Professional Documents
Culture Documents
1
History of the
Notary
• Witnessing Scribe ______________________
means to write
Elements of a Notary
(GC 8201.1)
1. IMPARTIAL WITNESS
2. PROVEN CHARACTER
3. STATE OFFICIAL
2
California
Notaries Have
Power
Who gives the power?_________________________
CA Secretary of State
3
California Requirements
(GC 8201)
You must. . .
Background checks are run through the Department of Justice and the Federal Bureau of
Investigations. (GC 8201.1)
4
California
Notary Information
Office of the Secretary of State Fee to State:
Business Programs Division $40.00 taking exam
Notary Public Section
P.O. Box 942877 ($20.00 re-taking exam)
Sacramento, California 94277-0001
Phone: (916) 653-3595
www.sos.ca.gov/business/notary/notary.htm
Official Records
A notary must respond within 15 days of receiving written request sent by certified mail
from the Secretary of State’s office for information relating to official acts performed as
a notary. (GC 8206.5)
5
Stamp and Seal
(GC 8201.1 & 8214.1)
Always used except with SUBDIVISION MAP (GC 66436C) Mylar form, will smear
Type or print: Notary Name,
Name County of Record,
Record Exp. Date adjacent to signature.
Seals can only be used for rendering notarial services (GC 8207)
If a notary willfully fails to keep his or her notarial seal under direct and exclusive
control or surrenders his of her seal to someone not authorized to possess it, the
notary public is guilty of a misdemeanor.
misdemeanor (GC 8228.1)
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Journal
One active sequential journal in a locked and secure area under direct and
exclusive control of notary – exclusive property of notary (GC 8206(a)(1))
¾ DATE & TIME Notarized (GC 8206(a)(2)(A))
¾ TYPE Notarized Character of the document (GC 8206(a)(2)(B))
¾ TYPE of Service
¾ SIGNATURE of each person being notarized (GC 8206(a)(2)(C))
¾ METHOD OF ID (GC 8206(a)(2)(D))
¾ Satisfactory Evidence
1. Document
¾ TYPE of ID
¾ ISSUING Agency
¾ Serial or ID NUMBER
¾ EXPIRATION or Date of Issue
2. Person (Credible Witness)
¾ SIGNATURE(S) of Credible Witness(es)
¾ 1 witness personally known by the notary with ID card
¾ 2 witnesses with ID cards (GC 8206(a)(2)(D))
¾ Personal Knowledge (is allowed only in addition to above)
¾ Fee (GC 8206(a)(2)(F))
¾ Right Thumb Print REQUIRED FOR DEEDS & POWERS OF
ATTORNEY (GC 8206(a)(2)(G))
¾ Quitclaim, Deed of Trust, Grant Deed, Power of Attorney
¾ Deeds of Reconveyence and Foreclosures do not require thumbprints
7
Journal Cont’d
Lost, stolen or unusable: IMMEDIATELY NOTIFY SEC of STATE BY
CERTIFIED OR REGISTERED MAIL
The notary shall provide the journal for examination and copying in the
presence of the notary public upon receipt of a subpoena duces tecum
or a court order, and shall certify those copies if requested. (GC 8206)
8
What is a Notary?
A notary public is a
(1) person of proven character who is
(2) commissioned by the State to serve the citizens as an
(3) impartial witness to a transaction.
9
What Is A Notary Public?
Can a notary practice law? ____________
(GC 8214.1)
If yes, when?___________________________________
_____________________________________________
__________________________________________________
10
The Basic Rules
Every Notarized Document must have:
A Statement
A Signature
SIGNED = SUBSCRIBED = EXECUTED
A Personal Appearance
A Seal (exception___________________)
11
Acknowledgment
(CC 1189)
12
Completing an Entry in
Your Journal
The notary should fill out the journal entry and then have the constituent
sign the journal to verify that everything is correct.
Check ID:
1 PHOTO
2 PHYSICAL DESC
3 SERIAL #
4 SIGNATURE
5 CURRENT (OR ISSUED W/IN 5 YEARS)
Record ID: and note the type used, the government agency that
issued it, the serial number and the expiration date. Compare the
picture to the signer as well as the signatures and physical description.
Look at the Date of Birth to see if it is reasonable.
13
Typical Acknowledgment
Venue State of California SS. stands for “Scilicet”
Seal
Failure to properly identify the signer by satisfactory evidence subjects the notary
public to a civil penalty of up to $10,000.
$10,000 (CC 1185)
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Signature By Mark
When the signer of an instrument cannot write (sign) his or her name, that person may
sign the document by mark. (CC 14) The requirements for notarizing a signature
by mark are as follows:
1. The person signing the document by mark must be identified by the notary public by either
personal knowledge or satisfactory evidence. (CC 1185)
2. The signer’s mark must be witnessed by two persons who must subscribe their own names as
witnesses on the document. One witness should write the person’s name next to the person’s
mark and then the witness should sign his or her name as a witness. The witnesses are only
verifying that they witnessed the individual make his or her mark on the document. A notary public
is not required to identify the two persons who witnessed the signing by mark or to have the two
witnesses sign the notary public’s journal.
EXCEPTION: If the witnesses were acting in the capacity of credible witnesses in establishing the
identity of the person signing by mark, then the witnesses’ signatures must be entered in the
notary public’s journal.
15
Power of Attorney (PC 4307)
“Principal-in-fact”
PERSON GIVING POWER
“Attorney-in-fact”
PERSON RECEIVING POWER
State of California
County of ______________ }ss.
You must obtain Principal-in-Fact’s thumbprint in the notary journal. (GC 8206)
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Oaths
(CCP 2093 & 2094)
Know this...
Affiant: The person that takes the oath.
Affirmant: The person that takes the affirmation.
17
Jurats
Key Wording:
Subscribed and sworn to before me…
A Notary Guarantees that:
before me
1. the signer ______________________ before the notary on the
___________ and in the _______________ indicated.
subscribed
2. the signer ___________ the document in the presence of the notary.
sworn
3. the notary administered an _______________
Oaths
What is an oath? ___________________________________________________
Jurat
Subscribed (signed) to and sworn (or affirmed) to
before me this ______ day of __________, 200__,
by_________________ proved to me on the basis of
satisfactory evidence to be the person(s) who appeared
before me.
___________________________ L.S.
Notary’s Signature
“Locus Sigilli”
In Latin, it means
“Location of the Seal”
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Affidavits
Body I certify that I have resided in the State of California for more than five
years.
________________________
(Signed)
_____________________
Notary’s Signature
Depositions
Two general meanings of a “deposition”
1. A meeting of people in a non-courtroom location, usually in an attorney’s office,
with a person who has been subpoenaed, called the “deponent,” who is to answer
questions in relation to pending litigation. It is presided over by a court reporter or
a public _______________________, who is always a Notary Public.
2. The written testimony that has been transcribed from the oral testimony under
oath.
IMPORTANT NOTE:
If you are requested to preside over a deposition, you should decline, and refer
them to a person who has the proper training, such as a court reporter or a public
stenographer.
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Other Notary Acts
Protest – A statement by a notary indicating that
payment for a negotiable instrument, usually a
check or a promissory note, has not been
received. (GC 8208)
Protests and related procedures do not reflect modern
commercial paper practice. In order to avoid the risk of
the unlawful practice of law, Notaries Public who are not
attorneys should engage in such complicated
procedures only under the specific direction of an
attorney who assumes responsibility for the activity
Faxes _____________________________________
___________________________________________
___________________________________________
___________________________________________
___________________________________________
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Loose
Certificates
Loose certificates are the
notarial instructions on a
separate page
.
Require the constituent to select the appropriate certificate
______________________________________________________
______________________________________________________
______________________________________________________
______________________________________________________
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California Acknowledgment Form
State of California
County of _____________________________ } ss.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
Notes
Please provide information about the document that this form is attached to.
***This is not required under California State notary public law.***
Note:
Failure to follow the certificate of acknowledgment requirement of proof
of identity by satisfactory evidence subjects a notary public to a civil
penalty of up to $10,000. (CC 1185)
State of California
County of _____________________________ } ss.
Subscribed and sworn to (or affirmed) before me this ____ day of _____________, 2____
by ____________________________________________________________________,
before me.
__________________________________ Seal
Notary Public Signature
Optional Information
To help prevent fraud, it is recommended that you provide information about the attached document below.
***This is not required under California State notary public law.***
Notes
Acceptable Examples
1. Driver’s license or non-driver’s ID (CC 1185 (c)(4)(B))
2. Passport – no physical description, but allowed
Foreign passports must have stamp from CIS or INS
(CC 1185 (c)(4)(A))
3. U.S. military ID (NEW vs. OLD) (CC 1185 (c)(4)(D))
4. Inmate IDs issued to incarcerated prisoners
(CC 1185 (c)(4)(F))
PERSONAL KNOWLEDGE
Having an acquaintance, derived from association with
the individual in relation to other people and based upon
a chain of circumstances surrounding the individual,
which establishes the individual’s identity with at least a
reasonable certainty.
***NEW 2008 LAW***
Personal Knowledge can only be used IN ADDITION TO Satisfactory Evidence
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Identification
CREDIBLE WITNESS(ES)
¾ One credible witness with ID if personally known by the
notary
OR
¾ Two credible witnesses with ID if not personally known
by the notary
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Proof of Execution
Subscribing Witness
(CC 1195, 1196, 1197, CCP 1935)
Principal cannot appear and requests the notarization
The subscribing witness must sign the document and journal (if credible
witness was used, they must also sign journal).
Proof of Execution
State of California
County of ___________________ }ss.
On ______________ before me, the undersigned, a notary public for the state,
personally appeared______________________________, personally known to me (or
proved to me on the oath of ________________________, who is personally known to
me) to be the person whose name is subscribed to the within instrument, as a witness
thereto, who, being by me duly sworn, deposed and said that he/she was present and
saw _______________________________, the same person described in and whose
name is subscribed to the within and annexed instrument in his/her/their authorized
capacity (ies) as (a) party(ies) thereto, execute the same, and that said affiant
subscribed his/her name to the within instrument as a witness at the request of
___________________________.
_______________________
Notary’s Signature Seal
26
Notaries
Held Responsible for Compliance
(or Lack Thereof) with the Law
27
Private Employer Agreement
(GC 8202.7)
• If the employer pays for the required fees to the State, the bond,
stamp and/or seals and other supplies the notary may agree to submit
the fee to the employer for service that is performed during the
business day.
• If the employer paid for the supplies, does the boss keep them if the
notary is fired? ______________________________
• Under this agreement, the employer can limit the service of the notary
to transactions just pertaining to the company business. (GC 8202.8)
• If you have this agreement, could the boss’s wife demand that you
acknowledge a personal document during regular business hours?
_______________________
28
e ar r,
D
loye
m p
E
The notary seminar that you paid for has opened my eyes to the liability
that we both share when I perform notary services for our company. As a
notary I have a new boss, the Secretary of State, and I am required, by
law, to follow the written rules given to me by the State and clarified at the
seminar. I am grateful to have this knowledge and I am going to ask you
to help me in my sworn duty to the public. If I violate any notary laws of
the State of California, I am personally liable for the damages and the
State could hold you liable for notary law violations that occur while I am
notarizing during business hours. I will swear to uphold the notary laws of
the State. Please do not ask me to violate the law. You would not
knowingly ask me to do anything illegal, but sometimes shortcuts are taken
when there are deadlines to be met. I will notarize any document that
meets all of the criteria of the State and I will ask you to follow all of the
laws so that I can perform my duties for the public and at the same time
protect the interest of our company. There are three things that I must do
to cover us so neither gets into trouble:
2. I will ask for ID every time I perform a notary service. This is now a
legal requirement. If I have the ID in my hand I will positively fulfill
this basic requirement.
With the information I have received at the seminar and your cooperation, I
am sure that my notary public commission will be an asset to our
company.
Sincerely,
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Competence
(Ability to Understand)
The following is not required by California Notary Law, but is the
recommendation of Golden State Notary to help prevent fraud.
Incapacitated __________________________
______________________________________
______________________________________
Visually Impaired _______________________
______________________________________
______________________________________
Hearing Impaired _______________________
______________________________________
______________________________________
Adjudicated Mentally Incompetent ________
______________________________________
Minors ________________________________
_______________________________________
_______________________________________
Notaries May Not Refuse Service
It is the duty of a notary public to provide notary services to
all persons who present a _______________________ and
pays the ____________________.
Exception: ____________________________________
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Advertising
A notary public cannot use the title of “Notary Public” as part of
his/her name.
A notary public who advertises as an immigration specialist cannot
advertise as a notary public. (GC 8223(a))
¾ A notary cannot assist a client in completing immigration forms unless the
notary is also a qualified and bonded immigration consultant. (GC 8223)
¾ A notary may perform notarizations on immigration documents.
(GC 8205 and 8223)
¾ An immigration consultant may only charge $10 for entering data provided by
the client on immigration forms. (GC 8223)
A notary public can advertise in an ethnic publication; however,
he/she must state that he/she is not an attorney and cannot give
legal advice about _____________or any other legal matters, and
he/she must state the fee for a notarization. (A notary cannot
translate Notary Public as “Notario Publico” in the advertisement)
(GC 8219.5)
The Secretary of State may refuse to appoint any person as notary public or may revoke or
suspend the commission of any notary public upon any of the following grounds:
a) Substantial and material misstatement or omission in the application submitted to the
Secretary of State.
b) Conviction of a felony, a lesser offense involving moral turpitude, or a lesser offense of a
nature incompatible with the duties of a notary public. A conviction after a plea of nolo
contendere is deemed to be a conviction within the meaning of this subdivision.
c) Revocation, suspension, restriction, or denial of a professional license, if the revocation,
suspension, restriction, or denial was for misconduct, for dishonesty, or for any cause
substantially relating to the duties or responsibilities of a notary public.
d) When adjudged liable for damages in any suit grounded in fraud, misrepresentation, or
violation of the state regulatory laws or in any suit based upon a failure to discharge fully and
faithfully the duties as a notary public.
e) The use of false or misleading advertising wherein the notary public has represented that the
notary public has duties, rights, or privileges that he or she does not possess by law.
f) The practice of law in violation of Section 6125 of the Business and Professions Code.
g) Charging more than the fees prescribed by this chapter.
h) Commission of any act involving dishonesty, fraud, or deceit with the intent to substantially
benefit the notary public or another, or substantially injure another.
i) Failure to complete the acknowledgment at the time the notary's signature and seal are
affixed to the document.
j) Failure to administer the oath or affirmation as required by paragraph (3) of subdivision (a) of
Section 8205.
k) Execution of any certificate as a notary public containing a statement known to the notary
public to be false.
l) Violation of Section 8223.
m) Failure to submit any remittance payable upon demand by the Secretary of State under this
chapter or failure to satisfy any court-ordered money judgment, including restitution.
n) Failure to secure the sequential journal of official acts, pursuant to Section 8206, or the
official seal, pursuant to Section 8207.
o) Violation of Section 8219.5.
p) Willful failure to report the theft or loss of a journal.
q) Any crime relating to notarial acts including but not limited to: making a false writing, fraud
relating to a deed of trust, improper notarial acts, unlawfully acting as a notary, filing false or
forged documents, forgery, embezzlement, falsely obtaining personal information and willful
failure to provide access to a journal when requested by a police officer.
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Misconduct
Administrative Penalties
Suspension
Revocation
Any person who acts as a Notary Public in any manner without being
duly qualified by the state has committed a ________________
(GC8227.1)
If the Secretary of State has determined that a notary public has committed or omitted acts
constituting grounds for suspension or revocation of the notary’s commission, the resignation or
expiration of the notary’s commission does not bar the Secretary of State from instituting or
continuing an investigation or instituting disciplinary action. (GC 8214.4)
34
Notary Fees
(GC 8211)
Tell your constituent your fee schedule prior to performing the notary
service.
You can be pro-bono (you do not have to charge a fee). (GC 6100)
– Exception: Public Agency Notaries _____________________
– Military Notaries ____________________________________
36
Test-Taking Tips
Read the question carefully.
You have plenty of time, so don’t rush. Re-read the question
several times to make sure you understand what the question is
really asking.
37
What Next?
• Test Scores
– Receive letter in the mail saying ‘You have passed’ or you can go
online to: https://notary.cps.ca.gov to view your test score. To
obtain your password, call CPS at (916) 263-3520, then press '5'
to speak to a live person. Test results should be posted 7-10
business days after the exam.
• Live Scan
– Submit live scan fingerprints to the Department of Justice for your
thorough background check. Application for live scan will come in
the mail with your test results. Live scan locations can be found
at: http://ag.ca.gov/fingerprints/publications/contact.htm
– You cannot be a convicted felon
– Wait for your commission paperwork to arrive (8-10 weeks)
• You're Finished!
– Congratulations, you are a Notary Public!
– You can now advertise your services on http://search.notary.net
This information and helpful links can be accessed from
www.GoldenStateNotary.com on the “How to Become a Notary” page. 38
Quick Quiz
1. California notaries are commissioned by Secretary of State_
2. The term for the notary is 4 Years The minimum age for a notary is 18
3. You are required to file your bond with the County Clerk.
How many days to file? 30 Days
4. Who does the bond protect? the public; it is a limited fund for paying claims.
How much? $15,000.00 Is there a limit for the Notary? No
Does the bonding company have to be a surety licensed to sell bonds in
California? Yes. Does the surety have to have offices in California? No
5. A California notary has jurisdiction only in the State of California.
Documents can come from anywhere in the world.
6. Change address business or residential notify SOS when? 30 days
How? Certified or registered mail. How much can the notary be fined for not notifying
the secretary of state? $500.00
7. If your company moves from one county to another, does the notary have to notify the
SOS? Yes Does the notary have to retake the oath of office and file the bond in the new
county? No Could the notary file the bond and take the oath of office in the county
where he/she does over 50% of the business? Yes
8. If you move to a different county how many days do you have to tell the SOS? 30 days
Do you have to retake the oath of office when you change counties? No Could you?
Yes
9. If you change name while you are a notary, who do you notify SOS. How many days?
thirty days. How? Certified or registered mail. Will a modified bond and a new oath
have to be filed after the name change? Yes Will the notary have to get a new seal? Yes
How much can the notary be fined for not notifying
the secretary of state? $500.00
10. The State mandates the requirements for the seal to include
1. State seal and Notary Public
2. Name
3. County where oath taken
4. Manufacturer number
5. Your number
6. Date Commission expires
And must be photographically reproducible, Legible
If it is smeared the notary must stamp it again
It must be kept in a safe and locked area and under the notary’s control
If the notary willfully violates law, the notary can be fined $2500.00
For whatever reason you are no longer a notary you must do what with the
Seal? You must destroy it.
11. Does the seal manufacturer have to be authorized by the State of California to make
seals? Yes
12. The notary must seal every document except a subdivision map
13. A Journal entry is required how frequently? Every time
You are required to record:
1. Signature
39
2. Date and time of service
3. Character/Type of document
4. ID
5. Fee charged
6. Thumb print with Deeds
7. Type of service
The journal exclusive property of the notary.
If you resign you must return it to County Clerk
Within how many days? 30 days
If someone wants a copy of the journal they must request in writing
The notary must keep the journal in safe and locked area
If you resign your job and the boss paid for the journal, who keeps
the journal that the boss paid for? The notary takes it with them.
If you renew your notary commission what do you do with your current
journal? Continue to use it until it is full.
14. A judge could issue a subpoena for your journal. What do you do if this occurs?
Request a receipt and send a copy of the receipt to the SOS within 10 days.
After you start a new active journal the subpoenaed journal is returned, are you
allowed to have two active journals? No.
A Police officer showing good cause could request the journal without a warrant, What
does the notary do? Give the journal to that officer of the law.
15. If the journal is lost the Notary must notify Secretary of State when? immediately by
certified or registered mail
16. The venue on the document is filled out by the notary indicating location where the
notary signed and sealed the document.
17. If you see the words, State of California County of______________ What does the
notary put in the blank? The county where the document is Notarized.
18. The most common service of a notary is an acknowledgment.
19. In an Acknowledgment the notary guarantees Positive ID by using I D cards
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3. Deeds of trust
4. Power of Attorney
24. The second most common document a notary signs is an Affidavit
This instruction to the notary is called the Jurat
The main reason this is done is to compel truthfulness
In order to do this the notary must give Oath or affirmation
However you are not guaranteeing the document is true
You are also required to identify the constituent
25. When an affiant objects to an oath the notary gives an affirmation
26. The maximum a notary can charge to acknowledge three signatures is $30.00
27. A notary who charges more that the $10 dollars per signature can be fined. How
much? $750.00. What else could happen? Revocation of the commission.
28. Where does the fine money go? To the General Fund of the State of California
29. If the constituent does not have ID a notary can prove ID with a credible witness.
What method of ID does the notary use with a credible witness? Personal
Knowledge and ID cards. Both are required as of 1/1/2008. What does the credible
witness have to do in the journal? Sign it
When would two credible witnesses be used? When the notary does not know
credible witnesses. Will the witnesses have to have ID cards? Yes
30. You must use personal knowledge with this type of proof. Proof of execution by
Subscribing Witness
If the Notary does not know the subscribing witness what method of ID is the notary allowed use
to identify the subscribing witness? Credible Witness Personally known to the notary and
has produced acceptable ID.
Why? To help prevent fraud. This form of ID cannot be used with these
documents. Affidavits and Deeds Why? The notary must give the oath or
affirmation with an affidavit and deeds require Thumb prints in the journal.
31. California notaries are allowed to certify copies of Powers of Attorney
And Notary’s own journal when requested in writing. Do powers of Attorney require
the notary to put a thumb print in the journal? Yes
32. If there is no notarial text the notary can attach a Loose Certificate
33. If you are not lawyer you may not advertise in Spanish without a disclaimer.
34. What is the disclaimer? I am not an Attorney and can not give legal advice.
If you do this what is the punishment for 1st time? Suspension for no less
than one year or revocation of commission
2nd time? Permanent revocation of notary commission.
35. What else must be in the ad? Fees charged
36. Is an immigration consultant, qualified and bonded, allowed to advertise as a
notary public? No. Is an immigration consultant allowed to be a notary? Yes
37. Is an immigration consultant while acting as a notary allowed to assist a client in
filling out immigrations forms? Yes What is the maximum that can be charged
for each set of forms? $10.00
38. A notary is allowed to notarize a document in a foreign language if the
document is complete and the notary is able to identify the constituent and the
notary knows what type of document the signer is signing.
The notary is required to communicate with the signer.
41
39. If you are presented a Deed of Trust to acknowledge and the client presents a proper
identification document that does not have a thumb print, the notary would, acknowledge
the document and make the client put the thumb print in the Journal.
40. If a notary signs and seals the document that is known to be fraudulent, the notary has
committed a Felony. How much could the notary be fined for doing this? $10,000.00
41. What method of identification does the notary use to ID the witnesses in a signature by
mark acknowledgement? No ID required How many witnesses? Two Do the
witnesses have to sign the journal? No Does the person making the mark have to sign
the journal? Yes
42. An Arizona resident is in California and has an expired ID, what other condition would
allow you to use the expired I D? Issued in the last five years.
43. If a notary does not ask for satisfactory evidence (ID documents) when you perform
notary service you can be fined. How much? $10,000.00
44. When an officer of the law has good cause to take the notary journal, the notary must
give it to the officer and THE officer has 24 hours to notify the Secretary of State.
45. Willful failure to provide the journal to a peace officer when requested could result in a
fine of $2500.00
46. Willful failure to notify the Secretary of State of a change of address or and name change
could result in a fine of $500.00.
47. A notary who does not have the client put the thumb print in the journal when required
can be fined $2500.00
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Final Quiz
For your benefit, do not start this section until instructed to do so.
1. If you are a notary commissioned by the State of California on July 1st, 2005 and you do not renew your
commission, which of the following dates would you be in violation of the law if you were to
acknowledge a signature?
a. July 1st, 2008
b. July 1st, 2009
c. July 2nd, 2007
d. June 30th, 2009
2. Every notary is required to have a bond. What is the purpose of the bond and who does the bond
protect?
a. The bond is an insurance policy that covers the notary in the event that they make a mistake.
b. The $15,000 bond is purchased from a surety insurer licensed to sell bonds in California and it
protects the public for claims against the notary up to $15,000.
c. There is no limit as to how much the bonding company will have to pay and the bond protects
both the notary and the public.
d. None of the above are true.
3. The legislators in the State of California realized there was a need for notaries public to be adequately
trained to insure that the laws were being followed. In order to do this they passed a law. Which of the
following would best describe what that law said?
a. The test was to be rewritten and made more difficult and made available in all different
languages that are spoken in California.
b. All new and renewing notaries would have to have a six hour training course by state approved
education vendor.
c. After the initial six hour course, a three hour course would be required for renewing notaries.
d. Both B and C are correct.
5. Which would be an example of a notary who has a direct benefit from the document?
a. The notary is acknowledging the signature of her husband and mother-in-law on a deed of trust
when the notary is not a principal in the transaction.
b. The notary is named as a beneficiary in a trust but does not think that the estate will have any
money to pay beneficiaries.
c. The notary is a commissioned salesperson and will get a commission at a much later date.
d. All of the above are true.
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7. Journals, stamps and seals are tools that are used by the notary. Which of the following is true about the
proper care of these items?
a. They are the exclusive property of the notary.
b. The notary must keep them in a safe and locked area.
c. If the notary is fired from the job, the notary must take the journal, seals and all notary tools with
him/her.
d. All of the above are true.
8. In the course of the notary performing service, the client sometimes asks for help. The notary is not
allowed to do all of the following except:
a. Explain just one tricky part of the document that the client does not understand.
b. Explain the differences between acknowledgments and jurats.
c. Assist in the filling out of forms that they do not understand.
d. None of the above are allowed.
9. If you see the words, “State of California, County of______________,” what does the notary put in the
blank?
a. The county where notarization is performed.
b. The county where the notary does at least 51% of his/her business.
c. This line does not have to be filled in as long as all parties are in California.
d. Notaries have jurisdiction in the entire state, so it does not make any difference what is in the
blank.
10. If the Secretary of State sends a written request for a certified copy of the notary’s journal, the notary
must
a. Decline and let the constituent know that the journal entry is private information known only to
the signer and the notary.
b. Make certified copies of the requested material and immediately send it to the Secretary of State.
c. The notary must send the requested material to the Secretary of State by certified mail.
d. Both B and C are true.
12. If you change your name while you are a notary, what must you do?
a. Submit a name change application to the Secretary of State within 30 days.
b. A name change is not required until you renew your commission.
c. File a modified bond and take a new oath of office.
d. A and C are correct.
13. If a California notary changes his/her business or residential address while a notary, which of the
following is/are true?
a. As long as the notary does not move out of California, no action is required.
b. If the business address is a P. O. Box the notary must have a physical home address on file with
the secretary of state.
c. The notary may refile the oath and bond in the new county, but is not required to.
d. Both B and C are correct.
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14. Notaries often use the notary commission in the workplace during regular business hours. This situation
provides for a “private employer agreement.” Which of the following is not true about that agreement?
a. The notary can charge, but all the fees always go to the notary.
b. If the employer has paid for all the notary expenses, the employer is allowed to exclude the
public from service and have the notary only acknowledge company documents during business
hours.
c. Fees charged during the business day can go to the employer.
d. Even though the employer paid for the stamp and journal, if the notary leaves the job for any
reason, the seal journal and all notary records belong to the notary and the notary takes those
items with him/her if he/she is no longer employed by that employer.
15. There are certain documents that a notary will perform notary service on that requires that the notary
have the constituent put the thumb print in the journal. Which of the following does not require a thumb
print in the journal?
a. When acknowledging the signature on a deed of trust or quitclaim deed
b. If the notary is signing and sealing documents for a deed of reconveyance or deed in a
foreclosure.
c. Signatures on a Power of Attorney
d. Notarization of a grant deed
16. A journal entry is required every time a notary performs notary service in the State of California. What
is required to be in the notary journal in order to comply with the law?
a. Name, date, county where service performed, fee charged and method of identification.
b. Signature of the notary, type of service, date and time of day service took place, fee charged and
identification.
c. Signature of signer, date and time of service, type of service, character of document, method of
identification, fee charged and thumb print with most deeds and powers of attorney.
d. Name, address, phone, type of document, fee charged, method of identification, and date of
document.
17. Sometimes the constituent will not have a proper identification card that is acceptable to the Secretary
of State. Which of the following is true about a “credible witness” when the notary uses this form of
identification?
a. If the credible witness knows the signer and is known by the notary and provides ID, the witness
has to swear that the person is the person named on the document and sign the journal.
b. If the credible witness is not known to the notary, the notary must require two credible witnesses
with proper identification.
c. A credible witness or credible witnesses are used to prove identification.
d. All of the above are true.
18. Which of the following best describes the use of “Personal Knowledge” when a notary uses this for
identification purposes?
a. If the notary knows the signer’s signature, no journal entry is required because the notary already
“knows” the information.
b. Personal knowledge is the best form of ID, and is the only method of ID allowed.
c. Personal knowledge is only allowed in addition to ID cards.
d. Both B and C are correct.
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19. Journals are the public record of the notary and can only be used for the completion of notary service.
Which of the following is true about the journal?
a. Notaries are allowed to have as many active journals as they want; however, they are required to
state in the front of the journal what that journal is being used for.
b. Because the journal is the tool for the notary, the care and storing of the journal is up to the
notary. The Secretary of state has no say in what the notary does with the journal.
c. If the journal is damaged, destroyed, lost or is no longer in the exclusive control of the notary,
the notary is required to notify the Secretary of State immediately by certified or registered mail.
d. After the notary resigns, he/she is to notify the Secretary by certified or registered mail where
he/she plans on keeping the journal for the next 10 years.
20. A peace officer has good cause to examine your journal and comes to take it. Which of the following is
the correct procedure for the notary?
a. The notary would request a receipt and send a copy of the receipt to the Secretary of State within
10 days.
b. Call the Secretary of State and have them tell the officer that the court has no right to the notary
record.
c. Decline to give the journal because a warrant must be issued by a magistrate.
d. Give the officer the journal immediately.
21. Only a notary is allowed to be in possession of the notary journal, no matter who paid for it. Which of
the following is not true about copies of journal entries?
a. Any member of the public can request a copy of a journal entry as long as it is a proper request
and it is in writing.
b. Because the journal contains private information, no one other than the notary can have a copy of
the journal.
c. The notary is required to give certified copies of the journal entries upon service of a subpoena
or court order.
d. The notary’s employer or a representative of the employer can have copies of business related
journal entries, if the copying is done in the presence of the notary.
22. A notary must use the official seal in all cases except:
a. There are no exceptions to this rule.
b. When performing acknowledgments for California subdivision map certificates.
c. When a seal and a rubber stamp are used at the same time.
d. When you type the information instead.
23. California notaries are required to have a seal. Which of the following is true about the laws governing
the seal?
a. The seal must be placed on the document in a way that it is clear and legible (photographically
reproducible).
b. Any notary seal may be used by any notary, for any good reason as long as you have permission
from the other notary to do so.
c. Each seal has the name of the notary and only that notary may use it or be in possession of the
seal no matter who paid for it, so when a notary resigns or is no longer a notary, the notary must
destroy it.
d. Both A and C are correct.
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24. When a notary signs and seals a document, sometimes it must be recorded. Which of the following is
not true?
a. The recorder of the document could reject a document if it does not have a clear seal with all
elements discernible.
b. A document could be signed and sealed in another state by an out-of-state notary, it can be
recorded in California.
c. Documents from out of the country cannot be recorded in California.
d. A document that is acknowledged today could be recorded at a date in the future.
25. The State mandates the requirements for the seal. Which of the following are part of that mandate?
a. State seal and Notary Public, Name, County where oath taken, Manufacturer number,
Commission number, Date Commission expires, milled or serrated border.
b. Signature of the notary, Date commission expires, county where the notary is allowed to serve,
and the notary number.
c. Manufactured by a company authorized by the Secretary of State.
d. Both A and C are correct.
27. There are times that a notary will have a person who does not read or write or is physically unable to
sign so those clients make the signature by mark. Which best describes the requirements of the witnesses
to the mark?
a. The notary will identify the signer and have the signer sign the document in front of two
witnesses who will not need identification or be required to sign the journal; however, the
witnesses will have to sign the document.
b. The notary will have to identify all witnesses and have a journal entry for each of the witnesses.
c. Witnesses only have to watch the mark on the document and nothing else is required of the
witnesses.
d. Only one witness is required if the witness is a good friend of the signer or the notary.
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29. Which of the following is true of an acknowledgement?
a. The acknowledgement form must be completely filled out by the notary at the time of service or
the notary could be fined $750 or have the commission revoked or both.
b. The acknowledged signature has to be signed in front of the notary in order for the notary to
acknowledge the signature.
c. In an acknowledgement the notary is assuring that the constituent personally appeared in front of
the notary on the date and in the county indicated and was identified by the notary and the signer
acknowledged signing the document.
d. Both A and C are true.
30. The second most common service that a notary performs is a jurat. Which of the following is not true of
a jurat?
a. The person swearing to the oath is in the presence of the notary.
b. The notary administered the oath or affirmation.
c. The notary is guaranteeing under penalty of perjury that the statement is true.
d. After the oath is given, the jurat is filled out by the notary and the client could be guilty of
perjury if he/she lied.
31. If the document says “subscribed and sworn to” and the document states that the person taking the oath
is swearing to their date of birth or age and the document includes a photograph or a finger or
thumbprint of the person, the notary would
a. Verify the birth date or age by examining a certified copy of the person’s birth certificate or an
ID or Driver’s License issued by the DMV.
b. Require an acceptable identification document and record the information in your journal.
c. Administer the oath in the presence of the affiant and make sure that the affidavit is signed in the
presence of the notary.
d. The notary is required to do all of the above.
32. The jurat is the service and the document is the affidavit. What best describes what the notary does with
a jurat?
a. Makes sure that the document is complete before administering the oath by scanning it.
b. Identifies the affiant and uses the approved identification card to fill out the journal entry.
c. Gives the oath and watches them sign the document in the presence of the notary.
d. All of the above are true.
33. Almost all service in front of the notary will be either acknowledgement or jurat. Although there are
differences, the notary will be filling out the notary text on the document. All except one of the answers
is correct about every document:
a. The notary must scan the document to make sure it is complete and deny service if it is not
complete.
b. The document could be in a different language if the notary is able to communicate with the
signer in a language that both understand.
c. If the notary has prior knowledge that the document is fraudulent, the notary is not allowed to
sign and seal the document.
d. If the document is in a language unknown to the notary, the notary may use a translator to help
understand what type of service to perform and help fill in the notary text.
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34. A California notary is authorized to certify copies of
a. Deeds
b. Birth certificates
c. Immigration documents
d. A power of attorney and his/her own journal
36. When a notary has a proof of execution by subscribing witness, which of the following is not true?
a. The notary must personally know the subscribing witness or use a credible witness personally
known to the subscribing witness and the notary public.
b. If the notary does not know the subscribing witness, the notary is allowed to use two credible
witnesses with identification cards.
c. The subscribing witness must have watched the signer sign the document or heard from the
signer tell the witness that they signed the document.
d. A notary may not use a subscribing witness for deeds mortgage or security agreements, or
affidavits.
37. California notaries are allowed to acknowledge signatures on immigration documents as part of
business; however, immigration consultants qualified and bonded are allowed to do all the listed except
a. Assist in the filling out of immigration forms, but may not charge more than $10.00 per set of
forms.
b. Advertise that they are notaries public.
c. Charge a maximum of $10.00 per signature on the document.
d. Speak to the client in a different language and acknowledge signatures on foreign language
documents.
38. Notaries are allowed to advertise their services in English and other languages; however, there are
restrictions on advertising in a foreign language. Which describe these restrictions?
a. A notary in California is never allowed to use the term “Notario” or “Notario Publico” in
advertising or in any other way.
b. Any ad in a foreign language by a non-attorney has to have a disclaimer stating that the notary is
not an attorney and may not practice law or give legal advice on any matter.
c. The foreign ad must also list the fee for services.
d. All of the above are restrictions required by the State of California.
39. The State of California sets the maximum fees that a notary may charge for the services; however, some
services the notary is not allowed to charge. Which of the answers below describe the documents that
the notary would not charge for service?
a. Voter related items, Veteran’s benefits, and on Military installations.
b. Public agency notaries are not allowed to charge.
c. If you have a private employer agreement, no fees can be charged.
d. A notary can never charge for travel fees or work done away from the office.
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40. Which of the following statements are true about the fees that a notary is allowed to charge?
a. The notary may charge no more than $.30 (thirty cents) for a copy of a journal entry when
requested in writing.
b. A public agency notary is required to charge; however, the fees collected go to the public
agency.
c. If a notary gives an oath in a deposition, that notary is only allowed to charge $5.00.
d. All of the above are true.
41. Even though the notary is not reading the document, if the notary knows that the document is fraudulent
and it is a real estate document the notary has committed a crime. What type of crime is it?
a. A tort
b. A felony
c. A misdemeanor
d. A civil case and not a problem for the notary.
42. There are two major crimes listed in the notary handbook, felonies and misdemeanors, which of the
following constitutes a misdemeanor?
a. A person who solicits or coerces or in any manner influences the notary to act improperly.
b. Any person who destroys, defaces, or conceals any records or papers belonging to the office of
the notary public.
c. Any person who acts as a notary or advertises that he/she is a notary when he/she is not
commissioned or duly qualified.
d. All of the above are misdemeanors.
43. All offenses that are committed by the notary could result in a suspension or revocation of the notary
commission, but the notary may also be fined $750.00. Which of the following is not punishable by the
fine or suspension of the commission?
a. Failure to fill out the form in an acknowledgement.
b. Not performing service on a document in a foreign language when you cannot read the text in
that language.
c. Charging more than allowed to perform notary service.
d. Failure to give the oath with a jurat.
44. There are crimes that could cause the notary to have a fine of up to $1500 or worse. Which of the
following would fall into that category?
a. Advertising as a notary public when one is an immigration specialist.
b. Advertising in a foreign language without the disclaimer.
c. Misleading advertising.
d. All of the above.
45. Which of the following is true about the liability of the notary in the performance of the duties?
a. Because the notary is a Commissioned officer of the State, the State will take care of all liability.
b. The notary is required to file a $15,000 bond and that bond takes care of all liability for the
notary. If there are any problems the constituent contacts the bonding company.
c. The notary has unlimited liability on every document they sign.
d. All of the above are true.
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46. If a notary breaks any of the laws governing the notary, which of the following is true about the notary’s
right to defend him/herself?
a. Every notary has the right to a fair hearing.
b. When the notary takes the oath of office, he/she states that they give up all rights if he/she breaks
the law.
c. If the Notary made an accidental mistake he/she cannot be held liable so no hearing is necessary.
d. None of the above have to do with notary law.
47. California has many Spanish speaking residents so using the term “Notario Publico” or Spanish
translation for Notary Public is against the law. What punishment could a notary receive for doing this?
a. The first time the notary breaks the law, he/she will receive no less than one year suspension.
b. If you read, write, and understand Spanish, you will be fined $ 750.
c. The second time will result in permanent revocation of the commission.
d. Both A and C are true.
48. The notary text says “…personally appeared _____________, who proved to me on the basis of
satisfactory evidence to be the person...” What should be done about this blank?
a. The notary writes his/her name.
b. The notary writes the signer’s name.
c. This must be filled out by the constituent prior to performing notary service.
d. The credible witness writes his/her name in the blank.
49. The signer of a document has no ID but brings a friend of his/hers who is also personally known to the
notary. What ID document is required of the signer?
a. Ask the mutual friend for ID and have them swear to the signer’s identity.
b. A driver’s license or other acceptable ID
c. A birth certificate.
d. One other witness who knows the signer
50. How long does a notary have to retake his/her oath of office before the county clerk after notifying the
Secretary of State of a change in address?
a. Retaking an oath is not required for an address change.
b. 10 days
c. 30 days
d. 60 days
51. When a California resident applies to the state, which of the following is not required?
a. The applicant must submit a photograph with the application.
b. Live scan finger prints will be required to be submitted to the department of justice and the
Federal Bureau of Investigation.
c. Submit proof of United States citizenship.
d. Disclose both business and home addresses.
52. All offenses that are committed by the notary could result in a suspension or revocation of the notary
commission, but the notary may also be fined $10,000. Which of the following could result in the fine?
a. Failure to require proper identification from your client before the acknowledging the document.
b. Performing service on a document that the notary knows is fraudulent
c. Charging more than the law allows.
d. Both A and B are correct
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Answers
1. B 27. A
2. B 28. B
3. D 29. D
4. B 30. C
5. B 31. D
6. A 32. D
7. D 33. D
8. B 34. D
9. A 35. A
10. D 36. B
11. A 37. B
12. D 38. D
13. D 39. A
14. A 40. D
15. B 41. B
16. C 42. D
17. D 43. B
18. C 44. D
19. C 45. C
20. D 46. A
21. B 47. D
22. B 48. B
23. D 49. A
24. C 50. A
25. D 51. C
26. C 52. D
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