Professional Documents
Culture Documents
Author(s): A. L. Unger
Source: Soviet Studies, Vol. 20, No. 3 (Jan., 1969), pp. 321-330
Published by: Taylor & Francis, Ltd.
Stable URL: http://www.jstor.org/stable/149486
Accessed: 28/04/2010 20:31
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STALIN'S RENEWAL OF THE LEADING STRATUM:
A NOTE ON THE GREAT PURGE
By A. L. UNGER
THE decade of the 1930s saw the renewal of the Soviet leading stratum.
During this period the .regime progressivelyunburdeneditself of its
legacy of class prejudiceand rose to its full totalitarianposture. It is
not, of course, possible to explainthis transformation,and particularly
the mass terrorwhich was its catalystand hallmark,solely in terms of
the need for the creation of a new leading stratumthat was politically
and technicallymore able than its predecessorof the 920zosto meet the
twin requirementsof an industrial economy and a totalitarianstate.
Terror, in any event, has a dynamismof its own, hard to predict and
harderstill to restrainwithin the bounds of even the most inhumane
rationality.'Yet, while the circumstancesresponsiblefor some of the
policies that shook Soviet society to its foundationsmayobesubjectto
conjecture, their immediate consequences can be encompassed by a
glance at the facts. Two of these, in particular,standout clearly.One is
that close on 60o%of the party'smembershipat the beginning of 1933
were no longer in the party at the beginning of 1939. The other is that
the number of specialists2in the party increased77-fold in the period
1928-40. These figures, it is suggested, bear somewhat closer examina-
tion than they have hitherto been accorded in the literature.
The background is familiar. It will be recalled that the formation of a
leading stratum of loyal and efficient power-holders (administrators,
economic managers, army officers, scientists, engineers, etc.) was a
major concern of Soviet policy in the I92o0. The partial reinstatement
of 'bourgeois specialists', carried out against strong opposition within
the party, was regarded as no more than a temporary expedient. In the
Soviet view the only solution acceptable in the long run, in terms of
both ideology and practical politics, lay in the creation of a new leading
stratum drawn from the ranks of the 'formerly oppressed' and firmly
anchored in the political hierarchy of the Communist Party. It was
natural that the regime should look first to the 'socially reliable'
elements in Soviet society, and above all to the proletariat whose class
mission it purportedto realize.And, in the context of the mechanismof
One is remindedthat Stalin, too, while admittingonly to the first stage of the purges, from 1933 to x936,
thought that there had been 'more mistakesthan might have been expected',even though the purges had been
'unavoidable'and their results 'beneficial'.(See his report to the XVIII Party Congress on lo March 1938 in
I. V. Stalin, Problems of Leninism (M. 1954), pp. 782-3.)
2 The term
'specialist'is used hereas referringto personswith higheror middlespecializededucationemployed
in the national economy (exclusive of military personnel, pensioners and persons in domestic employment).
This is in conformitywith the generalusage of Soviet statistics.(See, e.g., Narodnoe kho.yaistvo SSSR v 9g9godb
(M. 1960),p. 602.) Partystatisticsdo not always adhereto this definition.However, the figuresfor communist
specialists cited in this article have been contrasted in partystatisticswith figuresfor all Soviet specialists,and it
has thereforebeen assumedthat the two are strictly comparable.
322 RENEWAL OF THE LEADING STRATUM
1934 the purge gained new momentum and a further wave of expulsions,
engulfing this time more prominent party members, was launched. By
1936 it looked for a time as if the fury of the purge had spent itself;
the number of party members expelled dropped by approximately two-
thirds in comparison to the previous year, and the introduction of the
new Constitution seemed to engender the promise of a happier future.
In August of that year, however, the first of the great show trials began
and, with the replacement of Yagoda by Ezhov as head of the OGPU
in September, the scene was set for the bloodiest purge yet. What
distinguished the Ezhovshchinafrom its predecessors was not only that
in its course purge and terror 'coalesced',21 but that its brunt was borne
by the leading personnel of party .and state. The fact that 70% of the
Central Committee members elected at the XVII Party Congress in
1934 had been arrested and for the most part shot by the end of 1938
signifies the extent of the holocaust wrought by Stalin's assault on the
Soviet leading stratum.22 In all some 279,000 members were expelled
from the party in 1937-38 and a high proportion of these, if not the
great majority, were persons who had previously occupied positions
of power and privilege in Soviet society.
The annual toll of the purges can be approximately estimated as
follows:
I933 854,330
I934 342,294
I935 281,872
1936 95,145
1937-38 278,818
1933-38 1,852,459
The figures for the years 1933-36 register the net decline in party
membership.23 Since recruitment was suspended for most of this period
the decline in membership may be taken as approximating the number
of expulsions.24 Between January 1937 and the XVIII Congress in
March 939 the number of full party members rose by 135,024 and that
of candidates by 360,945, making an overall net increase of 495,969.25
For approximately the same period (with the addition of the last two
months of 1936) 774,787 candidates were admitted into the party and
21 Brzezinski,op. cit., pp. 65 ff.
22 Khrushchev's secret
speech at the XX Party Congress (The Anti-Stalin Campaign and InternationalCommunism
(New York, 1956), pp. 22-23.
23 See footnote I9 above.
24 Part of the loss was, of course, due to naturalcausesand normal These could not,
membership 'drop-out'.
however, have accountedfor more than a fractionof the total decline,and have been ignored for the purpose of
these calculations.Recruitmentwas resumedon I November 1936,but it developedat an exceedinglyslow pace.
Froma CentralCommitteeresolutionof 4 March I938 it can be inferredthatduringthe firsteight months follow-
ing the resumption of recruitment admissions averaged 5oo per month (Partiinoe stroitel'stvo, I 938, no. 6, p. 6 ).
At most, therefore, another 3000 party membersshould be added to the above figure on this account,but in
order to simplify calculationsfor the subsequentperiod it will here be assumedthat no admissionstook place
in i936.
25 See footnote I9 above.
IN THE GREAT PURGE 327
TheHebrewUniversityof Jerusalem