CARL RAINFORD

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8 South Oak Street Mobile: 845-300-0643
Spring Valley, New York 10977 Residence: 845-356-3173
E-mail: cr1c7339@westpost.net
Professional Summary
Seasoned securities-trained associate interested in re-entering a financial serv
ices firm, preferably in the securities transfer field. Experienced and results
-driven, with excellent knowledge of securities trading and settlement activitie
s. Known as an exceptional customer service professional and outstanding team p
layer. Track record of performing at the level of multiple individuals.
Experience
A-D-1 Limousine, Inc. Private Chauffeur
11/05 - Present
* Transport senior level executives to important business meetings and functions
on a recurring basis.
* Top requested driver to family members of a senior level telecommunications ex
ecutive.
* Known and respected as a trustworthy, professional and customer friendly indiv
idual.
Pershing, LLC Senior Securities Associate
8/97 - 6/09
* Performed a full range of duties related to corporate securities transfer and
settlement activities.
* Handled syndicate and IPO issues and execution of securities transactions.
* Performed investigation and research type activities in response to customer a
nd broker inquiries.
* Responsible for reconciliation of end of balances; transfer agent checks and m
onthly billing.
* Proficient in DTC's Participant's system and in DWAC (Deposit, Withdrawal At C
ustodian) activities.
* Lead trainer of other team members in duties of the area.
Bear Stearns
3/93 - 6/97 Senior Securities Clerk
* Duties included balancing broker charges pertaining to stock borrows and retur
ns.
* Managed DTC receive and delivers; Verify DTC manifests.
* Researched information regarding loans, borrows and return items.
* Troubleshoot trade settlement issues.
Chemical Bank
9/88 - 8/92 Junior Securities Assistant
* Responsible for data entry and file management of corporate, municipal and bea
rer bond securities information.
* Managed data in automated ticket tracking system.
* Handled reconciliation of securities and check transactions.

Education
B.A., Economics, Fordham University, Bronx, New York, 1988
Academic/Athletic Scholarship (Track & Field)
DeWitt Clinton High School, Bronx, New York, 1984
Captain, Varsity Cross-Country (Track & Field)
National Honor Society; The David Winfield Scholarship Award;
Governor's Committee on Scholastic Achievement
Honors
Career Recipient of Multiple Individual and Team Performance & Customer Service
awards;
Most recent received in February 2009; Pershing, LLC; Most Valuable Player Award