons subject to the Lorentz force initially
drift away from the current line toward the negative y-axis, resulting in an excess surface
electrical charge on the side of the sample. This charge results in the Hall voltage, a
potential drop across the two sides of the sample. (Note that the force on holes is toward
the same side because of their opposite velocity and positive charge.) This transverse
voltage is the Hall voltage VH and its magnitude is equal to IB/qnd, where I is the current,
B is the magnetic field, d is the sample thickness, and q (1.602 x 10-19 C) is the
elementary charge. In some cases, it is convenient to use layer or sheet density (ns = nd)
instead of bulk density. One then obtains the equation
ns = IB/q|VH|. (1)
Thus, by measuring the Hall voltage VH and from the known values of I, B, and q,
one can determine the sheet density ns of charge carriers in semiconductors. If the
measurement apparatus is set up as described later in Section III, the Hall voltage is
negative for n-type semiconductors and positive for p-type semiconductors. The sheet
resistance RS of the semiconductor can be conveniently determined by use of the van der
Pauw resistivity measurement technique. Since sheet resistance involves both sheet
density and mobility, one can determine the Hall mobility from the equation
µ = |VH|/RSIB = 1/(qnSRS). (2)
If the conducting layer thickness d is known, one can determine the bulk
resistivity (ρ = RSd) and the bulk density (n = nS/d).

1.2.2 The van der Pauw Technique


In order to determine both the mobility µ and the sheet density ns, a combination
of a resistivity measurement and a Hall measurement is needed. We discuss here the van
der Pauw technique which, due to its convenience, is widely used in the semiconductor
industry to determine the resistivity of uniform samples (References 3 and 4). As
originally devised by van der Pauw, one uses an arbitrarily shaped (but simply connected,
i.e., no holes or non conducting islands or inclusions), thin-plate sample containing four
very small ohmic contacts placed on the periphery (preferably in the corners) of the plate.
A schematic of a rectangular van der Pauw configuration is shown in Fig. 2.
The objective of the resistivity measurement is to determine the sheet resistance
RS. Van der Pauw demonstrated that there are actually two characteristic resistances RA
and RB, associated with the corresponding terminals shown in Fig. 2. RA and RB are
related to the sheet resistance RS through the van der Pauw equation
exp(-πRA/RS) + exp(-πRB/RS) = 1 (3)
which can be solved numerically for RS.
The bulk electrical resistivity ρ can be calculated using
ρ = RSd. (4)
To obtain the two characteristic resistances, one applies a dc current I into contact
1 and out of contact 2 and measures the voltage V43 from contact 4 to contact 3 as shown
in Fig. 2. Next, one applies the current I into contact 2 and out of contact 3 while
measuring the voltage V14 from contact 1 to contact 4. RA and RB are calculated by means
of the following expressions:
RA = V43/I12 and RB = V14/I23. (5)

History of Hall Effect:


1.1 Introduction to Hall Effect:
The Hall Effect was discovered by Edwin Hall in 1879 when
he was a graduate student in the Johns Hopkins University under the
advisory of Professor Henry A. Rowland, after whose name this
department is named now. But at that time, even the electron was not
experimentally discovered. Clear understanding had to wait until
quantum mechanics came into apperance.
In 1930, Landau showed that for quantum electrons, unlike
classical electrons, the electron's orbital motion gave a contribution
to the magnetic susceptibility. He also remarked that the kinetic
energy quantization gave rise to a contribution to the magnetic susceptibility which was
periodic in inverse magnetic field. We can see later that Landau levels along with
localization can explain the integer quantum Hall effect satisfactorily.
The first inversion layer Hall conductivity measurements in strong magnetic fields
were done by S.Kawaji and his colleagues in 1975. Using a somewhat different
experimental arrangement which measured the Hall voltage rather than the Hall current,
Klaus von Klitzing and Th. Englert had found flat Hall plateaus in 1978. However, the

precise quantization of the Hall conductance in units of was not recognized until
February of 1980. Five years later, in 1985, Klaus von Klitzing was awarded Nobel Prize
in Physics for the discovery of quantum Hall effect.
This was not the end of the story. In 1982 D.C.Tsui, H.L.Störmer, and
A.C.Gossard discovered the existance of Hall steps with rational fractional quantum
numbers, which is called fractional quantum Hall effect. R.B.Laughlin's wave functions
established a very good, though not yet perfect understanding of this phenomenon. Today,
the study of quasiparticles of fractional charge and fractional statistics are still active
areas of research
1.1.1 Explanation about Hall Effect:
The Hall effect comes about due to the nature of the
current flow in the conductor. Current consists of many
small charge-carrying "particles" (typically electrons)
which experience a force (called the Lorentz Force) due to
the magnetic field. Some of these charge elements end up
forced to the sides of the conductors, where they create a
pool of net charge. This is only notable in larger conductors where the separation between
the two sides is large enough.
One very important feature of the Hall Effect is that it differentiates between
positive charges moving in one direction and negative charges moving in the opposite.
The Hall Effect offered the first real proof that electric currents in metals are carried by
moving electrons, not by protons. Interestingly enough, the Hall effect also showed that
in some substances (especially semiconductors), it is more appropriate to think of the
current as positive "holes" moving rather than negative electrons.
By measuring the Hall voltage across the element, one can determine the strength
of the magnetic field applied. This can be expressed as

where VH is the voltage across the width of the plate, I is the current across the plate
length, B is the magnetic flux density, d is the depth of the plate, e is the electron charge,
and n is the bulk density of the carrier electrons.
So-called "Hall Effect sensors" are readily available from a number of different
manufacturers, and may be used in various sensors such as fluid flow sensors, power
sensors, and pressure sensors.
In the presence of large magnetic field strength and low temperature, one can
observe the quantum Hall effect, which is the quantization of the Hall resistance.
In ferromagnetic materials (and paramagnetic materials in a magnetic field), the Hall
resistivity includes an additional contribution, known as the Anomalous Hall Effect (or
the Extraordinary Hall effect), which depends directly on the magnetization of the
material, and is often much larger than the ordinary Hall effect. (Note that this effect is
not due to the contribution of the magnetization to the total magnetic field.) Although a
well-recognized phenomenon, there is still debate about its origins in the various
materials. The anomalous Hall effect can be either an extrinsic (disorder-related) effect
due to spin-dependent scattering of the charge carriers, or an intrinsic effect which can be
described in terms of the Berry phase effect in the crystal momentum space (k-space).

1.2 Evolution of Resistance Concepts:


Electrical characterization of materials evolved in three levels of understanding.
In the early 1800s, the resistance R and conductance G were treated as measurable
physical quantities obtainable from two-terminal I-V measurements (i.e., current I,
voltage V). Later, it became obvious that the resistance alone was not comprehensive
enough since different sample shapes gave different resistance values. This led to the
understanding (second level) that an intrinsic material property like resistivity (or
conductivity) is required that is not influenced by the particular geometry of the sample.
For the first time, this allowed scientists to quantify the current-carrying capability of the
material and carry out meaningful comparisons between different samples.
By the early 1900s, it was realized that resistivity was not a fundamental material
parameter, since different materials can have the same resistivity. Also, a given material
might exhibit different values of resistivity, depending upon how it was synthesized. This
is especially true for semiconductors, where resistivity alone could not explain all
observations. Theories of electrical conduction were constructed with varying degrees of
success, but until the advent of quantum mechanics, no generally acceptable solution to
the problem of electrical transport was developed. This led to the definitions of carrier
density n and mobility µ (third level of understanding) which are capable of dealing with
even the most complex electrical measurements today.

1.2.1 The Hall Effect and the Lorentz Force


The basic physical principle underlying the Hall Effect is the Lorentz force. When
an electron moves along a direction
perpendicular to an applied magnetic field,
it experiences a force acting normal to
both directions and moves in response to
this force and the force effected by the
internal electric field. For an n-type, bar-
shaped semiconductor shown in Fig.1, the
carriers is predominately electrons of bulk
density n. We assume that a constant current I flow along the x-axis from left to right in
the presence of a z-directed magnetic field. Electrons subject to the Lorentz force initially
drift away from the current line toward the negative y-axis, resulting in an excess surface
electrical charge on the side of the sample. This charge results in the Hall voltage, a
potential drop across the two sides of the sample. (Note that the force on holes is toward
the same side because of their opposite velocity and positive charge.) This transverse
voltage is the Hall voltage VH and its magnitude is equal to IB/qnd, where I is the current,
B is the magnetic field, d is the sample thickness, and q (1.602 x 10-19 C) is the
elementary charge. In some cases, it is convenient to use layer or sheet density (ns = nd)
instead of bulk density. One then obtains the equation
ns = IB/q|VH|. (1)
Thus, by measuring the Hall voltage VH and from the known values of I, B, and q,
one can determine the sheet density ns of charge carriers in semiconductors. If the
measurement apparatus is set up as described later in Section III, the Hall voltage is
negative for n-type semiconductors and positive for p-type semiconductors. The sheet
resistance RS of the semiconductor can be conveniently determined by use of the van der
Pauw resistivity measurement technique. Since sheet resistance involves both sheet
density and mobility, one can determine the Hall mobility from the equation
µ = |VH|/RSIB = 1/(qnSRS). (2)
If the conducting layer thickness d is known, one can determine the bulk
resistivity (ρ = RSd) and the bulk density (n = nS/d).

1.2.2 The van der Pauw Technique


In order to determine both the mobility µ and the sheet density ns, a combination
of a resistivity measurement and a Hall measurement is needed. We discuss here the van
der Pauw technique which, due to its convenience, is widely used in the semiconductor
industry to determine the resistivity of uniform samples (References 3 and 4). As
originally devised by van der Pauw, one uses an arbitrarily shaped (but simply connected,
i.e., no holes or non conducting islands or inclusions), thin-plate sample containing four
very small ohmic contacts placed on the periphery (preferably in the corners) of the plate.
A schematic of a rectangular van der Pauw configuration is shown in Fig. 2.
The objective of the resistivity measurement is to determine the sheet resistance
RS. Van der Pauw demonstrated that there are actually two characteristic resistances RA
and RB, associated with the corresponding terminals shown in Fig. 2. RA and RB are
related to the sheet resistance RS through the van der Pauw equation
exp(-πRA/RS) + exp(-πRB/RS) = 1 (3)
which can be solved numerically for RS.
The bulk electrical resistivity ρ can be calculated using
ρ = RSd. (4)
To obtain the two characteristic resistances, one applies a dc current I into contact
1 and out of contact 2 and measures the voltage V43 from contact 4 to contact 3 as shown
in Fig. 2. Next, one applies the current I into contact 2 and out of contact 3 while
measuring the voltage V14 from contact 1 to contact 4. RA and RB are calculated by means
of the following expressions:
RA = V43/I12 and RB = V14/I23. (5)

The objective of the Hall measurement in the van der Pauw technique is to
determine the sheet carrier density ns by measuring the Hall voltage VH. The Hall voltage
measurement consists of a series of voltage measurements with a constant current I and a
constant magnetic field B applied perpendicular to the plane of the sample. Conveniently,
the same sample, shown again in Fig. 3, can also be used for the Hall measurement. To
measure the Hall voltage VH, a current I is forced through the opposing pair of contacts 1
and 3 and the Hall voltage VH (= V24) is measured across the remaining pair of contacts 2
and 4. Once the Hall voltage VH is acquired, the sheet carrier density ns can be calculated
via ns = IB/q|VH| from the known values of I, B, and q.
There are practical aspects which must be considered when carrying out Hall and
resistivity measurements. Primary concerns are ohmic contact quality and size, sample
uniformity and accurate thickness determination, thermomagnetic effects due to non
uniform temperature, and photoconductive and photovoltaic effects which can be
minimized by measuring in a dark environment. Also, the sample lateral dimensions must
be large compared to the size of the contacts and the sample thickness. Finally, one must
accurately measure sample temperature, magnetic field intensity, electrical current, and
voltage
1.3 Resistivity and Hall Measurements
The following procedures for carrying out Hall measurements provide a guideline
for the beginning user who wants to learn operational procedures, as well as a reference
for experienced operators who wish to invent and engineer improvements in the
equipment and methodology.

1.3.1 Sample Geometry


It is preferable to fabricate samples from thin plates of the semiconductor material
and to adopt a suitable geometry, as illustrated in Fig. 4. The average diameters (D) of the
contacts, and sample thickness (d) must be much smaller than the distance between the
contacts (L). Relative errors caused by non-zero values of D are of the order of D/L.
The following equipment is required:
Permanent magnet, or an electromagnet (500 to 5000 gauss)
Constant-current source with currents ranging from 10 µA to 100 mA (for semi-insulating
GaAs, ρ ~ 107 Ω·cm, a range as low as 1 nA is needed)
High input impedance voltmeter covering 1 µV to 1 V
Sample temperature-measuring probe (resolution of 0.1 °C for high accuracy work)

1.4 Definitions for Resistivity Measurements


Four leads are connected to the four ohmic contacts on the sample. These are labeled 1, 2,
3, and 4 counterclockwise as shown in Fig. 4a. It is important to use the same batch of
wire for all four leads in order to minimize thermoelectric effects. Similarly, all four
ohmic contacts should consist of the same material.
We define the following parameters (see Fig. 2):
ρ = sample resistivity (inΩ·cm)
d = conducting layer thickness (in cm)
I12 = positive dc current I injected into contact 1 and taken out of contact 2. Likewise for
I23, I34, I41, I21, I14, I43, I32 (in amperes, A)
V12 = dc voltage measured between contacts 1 and 2 (V1 - V2) without applied magnetic
field (B = 0). Likewise for V23, V34, V41, V21, V14, V43, V32 (in volts, V)

1.4.1 Resistivity Measurements


The data must be checked for internal consistency, for ohmic contact quality, and
for sample uniformity.
Set up a dc current I such that when applied to the sample the power dissipation
does not exceed 5 mW (preferably 1 mW). This limit can be specified before the
automatic measurement sequence is started by measuring the resistance R between any
two opposing leads (1 to 3 or 2 to 4) and setting
I < (200R)-0.5. (6)
Apply the current I21 and measure voltage V34
Reverse the polarity of the current (I12) and measure V43
Repeat for the remaining six values (V41, V14, V12, V21, V23, V32)
Eight measurements of voltage yield the following eight values of resistance, all of which
must be positive:
R21,34 = V34/I21, R12,43 = V43/I12,
R32,41 = V41/I32, R23,14 = V14/I23, (7)
R43,12 = V12/I43, R34,21 = V21/I34,
R14,23 = V23/I14, R41,32 = V32/I41.
Note that with this switching arrangement the voltmeter is reading only positive
voltages, so the meter must be carefully zeroed.
Because the second half of this sequence of measurements is redundant, it permits
important consistency checks on measurement repeatability, ohmic contact quality, and
sample uniformity.
Measurement consistency following current reversal requires that:
R21,34 = R12,43 R43,12 = R34,21
R32,41 = R23,14 R14,23 = R41,32 (8)
The reciprocity theorem requires that:
R21,34 + R12,43 = R43,12 + R34,21, and
R32,41 + R23,14 = R14,23 + R41,32. (9)
If any of the above fail to be true within 5 % (preferably 3 %), investigate the sources of
error.

1.4.2 Resistivity Calculations


The sheet resistance RS can be determined from the two characteristic resistances
RA = (R21,34 + R12,43 + R43,12 + R34,21)/4 and
RB = (R32,41 + R23,14 + R14,23 + R41,32)/4 (10)
via the van der Pauw equation [Eq. (3)]. For numerical solution of Eq. (3), see the routine
in Section IV. If the conducting layer thickness d is known, the bulk resistivity ρ = RS d
can be calculated from RS.

1.5 Definitions for Hall Measurements


The Hall measurement, carried out in the presence of a magnetic field, yields the
sheet carrier density ns and the bulk carrier density n or p (for n-type or p-type material) if
the conducting layer thickness of the sample is known. The Hall voltage for thick, heavily
doped samples can be quite small (of the order of microvolts).

The difficulty in obtaining accurate results is not merely the small magnitude of the Hall
voltage since good quality digital voltmeters on the market today are quite adequate. The
more severe problem comes from the large offset voltage caused by non symmetric
contact placement, sample shape, and sometimes non uniform temperature.

The most common way to control this problem is to acquire two sets of Hall
measurements, one for positive and one for negative magnetic field direction. The
relevant definitions are as follows (Fig. 3):

I13 = dc current injected into lead 1 and taken out of lead 3. Likewise for I31, I42,
I24.
B = constant and uniform magnetic field intensity (to within 3 %) applied parallel
to the z-axis within a few degrees (Fig .3). B is positive when pointing in the positive z
direction, and negative when pointing in the negative z direction.
V24P = Hall voltage measured between leads 2 and 4 with magnetic field positive for I13.
Likewise for V42P, V13P, and V31P.
Similar definitions for V24N, V42N, V13N, V31N apply when the magnetic field B is
reversed.

1.5.1 Hall Measurements


The procedure for the Hall measurement is:
Apply a positive magnetic field B
Apply a current I13 to leads 1 and 3 and measure V24P
Apply a current I31 to leads 3 and 1 and measure V42P
Likewise, measure V13P and V31P with I42 and I24, respectively
Reverse the magnetic field (negative B)
Likewise, measure V24N, V42N, V13N, and V31N with I13, I31, I42, and I24, respectively
The above eight measurements of Hall voltages V24P, V42P, V13P, V31P, V24N, V42N, V13N, and
V31N determine the sample type (n or p) and the sheet carrier density ns. The Hall mobility
can be determined from the sheet density ns and the sheet resistance RS obtained in the
resistivity measurement. See Eq. (2).
This sequence of measurements is redundant in that for a uniform sample the average
Hall voltage from each of the two diagonal sets of contacts should be the same.

1.5.2 Hall Calculations


Steps for the calculation of carrier density and Hall mobility are:
Calculate the following (be careful to maintain the signs of measured voltages to correct
for the offset voltage):
VC = V24P - V24N, VD = V42P - V42N,
VE = V13P - V13N, and VF = V31P - V31N. (11)
The sample type is determined from the polarity of the voltage sum VC + VD + VE + VF. If
this sum is positive (negative), the sample is p-type (n-type).
The sheet carrier density (in units of cm-2) is calculated from
ps = 8 x 10-8 IB/[q(VC + VD + VE + VF)]
if the voltage sum is positive, or
(12)
-8
ns = |8 x 10 IB/[q(VC + VD + VE + VF)]|
if the voltage sum is negative,
where B is the magnetic field in gauss (G) and I is the dc current in amperes (A).
The bulk carrier density (in units of cm-3) can be determined as follows if the conducting
layer thickness d of the sample is known:
n = ns/d
p = ps/d (13)
The Hall mobility µ = 1/qnsRS (in units of cm2V-1s-1) is calculated from the sheet
carrier density ns (or ps) and the sheet resistance RS. See Eq. (2).
The procedure for this sample is now complete.
Sample identification, such as ingot number, wafer number, sample geometry, sample
temperature, thickness, data, and operator
Values of sample current I and magnetic field B
Calculated value of sheet resistance RS, and resistivity ρ if thickness d is known
Calculated value of sheet carrier density ns or ps, and the bulk-carrier density n or p if d is
known
Calculated value of Hall mobility µ

1.6 Applications related to Hall Effect:


Hall Effect devices produce a very low signal level and thus require amplification.
While suitable for laboratory instruments, the vacuum tube amplifiers available in the
first half of the 20th century were too expensive, power consuming, and unreliable for
everyday applications. It was only with the development of the low cost integrated circuit
that the Hall Effect sensor became suitable for mass application. Many devices now sold
as "Hall effect sensors" are in fact a device containing both the sensor described above
and a high gain integrated circuit (IC) amplifier in a single package. Reed switch
electrical motors using the Hall Effect IC is another application.

1.6.1 Advantages over other methods


Hall Effect devices when appropriately packaged are immune to dust, dirt, mud,
and water. These characteristics make Hall Effect devices better for position sensing than
alternative means such as optical and electromechanical sensing.

HALL EFFECT CURRENT SENSOR WITH INTERNAL INTEGRATED CIRCUIT AMPLIFIER. 8MM OPENING. ZERO
CURRENT OUTPUT VOLTAGE IS MIDWAY BETWEEN THE SUPPLY VOLTAGES THAT MAINTAIN A 4 TO 8 VOLT
DIFFERENTIAL. NON-ZERO CURRENT RESPONSE IS PROPORTIONAL TO THE VOLTAGE SUPPLIED AND IS LINEAR

TO 60 AMPERES FOR THIS PARTICULAR (25 A) DEVICE.

When electrons flow through a conductor, a magnetic field is produced. Thus, it is


possible to create a non-contacting current sensor. The device has three terminals. A
sensor voltage is applied across two terminals and the third provides a voltage
proportional to the current being sensed. This has several advantages; no resistance (a
"shunt") need be inserted in the primary circuit. Also, the voltage present on the line to be
sensed is not transmitted to the sensor, which enhances the safety of measuring
equipment.
The range of a given feedthrough sensor may be extended upward and downward
by appropriate wiring. To extend the range to lower currents, multiple turns of the
current-carrying wire may be made through the opening. To extend the range to higher
currents, a current divider may be used. The divider splits the current across two wires of
differing widths and the thinner wire, carrying a smaller proportion of the total current,
passes through the sensor.

a) Split ring clamp-on sensor


A variation on the ring sensor uses a split sensor which is clamped onto the line
enabling the device to be used in temporary test equipment. If used in a permanent
installation, a split sensor allows the electrical current to be tested without dismantling
the existing circuit.

b) Analog multiplication
The output is proportional to both the applied magnetic field and the applied
sensor voltage. If the magnetic field is applied by a solenoid, the sensor output is
proportional to product of the current through the solenoid and the sensor voltage. As
most applications requiring computation are now performed by small (even tiny) digital
computers, the remaining useful application is in power sensing, which combines current
sensing with voltage sensing in a single Hall effect device.

c) Power sensing
By sensing the current provided to a load and using the device's applied voltage as
a sensor voltage it is possible to determine the power flowing through a device. This
power is (for direct current devices) the product of the current and the voltage. With
appropriate refinement the devices may be applied to alternating current applications
where they are capable of reading the true power produced or consumed by a device.

d) Position and motion sensing


Hall effect devices used in motion sensing and motion limit switches can offer
enhanced reliability in extreme environments. As there are no moving parts involved
within the sensor or magnet, typical life expectancy is improved compared to traditional
electromechanical switches. Additionally, the sensor and magnet may be encapsulated in
an appropriate protective material.

e) Automotive ignition and fuel injection


If the magnetic field is provided by a rotating magnet resembling a toothed gear,
an output pulse will be generated each time a tooth passes the sensor. This is used in
modern automotive primary distributor ignition systems, replacing the earlier "breaker"
points (which were prone to wear and required periodic adjustment and replacement).
Similar sensor signals are used to control multi-port sequential fuel injection systems,
where each cylinder's intake runner is fed fuel from an injector consisting of a spray
valve regulated by a solenoid. The sequences are timed to match the intake valve
openings and the duration of each sequence (controlled by a computer) determines the
amount of fuel delivered.

f) Wheel rotation sensing


The sensing of wheel rotation is especially useful in anti-lock brake systems. The principles of such
systems have been extended and refined to offer more than anti-skid functions, now providing

extended vehicle "handling" enhancements Quantum Hall


Effect
2.1 What is it?

When an electric current passes through a metal strip there is normally no


difference in potential across the strip if measured perpendicularly to the current. If
however a magnetic field is applied perpendicularly to the plane of the strip, the electrons
are deflected towards one edge and a potential difference is created across the strip. This
phenomenon, termed the Hall Effect, was
discovered more than a hundred years ago by
the American physicist E.H. Hall. In
common metals and semiconductors, the
effect has now been thoroughly studied and
is well understood. Entirely new
phenomena appear when the Hall Effect is
studied in two dimensional electron
systems, in which the electrons are forced to move in an extremely thin surface layer
between for example a metal and a semiconductor. Two-dimensional systems do not
occur naturally, but, using advanced technology and production techniques developed
within semiconductor electronics, it has become possible to produce them.
For the last ten years there has been reason to suspect that, in two-dimensional
systems, what is called Hall conductivity does not vary evenly, but changes "step-wise"
when the applied magnetic field is changed. The steps should appear at conductivity
values representing an integral number multiplied by a natural constant of fundamental
physical importance. The conductivity is then said to be quantized

It was not expected, however, that the quantization rule would apply with a high
accuracy. It therefore came as a great surprise when in the spring of 1980 von Klitzing
showed experimentally that the Hall conductivity exhibits step-like plateaux which
follow this rule with exceptionally high accuracy, deviating from an integral number by
less than 0.000 000 1.Von Klitzing has through his experiment shown that the quantized
Hall effect has fundamental implications for physics. His discovery has opened up a new
research field of great importance and relevance. Because of the extremely high precision
in the quantized Hall effect, it may be used as a standard of electrical resistance.
Secondly, it affords a new possibility of measuring the earlier-mentioned constant, which
is of great importance in, for example, the fields of atomic and particle physics. These
two possibilities in measurement technique are of the greatest importance, and have been
studied in many laboratories all over the world during the five years since von Klitzing's
experiment. Of equally great interest is that we are dealing here with a new phenomenon
in quantum physics, and one whose characteristics are still only partially understood.

Conductivity changes "step-wise" when the magnetic field is changed. The


conductivity is said to be quantized.
2.1.1 Background information

The Movement of Electrons in Magnetic Fields


Under the influence of a magnetic field an electron in a vacuum follows a spiral
trajectory with the axis of the spiral in the direction of the magnetic field. In the plane
perpendicular to the field, the electron moves in a circle. In a metal or a semiconductor,
the electron tends to move along a more complicated closed trajectory, but with fairly
strong magnetic fields and at normal temperatures this ordered movement is fragmented
by collisions. At extremely low temperatures (a few degrees above absolute zero) and
with extremely strong magnetic fields, the effect of collisions is suppressed and the
electrons are again forced into ordered movement. Under these extreme conditions the
classical theory does not apply: the movement becomes quantized, which means that the
energy can only assume certain definite values, termed Landau levels after the Russian
physicist L. Landau (Nobel prizewinner in 1962) who developed the theory of the effect
as early as 1930.

2.2 Two-dimensional Electron Systems:


Two-dimensional material systems do not occur naturally. Under special
circumstances, however, certain systems can behave as if they were two-dimensional -
but only within very limited energy intervals and temperature ranges. The first to
demonstrate this possibility theoretically was J.R. Schrieffer (Nobel prize winner in
1972). In work appearing in 1957 he showed that in a surface layer between metal and
semiconductor electrons can be made to move along the surface but not perpendicular to
it. Eleven years later a research team at IBM showed that this idea could be realized
experimentally. The study of two-dimensional systems developed rapidly during the years
that have followed.
These experiments used
samples employing a specially
designed transistor, a so called
MOSFET (Metal-Oxide-
Semiconductor Field Effect
Transistor). Other types of
artificial samples – hetero
structures have subsequently
been used, in which the samples
have been developed using
molecular beams.
It should also be mentioned that
advances in technology and
production methods within semiconductor electronics have played a crucial role in the
study of two-dimensional electron systems, and were a precondition for the discovery of
the quantized Hall Effect.

The Quantized Hall Effect:


An important step in the direction of the experimental discovery was taken in a
theoretical study by the Japanese physicist T. Ando. Together with his co-workers he
calculated that conductivity could at special points assume values that are integer
multiples of e2 /h, where e is the electron charge and h is Planck's constant. It could
scarcely be expected, however, that the theory would apply with great accuracy.

During the years 1975 to 1981 many Japanese researchers published experimental papers
dealing with Hall conductivity. They obtained results corresponding to Ando's at special
points, but they made no attempt to determine the accuracy. Nor was their method
especially suitable for achieving great accuracy. A considerably better method was
developed in 1978 by Th. Englert and K. von Klitzing. Their experimental curve exhibits
well defined plateaux, but the authors did not comment upon these results. The quantized
Hall Effect could in fact have been discovered then, the crucial experiment was carried
out by Klaus von Klitzing in the spring of 1980 at the Hochfelt-Magnet-Labor in
Grenoble, and published as a joint paper with G. Dorda and M. Pepper. Dorda and Pepper
had developed methods of producing the samples used in the experiment. These samples
had extremely high electron mobility, which was a prerequisite for the discovery. The
experiment clearly demonstrated the existence of plateaux with values that are quantized
with extraordinarily great precision. One also calculated a value for the constant e 2 /h
which corresponds well with the value accepted earlier. This is the work that represents
the discovery of the quantized Hall Effect. Following the original discovery, a large
number of studies have been carried out that have elucidated different aspects of the
quantized Hall Effect. The national metrological (measurement) laboratories in Germany,
the USA, Canada, Australia, France, Japan and other countries have carried out very
detailed investigations of the precision of the quantization, in order to be able to use the
effect as a standard.

Explanation of the Quantum Hall Effect

The zeros and plateau in the two components of the resistivity tensor are
intimately connected and both can be understood in terms of the Landau levels (LLs)
formed in a magnetic field.
In the absence of magnetic field the density of states in 2D is constant as a
function of energy, but in field the available states clump into Landau levels separated by
the cyclotron energy, with regions of energy between the LLs where there are no allowed
states. As the magnetic field is swept the LLs move relative to the Fermi energy.
When the Fermi energy lies in a gap between LLs electrons can not move to new
states and so there is no scattering. Thus the transport is dissipationless and the resistance
falls to zero.
The classical Hall resistance was just given by B/Ne. However, the number of
current carrying states in each LL is eB/h, so when there are i LLs at energies below the
Fermi energy completely filled with ieB/h electrons, the Hall resistance is h/ie2. At integer
filling factor this is exactly the same as the classical case.
The difference in the QHE is that the Hall resistance can not change from the
quantized value for the whole time the Fermi energy is in a gap, i.e between the fields (a)
and (b) in the diagram, and so a plateau results. Only when case (c) is reached, with the
Fermi energy in the Landau level, can the Hall voltage change and a finite value of
resistance appear.
This picture has assumed a fixed Fermi energy, i.e fixed carrier density, and a
changing magnetic field. The QHE can also be observed by fixing the magnetic field and
varying the carrier density, for instance by sweeping a surface gate.

Dirt and disorder


Although it might be thought that a perfect crystal would give the strongest effect,
the QHE actually relies on the presence of dirt in the samples. The effect of dirt and
disorder can best be though of as creating a background potential landscape, with hills
and valleys, in which the electrons move. At low temperature each electron trajectory can
be drawn as a contour in the landscape. Most of these contours encircle hills or valleys so
do not transfer an electron from one side of the sample to another, they are localised
states. A few states (just one at T=0) in the middle of each LL will be extented across the
sample and carry the current. At higher temperatures the electrons have more energy so
more states become delocalized and the width of extended states increases.
The gap in the density of states that gives rise to QHE plateaux is the gap between
extended states. Thus at lower temperatures and in dirtier samples the plateaus are wider.
In the highest mobility semiconductor hetero junctions the plateaux are much narrower.

What the Quantum Hall effect requires:


1. Two-dimensional electron gas
2. Very low temperature (< 4 K)
3. Very strong magnetic field (~ 10 Tesla)
2.5 Disappearance of Quantum Hall Effect:

The disappearance of integer quantum Hall effect (IQHE) at strong disorder and
weak magnetic field is studied in the tight-binding lattice model.\footnote D. N. Sheng
and Z. Y. Weng, Phys. Rev. Lett., to be published. We found a generic sequence by which
the IQHE plateaus disappear: higher IQHE plateaus always vanish earlier than lower
ones, and extended levels between those plateaus do not float up in energy but keep
merging together after the destruction of plateaus. All of these features remain to be true
in the weak-field limit as shown by the thermodynamic-localization-length calculation.
Topological characteriz -ation in terms of Chern integers provides a simple physical
explanation and suggests a qualitative difference between the lattice and continuum
models. A comparison of our numerical results with recent experimental measurements
will be made.

2.6 Why is the Hall Conductance Quantized?

The Integer Quantum Hall effect, first observed by K. von Klitzing, is used to
determine the fine structure constant with precision that is comparable to the precision
one gets from atomic physics. It is also used as a practical and fundamental way to define
the Ohm.
It is instructive to look at the experimental data. The graph that looks like a
staircase function has remarkably flat plateaus. The ordinates of the plateaus correspond
to integer multiple of the quantum unit of conductance, and can be measured very
precisely.
An intriguing aspect of this phenomenon is that a precision measurement of
fundamental constants is carried on a system that is only poorly characterized: Little is
actually known about the microscopic details of the system, which is artificially
fabricated, and whose precise composition and shape are not known with a precision that
is anywhere comparable with the precision that comes out of the experiment.There are
two related but somewhat distinct theoretical frameworks that attempt to answer this
question. The problem we pose has to do with their mutual relation, and the extent to
which they give a satisfactory answer.
One framework identifies the Hall conductance with a topological invariant: The
first Chern number of a certain bundle associated with the ground state of the quantum
Hamiltonian. This framework applies to a rather general class of quantum Schrodinger
Hamiltonians, including multiparticle ones. It has two principal drawbacks. The first is
that it requires an interesting topological structure: It applies in cases where there is a
Brillouin zone, and in cases where configuration space is multiply connected. The
multiple connectivity can be motivated, to some extent, by the experimental setup if one
includes the leads that connect to the two dimensional electron gas in the system. This
makes the Hall conductance a property of the system and not just of the two dimensional
electron gas. The second drawback is that the Chern number is identified with a certain
average of the Hall conductance. In some cases this average comes for free, but in
general it does not.
A second theoretical framework identifies the Hall conductance with a Fredholm
index of a certain operator. This framework is known to apply to non interacting
electrons in two dimensions where the Fredholm operator is constructed from the one
particle Schrodinger Hamiltonian of the system. This framework applies to a particularly
popular model of the Integer quantum Hall effect: non interacting electrons in two
dimensions and with random potential. Some models, like non interacting electrons in
homogenous magnetic field in two dimensions, and its generalization to a periodic
potential can be analyzed either framework, and the results agree. In these cases the Hall
conductance can be interpreted either as a Chern number or as an Index. the two
frameworks are complementary: Chern allows for electron interaction while Fredholm
does not, Chern assumes an interesting topology while Fredholm does not and requires
that configuration space be two dimensional; Chern comes with an averaging while
Fredholm does not. The Chern framework would be a satisfactory theory if one could
take the thermodynamic limit and remove the averaging. Progress in this direction has
been made by Thouless and Niu who described (implicit) conditions under which this is
the case. The Fredholm framework would be a satisfactory theory of the integer quantum
Hall effect if one could remove the restriction of non interacting electrons.

THE INTEGER QUANTUM HALL EFFECT

Overview of IQHE:
In the following we give some simple theoretical models which reflect the
properties of a two-dimensional electron gas (2DEG) in a strong magnetic field. Starting
from the Drude model, we show how Landau quantization occurs in the simplest
quantum mechanical model, and give a rather simplified model (the high field model)
that incorporates a disorder potential and shows the occurrence of localized and extended
states. The sequence of different plateaus seen in the Hall resistivity in a field sweep
experiment can be described theoretically as a sequence of phase transitions between
different Quantum Hall States. This result in scaling laws for the transport coefficients in
the proximity of the transition points that can be verified experimentally, an open
question is how the quantum Hall effect will vanish at small magnetic fields in the limit
of zero temperature. We will present one possibility, the levitation of extended states. We
will mention the gauge argument put forward by R. Laughlin, that explains the exact
quantization of the Hall conductivity by gauge invariance. Last we will mention the open
conductor approach to the quantum Hall effect by M. Büttiker, that describes electronic
transport in terms of reception and transmission of charge carriers.

3.1 Classical theories


As there are some limiting cases where a classical description of a disordered
two-dimensional electron system is very instructive for the understanding of the quantum
Hall effect, we will give the results of a classical description of an electron in a magnetic
field.
3.1.1 The Drude model
The basic theoretical model for electrical transport is the Drude model, which,
although a very simplified model, still gives a reasonably good description of transport at
high temperature and usually is a good starting point for more sophisticated models.
Electrons are treated as classical particles moving under the influence of external fields
and a friction term represented by an average scattering time

Here m is the electron mass, v the velocity vector, B and E are the magnetic and electric

field vectors, respectively. Choosing B along the z-direction (B = (0; 0;B)), setting ≡ 0
(steady state condition) and using the equation for the current density, we get

the following expression for the conductivity tensor with the mobility _

µ = eτ/m and the cyclotron frequency we = eB/m. As experiments usually measure


resistances, it is convenient to convert these results to the corresponding resistivity tensor
ρ
_
The Drude model gives a magnetic field independent diagonal resistivity ρxx and a Hall
(transverse) resistivity ρ xy which is linear in B.

Figure 3.1 Resistivity and conductivity in Drude Model

3.1.2 Classical electron trajectories


To find the actual electron trajectories one has to solve the equation of motion for a
classical charged particle under the influence of a magnetic and electric field, as it is done
before using Halmiltonian mechanism. The results for a homogenous magnetic field
along z (B = (0; 0;B)) and a homogenous electric field along x (E = (E; 0; 0)) are:

vD = -E/B is called the drift velocity. The coordinates have been separated into a slowly
varying part (X(t); Y (t)), and a rapidly varying part (ε(t); η(t)), where the slow motion is
a constant drift with velocity vD along y, and the rapid motion is a cyclotron motion
around the center coordinates with the frequency we. The electron performs
a cycloid motion, drifting perpendicular both to the magnetic and electric field, along an
equipotential line.
Figure3.2: Electron trajectory in a classical picture

3.2 Quantum mechanical treatment


The origins of the quantum Hall effect can only be found by a quantum mechanical
calculation. For this, a starting point is the Hamiltonian for an electron in a homogenous
magnetic field

Choosing the direction of B along the z-axis, one can use the Landau gauge for the vector
potential: A = (0;Bx;0). This gauge is appropriate for systems with translational
symmetry along y. Another possible gauge is the symmetric gauge A = ½ B× r, which is a
good choice for systems with axial symmetry Assuming further that V (r) = V (x; y)+Vz
(z), the Schrodinger equation will separate into a part depending on z, and the remaining,
now effectively two dimensional part depending on x and y. Note that Vz(z) can be zero
(as assumed by Landau for the 3D case), or can be given by a confinement potential
imposed e. g. by a semiconductor heterostructure, therefore creating a "real" 2D system.
In any of the two cases the results for the remaining 2D problem in the (x,y)-plane are the
same.

3.2.1 Landau model


In the case originally considered by Landau, the external potential is assumed to vanish
(V (r) = 0, no electric field). The Hamiltonian then doesn't depend on y, we get a plane
wave solution in the y-direction, and in the x-direction the problem becomes equivalent
to a harmonic oscillator:

with the center coordinate , and the solution

W is the extension of the system in y-direction, m is an integer, and Hn are the Hermite
polynomials. The states (x; y) are delocalized (plane waves) in y-direction, and
localized (harmonic oscillator states) around X in x-direction. Note however that the
shape of the wave functions depend strongly on the gauge used for A. The energy eigen
values are called Landau levels

As the energy of an electron is independent of its x-position, the eigen values are
infinitely degenerate, and the density of states (DOS)

is
ill-defined (L is the extension of the system in x-direction). To get around this problem,
one considers only states with

_
and takes the limit L afterwards. This method, also called the Landau counting of

states, gives a DOS consisting of equidistant δ-peaks separated by and a


degeneracy of 2πl2 B per Landau level:
The actual wave function is delocalized across the sample along y, and localized in an

area of width around X in x-direction.Note that using the symmetric gauge for
A, one gets the same energy Eigenvalues, but the wave functions are localized on a circle
with radius p2m lB (m is a non-negative integer)

3.2.2 Disorder
In real semiconductor samples some kind of disorder potential, caused for example by
lattice defects or ionized donors is always present. The exact calculation of the effect of a
random potential onto the energy spectrum of the problem is not possible in a
straightforward way, on one hand because it is by far not clear what shape the disorder
potential should have (one can think of the whole range from an unscreened 1/r Coulomb
potential to a completely screened δ-potential), and on the other hand the mathematical
effort even for the simplest situation of a random arrangement of δ-potentials is
considerable. It is clear however, that the degeneracy of the Landau levels will be lifted
by an additional potential, and the delta-peaks in the density of states transform into
structures with a finite width. A prominent approach to calculate the shape of the
disorder-broadened Landau levels is the self consistent Born approximation (SCBA),
where only single scattering events are taken into account. The SCBA gives an elliptic
function as shape for the broadened Landau levels, models including multiple scattering
events give a Gaussian shape

where Γn is a Landau level dependent width. In addition to the broadening of the Landau
levels, a disorder potential will change the nature of most of the electronic states in the
Landau level. Except the states in the middle of the level, which will be extended over the
sample, all electronic states will localize. This can be shown easily with the help of the
semi-phenomenological high field model

3.2.3 The high field model


Using the separation of the coordinates introduced in chapter 3.1.2, the Hamiltonian for
an electron in a magnetic field and a disorder
V (x; y) looks as follows:

The x- and y- coordinates do not commute

Taking the limit B , one can neglect ζ and η in the argument of V , as their

expectation values are of the order of The Hamiltonian then separates, and the
first part is equivalent to the Landau level energies

As the commutator of [X; Y ] is proportional to 1=B, X and Y can be treated as classical


variables for , and the problem can be calculated classically, resulting in the
following equations of motion

_
This implies that dV/dt vanishes, so the potential energy of the electron is
Figure 3.3: Disorder potential with closed orbits (localized states) and open orbits (extended states)

constant.

We can say that, in the limit of high B, the electron is delocalized on an area of

approxmately and moves on the equipotential lines of the disorder potential. If V is


symmetric around V = 0, then electron orbits for E≠ħωe/2 (lowest Landau level), will
circle around valleys or peaks of the disorder potential and will therefore be localized as
shown in figure , and only for E=ħωe/2 the trajectory will traverse the sample and give a
delocalized state. The electronic density of states for the Landau model with and without
disorder is sketched in figure Depending on the value of EF with respect to ħωe there will
be either localized states in the vicinity of the Fermi energy and the system will be

Figure 3.4: Schematic density of states for the disordered Landau model.
The grey regions represent localized states.

insulating, or extended states, resulting in the sample to show a metallic-like behavior.


Changing the ratio of EF to ħωe, either by changing the carrier density or by sweeping
the magnetic field will cause a series of transitions between metallic and insulating states.
Note that because V will rise strongly at the boundaries of a sample in x and y-direction
(as only in this case the wave function will vanish outside the sample), there will always
be an extended state for all ratios of EF to ħωe propagating at the edge of the sample.
This edge state can carry a current, even if all other states around EF are localized.

3.3 Transitions between Quantum Hall States


At low temperatures the DOS of a 2DEG will decay into areas of extended states (in the
vicinity of the Landau level centers) and areas of localized states,that surround the former
(in the Landau level tails). We can identify two extremal transport regimes: the plateau
region, when the Fermi energy is situated in a range of localized states, and the transition
region between two plateaus, when the Fermi energy lies in an area of extended states.

Figure 3.5: electron trajectories for the plateau region

Electron trajectories for the plateau regime are shown in figure 3.5. There is no net
current flowing in the bulk of the sample, and transport takes place only in the edge states
of the sample. As there are no extended states in the vicinity of EF , the longitudinal
conductivity σxx vanishes. The Hall conductivity is determined by the number n of
occupied Landau levels below EF , and can be shown to be equal to n e 2./ħ In the
transition regime, when EF lies in a region of extended states, electron transport in the
bulk of the sample is possible, and therefore dissipative currents will flow in the sample
giving a nonzero longitudinal conductivity and a Hall conductivity that lies between two
quantized values. Typical electron trajectories for the transition region are shown in
figure 3.6. An interesting question is, how the crossover between these two regimes will
look like. According to the high field model (chapter 3.2.2), electron trajectories in the
plateau region are closed, with the diameter of the closed loops increasing as the Fermi
energy approaches an area of extended states. For a real world (finite size) sample, the
system should enter the transition regime as soon as the average diameter of the electron
trajectories exceeds the sample size L. Note that for finite temperatures, L has to be
plateaus replaced by an effective sample size

Figure 3.6: electron trajectories for the transition region between two
,which corresponds to the phase coherence length of the charge carriers. This length,
which is usually given by LФ or Lin, depends on temperature with a powerlaw
2 ) Theoretically the transition between two quantum Hall states is
being described Ф as a continuous quantum phase transition, order parameter being the
localization length ξ which corresponds to the mean diameter of a closed electron
trajectory. At the transition point, when different localized trajectories come close to each
other, electrons are able to tunnel between different localized states close to a saddle
point. In this picture, the transition between the two regimes is a quantum-percolation
transition. The order parameter ξ has been predicted to diverge with a power law at the

critical energy of the transition: The most prominent model for the
calculation of the critical exponent _ is the Chalker-Coddington model, which calculates
the percolation exponent for a regular lattice of saddle points. The result for an analytic
solution is ν = 7/3, a value which has been verified numerically by lattice models for
different disorder potentials. The critical conductivity σxx(Ec) was found to be e2/2h. In a
typical quantum Hall experiment one therefore sees a series of phase transitions between
different plateau states, with a values of σxx = 0 in the two neighboring plateau regions,
reaching a value of σxx = 1/2 at the transition field Bc. Bc corresponds to the critical
energy Ec = ħωe. As an electronic state has to be considered extended as soon as its
localization length is larger than the effective sample size (ξ> Lin), the width of the area
of extended states around the critical energy Ec will shrink with decreasing temperature.
As Lin increases with a powerlaw for decreasing temperature, the area of extended states
should shrink to zero width for T 0. The transition region between two Quantum Hall
States should therefore become more and more narrow for decreasing temperature. As it
was shown by Pruisken the transport coefficients in the transition region should be
determined by a regular function that only depends on a singe scaling variable:

This makes it possible to observe the product of the localization length exponent ν and

the exponent of the inelastic scattering length p for example in the half width of the
peak in ρxx, or the slope of ρxy at Bc:

_
Theoretical calculations predict a value of μ = 0:43.

Figure 3.7: Sharpening of the transition between two quantum Hall plateaus for decreasing temperature.

The critical field Bc usually corresponds to a magnetic field value where the .Fermi
energy EF coincides with the center of a Landau level. However, there exists an
exception to this rule.

3.4 Low field quantum Hall effect


In the limit T 0 the single parameter localization theory predicts all two dimensional
systems to be localized at B = 0, there can be no extended states at zero field. For the
quantum Hall effect in high magnetic fields however, extended states are essential, and
their existence is well established. The question is what will happen to the extended states
that are connected with the Landau level centers, as the magnetic field is decreased.
Theoretically the possibility that these states just dissappear is difficult to establish. It
were R. Laughlin and D. Khmelnitzkii who suggested that these extended states will oat
up in energy as the magnetic fields approaches zero. The values of the magnetic field,
where the extended state associated with the n-th Landau level will cross the Fermi
energy when floating up was taken to be the value where the Drude Hall conductivity
corresponds to the quantum value (n + 1/2)e2/h. This floating up scenario therefore
predicts quantum Hall phases to exist even at low magnetic field As will be
shown in chapter 3.2.2, a necessary condition for the observability of a Hall plateau is a
value of σxx 1. As the only available microscopic mechanism, that could lead to a
decrease of σxx in low magnetic fields is weak localization, which gives much smaller
corrections than strong localization that occurs in high fields, the condition σxx 1 is
usually not fulfilled at experimentally accessible temperatures, and the quantum Hall
effect at low magnetic fields cannot be observed The only experimental observations

Figure 3.8: Left: Magneto conductance for a quantum Hall system according to the floating up scenario, in
the limit of very high temperature (Drude) and zero temperature. Right: Extended states in the floating up
scenario. Dashed lines represent the conventional Landau levels.
Any time an extended state crosses the Fermi level, there will be a quantum Hall
transition visible in the transport data of a quantum Hall transition at low magnetic fields
were made in strongly disordered systems, that only show a single quantum Hall phase,
and where a clear transition from the low field insulating state to the corresponding
quantum Hall plateau at σxy = 1 exists. Transitions between higher quantum Hall states
have only been observed in the high field regime (ωt < 1) up to now.
The transport coefficients for a system in the limit T 0, according to the floating up
scenario, are shown in figure 3.8.

3.5 Gauge arguments


In one of the first theoretical papers dealing with the quantum Hall effect, R. Laughlin
proposed an explanation for the exact quantization of the Hall conductance that was
based on gauge considerations. An extension of his paper was published by B. Halperlin
later. Both authors consider a two-dimensional system in a continuous but multiply
connected geometry like a cylinder or ring geometry, e.g. as shown in figure.9. The 2D
electron gas is assumed to be subject to a magnetic field B perpendicular to its surface,
and it is assumed that there

Figure.3.9: Geometry considered by R. B. Laughlin in his gauge argument for the exact quantization of the
Hall conductance.
is an additional magnetic flux Φo that can be varied freely without changing the value of
B, passing through the hole of the system. The system then should be gauge invariant
under a flux change ΔФo by an integral multiple of the flux quantum h/e. An adiabatic
change of Φ0 by a single flux quantum should therefore leave the system unchanged.
Assuming a DOS as shown in the previous chapter, the effect of the flux change ΔΦo
onto the electronic wave functions will depend on the nature of the states at the Fermi
energy. Localized states will just acquire an additional phase factor, they won't be
affected otherwise Extended states however will suffer an electromotive force, and will
be pushed to the exterior of the sample. After Laughlin, gauge invariance requires an
integer number of electrons to be transferred across the sample under a flux change ΔΦo
= h/e, which in turn requires the Hall conductivity to be quantized. It should be noted that
some authors claim the gauge argument presented to be incomplete. After Laughlin's
gauge argument has been superceded of what is nowadays called the topological
approach to the quantum Hall effect. In this theoretical approach the Hall conductivity is
identified with the Chern number, which is a topological invariant

3.6 The open conductor approach


A theory treating the QHE from a totally different point of view has been worked out by
M. Buttiker Based on a theory of Landauer viewing conductances in terms of
transmission of electrons, this theory inherently includes the presence of contacts, a fact
which had been neglected in the previously mentioned theories. Associating each contact
or probe of the system with an electrochemical potential Vi, the resistance of a four probe
conductor is given by the two current contacts are labeled by k and l

the voltage probes m and n. the conductance coefficients are defined by


The main point of Buttiker's theory is the relation of the conductance coefficients gmn to
the transmission probabilities of an electron incident at contact m with the

transmission probabilities of an electron incident at point n in quantum state β


leaving the conductor at probe m in state α. The main problem in this approach is the
calculation of the coefficients Tmn, which is

Figure 3.10: Classical representation for perfectly transmitting edge channels


and localized, non-current carrying states in the Buttiker picture.

simplified a little bit in the case of the quantum Hall effect. In the case of the plateau
regime (EF located in a region of localized states) the only current carrying states are the
previously mentioned edge states. As these edge states are moreover sufficiently isolated
from all other current carrying states (e. g. on the opposite side of the sample), they are
perfectly transmitting (Tmn =1), as there are no states an electron could scatter to. As a
consequence of this absence of backscattering the longitudinal conductance of the sample
vanishes (gxx = 0), and the Hall conductance corresponds to e2/h times the number of
occupied edge states or channels (gxy = n.e2/h). An illustration of the classically calculated
electron orbits in the quantum Hall plateau regime is shown in figure 3.10.
After the completion of this thesis I conclude the following facts that:
The quantum Hall effect is a quantum-mechanical version of the Hall effect, observed in
two-dimensional systems of electrons subjected to low temperatures and strong magnetic
fields, in which the Hall conductance σ takes on the quantized values
where e is the elementary charge and h is Planck's constant. In the "ordinary" quantum
Hall effect, known as the integer quantum Hall effect, ν takes on integer values (ν = 1, 2,
3, etc.).
There is another type of quantum Hall effect, known as the fractional quantum Hall
effect, in which ν can occur as a vulgar fraction with an odd denominator (ν = 2/7, 1/3,
2/5, 3/5, etc.)

The integral quantum Hall effect can be explained solely by the filling of the Landau
levels. Each Landau level has a certain capacity to accept electrons, which depends on the
magnetic field B. By changing the magnetic field, we change the ability of each Landau
level to accommodate electrons. When there is a match between the capacity of the
Landau levels and the number of electrons in the sample, an integer number of Landau
levels are exactly filled, and the integral quantum Hall effect is produced

Quantization of Hall Conductance


The quantization of the Hall conductance has the important property of being incredibly
precise. Actual measurements of the Hall conductance have been found to be integer or
fractional multiples of e²/h to nearly one part in a billion. This phenomenon, referred to as
"exact quantization", has been shown to be a subtle manifestation of the principle of
gauge invariance. It has allowed for the definition of a new practical standard for
electrical resistance: the resistance unit h/e², roughly equal to 25 812.8 ohms, is referred
to as the von Klitzing constant RK (after Klaus von Klitzing, the discoverer of exact
quantization) and since 1990, a fixed conventional value RK-90 is used in resistance
calibrations worldwide. The quantum Hall effect also provides an extremely precise
independent determination of the fine structure constant, a quantity of fundamental
importance in quantum electrodynamics.

quantum mechanics is one of the pillars of modern physics.Quantum Hall effect The quantum Hall effect
is a quantum-mechanical version of the Hall effect, observed in two-dimensional electron systems
subjected to low temperatures and strong magnetic fields, in which the Hall conductance σ takes on the
quantized values
where e is the elementary charge and h is Planck's constant. In the "ordinary" quantum Hall effect,
known as the integer quantum Hall effect, ν takes on integer values (ν = 1, 2, 3, etc.). There is another type
of quantum Hall effect, known as the fractional quantum Hall effect, in which ν can occur as a vulgar
fraction (ν = 2/7, 1/3, 2/5, 3/5, 5/2 etc.)The quantization of the Hall conductance has the important property
of being incredibly precise. Actual measurements of the Hall conductance have been found to be integer or
fractional multiples of e²/h to nearly one part in a billion. This phenomenon, referred to as "exact
quantization", has been shown to be a subtle manifestation of the principle of gauge invariance. It has
allowed for the definition of a new practical standard for electrical resistance: the resistance unit h/e²,
roughly equal to 25 812.8 ohms, is referred to as the von Klitzing constant RK (after Klaus von Klitzing, the
discoverer of exact quantization) and since 1990, a fixed conventional value RK-90 is used in resistance
calibrations worldwide. The quantum Hall effect also provides an extremely precise independent
determination of the fine structure constant, a quantity of fundamental importance in quantum
electrodynamics.
The fractional quantum Hall effect continues to be influential in theories about topological order

My research at the Institute for Theoretical Physics:


the quantum Hall effect
Between 1995 and 1999 I worked on the quantum Hall effect at the  Institute for
Theoretical Physics, University of Amsterdam. I had a much­visited webpage there, 
which I have now put online again in a slightly updated version. 
Content: 

• The classical Hall effect. 


• The quantum Hall effect. 
• Why do we care? 
 Simple theory for the integer effect. 
 Simple theory for the fractional effect. 
 An avalanche of interesting physics. 
 Recent experiments. 
• Quantum Field Theory. 
• My own modest contributions. 

For   people   who   can   read   Dutch,   there   is   a  short article by Kareljan Schoutens, 
published in the march 1997 issue of the faculty quasi­periodical "Afleiding". 
The classical Hall effect

The Hall effect was discovered by Edwin Hall in 1879. 

It   is   well   known   that   a   charged   particle   moving   in   a   magnetic   field   feels   a 


`Lorentz' force perpendicular to its direction of motion and the magnetic field. As 
a direct consequence of this Lorentz force, charged particles will accumulate to 
one   side   of   a   wire   if   you   send   current   through   it   and   hold   it   still   in   a 
(perpendicular) magnetic field. This is called the Hall effect. The voltage drop at 
right angles to the current is called the Hall voltage; The current divided by the 
Hall voltage is called the Hall conductance. 

The Hall effect can be put to use in several ways. One application is magnetic 
field strength measurement. Since the Hall voltage is proportional to the current 
and the field strength, sending a known current through a medium and measuring 
the   Hall   voltage   tells   you   the   field   strength.  
Another nice thing is that you can reveal the nature of the mobile charges in a 
current­carrying   medium.   The   Lorentz   force   will   push   a   moving   hole   (positive 
charge) and a moving electron (negative charge) in exactly the same direction, 
since they travel in opposite ways; from the sign of the Hall voltage you can tell if 
there are more mobile holes than electrons or vice versa. 

The quantum Hall effect

The  discovery of the  quantised  Hall  effect in  1980  won  von Klitzing  the  1985 
Nobel prize. 

Investigating  the  conductance  properties of two­dimensional  electron  gases  at 


very   low   temperature   and   high   magnetic   fields,   his   group   obtained   curious 
results: The Hall conductance of such a system plotted as a function of the ratio

nu := electron density*h / magnetic field*e
shows extremely flat plateaux at integer multiples of e²/h around integer values of 
the ratio `nu'. (h is Planck's constant, e is the electron charge.) Furthermore, the 
`ordinary'   conductance   plotted   as   a   function   of  nu   is   zero   everywhere   except 
where the Hall conductance has a transition from one plateau to another. In other 
words, there are whole intervals of nu where the voltage drop is completely at 
right angles to the current, with Hall conductance very accurately quantised in 
terms of the fundamental conductance quantum e²/h; in between these intervals, 
the longitudinal conductance has a peak, while the Hall conductance goes from 
one plateau value to another. 

In 1982, Tsui, Gossard and Störmer, working with samples that contained less 
impurities,   discovered   the   so­called   "fractional"   quantum   Hall   effect.   Here   the 
conductance is quantised in fractional multiples of e²/h, like 1/3, 1/5, 2/3, 2/5 etc 
etc,   always   with   odd   denominator.   Whereas   the   integer   quantisation   could 
perhaps have been expected, the fractional effect came as a total surprise. Tsui 
and   Störmer   were   awarded   the   1998   physics   Nobel   prize   for   the   discovery, 
sharing it with Laughlin, who was the first to come with a theoretical description. 

[Picture   of   the  experimental setup;   3.6Kb]


[Graph of experimental data; 11Kb] 

Why do we care?

Doing   research   is   hard   work   and   condensed   matter   systems   are   particularly 
opaque. So the question naturally arises: why are we working on this, are we 
masochists or what? To which the answer is of course, Yes; we are theoretical 
physicists,   remember?   But   apart   from   that,   there   are   many   reasons   to   be 
interested in the quantum Hall effect. 

• A very obvious first reason is that a large and growing part of the world's 
information   storage   and   manipulation   depends   on   the   movement   of 
electrons   through   semiconductors.   Everything   that   could   possibly   be 
known about the subject should therefore be known. 
• For those who immediately want to know whether something has practical 
applications:   The   integer   quantum   Hall   effect   is   now   used   as   the 
international standard of resistance. The incredibly accurate quantisation 
of the Hall resistance to approximately one part in 108 makes this possible. 
• The   constant  e²/h  is   proportional   to   the   `fine   structure   constant'   in 
electrodynamics,   which   basically   tells   how   strongly   light   interacts   with 
matter.   The   quantum   Hall   effect   provides   an   independent   way   of 
accurately measuring this constant. 
• To a theoretical physicist, the fractional effect is a mouth­watering feast of 
new theories, nice mathematics, exotic statistics and topology galore. I will 
try to explain this below. 

Simple theory for the integer effect

The discovery of the quantum Hall effect showed that the theories of electron 
transport in disordered two­dimensional systems were inadequate. In the early 
eighties   a   simple   explanation   was   found   for   the   integer   effect   in   terms   of 
noninteracting   electrons,   i.e.   electrons   that   do   not   repel   each   other.   Such 
particles `feel' each other only through Pauli's exclusion principle, which says that 
no   two   fermions   can   occupy   exactly   the   same   quantum   state.   In   this 
approximation you only have to figure out what the possible states are for one 
electron and then combine them in a simple way to form a many electron state; 
you just fill the available states with electrons, beginning with the lowest energy. 

It turns out that the quantum states for an electron in a magnetic field, moving in 
a two­dimensional random potential energy landscape, fall into two classes: so­
called "localised" and "extended" states. Roughly speaking, the localised states 
are bound to one or more `peaks' or `chasms' in the energy landscape and have 
an   energy   corresponding   to  the   `height'   were   they  are   sitting.   In   contrast,   an 
extended  state  spreads  through  the whole  sample  and its energy  is  that of a 
particle   that   does   not   feel   the   random   potential.   (The   energy   levels   of   an 
undisturbed electron are called Landau levels.) The localised states, being bound 
to   one   small   region,   cannot   contribute   to   electron   transport.   By   putting   extra 
electrons into localised states it is therefore possible to change the parameter 
`nu' without changing the conductance! This explains the occurrence of plateaux. 
Only   when   the   new   electrons   reach   a   Landau   level   does   the   conductance 
change,   because   now   the   extended   states   come   into   play.   The   fact   that   the 
plateaux of the Hall conductance lie exactly at integer multiples of  e²/h  can be 
explained   by   relating   the   sample   with   its   random   potential   to   a   hypothetical 
situation without impurities, but I am not going to elaborate on this. 

[Picture of the density of states; 3Kb] 

Simple theory for the fractional effect


The   simple   explanation   for   the   integer   effect   completely   fails   to   predict   the 
fractional effect. In the fractional effect the Coulomb repulsion between electrons 
plays an essential role. The similarity between the experimental results for the 
integer and fractional case, however, simply begs for a common description. And 
indeed one exists. It is called the "composite fermion" theory, formulated by Jain 
in   1989,   and   it   states   that   mumblemumble   somehow   mumblemumble   the 
Coulomb repulsion has the net effect of attaching an even number of magnetic 
flux quanta to every electron. Such composite objects obey the Pauli principle, 
which is where the name composite fermion comes from. Since a large part of 
the magnetic field has gone into defining the new composite particles, the field 
that these particles feel is much smaller than the original one; in fact it exactly 
mimics the integer effect's field strength. In this way the fractional quantum Hall 
effect   is   explained   as   the   integer   effect   for   composite   fermions.   This   elegant 
picture is widely accepted, even though the equivalence between electrons and 
composite fermions is not of course 100% exact. 

Before   the   composite   fermion   theory   was   formulated,   a   many­electron   wave 


function was written down by Laughlin in 1983 for the fractional plateaux around 
nu=1/(odd integer), in the idealised case where there are no impurities in the 
sample. Even though it neglects the disorder, this wave function gives a lot of 
insight.  It clarifies how the  Coulomb  interaction makes it possible  for  the  Hall 
quantisation to be non­integer. It also gives a hint how flux attachment works. 
And   it   shows   that   when   a   plateau   occurs,   the   electrons   form   a   so­called 
"incompressible quantum liquid" whose density, as the name implies, is not easily 
changed. 

[Picture of the Laughlin 1/3 wave function; 56Kb] 

An avalanche of interesting physics

The simplest theoretical explanations for the Hall effects already generated new 
ideas   like   magnetic   flux   attachment,   incompressible   quantum   fluids   and   the 
importance of the `size' of wave functions (instead of only the question how many 
electron states exist in a certain energy interval). It didn't stop there. By taking 
these ideas a little step further, interesting predictions were made and links were 
discovered with other branches of theoretical physics. 
• The   incompressible   quantum   fluid   and   composite   fermion   picture 
immediately   predicts   the   existence   of   particle­like   disturbances   of   the 
electron   gas   ("quasiparticles")   with   very   unusual   properties.   These 
quasiparticles   can   have   a  fractional   charge  like   1/3   or   1/5   and   also 
fractional   statistics.   The   term   `statistics'   refers   to   the   behaviour   of   a 
wave function under exchange of identical particles. All known particles 
are   either   fermions   (the   wave   function   acquires   a   factor   ­1   under 
exchange) or bosons (factor +1). The quasiparticles in the fractional effect 
can have factors like (­1)1/3. The only other physical system that we know 
of today where fractional statistics may be found is liquid helium. 
• It turns out that interesting things happen at the edge of a quantum Hall 
system.   This   can   be   roughly   understood   by   noting   that   you   can   not 
cheaply change the density of an incompressible fluid, but you can change 
its form; and that happens at the surface. The low­energy disturbances at 
the   edge   are   described   by   bosonic   particles   moving   in   one   direction, 
"chiral edge bosons". Roughly speaking, these bosons can combine to 
form a quasiparticle on the edge that behaves like a composite fermion or 
like a particle with fractional charge and statistics. 
• The theory of edge bosons (when neglecting Coulomb interactions) has 
so­called conformal symmetry. I will not elaborate on this, but symmetry 
always   comes   in   handy   when   you   want   to   solve   a   problem,   and   two­
dimensional   conformally   invariant   systems   have   an   infinite   number   of 
symmetries.   Conformal   field   theory,   developed   at   lightning   speed   after 
Belavin,   Polyakov   and   Zamolodchikov's   famous   1984   paper,   has   been 
successfully   applied   to   many   problems   in   statistical   mechanics   and 
condensed matter. 
• Particles with unusual statistics can be described by Chern­Simons field 
theory. This is a topological theory, which means that it cares only about 
the electrons' global motion, for instance how often they circle around one 
another. Flux attachment is incorporated in a natural way. By arguments of 
gauge invariance, Chern­Simons theory is directly related to chiral edge 
bosons. 
• The chiral edge bosons are related to the Calogero­Sutherland model and 
Luttinger liquids. 
• In everything mentioned above, the electron spin has been neglected. (In 
a strong enough magnetic field all spins point in the same direction.) If one 
does take these spins into account, one finds interesting spin structures 
called Skyrmions. 

Recent experiments

[This was still under construction in 1999 and therefore not so "recent" any more.] 

Particles with fractional charge and statistics can at present only be probed at the 
edge.   Chang   et   al.   have   done   an   experiment   where   electrons   tunnel   from   a 
normal   metal   into  the   edge   of   a   nu=1/3   quantum   Hall   sample.   They   found   a 
current­voltage relation for the tunneling that goes like I ~ V for low voltage and 
like  I  ~  V3  for   higher   voltage,   in   accordance   with   theory.   The   temperature 
dependence was also in good agreement with theory. 

In an experiment by Milliken et al., the tunneling current was measured between 
two edges of a nu=1/3 quantum Hall sample as a function of temperature and 
gate voltage. 

In an experiment by Chang et al., electrons were tunneled from an ordinary metal 
into quantum Hall samples with a very sharp edge, for filling fractions between 
1/4 and 1. They obtained the surprising result I ~ V1/nu. Surprising for two reasons: 
First, one would naively expect the power of V (the so­called tunneling exponent) 
to be quantised  when  the  conductances  are quantised.  Instead,  the tunneling 
exponent   varies   continously   with   the   (non­quantised)   filling   fraction!   Second, 
even   right   in   the   middle   of   conductance   plateaux   the   1/nu   result   contradicts 
calculations made purely on the basis of chiral edge boson theories, except for 
the   simplest   cases   nu=1   and   nu=1/3.
We   have   proposed   an  explanation  for   this   experiment,   based   on   Coulomb 
interactions between edge bosons and localised states in the bulk. 

(Here I wanted to add a few words on shot noise, nuclear magnetic resonance, 
Knight shift, Skyrmions etc, but never managed to find the time.) 

Quantum Field Theory

[An apology: In spite of all my good intentions, this part is completely unreadable 
for non­physicists and perhaps even for many physicists.] 
The   attentive   reader   will   have   noticed   that   in   the   `simple   theories'   the 
combination of disorder and Coulomb interactions has been carefully avoided. 
The reason is that there is nothing simple about this combination. It is, in fact, a 
notoriously difficult problem. The Coulomb interactions prevent you from using 
the single­particle wave functions with which you can attack the disorder, while 
the   disorder   breaks   the   symmetry   that   would   help   you   tackle   the   interaction 
problem. 

The only hope left is quantum field theory. Write down an action that contains all 
the ingredients: 2D electrons in a magnetic field, a random potential, Coulomb 
interaction and a Chern­Simons gauge field that will generate flux attachment. 
Put the action in an imaginary time path integral. Then perform the "shake and 
stir" of field theory: Take the disorder average by integrating over the random 
potential. Identify the massive modes and integrate them out in order to obtain an 
effective   action   for   the   physically   interesting   massless   modes.   Finally,   do   a 
renormalisation   group   analysis   that   tells   you   how   observables   will   depend   on 
length scale. 

Each   of   these   steps   introduces   its   own   problems,   which   are,   in   principle, 
solvable. The solutions are sometimes quite peculiar. The presence of disorder, 
for example, requires you to average the logarithm of the partition sum,  not  the 
partition sum itself. This forces you to perform, on top of everything else, the so­
called replica trick, taking N identical copies of the system and then sending N to 
zero. Somewhere in the derivation of the effective action, you are forced to put a 
cutoff on frequency space, destroying the gauge invariance of the theory. Only by 
sending this cutoff to infinity at the end of all calculations is the gauge invariance 
restored. 

My own modest contributions

AND WHY DO YOU THINK I DIRECTED YOU TO THE STABLES? THINK CAREFULLY, NOW. Mort 
hesitated. He had been thinking carefully, in between counting wheel barrows. He'd wondered if it had 
been to coordinate his hand and eye, or teach him the importance, on the human scale, of small tasks, 
or   make   him   realise   that   even   great   men   must   start   on   the   bottom.   None   of   these   explanations 
sounded exactly right. "I think", he began. YES? "Well, I think it was because you were up to your 
knees in horseshit, to tell you the truth." Death looked at him for a long time. Mort shifted uneasily from 
one   foot   to   the   other.   ABSOLUTELY   CORRECT,   snapped   Death.   CLARITY   OF   THOUGHT. 
REALISTIC APPROACH. VERY IMPORTANT IN A JOB LIKE OURS. 
— Terry Pratchett, Mort 

I wrote my master's thesis  in 1995 under the supervision of prof.dr.ir. F.A. Bais at 


the University of Amsterdam. It is called "Infinite symmetries in the quantum Hall 
effect". Although this work did not lead to a publication, it is a nice review of the 
quantum   Hall   effect   (including   the   Chern­Simons  theory,  conformal   symmetry, 
Kac­Moody algebra and W­algebra involved in its effective description) that has 
helped to lure several students to this great subject. 

Between 1995 and 1999 I did my PhD research on the quantum Hall effect. My 
PhD   supervisor   was   Aad   Pruisken.   Other   members   of   the   condensed   matter 
theory club at that time were prof. Kareljan Schoutens, Mischa Baranov, Sathya 
Guruswamy, Ronald van Elburg and Eddy Ardonne. 

My research in a nutshell

The starting point of my research can be roughly summarised in one sentence by 
saying   that   we   have   discovered   a   new   symmetry   in   Finkelstein's   theory   for 
interacting electrons in  a disordered medium and that we have extended  it in 
such a way that the electrons can be coupled to gauge fields. The rest of my 
activities has basically consisted of capitalising on this to obtain new results for 
both the bulk and edge of quantum Hall systems. 

The coupling is by no means a simple procedure. Simple attempts give rise to 
infinities and problems with the U(1) gauge invariance. The way we did it was by 
first noting that the Finkelstein theory has a hidden symmetry (which we dubbed 
"F­invariance"). In the presence of long­range interactions, the theory is invariant 
under a spatially constant shift of the plasmon field. (The plasmon field is roughly 
speaking defined as the Coulomb potential at a certain point in the sample due to 
all   the   other   charges   elsewhere   in   the   sample).   What   is   required   for   the 
invariance to hold is a very special way of treating frequency cutoffs. The shift of 
the plasmon field is reminiscent of a gauge transformation of the electromagnetic 
scalar potential; this fact, together with the cutoff prescription, made it possible to 
include U(1) gauge fields in the theory. 

Having gauge fields at your disposal is obviously a great advantage. It allows you 
to   do   linear   response   calculations   and   to   perform   the   Chern­Simons   flux 
attachment trick, which is exactly what we have done. Apart from that, the  F­
invariance enabled us to do renormalisation group calculations to two­loop order. 
My last QHE work was on edge states. In the limit of zero bulk density of states, 
our   2+1   dimensional   theory   becomes   a   1+1   dimensional   theory   of   chiral 
"relativistic" edge bosons that has the same structure as phenomenological edge 
models, but yields new insights. 

For   more   information   I   refer   to   the   publications   listed   below   and   references 
therein.   I   decided   to  highlight   one   of   our   results   here,   because   we   believe   it 
settles a controversy alive among people working on quantum Hall edges. 

Understanding the tunneling experiment

One of the nice things about the work I've been doing is that, although it may look 
like a lot of arcane formalism, it can actually be directly related to experiments. In 
our   approach   to   tunneling   processes   we   found   that   there   is   an   important 
difference   between   a   tunneling   experiment   and   a   measurement   of   the   Hall 
conductance. The Hall conductance is a non­equilibrium property (electrons are 
injected into an edge channel and don't get time to equilibrate with the localised 
bulk states), while by tunneling one probes the equilibrium energy eigenstates. 
Due   to   the   presence   of   localised   bulk   states   and   the   Coulomb   interactions 
between all states, the many body eigenfunctions are not restricted to the edge. 
A tunneling experiment therefore feels the bulk as well as the edge. 

We have done a calculation that shows that  the Coulomb interactions can be 
effectively taken care of by writing down a theory that lives only on the edge but 
has modified constants. To be more precise, if we are sitting at filling fraction nu = 
nu0 + delta, with nu0 the center of a plateau, then the noninteracting theory would 
contain a constant nu0 and the interactions would modify this to nu0 + delta = nu. 
Another   effect   of   the   interactions   turns   out   to   be   that   the   so­called   "neutral 
modes", which are degrees of freedom that are not related to the charge of the 
electrons, get strongly suppressed. As a result of all this we find a current­voltage 
relation of the form I ~ V1/nu, in agreement with the experiments. 

Searched for "quantum hall effect". Results 1 - 6 of 6.


Quantum Hall Effect -- from Eric Weisstein's World of Physics
Both a fractional and integer quantum effect exist. See also: Hall Effect
http://scienceworld.wolfram.com/physics/QuantumHallEffect.html - 13k

Hall Effect -- from Eric Weisstein's World of Physics


When electrons (or holes) move in a conducting plate that is immersed in a magnetic
field, they experience a Lorentz force \mathbf{F} = q(\mathbf{E} +
\mathbf{v}\times\mathbf{B}) (in MKS), where q is the charge, E is the electric field, v is
the velocity, and B is the magnetic field. Note that the seco
http://scienceworld.wolfram.com/physics/HallEffect.html - 17k

SI -- from Eric Weisstein's World of Physics


"SI" stands for "System International" and is the set of physical units agreed upon by
international convention. The SI units are sometimes also known as MKS units, where
MKS stands for "meter, kilogram, and second." In 1939, the CCE recommended the
adoption of a system of units based on the meter, kilo
http://scienceworld.wolfram.com/physics/SI.html - 26k - 2001-02-23

Fine Structure Constant -- from Eric Weisstein's World of Physics


A dimensionless number that appears in the analysis of quantum electrodynamical
Feynman diagrams. It is not currently known if it can be derived from first principals in
terms of mathematical constants, but it can be determined as a conglomeration of the
electron charge e, \hbar (h-bar), and the speed of
http://scienceworld.wolfram.com/physics/FineStructureConstant.html - 22k - 2002-07-09

Blank Entries from Eric Weisstein's World of Physics


Blank Entries from Eric Weisstein's World of Physics
http://scienceworld.wolfram.com/physics/contribute/entry.html - 58k

Blank Entries from Eric Weisstein's World of Physics


Quantum Hall Effect
In 1985 Klaus von Klitzing won the Nobel Prize for discovery of the quantised Hall
effect. The previous Nobel prize awarded in the area of semiconductor physics was to
Bardeen, Shockley and Brattain for invention of the transistor. Everyone knows how
important transistors are in all walks of life, but why is a quantised Hall effect
significant?

Over 100 years ago E.H. Hall discovered that


when a magnetic field is applied perpendicular
to the direction of a current flowing through a
metal a voltage is developed in the third
perpendicular direction. This is well
understood and is due to the charge carriers
within the current being deflected towards the
edge of the sample by the magentic field.
Equilibrium is achieved when the magnetic
force is balanced by the electrostatic force
from the build up of charge at the edge. This

happens when Ey = vxBz .The Hall coefficient is defined as RH = Ey /Bzjx and since the

current density is jx = vxNq , RH =1/Nq in the case of a single species of charge carrier. RH
can thus be measured to find N the density of carriers in the material. Often this
transverse voltage is measured at fixed current and the Hall resistance recorded. It can
easily be seen that this Hall resistance increases linearly with magnetic field.

In a two-dimensional metal or semiconductor the Hall effect is also observed, but at low
temperatures a series of steps appear in the Hall resistance as a function of magnetic field
instead of the monotonic increase. What is more, these steps occur at incredibly precise
values of resistance which are the same no matter what sample is investigated. The
resistance is quantised in units of h/e2 divided by an integer. This is the QUANTUM
HALL EFFECT.
The
figure
shows
the
integer

quantum Hall effect in a GaAs-GaAlAs heterojunction, recorded at 30mK. The QHE can
be seen at liquid helium temperatures, but in the millikelvin regime the plateaux are much
wider. Also included is the diagonal component of resistivity, which shows regions of
zero resistance corresponding to each QHE plateau. In this figure the plateau index is,
from top right, 1, 2, 3, 4, 6, 8.... Odd integers correspond to the Fermi energy being in a
spin gap and even integers to an orbital LL gap. As the spin splitting is small compared to
LL gaps, the odd integer plateaux are only seen at the highest magnetic fields. Important
points to note are:

• The value of resistance only depends on the fundamental constants of physics:


e the electric charge and h Plank's constant.
• It is accurate to 1 part in 100,000,000.
• The QHE can be used as primary a resistance standard, although 1 klitzing is a
little large at 25,813 ohm!

Explanation of the Quantum Hall Effect


The zeros and plateaux in the two components of the resistivity tensor are intimately
connected and both can be understood in terms of the Landau levels (LLs) formed in a
magnetic field.
In the absence of
magnetic field the density
of states in 2D is constant
as a function of energy,
but in field the available
states clump into Landau
levels separated by the
cyclotron energy, with
regions of energy
between the LLs where
there are no allowed
states. As the magnetic
field is swept the LLs move relative to the Fermi energy.

When the Fermi energy lies in a gap between LLs electrons can not move to new states
and so there is no scattering. Thus the transport is dissipationless and the resistance falls
to zero.

The classical Hall resistance was just given by B/Ne. However, the number of current
carrying states in each LL is eB/h, so when there are i LLs at energies below the Fermi
energy completely filled with ieB/h electrons, the Hall resistance is h/ie2. At integer
filling factor this is exactly the same as the classical case.

The difference in the QHE is that the Hall resistance can not change from the quantised
value for the whole time the Fermi energy is in a gap, i.e between the fields (a) and (b) in
the diagram, and so a plateau results. Only when case (c) is reached, with the Fermi
energy in the Landau level, can the Hall voltage change and a finite value of resistance
appear.

This picture has assumed a fixed Fermi energy, i.e fixed carrier density, and a changing
magnetic field. The QHE can also be observed by fixing the magnetic field and varying
the carrier density, for instance by sweeping a surface gate.

Dirt and disorder


Although it might be thought that a perfect crystal would give the strongest effect, the
QHE actually relies on the presence of dirt in the samples. The effect of dirt and disorder
can best be though of as creating a background potential landscape, with hills and valleys,
in which the electrons move. At low temperature each electron trajectory can be drawn as
a contour in the landscape. Most of these contours encircle hills or valleys so do not
transfer an electron from one side of the sample to another, they are localised states. A
few states (just one at T=0) in the middle of each LL will be extented across the sample
and carry the current. At higher temperatures the electrons have more energy so more
states become delocalised and the width of extended states increases.
The gap in the density of states that gives rise to QHE plateaux is the gap between
extended states. Thus at lower temperatures and in dirtier samples the plateaus are wider.
In the highest mobility semiconductor heterojunctions the plateaux are much narrower.

Some Interesting Variants on the QHE


In very high mobility samples extra plateaux appear between the regular quantum Hall
plateaux, at resistances given by h/e2 divided by a rational fraction p/q instead of an
integer. This is the fractional quantum Hall effect (FQHE). Early observations found that
q was always an odd number and that certain fractions gave rise to much stronger
features than others. The FQHE is much more difficult to explain since it originates from
many electron correlations, but for this reason has been of great interst to theoreticians
and experimentallists alike.

In some materials there are more than one species of charge carrier. These may be
elecrons in different conduction band minima, different spatially confined subbands or
electrons and holes simultaneously present. The numbers and mobilities of all the species
have to be considered to find the transport coefficients.

If there are electrons and holes the total filling factor is the difference between the filling
factors for electrons and holes. At certain fields this can be zero, at which point the Hall
resistance itself becomes zero!

Introduction

The resistivity measurements of semiconductors can not reveal whether one or two types
of carriers are present; nor distinguish between them. However, this information can be
obtained from Hall Coefficient measurements, which are also basic tools for the
determination of carrier density and mobilities in conjuction with resistivity
measurement.

Theory

As you are undoubtedly aware, a static magnetic field has no effect on charges unless
they are in motion. When the charges flow, a magnetic field directed perpendicular to the
direction of flow produces a mutually perpendicular force on the charges. When this
happens, electrons and holes will be separated by opposite forces. They will in turn
produce an electric field ( h) which depends on the cross product of the magnetic
intensity, , and the current density, J.

h =R x

Where R is called the Hall coefficient.


Now, let us consider a bar of semiconductor, having dimension, x, y and z. Let is
directed along X and along Z then h will be along Y, as in Fig. 2.

Then we could write

Where Vh is the Hall voltage appearing between the two surfaces perpendicular to y and I
= yz

Hall Effect experiment consists of the following:

1. (a) Hall Probe (Ge Crystal); (b) Hall Probe (InAs)


2. Hall Effect Set-up (Digital), DHE-21
3. Electromagnet, EMU-75 or EMU-50V
4. Constant Current Power Supply, DPS-175 or DPS-50
5. Digital Gaussmeter, DGM-102

Hall Probe

(a) Hall Probe (Ge Crystal) (b) Hall Probe (InAs)


Ge single crystal with four spring-type Indium Arsenide crystal with 4 soldered
pressure contacts is mounted on a contacts is mounted on a PCB strip and
sunmica-decorated bakelite strip. Four covered with a protective layer. The Hall
leads are provided for connections with Element is mounted in a pen-type case and
measuring devices. a 4-core cable is provided for connections
Technical details with the measuring device and current
source.
Material: Ge single crystal n or p-type
as desire Technical details
Resistivity: 8-10 Ω.cm Contacts: Soldered
Rated Control Current: 4mA
Contacts: Spring type (solid silver)
Zero Field Potential: <4mV
Zero-field potential: <1mV (adjustable)
Linearity (0-20KG): ±0.5% or better
Hall Voltage: 25-35mV/10mA/KG
Hall Voltage: 60-70mV/4mA/KG
It is designed to give a clear idea to the
The crystal alongwith its four contacts is
students about Hall Probe and is
visible through the protective layer. This is
recommended for class room
mainly used as a transducer for the
experiment. A minor drawback of this
measurement of magnetic field.
probe is that it may require zero
adjustment.

Hall Effect Setup (Digital), DHE-21


DHE-21 is a high performance instrument of outstanding flexibility. The set-up consists
of a digital millivoltmeter and a constant current power supply. The Hall voltage and
probe current can be read on the same digital panel meter through a selector switch.

(i) Digital Millivoltmeter (ii) Constant Current Power Supply

Intersil 3½ digit single chip A/D Converter This power supply, specially designed for
ICL 7107 have been used. It has high Hall Probe, provides 100% protection
accuracy like, auto zero to less than 10µV, against crystal burn-out due to excessive
zero drift of less than 1µV/°C, input bias current. The supply is a highly
current of 10pA max. and roll over error of
less than one count. Since the use of
internal reference causes the degradation in
performance due to internal heating, an
external reference has been used. Digital
voltmeter is much more convenient to use
in Hall experiment, because the input
voltage of either polarity can be measured.

Specifications

Range: 0-200mV (100mV minimum)


Accuracy: ±0.1% of reading ±1 digit

Fractional Quantum Hall


Effect
In high mobility semiconductor heterojunctions the
integer quantum Hall effect (IQHE) plateaux are much
narrower than for lower mobility samples. Between
these narrow IQHE more plateaux are seen at fractional
filling factors, especially 1/3 and 2/3. This is the
fractional quantum Hall effect (FQHE) whose
discovery in 1982 was completely unexpected. In 1998 the Nobel Prize in Physics was
awarded to Dan Tsui and Horst Stormer, the experimentalists who first observed the
FQHE, jointly with Robert Laughlin who suceeded in explaing the result in terms of new
quantum states of matter.

The figure shows the fractional quantum Hall effect in a GaAs-GaAlAs heterojunction,
recorded at 30mK. Also included is the diagonal component of resistivity, which shows
regions of zero resistance corresponding to each FQHE plateau.

The principle series of fractions that have been seen are listed below. They generally get
weaker going from left to right and down the page:
o 1/3, 2/5, 3/7, 4/9, 5/11, 6/13, 7/15...
o 2/3, 3/5, 4/7, 5/9, 6/11, 7/13...
o 5/3, 8/5, 11/7, 14/9...
o 4/3, 7/5, 10/7, 13/9...
o 1/5, 2/9, 3/13...
o 2/7, 3/11...
o 1/7....

(The fractional quantum Hall effect (FQHE) is concerned centrally with filling factor.
This is usually writen as the greek letter nu, or v due to the limitations of HTML.)

Explanation of the Fractional Quantum Hall Effect


Just as in the IQHE, FQHE plateaux are formed when the Fermi energy lies in a gap of
the density of states. The difference is the origin of the energy gaps. While in the integer
effect gaps are due to magnetic quantisation of the single particle motion, in the fractional
effect the gaps arise from collective motion of all the electrons in the system.

For the state at filling factor 1/3 Laughlin found a many body wavefunction with a lower
energy than the single particle energy. This can also be adopted at any fraction
v=1/(2m+1), but the energy difference is smaller at higher m and hence the fractions
become weaker along the series 1/3, 1/5, 1/7....

All tests of Laughlin's wavefunction have shown it to be correct. The difficulty that arises
is in accounting for all the other fractions at v=p/q where p>1 and simple wavefunctions
can not be written down. It is also necessary to explain why q is always odd.

The original explanation, developed by Haldane and Halperin, used a hierarchical model.
Quasi-electrons or quasi-holes excited out of the Laughlin ground state would condense
into higher order fractions, known as daughter states e.g. starting from the 1/3 parent state
addition of quasi-electrons leads to 2/5 and quasi-holes leads to 2/7. Then quasi-particles
are excited out of these daughter states which condense again into still more daughter
states..... and so on down the hierarchy.

There are several problems or unsatisfactory features within the hierarchical model:

• it does not explain which daughter state (quasi-electron or -hole) should be the
stronger
• after a few layers of the hierarchy there will be more quasi-particles than there
were electrons in the original system
• between fractions the system is not well defined
• the quasi-particles carry fractional charge
More recently a model of composite fermions (CFs) has been introduced. A composite
fermion consists of an electron (or hole) bound to an even number of magnetic flux
quanta. Formation of these CFs accounts for all the many body interactions, so only
single particle effects remain. The model exploits the similarities observed in
measurements of the IQHE and FQHE to map the latter onto the former. Thus the
fractional QHE of electrons in an external magnetic field now becomes the integer QHE
of the new composite fermions in an effective magnetic field. The CFs have integer
charge, just like electrons, but because they move in an effective magnetic field they
appear to have a fractional topological charge.

The composite fermion picture correctly predicts all the observed fractions including
their relative intensities and the order they appear in as sample quality increases or
temperature decreases. It also shows v=1/2, where the effective field for the CFs is zero,
to be a special state with metallic characteristics.

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