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THE RULES

OF SOCIOLOGICAL
METHOD
Br EMILE DURKHEIM

EIGHTH EDITION, TRANSLATED BY

SARAH A. SOLOVAY and JOHN H. MUELLER


AND EDITED BY

GEORGE E. G. CATLIN

@
THE FREE PRESS
A Division o~ Macmillan Publishing Co., Inc.
Yov.x
Collier MaemiUanPublishers
LONDON

m
r.,

l:K AUTHOR’S INTRODUCTION

which the principal problemsshould be formulated, the


direction research should take, the specific methodsof work
whichmayenable it to reach its conduslons--all these re-
CHAPTER I
mainedcompletely undetermined.
A happycombinationof circumstances, amongthe most WHAT IS A SOCIAL FACT?
importantof which mayrightly be placed the proposal to
Before inquiring into the methodsuited to the study of
establish a regular course in sociology in the Faculty of
social facts, it is importantto knowwhichfacts are common-
Letters at Bordeaux,enabled us to devote ourselves early to
ly called "social." This information is all the more necessary
the study of social science and, indeed, to make it our voca-
since the designation "social" is used with little precision.
tion. Therefore, we have been able to abandonthese very It is currently employedfor practically all phenomena gen-
general questions and to attack a certain numberof definite erally diffused within society, however small their social
problems. The very force of events has thus led us to con-
interest. But on that basis, there axe, as itwere, no human
struct a methodthat is, we believe, moreprecise and more events that may not be called social. Each individual
exactly adapted to the distinctive characteristics of soda] drinks, sleeps, eats, reasons; and it is to society’s interest
phenomena.Wewish here to expoundthe results of our
that these functions be exercised in an orderly manner.If,
workin applied sociology .in their entirety and to submit then, all these facts axe countedas "sodal" facts, sociology
¯ . .i r , . ¯

...; >
them for discussion. They axe, of course, contained by im- would have no subject matter exdusively its own, and its ¯ ...

plication in the book wMchwe published recently on the domainwouldbe confused with that of biology and psy- ¸¯ . .,,i~
Divisio~ in Social Labor. But it seems to us that it is of some chology.
advantageto makethemexplicit and to give themseparate But in reality there is in every society a certain group of
formulation, accompanyingthem with proofs and illustra- phenomena which may-bediiterentiated from those studied
tions drawneither from that workor from worksstill un- ¯ .Q:
by the other natural sciences. WhenI fulfil my obligations .:.,.:,.:
published. The public will thus be better able to judge of as brother, husband, or citizen, whenI execute mycontracts,
the direction we are trying to give to sociological studies. I perform duties which are defined, externally to myself and
myacts, in law and in custom. ]Even if they conformto my
ownsentiments and I feel their reality subjectively, such
reality is still objective, for I did not create them; I merely ¸."i

inherited them through my education. Howmany times it ¯ ...:,;:. ;

happens,moreove.r, that we are ignorant of the details of ",.!i(


the obligations incumbentuponus, and that in order to
acquaint ourselves with them we must consult the law and
its authorized interpreters! Similarly, the church-member
T

".;!
:!i!~

RULES
.OF SOCIOLOGICAL
METHOD ¯ WHAT
IS A SOCIAL
FACT? $

finds the beliefs and practices oi his religious life ready-made isolation in which I am kept, produce, although in an at-
at birth; their existence prior to his ownimplies their ex- " tenuated form, the same effects as a punishment in the strict
istence outside of himself. The system of signs I use to ex- sense of the word. The constraint is nonetheless efficacious
press my thought, the system of currency I employ to pay for being indirect. I am not obliged to speak French with
my debts, the instruments of credi t I utilize in my commer- my fellow-countrymen nor to use the legal currency, but I
cial relations, the practices followed in my profession, etc., cannot possibly do otherwise. If I tried to escape this neces-
function independently of my ownuse of them. Andthese sity, my attempt would fail miserably. As an industrialist,
statements can be repeated for each memberof society. I amfree to apply the technical methodsof former centuries;
Here, then, are ways of acting, thinking, and feeling that but by doing so~ I should invite certain ruin. Even whenI
present the noteworthy property of existing outside the indi- free myself from these rules and violate them successfully,
vidual consciousness. I am always compelled to struggle with them. Whenfinally
These types of conduct Or thought are not only external overcome, they maketheir constraining power sufficiently
to the individual but are, moreover, endowedwith coercive felt by the resistance they offer. The enterprises of all in-
power, by virtue of which they impose themselves upon him, novators, including successful ones, comeup against re-
independent of his individual will. Of course, when I fully sistance of this kind.
consent and conform to them, this constraint is felt only Here, then, is a category of facts with very distinctive
slightly, i~ at all, and is therefore unnecessary. But it is, characteristics: it consists of waysof acting, thinking, and
nonetheless, an intrinsic characteristic of these facts, the feeling, external to the individual, and endowedwith a
proof thereof being that it asserts itself as soon as I attempt power of coercion, by reason of which they control him.
to resist it. If I attempt to violate the law, it reacts against These ways of thinking could not be confused with biological
me so as to prevent my act before its accomplishment, or to phenomena,since they consist of representations and of
nullify myviolation by restoring the damage,if it is ac- actions; nor with psychological phenomena,which exist only
complished and reparable, or to makeme expiate it if it in.the individual consciousness and through it. They con-
cannot be compensatedfor otherwise. stitute, thus, anew variety of phenomena;and it is to them
In the case of purely moral maxims~the public conscience exclusively that the term "social" ought to be applied. And
exercises a che~ on every act which offends it by meansof this term fits them quite well, for it is clear that, since their
the surveilIauce it exercises over the conduct of citizens, and source is not in the individual, their substratum can be no
the appropriate penalties at its disposal. In manycases the other than society, either the political society as a whole or
constraint is less violent, but nevertheless it always exists. some one of the partial groups it includes, such as religious
If I do not submit to the conventions of society, if in my denominations, political, literary, and occupational associa-
dress I do not conform to the customs observed in my tions, etc. On the other hand, this term "social" applies to
country and in my class, the ridicule I provoke, the social them exclusively, for it has a distinct meanh~gonly if it
4 RULES.
OFSOCIOLOGICAL
METHOD WHAT IS A SOCIAL FACT? ¯5

designates exclusively the phenomenawhich arc not in- them. Let an individual attempt to oppose one of these col-
cluded in any of the categories of facts that have already lective manifestations, and the emotions that he denies will
been established and classified. These ways of thinking and turn against him. Now,if this power of external coercion
acting therefore constitute the proper domainof sodology. -~ asserts itself so dearly in cases of resistance, it must exist
It is true that, whenwe define them with this word "con- also in the first-mentioned cases, although we are. uncon-
straint," we risk shocking the zealous partisans of absolute scious of it. Weare then victims of the illusion of having
individualism. For those whoprofess the complete autono- ourselves created that which actually forced itself from with-
myof the individual, man’s dignity is diminished whenever out. If the complacencywith which we permit ourselves to
he is made to feel that he is not completely self-determinant. be carded along conceals the pressure undergone, neverthe-
It is generally accepted today, however, that most of our less it does not abolish it. Thus, air is no less heavy because if"

ideas and our tendencies are not developed by ourselves but we do not detect its weight. So, even if we ourselves have
come to us from without. Howcan they becomea part of spontaneously contributed to the production of the common
us except by imposing themselves upon us? This is the emotion, the impression we have received differs markedly
whole meaning of our definition. And it is generally ac- from that which we would hgve experienced if we had been
cepted, moreover, that soda] constraint is not necessarily alone. Also, once the crowd has dispersed, that is, once these
~
incompatible with the individual personality. social influences have ceased to act upon USand we are alone
Since the examples that we have just cited (legal and again, the emotions which have passed through the mind
moral regulations, religious faiths, financial systems, etc.) appear strange to us, and we no longer recognize them as
all consist of established beliefs and practices, one might be ours. Werealize that these feelings have been impressed
led to believe that social facts exist only where there is some upon us to a muchgreater extent than they were created by
social organization. But there are other facts without such us. It mayeven happen that they horrify us, so muchwere
crystallized form which have the same objectivity and the they contrary to our nature. Thus, a group of individuals,
same ascendency over the individual. These are called ’%0- most of whomare perfectly inoffensive, may, whengathered
cial currents." Thus the great movementsof enthusiasm, in a crowd, be drawn into acts of atrocity. Andwhat we say
indignation, and pity in a crowd do not originate in any one of these transitory outbursts applies similarly to those more
of the particular individual consdousnesses. They cometo permanent currents of opinion on religious, political, litera-
each one of us from without and can carry us awayin spite ry, or artistic matters which are constantly being formed
of ourselves. Of course, it mayhappen that, in abandoning around us, whether in society as a whole or in more limited
myself to them unreservedly, I do not feel the pressure they circles.
exert upon me. But it is revealed as soon as I try to resist To confirm this definition of the social fact by a character-
x We do not intend to imply, however, tl~t all constraint is normal. We istic illustration from commonexperience, one need only
shall return to tht¢ point l~ter. observe the manner in which children are brought up. Con-

m
6 RULES
OF SOCIOLOGICAL
METHOD WHAT
IS A SOCIAL
FACT? 7

sMering the facts as they are and as theyhave always been, satisfied with defining them by tl~ characteristic, it is
it becomesimmediately evident that all education is a because they confused them with what one might call
continuous effort to impose on the child ways of seeing, feel- ¯ their reincarnation in the individual. It is, however, the col-
ing, and acting which he could not have arrived at spon- lective aspects of the beliefs, tendencies, and practices of a
taneously. From the very first hours of his life, we compel group that characterize truly social phenomena.As for the
him to eat, drink, and sleep at regular hours; we constrain forms that the collective states assume whenrefracted in the
him to cleanliness, calmness, and obedience; later we exert individual, these are things of another sort. This duality is
pressure upon him in order that be maylearn proper con- clearly demonstrated by the fact that these two orders of
sideration for others, respect for customs and conventions, phenomenaare frequently found dissociated from one an- .~.; ¯

the need for work, etc. If, in time, this constraint ceases to other. Indeed, certain of these social manners of acting and : i.:: ! "

be felt, it is because it gradually gives rise to habits and to thinking acquire, by rea.~on of their repetition, a certain ¯ ..!

internal tendencies that render constraint unnecessary; but rigidity which on its ownaccount crystallizes them, so to
nevertheless it is not abolished, for it is still the source from speak, and isolates theIn from the particular events which
which these habits were derived. It is true that, according to reflect them. They thus acquire a body, a tangible form, and ’ iii
¯ ,!

Spencer, a rational education ought to reject such methods, constitute a reality in their ownright, quite distinct from the ¯ i

allowing the child to act in complete liberty; but as this individual facts which produce it. Collective habits are in-
.ii
pedagogic theory has never been applied by any known herent not only in the successive acts which they determine
people, it must be accepted only as an expression of personal but, by a privilege of which we find no example in the biolog-
opinion, not as a fact which can contradict the aforemen- ical realm, they are given permanent expression in a formula . i

tioned observations. What makes these facts particularly which is repeated from mouthto mouth, transmitted by
instructive is that the aim of education is, precisely, the education, and fixed even in writing. Such is the origin and
socialization of the humanbeing; the process of education, nature of legal and moral rules, popular aphorisms and "’.;,

...:i.:i... :
therefore, gives us in a nutshell the historical fashion in proverbs, articles of faith wherein religious or political
which the social being is constituted. This unremitting pres- groups condense their beliefs, standards of taste established
sure to which the child is subjected is the very pressure of by literary schools, etc. Noneof these can be found entirely
the social milieu which tends to fashion him in its own image, reproduced in the applications made of them by.individuals,
and of which parents and teachers are merely the represent- since they can exist even without being actually applied.
atives and intermediaries. Nodoubt, this dissociation does not always manifest itself
It follows that sociological phenomenacannot be defined with equal distinctness, but its obvious existence in the
by their universality. A thought which we find in every in- hnportant and numerouscases just cited is su~cient to
prove that the social fact is a thing distinct from its indi- .!
dividual consciousness, a movementrepeated by alI indi-
viduals, is not thereby a social fact. If sociologists have been vidual manifestations. Moreover, even whenthis dissocia-
."i’

;" i."
,.,."

’i .i,~?:.:.:":i
t i ttt

W-HAT IS A SOCIAL FACT? 9


8 RULES OF SOCIOLOGICAL METHOD

tion is not immediatelyapparent, it mayoften be disclosed the sociologist without constituting the immediatesubject
matter of sociology. There exist in the interior of organisms
by certain devices of method. Such dissociation isindispen-
sable if one wishes to separate Social facts from their alloys similar phenomena, compound in their nature, whichform
in their turn the subject matter of the "hybridsciences,"
in order to observe them in a state of purity. Currents of
opinion, with an intensity varying according to the time and such as physiological chemistry, for example.
The objection maybe raised that a phenomenon is collec-
place, impel certain groups either to moremarriages, for
tive only if it is commonto all membersof society, or at least
example, or to moresuicides, or to a higher or lower birth-
rate, etc. These currents are plainly social facts. At first
ii to most of them--in other.words, if it is truly general. This
sight they seem inseparable from the formsthey take in may be true; but it is general because it is collective (that is,
moreor less obligatory), and certainly not collective because
individual cases. But statistics furnish us with the meansof
general. It is a group condition repeated in the individual
isolating them. They are, in fact, represented with consider- because imposedon him. It is to be found in each part be-
able exactness by the rates of births, marriages, and suicides,
that is, by the numberobtained by dividing the average cause it exists in the whole, rather than in the whole because
it exists in the parts. This becomes conspicuously evident
annual total of marriages, births, suicides, by the numberof
¯ in those beliefs and practices which are transmitted to us
persons whoseages lie within the range in which marriages,
ready-made by previous generations; we receive and adopt
births, and suicides occur? Since each of these figures con-
thembecause, being both collective and andent, they are
tains all the individual cases indiscriminately, the individual
invested with a particular authority that education has
circumstanceswhichmayhave had a share in the production
taught us to recognize and respect. It is, of course, true that
of the phenomenon are neutralized and, consequently, do
a vast portion of our social culture is transmitted to us in
not contribute to its determination. The average, then, ex-
this way; but even when the social fact is due in part to our
presses a certain state of the groupmind(l’~me collective).
direct collaboration, its nature is not different. A collective
Such are social phenomena, when disentangled from all emotionwhichbursts forth suddenly and violently in a
foreign matter. As for their individual manifestations, these crowd does not express merely what all the individual senti-
are indeed, to a certain extent, social, since they partly re- ments had in common;it is something entirely different, as
produce a social model. Each of them also depends, and to we have shown. It results from their being together, a prod-
a large extent, on the organopsychological constituti6n of uct of the actions and reactions which take place between
the individual and on the particular circumstances in which ..¢.
individual consciousnesses; and if each individual conscious-
he is placed. Thus they are not sociological phenomenain ness echoes the collective sentiment, it is by virtue of the
the strict sense of the word. They belong to two realms at special energy resident in its collective origin. If all hearts
once; one could call them sodopsychological. They interest beat in unison, this is not the result of a spontaneousand
¯ Suiddes do not occur at every age, and they take place with varying pre-established harmonybut rather because an identical
intensity at the tli~erent ages in which they occur.

m
:.:~
~

IZ
WHAT IS A SOCIAL FACT?
ro RULES OF SOCIOLOGICAL METHOD ¯I .i
But these several phenomenapresent the same char-
force propels themin the samedirection. Eachis carried ;,N
i.:i! ~ acteristic by whichwe defined the others. These "waysof
along by all.
existing" are imposedon the individual precisely in the
Wethus arrive at the point where we can formulate and ’.i samefashion as the "waysof acting" of whichwe liave-
delimit in a precise waythe domainof sociology. It com-
prises 0nly a limited group of phenomena.A social fact is spoken. Indeed, whenwe wish to knowhow a society is
to be recognized by the powerof external coercion which it divided politically, of what these divisions themselves are
exercises or is capable of exercising over individuals, and the composed,and howcompleteis the fusion existing between
presence of this powermaybe recognized in its turn either them, we shall not achieve our purposeby physical inspec-
by the existence of some specific sanction or by the resistance tion and by geographicalobservations; for these phenomena
offered against every individual effort that tends to violate are social, even whenthey have somebasis in physical
it. Onecan, however,define it also by its diffusion within nature. It is only by a study of public Iaw that a compre- ’,:il !i
the group, provided that, in conformity with our previous hension of this organization is possible, for it is:this law that
remarks, one takes care to add as a second and essential determines the organization, as it equally determines our
characteristic that its ownexistence is independentof the domestic and civil relations. This political organization is,
individual forms it assumes in its diffusion. This last crite- then, no Iess obligatory than the social facts mentioned
rion is perhaps, in certain cases, easier to apply than the pre- above. If the population crowds into our cities instead of
ceding one. In fact, the constraint is easy to ascertain when scattering into the country, this is due to a trend of public
it expresses itself externally by somedirect reaction of opinion, a collective drive that imposesfbi’s concentration
society, as is the case in law, morals, beliefs, customs, and upon the individuals. Wecan no morechoose the style of ’.’.i".

even fashions. But whenit is only indirect, like the con- our houses than of our clothing--at least, both are equally
straint which an economicorganization exercises, it cannot obligatory. The channels of communicationprescribe the
:,,...
direction of internal migrations and commerce,etc., and ¯ ..:;.
always be so easily detected. Generality combined with ex-
ternality may, then, be easier to establish. Nforeover, this seems indeed to follow, not only that imitation does not always express ¯ ...:..

second definition is but another form of the first; for if a the essential and char~teristic features of the social fact, but even that it ¯ :...
mode of behavior whose existence is external to individual never expresses them. No doubt, every social fact is imitated; it has, as we ’."i"
have just shown,a tendenc3r to becomegeneral, but that isbecauseit is social,
consciousnesses becomes general, this can only be brought i.e., obligatory. Its powerof expansion is not the cause but the comsequenCe
3about by its being imposed upon them. of its sociological character. If, further, only social facts producedthis "...’~

consequence, imitation could perhaps serve, if not to exphin them, at least


It will be seen how this definition of the sociaI fact diverges from that
to define them. But an individual condition whichproducesa whole series
which forms the basis of the ingenious system of M. Tarde. First of all, we ’.!.
of effects remainsindividual nevertheless. Moreover,one mayask whether
wish to state that our researches have nowhereled us to observe that pre-
ponderant influcace in the genesis of collective facts which M. Tacde at- the word"imitation’~ is indeed fitted to desolate an effect due to ¯ coercive
influence. Thus, by this single ¢xpresslou, very different phenomena,which
tributes to imitation. Mo~over,from the preceding definition, which is not
a theory but simply a r6sum6of the immediatedata of observation, it ought to b¢ distinguished, ace confused.
ii;ll

RULES OF SOCIOLOGICAL METHOD W~IAT IS A SOCIAL FACTP 13

even their extent. Consequently,at the very most, it should for those social facts whichconcernthe sodal substratum,
be necessary to add to the list of phenomena whichwe have but only on condition of not overlooking the fact that they
enumeratedas presenting the distinctive criterion of a social are of the same nature as the others. Ourdefinition will then
fact only one additional category, "waysof existing"; and, include the whole relevant range of facts if we say: A socia~
as this enumerationwas not meantto be rigorously exhaus- ,,’.~. fact is every way of acting, fixed or not, capable of exerclsing on
five, the addition wouldnot be absolutely necessary. the individual an external constraint; or again, every way of
Such an addition is perhapsnot necessary, for these "ways ¯::7 acting which is general througkout a given society, while a~ the
of existing" are only crystallized "waysof acting." The same time existing in its ownright independent of its indi-
political structure of a society is merely the way in which its vidual manifestations.4
componentsegmentshave becomeaccustomedto live with 4 This close connection between life and structure, organ and function,
one another. If their relations are traditionally intimate, the may be easily proved in socioloKF because between these two extreme terms
¯ there exits a whole series of immediatelyobservable intermediate stages
segments tend to fuse with one another, or, in the contrary which showthe bond betweenthegn. Biology is not in the samefavorable
case, to retain their identity. The type of habitation im-
posed upon us is merely the wayin which our contempora-
ries and our ancestors have been accustomedto construct
:!i
~
position. But we maywell believe that the inductions on this subject made
by sociology are applicable to biology and that, in organisms as well as in
societies, only differences in degree exist betwecmthese two orders of facts.

their houses. The methodsof communication are merelythe


channels which the regular currents of commerceand .migra-
tions have dug, by flowing in the Samedirection. To be sure,
if the phenomena of a structural character alone presented
this permanence,one might believe that they constituted a
distinct species. A legal regulation is an arrangementno less
permanentthan a type of architecture, and yet the regula-
tion is a "physiological" fact. A simple moral maximis as-
suredly somewhat moremalleable, but it is muchmorerigid
than a simple professional custom or a fashion. There is thus
a whole series of degrees without a break in continuity be-
tween the facts of the most articulated structure and those
free currents of social life whichare not yet definitely
molded. The differences betweenthemare, therefore, only
differences in the degree of consolidation they present. Both
are simply life, moreor less crystallized, l~o doubt, it may
be of someadvantageto reserve the term "morphological"
"]’l ....

. .# TIlE OBSERVATION OF SOCIAL FACTS x5

,i1.
,:ii
hypotheses or the final conclusions to whichthey lead.
But in this case, facts intervene only seconda~ly as examples
,..,,
or confirmatoryproofs; they are not the central subject of
CHAPTER II .:; $ science. Such a science therefore proceeds from ideas to
RULES FOR THE OBSERVATION things, not from things to ideas.
.:.’.~
It is clear that this methodcannot give objective results.
OF SOCIAL FACTS
These ideas or concepts, whatevernameone gives them, are
The first and most fundamentalrule is: Consider social not legitimate substitutes for things. Products of everyday
facts ~s ~h{ngs. experience, their primaryfunction is to put our actions in
I harmonywith our environment;they are created by expe-
:i!
At the momentwhena new order of phenomena becomes rience and for it. Now,a representation maysuccessfully
the subject matter of a science, these phenomena are already fulfil this function while theoretically false. Several centu-
. ;:2
represented in the mindnot only by rather definite percep- :.)t ries have elapsed since Copernicusdissipated the illusions
tions but also by somekind of crudely formedconcepts. of the senses con£erningthe movements of heavenly bodies;
Before the first rudiments of physics and chemistry ap- and yet we still habitually regulate our time accordingto
peared, menalready had some notions concerning physico- these illusions. In order to evoke the reaction required by
chemical phenomena whichtranscendedmereperception, :’i the nature of a certain stimulus, an idea need not express
such as are found, for example, mingled in all religions. The :?:il that nature faithfully, but need only inform us about the
reason for this is that thought and reflection are prior to useful or disadvantageousqualities of the thL-xg. Further,
science, whichmerelyuses them moremethodically. Man the ideas thus formedare only approximatelycorrect in the
cannot live in an environmentwithout forming someideas general run of cases. In fact, manytimes they are as dan-
about it according to which he regulates his behavior. But, gerously incorrect as they are inadequate. By elaborating
because these ideas are nearer to us ’and morewithin our such ideas in somefashion, one will therefore never arrive
mental reach than the realities to which they correspond, at a discovery of the laws of reality. Onthe contrary, they
we tend naturally to substitute themfor the latter and to are like a veil drawnbetweenthe thing and ourselves, con=
makethem the very subject of our speculations. Instead of cealing them from us the moresuccessfully as we think them
observing, describing, and comparingthings, we are content moretransparent.
to focus our consciousness upon, to analyze, and to combine Not only must such a science necessarily remainin a state
our ideas. Instead of a science concernedwith realities, we of stagnation, but it even lacks the materials uponwhichit
produceno morethan an ideological analysis. To be sure, might grow. It comes into existence but to disappear, as
this analysis does not necessarily exclude all observation. it were, and is replaced by art. Its concepts are supposed to
Onemayappeal to the facts in order to confirm one’s contain all that is essential in reality, since they are (wrong-
z4
. ...~.. ,!i
":-2

..-~

i6 RULES OF SOCIOLOGICAL METHOD THE OBSERVATION OF SOCIAL FACTS x7


.;IJ

ly) identified with reality itself. Therefore, they seem to ".~i ¯i


.~!~ than astronomy.It is in terms of this procedurethat Bacon i"
¯~
have all that is necessary to enable us not only to understand characterizes the methodemployedby the scholars of his
what is but to prescribe what ought to be, and to describe
the meansof bringing it to pass. For that which is good coin-
.!
.’. ~.
time and Whichhe sought to reform. The ideas just men-
tioned are those notiones ~ulgares or praenoiiones~ whichhe
cides with that whichis in conformity with the nature of .~
points out to be the basic ideas of all sciences," wherethey
things; that whichis contrary to this nature is bad; and the :!.a
take the place of facts. 3 These idola, which are illusions that
1
means to attain the one and escape the other derive from distort the real aspect of things, are nevertheless mistaken
this samenature. If, therefore, reality can be thus under- for the things themselves. Therefore the mind, encountering
stood at a glance, the study of present phenomenal reality no resistance in this imaginaryworld and conscious of no
..5
is no longer of any practical interest; and, as this interest is restraint, gives itself up to boundless ambitions and comes
the justification for its study, it is henceforth without a .,!~ to believe in the possibility of constructing, or rather recon-
purpose. Thus, an incentive is given to turn from the very structing, the world, by virtue of its o~rn resources exclusive-
subject of our science, namely, the present and the past, and ly and at the whimof its desires.
to proceed at once to the future. Instead of seeking a com- If such was the case with the natural sciences, it would be
prehension of facts already acquired, it undertakesimmedi- muchmoreso in the history of sociology. Manalready had
ately to discover new ones, morein accord with the ends " f’~
ideas on law, morality, the family, the state, and society .i"
pursued by men. If menthink they knowwhat the essence ?:i i itself before the advent of social science, for these ideas were
of matter is, they immediately start to look for the philos- necessary conditions of his life. In sociology especially, these .i

opher’s stone. This encroachmentof art on science, which prejudices or "idols," to use Bacon’s expression again, axe
prevents the developmentof the latter, is facilitated, more- likely to exercise undueascendancyover the mindand to be
over, by the very circumstanceswhich determinethe substituted for the study of facts. Indeed, social things are
awakening of scientific reflection. For, since it comes into actualized onlythroughmen;they are a productof human
being only for the purpose of satisfying vital necessities, it activity. They appear to be nothing but the overt manifes-
finds itself quite naturally oriented towardthe attainment tation of ideas perhaps innate, contained in the mind; they
of practical results. The needs which it is called to relieve are nothing but the application of these ideas to the diverse
are always urgent, and consequentlyhasten it on to a con- circumstances involving the relations of men. The organiza-
clusion; they demandremedies, not explanations. tion of the family, of contracts, of punishment, of the state,
This procedureconformsso closely to the natural bent of and of society appearsthus to be simply the embodiment of
the humanmind that it is to be found in the beginnings of the ideas we hold concerning society, the state, justice, etc.
the physical sciences. It is this point of view which char- Consequently, these and similar facts seem to have reality
acterizes alchemyrather than chemistry, astrology rather z Normorganum,I, ~6. = lb/&~ p. xT. ~ Ibi¢t., p. 36.

m
¯ ... .~
.?
.q

-i! :;f
x8 RULES OF SOCIOLOGICAL METHOD :’i THE OBSERVATION’ OF SOCIALFACTS ~9
only in and through the ideas which are their germ, and the i science implied in it, he too, takes ideas for the subject
ideas therefore becomethe proper subjectmatter of soci- matter of study. It is the course Of humanprogress that
ology. ,’,I forms the chief subject of his sodoiogy. He begins with the
This approachis justified by the fact that the mind, over- ~.L idea that there¯ is a continuous evolution of the human
run, as it is, by the details of social life which invade it from ".J
. . !J spedes, consisting in an ever morecomplete perfection of
..q
all sides, does not perceive these details dearly enoughto .:~ humannature; and his problemis to discover the order of
fed their reality. Unable to perceive the relationships which .~. this evolution..~Tow, the existence of this assumedevolution
-4
would properly organize these details, they give rather easily ".r
can be established only by an already completedscience; it
the impression of being isolated in a vacuum, of being a sub- !i,
.
cannot, then, constitute the immediatesubject of research,
stance that is half-unreal and indefinitely plastic. That is excepting as a conceptionof the mindai~d not as a thing.
why so many thinkers have seen in our soda1 organization Andindeed, this "representation" is so completely subjec-
only artifidal and moreor Iess arbitrary combinations. But :iI tive that, as a matter of fact, this progress of humanity
if the concrete and particular detailed forms escape us, at actually cannot be said to exist at all. It is only the indi-
,~1
least we have an approximate idea of the general aspects of vidual societies whichare born, develop, and die that can be
collective existence; and these schematic and crystallized :,u
observed, and therefore have objective existence. If the
representations are the superficial concepts which we employ" ;i morerecent societies were merely a continuation of their
in ordinary life. We cannot doubt their existence, since we predecessors, each moreadvancedtype could be considered
perceive it simultaneously with our own. Not only are they as a duplication of the type immediatelypreceding, with
within us, but, as they are a product of repeated experiences, somethingadded;one could then place themall in sequential
they derive from repetition and from the habit resulting order, as it were, classifying together those displaying the
from it, a sort of dominance and authority. We fed their same degree of development;and the series thus constituted
resistance when we try to shake them off. We are bound to might be regarded as representative of humauity.But the .i

confer the character of reality on phenomena


whichoppose facts are not so simple. A group which succeeds another is
us. ALL arguments thus converge to make us find the true not simply a prolongation of the latter with somenewly ac-
social reality in these phenomena. quired characteristics; it is qualitatively different from it,
And in truth, up to the present, sodology has dealt more having gained someproperties and lost others. It consti-
or less exdusivdy with concepts andnot with things. Comte, tutes a new individuality; and all these distinct individuali-
it is true, declared that social phenomenaare natural facts, ties, being heterogeneous, cannot be juxtaposed in the same ¯ "’,i

subject to natural laws. He thereby implicitly recognized continuous series, and surely not in a single series. For-the
their character as things, for in nature there are only things. succession of societies cannot be represented as in a single
But when he passes beyond these philosophical generalities plane; it resembles, rather, a tree with branches extending in
and attempts to apply his prindple and develop from it the divergent directions. In short, Comteidentified historical


i’
¯:il
~. .,..,

..’,~ ¯
:... ;21
i:::.~ ".
.. !: i:i
...:.:~:
¯
!i ! ’i ~i
¯ ~{. .
i;!

3~
i
RULES
OF SOCIOLOGICAL
METHOD THEOBSERVATION
OFSOCIAL
FACTS 2i
2O .~
developmentwith the idea he had of it, which does not differ ter "military societies." This distinction is Certainly the
much from that of the layman. Viewedfrom a distance, germinal idea of his sodoIogy!
history does convey well enoughthis serial and simple as- : i! But this initial definition defines as a thing that which is
pect, appearing as a mere succession of individuals proceed- merely an idea. It is presented as the expression of an im-
ing in the same direction because they have the same human mediately observable fact since the definition is formulated
nature. Since, moreover, it seems inconceivable to these ’;i
at the outset as an axiom. However,mere inspection does
}!
writers that social evolution could possibly be anything but not reveal that co-operation is the core of sodal life. Such
the developmentof some humanidea, it appears quite :I ¯ an affirmation would be sdenti~cally legitimate only after ¯ i/
natural to define it by the idea men form about it. Now,in .,i
all the manifestations of collective existence had been re-
proceeding thus, not only does one remain in the sphere of viewed, and it had been shownthat they are all various
ideology but one assigns to sociology a concept which is not forms of co-operation. So here again a certain conception of
even truly sociological. social reality is substituted for reality itself. ~ What is thus
-!i
Spencer rejects this concept, but only to replace it by defined is dearly not society but Spencer’s idea of it. And
another which has the same faulty origin. With him socie- .?1 he has no scruples in proceeding thus, because for him, also,
ties, and not humanity, becomethe subject matter of society is and can be only the embodimentof an idea, name-
science. However,in.the definition he gives of society at ’?i ly, this veo~ idea of co-operation by which he defines it. 7 It
the outset, the thing itself disappears, giving way to the !I would be easy to show that, in each of the particular prob-
preconception he has of it. He postulates as a se]/-evident lems he treats, his method remains the same. Thus, al-
proposition that "a society is formed only when, in addition though he claims to proceed empirically, the facts accumu-
to juxtaposition, there i~ co-operation"--that only by thls lated in his sociology seem to function prindpally as argu-
combination does the union of individuals becomea society ments, since they are employedto illustrate analyses of con-
in the strict sense of the world. 4 Then, starting from the idea cepts rather than to describe and explain things. Actually,
that co-operation is the essence of social llfe, he distinguishes all the essential points of his doctrines are capable of direct
between two classes of societies according to the nature of deduction from his definition of society and the different
the co-operation prevailing in them. "There is," he says, "a ¯ forms of co-operation. For, if our only choice is between a
spontaneous co-operation which grows up without thought tyrannically imposedco-operation and a free and spontane-
during the pursuit of private ends; and there is co-operation ous one, the latter is only too evidently the ideal toward
which, consciously devised, implies distinct recognition of which humanity does and ought to tend.
common ends. ’’s The former he terms "industrial"; the lat- 6 A conception, moreover, subject to controversy. (See D/v/.d~ du tree.el
4 H. Spencer, T~ P~nciples of Sociology (NewYork: D. Appleton & Co.), so~/, H, ~, 4-)
II, 244; "Co-operation, then, is at once that w~chcannot exist without a society,
s Ibid., p. 24~;. and that (or wt~ch a society exists" (o~. ¢~., II, 244).

’i

¯ :i ,il ¯ ¯
¯ ..: ..,
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52 RULES OF SOCIOLOGICAL 1V~ETHOD THE


3 OBSERVATION OF SOCIAL FACTS 5

Th~se lay notions are to be found not only in the basic cases. Accordingly, the Subject matter of the science of
prindples of the science but also constantly in the course of
.%,
ethics cannot be this system of precepts which has no reality,
"i
the arguments. In the present state of knowledge, we cannot but must be the idea from which the precepts are derived
be certain of the exact nature of the state, of sovereignty, and of which they are only diverse applications. Further-
I
political liberty, democracy, socialism, communism,etc. more, all the problems ordinarily raised in ethics refer not to
Our method should, then, require our avoidance of all use
".E things but to ideas. Moralists think it necessary to deter-
of these concepts so long as they have not been scientifically %,
mine with precision the essence of the ideas of law and
established. Andyet the words which express them recur etI~cs, and not the nature of ethics and law. They have not
constantly in the discussions of sociologists. They are freely yet arrived at the very simple truth that, as our ideas
employedwith great assurance, as though they corresponded (repr&entaHo~)of physical things are derived from these
to things well knownand precisely defined, whereas they things themselves and express them more or less exactly, so
awakenin us nothing but confused ideas, a tangle of vague our idea of ethics must be derived from the observable
a
impressions, prejudices, and emotions. Weridicule today manifestation of the rules that are functioning under our
the strange polemics built up by the doctors of the Middle eyes, rules that reproduce them in systematic form. Con-
Ages upon the basis of their concept of cold, warm,humid, i"!
sequently, these rules, and not.our superficial idea of them,
dry, etc.; and we do not realize that we continue to apply ’i are actually the subject matter of science, just as actual
that same methodto that very order of phenomenawhich, J physical bodies~ and not the layman’s idea of them,¯ consti-
because of its extreme complexity, admits of it less than any tute the subject matter of physics. Therefore, it is only the
other.
1 superstructure of ethics, viz., its prolongations and echoes in
In the special branches of sociology this ideological char- the individual consciousness, that becomes the basis of the
acter is even more pronounced, especially in the case of
...,~ ethical systems of these writers. Andthis methodis applied
.L
~4

ethics. One may, indeed, say that there is not a single sys- not only to the most general problems of this science but
,j

tem of ethics which has not developed from an initial idea likewise to special questions. From the fundamental ethical
in which its entire developmentwas contained implicitly. concepts which are treated first, the moralist proceeds to the
Somebelieve that manpossesses that idea at birth. Others, derived ideas of family, country, responsibility, charity, and
on the contrary, believe that it evolves more or less slowly t¯ i justice; and it is always with ideas that his reflection is con-
in the course of history. But for all empiricists as well as for cerned.
. .#.
In political economythe same situation exists. Its sub-
rationalists, this idea is the sole true datum in ethics. As i(i
for the details of legal and moral laws, it is affirmed that they ject matter, says John Stuart Mill, consists of those social
have, as it were, no existence in their ownright but are mere- facts the goal of which, principally or exclusively, is the ac-
/1 quisition of wealth, s But in order to be able to relate the
ly applications of this fundamental notion to the particular
s Sy~r,~ of Lof/¢, HI, 496-
circumstances of life, varied somewhatto suit the different

.~:..
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: !

[:

.:i .

THEOBSERVATION
OFSOCIAL
FACTS 25
24 RULES
OF SOCIOLOGICAL
METHOD .:.:.

capital, and he likewise treats in their turn these derivative ¯ i


facts thus defined as things, to the observation of the
ideas3
scholar, it would, at the very least, be necessary to indicate
The most fundamental of all economic theories, that of
by what criteria the facts satisfying this condition are to be
value, is manifestly constructed according to this same
recognized. Now, when a science is in its infancy, we do not
method. If value had been studied as any fact of reality
have the right to aflTrm the existence of such facts, to say
ought tO be studied, the economist would indicate, first of
nothing of asserting the possibility of their identi~cation.
all, by what ctmracteristics one might recognize the thing so
Indeed, in every branch of research, it is possible to establish
designated, then classify its varieties, investigate by method-
that facts have a meaning, and what the meaning is, only ~3
ical inductions what the causes of its variations are, and
when the explanation of the facts is sui~ciently advanced. finally comparethese various results in order to abstract a
There is no problem more complex or less likely to be solved general formula. Theory would be introduced only whensci-
on the first attempt. Nothing, then, assures us in advance ence had reached a sufficient stage of advancement.On the
of the existence of a sphere of social activity wherein the contrary, it is introduced at the very outset. In order to
desire for wealth really plays such a preponderant role. Con- ..!
construct economictheory, the economist is content to med-
sequently, the subject matter of economics, so defined, com- itate and to focus his attention on his ownidea of value, that
prises not the realities given to immediate observation but is, as an object capable oi being exchanged; he finds therein
merely conjectures that are the product of pure intellect. the idea of utility, scarcity, etc., and with these products of
They are "facts" imagined by the economist as being related his analysis he constructs his definition. To be sure, he con-
to the above-mentioned end, and they are facts to the extent firms it by several examples. But, considering the innumer-
that he recognizes them as facts. For example, when he un- able facts such a theory must account for, howcan one grant
dertakes the study of what he calls "production," he thinks even the slightest validity to the necessarily limited number
he can straightway enumerate and review the prindpal of facts thus cited at random?
agents of that process. He does not, then, determine them Thus, the actual contribution of scientific investigation to
’7
by observing the conditions upon which the thing he was economicsand ethics is very limited, while that of art is
3
studying depends, for then he .would have begun by a preponderant. Ethical theory is limited merely to a few dis-
description of his observations from which he drew his con- cussions on the idea of duty, the good and right. Andeven
dusion. If, from the beginning of his research and in a few .’..~
these abstract speculations do not constitute a science,
.3!
words, he proceeds to this classification, it is because he has The ideological nature of economics is implied even in the expressions
obtained it by a simple, logical analysis. He starts from the used by economists. The question is always one of the concept of utility,
idea of production; in analyzing it, he finds that it implies savings, investment, expenditure. (S~ Gide, Pr~’~pe~d’Scono~ ~oH~-~e,
BookIll, chap. i, § i; chap. [i, § i; chap. iii, § i.)
logically the ideas of natural forces, of work, and of tools or
".’i

.,.,!.i

-I

, ~,
.t
,] "
.
,...
RULES OF SOCIOLOGICAL METHOD THE OBSERVATION OF SOCIAL FACTS 27

strictly speaking, since their object is the determination not orthodox economicsdesignates as "natural" and which,
of that which is, in fact, the supreme rule of morality but of moreover, are scarcely more than particular cases of it.
what it ought to be. Similarly, economists are today prin- They are natural, if one likes, in the sense that they enun-
dpally occupied with the problem of whether society o~g/~ date the meanswhich it is really or seemingly natural to
to be organized on an individualistic or socialistic basis, employ in order to attain a certain hypothetical end, but
whether it is bdL~rthat the state should intervene in indus- they do not deserve this designation if natural law meansan
trial and commercialrelations, or whether it is bstt~r to inductively determined way of behavior in nature. In brief, :i l
abandon them to private initiative; whether one ought to they are merely maximsof practical wisdom;and they have ¯ ¢::,

use a single monetary standard, or a bimetallic system, etc. been more or less plausibly presented as the very expression
It contains few laws in the proper sense of the word; even of reality only because it was supposed, rightly or wrongly,
what are commonlycalled "laws" are generally unworthy that these counsels were indeed followed by the average man
of this designation since they are mereIy maximsfor action, in the average case.
or practical precepts in disguise. The famous law of supply In spite of all these doctrines, socialphenomenaare things
and demand,for example, has never been inductively estab- and ought to be treated as things. To demonstrate this
lished, as should be the case with a law referring to economic proposition, it isunnecessary tophilosophize on their nature ...:~

reality. No experiment or systematic comparison has ever and to discuss the analogies they present with the phenome-
been undertaken for the purpose of establishing that, i~ na of lower realms of existence. It is sufficient to note that
fact, economicrelations do conform to this law. All that they are the unique data of the sociologist. All that is given,
these economists could do, and actually did do, was to all that is subject to observation, has thereby the character
demonstrate by dialectics that, in order properly to promote of a thing. To treat phenomenaas things is to treat them as
their interests, individuals ought to proceed according to data, and these constitute the point of departure of science.
this law, and that every other line of action would be harm- Now,social phenomenapresent this character incontestably.
ful to those whoengage in it and wouldimply a serious error Whatis given is not the idea that menform of value; for
of judgment. It is fair and logical that the most productive that is inaccessible, but only the values established in the
industries should be the most attractive and that the holders course of economicrelations; not conceptions of the moral
of the products most in demandand most scarce should sell ideal, but the totality of rules which actually determine
them at the highest prices. But this quite logical necessity conduct; not the idea¯ of utility or wealth, but all the details
resembles in no way the necessity that the true laws of na- of economicorganization. Even assuming the possibility
ture present. The latter express the regulations according that sodal life is merely the development of certain ¯ideas,
to which facts are really interconnected, not the way in these ideas are nevertheless not immediately given. They
which it is good that they should be interconnected. cannot be perceived or knowndirectly, but only through
Whatwe say of this law maybe repeated for all those that the phenomenalreality expressing them. Wedo not know

’...

¯I ¯i
i .i

28 RULES
OFSOCIOLOGICAL
METHOD THE OBSERVATION OF SOCIAL FACTS 2
9

a priori whether ideas form the basis of the diverse currents modification, but a mere act of the wili is insufficient to pro-
of social life, nor what they are. Only after having traced duce a change in R; it requires a more or lessstrenuous effort
these currents back to their sources shall we knowwhence due to the resistance which it offers, and, moreover, the effort
they issue. . . is not always successful. Wehave already seen that social
Wemust, therefore, consider social phenomenain them- facts have this characteristic. Far from being a product of
selves as distinct from the consciously formed representa- the will, they determine it from without; they are like molds
tions of them in the mind; we must study them objectively in which our actions are inevitably shaped. This necessity :il
as external things, for it is this character that they present is often inescapable. But even when we triumph over it, the i’.:

to us. If this exteriority should prove to be only apparent, opposition encountered signifies clearly to us the presence of i:! :
the advance of science will bring the disillusionment and we something not depending upon ourselves. Thus, in consider-
shall see our conception of social phenomenachange, as it ing social phenomenaas things, we merely adjust our con-
were, from the objective to the subjective. But in any case, ceptions in conformity to their nature.
the solution cannot be anticipated; and ¯even if we finally Clearly, the reform needed in sociology is at all points
arrive at the result that social phenomenado not possess all identical with that which has transformed psychology in the
the intrinsic characteristics of the thing, we ought at first to last thirty years. Just as Comteand Spencer declare that
treat them as if they had. This rule is applicable, then, to social facts are facts of nature, without, however, treating
all social reality without exception. Even phenomenawhich them as things, so the different empirical schools had long
give the strongest impression of being arbitrary arrange- recognized the natural character of psychological phenome-
ments ought to be thus considered. The voluntary character na, but continued to apply to them a purely ideological
of a practice or an institution should nev,r be assumed b,fore- method. In fact, the empiricists, not less than their adver-
hand. Moreover, if we mayintroduce our personal observa- saries, proceeded exclusively by introspection. Now,the
tion, it has always been our experience that, whenthis pro- facts obtained thereby are too few in number, too fleeting
cedure is followed, facts most arbitrary in appearance will and plastic, to be able to control and to correct the corre-
cometo present, after more attentive observation, qualities sponding ideas fixed in us by habit. If they are not sub-
i jected to some other check, nothing counterbalances them;
of consistency and regularity that are symptomatic of their
objectivity. consequently, they take the place of facts and becomethe
The foregoing statements concerning the distinctive char- subject matter of science. Thus, neither Locke nor Condillac
acteristics of the social fact give us sufficient assurance studied psychological phenomenaobjectively. They did not
about the nature of this objectivity to prove that it is not study sensation in itself but their particular idea of it.
illusory. Indeed, the most important characteristic of a Therefore, although in certain respects they prepared the
"thing" is the impossibility of its modification by a simple way for scientific psychology, its actual origin is to be dated
effort of the will. Not that the thing is refractory to all muchlater, when it had finally been established thatstates

¯ : i!
: !,~:i i.’."
°3 RULES
OFSOCIOLOGICAL
METHOD THEOBSERVATION
OFSOCIAL
FACTS 3x

of consciousness can and ought to be considered from with- them explicit. Consequently,¯ we believe that, once this prin-
out, and not from the point of view of the consciousness ciple of sociological method is generally recognized and
experiencing them. Such is the great revolution accom- practiced, sociology will progress with a rapidity difficult to
pushed in this branch of studies. All the specific procedures forecast from its present tardiness of development and will
and all the new methods by which this science has been even overtake psychology, whosepresent relative advantage
enriched are only diverse means of realizing more completely ~*
is due solely to historical priority.
this fundamental idea. It remah~s for sociology to makethis
sameadvance, to pass from the subjective stage, which it has II
still scarcely outgrown, to the objective. But the experience of our predecessors has shownthat,
Fortunately, this transformation is less difficult to effect in order to assure the practical realization of the truth just
.’i;
here than in psychology. Indeed, psychological facts are enunciated, it is not enoughto be thoroughly convinced ¯~!i
naturally given as conscious states of the individual, from one’s self, or even to set forth a theoretical demonstration
whomthey do not seem to be even separable. Internal by of it. The mind is so naturalIy inclined to underrate and
definition, it seems that they can be treated as extemaI only disregard this particular truth that a relapse into the old
by doing violence to their nature. Not only is an effort of errors will inevitably follow unless sociologists are willing to
abstraction necessary, but in addition a whole series of pro- i ¯
submit themselves to a rigorous discipline. Weshall there-
cedures and artifices in order to hold them continuously fore formulate the principal rules for such a discipline, all of
within this point of view. Social facts, on the contrary, qual- them corollaries of the foregoing theorem.
ify far more naturally and immediately as things. Lawis x. The first corollary is: All precor~eptions mu~t be eradi-
embodiedin codes; the currents of daily life are recorded in cated. A special demonstration of this rule is unnecessary; it
statistical figures and historical monuments;fashions are follows easily from all our previous statements. It is, more-
preserved in costumes; and taste in works of art. By their
. .j
over, the basis of all scientific method. The logical doubt of
very nature they tend toward an independent existence out-
.L
Descartes is, in its essence, only an application of it. If, at
side the individual consciousnesses, which they dominate. the momentof the foundation of science, Descartes resolves
In order to disclose their character as things, it is unneces- to question all ideas he had previously received,it is because
!i:i
sary to manipuIate them ingeniously. Fromthis point of he wishes to employ only scientifically developed concepts,
view, sociology has a significant advantage over psychology, .t, that is, concepts constructed according to the methodin-
an advantage not hitherto perceived, and one which should stituted by himself; all those having ¯some other origin, then,
hasten its development. Its facts are perhaps more difficult ~* It is true that the greater complexity of social facts makes the science
moredifficult. But, in compensation, precisely bvcause sociology is the
to interpret because morecomplex, but they are moreeasily
latest comer, it is in a position to profit by the progress made in the scieaces
arrived at. Psychology, on the contrary, has difficulties not concerned with lower stages of existence and to learn from them. Tkis
only in the manipulationof its facts but also in rendering utilization of previous experimtmts win certainly accelerate its development.
:i.

..!.:
...,J.
..3
i1"1-[~1

RULES
OFSOCIOLOGICAL
METHOD THE
OBSERVATION
OF SOCIAL
FACTS 33
must be rejected, at least provisionally. Wehave already have such prestige that they do not even tolerate scientific
seen that Bacon’s theory of the "idols" has the same mean- examination. The very fact of submitting them, as well as
ing. The two great doctrines that have been so often op- the phenomenathey represent, to cold, dry analysis, is
posed to one another thus agree on this essential point. The revolting to certain minds. Whoeverundertakes the study
sociologist ought, therefore, whether at the momentof the of morality objectively, and as an external reality, seems to
determination of his research objectives or in the course of these sensitive creatures to be devoid of alI moral sense, just
his demonstrations, to repudiate resolutely the use of con- as the vivisectionist seems to the laymandevoid of common
cepts orginating outside of science for totally unscientific sensibility. Far from admitting tha t these sentiments should
needs. He must emancipate himself from the fallacious ideas themselves be drawn under scientific scrutiny; it is to them
that dominate the mind of the layman; he must throw off, that these writers feel they must appeal in order to treat
once and for all, the yoke of these empirical categories, which scientifically the parallel social facts.
from long continued habit have becometyrannical. At the ~’Woeto the schoIar," writes an eloquent historian of ¯. ’!

very least, if at times he is obliged to resort to them, he religions, "who approaches divine matters without having
ought to do so fully conscious of their trifling value, so that in the depths of his consciousness, in the innermost inde-
he will not assign to them a role out of proportion to their structible regions of iris being, where the souls of his ances-
real importance. tors sleep, an unknownsanctuary from which rises nowand
The frequent interference of sentiment makesthis eman- then the~ aromaof incense, a line of a psalm, a sorrowful or
cipation from lay ideas particularly dif~cult in sociology. triumphal cry that as a child he sent to heaven along with
Indeed, our political and religious beliefs and our moral his brothers, and that creates immediate communion with
standards carry with them an emotional tone that is not ’’zx
the prophets of yore! .:.~,

characteristic of our attitude toward physical objects; con- One cannot protes.t too strongly against this mystical
"1,

sequentty, this emotional character infects our manner of :i~i


doctrine, which, I~e all mysticism, is essentially a disguised
conceiving and explaining them. The ideas we form of empiricism, the negation of all science. Sentiments pertain-
things have a vital interest for us, just as the objects, them- ing to social things enjoy no privilege not possessed by other ...’
selves, and thus assume an authority which brooks no con- sentiments, for their origin is the same. They, too, have
tradiction. Every opinion that disturbs them is treated with been formed in the course of history; they are a product of
hostility. Yff a proposition is not in agreement, for example, humanexperience, which is, however, confused and unorgan- .;!i
with one’s idea of patriotism or of individual dignity, it is ized. They are not due to sometranscendental insight into
denied, whatever its proofs maybe. Wecannot admit its reality but result from all sorts of impressions and emotions
truth; it is given no consideration at all; and our emotion, to accumulated according to circumstances, without order and
justify our attitude, has no difficulty in suggesting reasons without methodical interpretation. Far from conveying in-
that are readily found convincing. These ideas may, indeed,
"~ J. Darmesteter, Lss Pro~tcs d/I~ra~ p. 9.

:i’:’

:i~!i
¯ " .,:l

.ii
,l
"1
:i!~1:;.
’ i;.i"
. "..’: J..
11111 III
lit IIII III
ii. r

’i
34’ RULESOF SOCIOLOGICAL
METHOD THE OBSERVATION OF SOCIALFACTS 35

sights superior to rational ones, these sentiments are simply subject matter will or will not be a thing, depending on the
strong but confused states of mind. To accord them a dom- nature of the definition.
inant role means giving supremacy to the inferior faculties
of intelligence over the superior, condemning one’s self to
pure logomachy. Such a science can satisfy only those who
In order to be objective, the definition must obviously
deal with phenomena not as ideas but in terms of their in-
herent properties. It must characterize them by elements
./ :j
!
prefer to think with their feelings end emotions rather than essential to their nature, not by their conformity to an intel- "’;i

with their understanding, and who prefer the immediate lectual ideal. Now, at the very beginning of research, when .ii,

and confused syntheses of first impression to the patient and the facts have not yet been analyzed, the only ascertainable
luminous analyses of reason. Sentiment is a subject for characteristics are those external enough to be immediately
scientific study, not the criterion of scientific truth. More- perceived. Those that are less obvious may be perhaps more
over, every science encounters analogous resistances at the significant, and their explanatory value is more important;
outset. There was a time when sentiments relating to the but they are unknown tO science at this stage, and they can
things of the physical world opposed with equal energy the be anticipated only by substituting some hypothetical con-
establishment of the physical sciences, because they, too, ception.in the place of reality. It is imperative, then, that
had a religious or moral character. We believe, therefore, the material included under this fundamental definition be
that this prejudice, pursued from One science to the next, will sought among the more external characteristics of sociologi-
finally disappear also from its last retreat, sociology, leaving cal phenomena. On the other hand, this definition should
a free field for the true scientific endeavor. include, without exception or distinction, all phenomena
2. As it happens, this first rule for sociology is entirely presenting to an equal extent these characteristics, for we ..d

negative. It teaches the sociologist to escape the realm of have neither the reason nor the means for choosing among
lay ideas and to turn his attention toward facts, but it does them. These characteristics are our only clue to reality; con-
not tell him how to take hold of the facts in order to study sequentIy, they must be given complete authority in our
them objectively. selection of facts. No other criterion could even partially
Every scientific investigation is directed toward a limited justify any suspension of, or exception to, this rule. Whence
class of phenomena, included in tl~ same definition. The ¯ our second corotlary: The subject matter of every sociological
first step of the sociologist, then, ought to be to define the study should comprise a group of phenomena defined in ad-
things he treats, in order that his subject matter may be vance by certain common external characteristics, and all pke-
known. This is the first and most indispensable condition of nogg~ena so defined should be included w~2hin this group.
all proofs and verifications. A theory, indeed, can be For example, we note the existence of certain acts, all
checked only if we know how to recognize the facts of which presenting the external characteristic that they evoke from
it is intended to give an account. Moreover, since this initial society the particular reaction called punishment.. We con-
definition determines the very subject matter of science, this stitute them as a separate group, to which we give a common
35 RULES
OF SOCIOLOGICAL
METHOD THEOBSERVATION
OF SOCIALFACTS 37

label; we call every punished act a crime, and crime thus refer and the ideas they conveF. Weneed, rather, to formu-
defined becomesthe object of a special science, criminology. late entirely new concepts, appropriate to the requirements
Similarly, we observe within all knownsocieties small groups of science and expressed in" an appropriate terminology. Of
whosespecial characteristic is that they are composedpre- course, lay concepts are not entirely useless to the scholar; ...:,

ponderantly of individuals who are blood-kin, united by they serve as suggestions and guides. They inform us of the
legal bonds. Weclassify together the facts relating thereto, existence, somewhere,of an aggregation of phenomena
and give a particular nameto the group of facts so created, which, bearing the same name, must, in consequence,
"domestic relations." Wecall every aggregate of this kind probably have certain characteristics in common.Since
a family, and this becomes the subject of a special investiga- these concepts havre always had somereference to phenome-
tion which has not yet received a specific namein sociologi- na, they even indicate to us at times, though roughly, where i.i:
cal terminology. In passing from the family in general to the these phenomenaare to be found. But, as they have been
different family types, the same rule should be applied. For crudely formed, they quite naturally do not coincide exactIy ."i
example, the study of the dan and the matriarchal or the with the scientific concepts, which have been established
patriarchal family should begin with a definition constructed =
for a set purpose.
according to the same method. The field of each problem, This rule, as obvious and important as it is, is seldom
whether general or particular, must be similarly circum- observed in sociology. Precisely because it treats everyday
scribed. things, such as the family, property, crime, etc., the sociol-
By proceeding thus, the sociologist, from the very .first, is ogist most often thinks it unnecessary to define them rigor-
firmly grounded in reality. Indeed, the pattern of such a ously at the outset. Weare so accustomed to use these
classification does not depend .on him or on the cast of his terms, and they recur so constantly in our conversation, that
individual mind but on the nature of things. The criteria it seems unnecessary to render their meaning precise. We
according to which they are placed in a particular cate- simply refer to the commonnotion, but this commonnotion
gory can be recognized by everyone; and the concepts thus is very often ambiguous. As a result of this ambiguity,
formed do not always, or even generally, tally with that of things that are very different in reality are given the same
the layman. For example, manfestations of free thought or ¯ ~ In actual practice one always starts with the lay concept and the lay
".’.i

!(
violations of etiquette, so regularly and severely penalized term. One inquires whether, among the things which this word confusedly
connotes, there are some which present common external characteristics.
in many societies, are evidently considered crimes in the
If this is the case, and if the concept formed by the grouping of the facts
common-sense view even in these societies. Similarly, in the thus brought together coincides, if not totally (which is rare), at least to
.’[

usual acceptance of the words a clan is not a family. But large extent, with the lay concept, it will be possil~le to’continue to designate
such discrepancies are not important, for it is not our aim the former by the same term as the latter, that is, to retain in science the
expression used in everyday language. But if the gap is too considerable, if
simply to discover a method for identifying with sufficient the common notion confuses a plurality of distinct ideas, the creation of new
accuracy the facts to which the words of ordinary language and distinctive terms becomes necessary.

.i

"3

~i
:~:~
I
m imll

38 RULES
OFSOCIOLOGICAL
METHOD THEOBSERVATION
OFSOCIAL
FACTS 39
nameand the same explanation, and this leads to boundless In other cases great care maybe exercised in defining the
confusion. objects of investigation; but instead of grouping under the
.’i

For example, two sorts of monogamous unions exist: sameheading all phenomenahaving the same external prop- :.!
those monogamous in fact, and those monogamous by law.
erties, only a selected numberof them are included. Thus,
In the former, the husband has only one wife, although he is only certain ones are designated as a kind of "~lite," and
allowed by law to possess several; in the latter, polygamyis these alone are regarded as comingwithin the category. As
legally forbidden. In several animal species and in certain for the others, they are considered as having usurped these
primitive societies monogamy "in fact" is to be found, not distinctive signs and are disregarded. It is ~asy to foresee
sporadically, but with the same prevalence as if imposed by that in this way only a subjective and incomplete picture
law. Whena tribe is dispersed over a vast area, there is Iitfle can be attained. Such an omission can be made only by
social contact, and consequently the individuals live isolated applying a preconcei.ved idea, since, at the beginning of
from one another. In such a case each mannaturally seeks science, no research could possibly have already established
only one wife, because in this state of isolation it is di~cult the legitimacy of this usurpation, even if it were possible to
for him to secure several. Compulsorymonogamy,on the have done so. The only possible reason for retaining the
contrary, is observed only in the highest societies. These phenomenachosen was, then, that they conformed, more
two types of conjugal unions have, then, a very different than the others, to a certain ideal conception concerning this
significance; and yet the same word serves to designate them sort of reality.
both. Wecommonlycall certain animals ’tmonogamous,"al- For example, M. Garofalo, at the beginning of his
though they have nothing resembling legal control. Now Crir~inalogie, demonstrates very well that "the sociological
Spencer, in his study of marriage, uses the word "monog- concept of crime’’~4 has to form the point of departure of this
amy" in its ordinary equivocal meaning, without defining science. Only, in setting up his concept, he does not compare . i,Ei
it. As a result the evolution of marriage seems to him to indlscriminately all acts which have been repressed by .i
present an unaccountable anomaly, since he thinks he ob- regular punishmentsin the different social types. He com-
serves a higher form of the sexual union as early as the first pares only certain ones amongthem, namely, those offending
phases of historical development, while it seems to disappear the most general and universal of the-moral feelings. The
in the intermediate period, only to reappear later. He then moral sentiments which have disappeared in the course of
concludes that there is no positive correlation between so- evolution are not, to him, grounded in the nature of things,
cial progress in general and progress toward a perfect type since they have not survived; conseqt~ently, the acts which
of family life. A timely definition would have prevented have been deemedcriminal because of their violation of
xs
this error, these particular sentiments seem to him to have owedthis
zs The same absence of definition caused the occasional statem~ts that
.designation only to accidental and more or less pathological
democracy is realized both at the beginning and at the end of history. The
truth is that primitive and modem democracy are very different from one circumstances. But it is by virtue of an entirely personal
another. .4 0p. cir., p. ~.
4o RULES
OF SOCIOLOGICAL
METHOD THE
OBSERVATION
OFSOCIAL
FACTS 4I

conception of morality that he makesthis elimination. He it. Unless one asserts that the same phenomenoncan be due
starts from the idea that ¯moral evolution, taken at its very sometimesto one cause and sometimesto another, that is,
fount or near its source, carries with it all sorts Of dross and unless one denies the principle of causality, the causes which
impurities, which it then progressively eliminates, and that impress on an act the mark of crime, in an abnormal manner,
it is only today that it has succeeded in freeing itself from c.ann6t differ qualitatively from those producing the same
atl the adventitious elements which, in primitive times, effect in a normal manner; they differ only in degree or they
troubled its course. But this principle is neither an evident differ because they do not act in the same environment. The
axiom nor a demonstrated truth; it is only a hypothesis, and abnormal crime, then, is still a crime and ought, consequent-
indeed one without justification. The variable aspects of the ly, to be included in the definition of crime. WhatM. Garo-
moral sense are not less grounded in the nature of things falo actually does is to take as the genus that which is onty
than are the immutable; the variations in standards of a species or merely a simple variety. The facts to which his
morality merely testify to the corresponding variations in ¯i¯!
definition of criminality applies represent only an infinites-
life. In zoSlogy, the forms peculiar to the lower species are imal minority amongthose it should include, for it applies
not regarded as less natural than those occurring at the other neither to religious crimes, nor to violations of etiquette, .!i:
points on the evolutionary scale. Similarly, these acts which ceremonial, tradition, etc. If-these have disappeared from
were condemnedas crimes by primitive societies and have our moderncodes, they makeup, on the contrary, almost
since lost this designation are really criminal in relation to the entire penal law of former societies.
these societies, quite like those which we continue to repress The sameflaw in methodcauses certain observers to deny
today. The former correspond to the changing, the latter to ’s
the existence of any species of morality amongsavages.
the constanh conditions of social life; but the former are not They start with the idea that our morality is ~ke morality.
any more artificial than those acts which are considered It is evident, however, that our morality is either unknown
crimes today. or in a rudimentary state amongprknitive peoples and that
But, even if these acts had unduly assumed the criminal this discrimination is clearly arbitrary. If we apply our sec-
character, they ought not to be sharply separated from the ond corollary in this case, everything changes. To decide
others; for the pathological forms of a phenomenonare not whether a precept belongs to the moral order, we must de-
different in nature from the normal forms, and it is therefore termine whether or not it presents the external mark of
necessary to observe the former as welI as the latter in order morality; this markis a widespread repressive sanction, that
to determine this nature. Morbidity is not absolutely anti- is, a condemnationby public opinion that punishes all
thetical to health; these are two varieties of the same phe- violations of the precept. Wheneverwe are presented with
nomenon,and each tends to explain the other. This is a rule
¯ s See Lubbock, Or/g/n of C~dl~iza~i~, chap. viii: It is a still morn wide-
Iong recognized and practiced in biology and in psychology, spread, sad not less false, opinion that the ancient religions are amoral or
and the sociologist is equally under an obligation to respect immoral. The truth is that they have a morality of their own.

oi
TI-IE OBSERVATION
OF SOCIAL
FACTS 43
42 RULES
OFSOCIOLOGICAL
METHOD
if these external characteristics were at the same time acci-
a fact having this characteristic, we have no right to deny dental, that is, if they were not boundup with the funda-
its moral character, for this characteristic proves that it has mental properties of things. Under these conditions indeed,
the same nature as other moral facts. Not only are social after science had pointed them out, it could not possibly go
regulations of this kind met with in primitive societies, but farther; it could not penetrate the deeper layers of reality,
they are even more numerousthere than in civilized socie- since there would be no necessary connection between sur-
ties. A large numberof acts which today are left to the free face and essence. But, if the principle of causality is valid,
choice of individuals are obligatory amongthem. Thus we whencertain characteristics are found identically and with-
mayrealize the errors we commitby omitting definitions or out exceptions in all the phenomenaof a certain order, one
by defining inadequately. maybe assured that they are closely connected with the
But, it will be said that, in defining phenomenaby their nature of the latter and bound up with it. Andif to a given
apparent characteristics, we are allowing to certain super- group of acts there is attached also the peculiarity of a
ficial properties a significance greater than that of more penal sanction, an intimate bond must exist between punish-
fundamental attributes. Are we not, by a veritable inver- ment and the intrinsic attributes of these acts. Consequent-
sion of logical order, beginning at the summitinstead of the ly, however superficial they may be, these properties, pro-
base? Thus, when we define crime in terms of punishment, vided that they have been sygtematicatly observed, clearly
one is almost inevitably exposed to the accusation of de- point out to the scientist the course which he must follow in
riving crime from punishment, or, as a wen-known quotation order to penetrate more to the core of the things in question.
puts it, of considering the scaffold, and not the crime, as the They are the first and indispensable llnk in the sequence to
source of ignominy. This reproach rests upon a confusion. be unfolded by science in the course of its explanations.
Since the definition in question is placed at the beginnings Since objects are perceived only through sense percep-
of the science, it cannot possibly aim at a statement con- tion, we can conclude: Science, to be objective, ought to
cemingthe essence of reality; tlmt must be attained subse- start, not with concepts formed independent to them, but
quently. The sole function of the definition is to establish with these same perceptions. It ought to borrow the ma-
contact with things; and since the latter can be grasped by terials for its initial definitions directly from perceptual
the mind only from its exteriors, the definition expresses data. And, as a matter of fact, one need only reflect on the
them in terms of their external qualities. It does not explain real nature of scientific work to understand that it cannot
these things thereby; it furnishes merely a just basis for proceed otherwise. It needs concepts that adequately ex-
further explanations. Certainly, punishmentis not the es- press things as they actually are, and not as everyday llfe
sence of crime; but it does constitute a symptomthereof, finds it useful to conceive them. Nowthose concepts formu-
and consequently, in order to understand crime, we must lated without the discipline of science do not fulfil this
begin with punishment. condition. Science, then, has to create new concepts; it must
The aforementioned objection would be well founded only
RULES
OF SOCIOLOGICAL METHOD THEOBSERVATION
OFSOCIAL
FACTS 4S
44
dismiss all lay notions and the terms expressing them, and and those that are subjective. So long as social life is not
return to sense perception, the primary and necessary sub- separated from the individual or particular events which
stance underlying all concepts. Fromsensation all general comprise it, and has no separate existence, it will present
ideas flow, whether they be true or false, scientific or impres- this dilemma. As these events differ amongthemselves and
sionistic. The point of departure of science, or speculative change in time, and as we assumethe life of society to be
knowledge, cannot be different from that of lay, or practical, inseparable from them, they communicatetheir mutability
knowledge. It is only beyond this point, namely, in the man- to it. Social life consists, then, of free currents perpetually
ner of elaboration of these commondata, that divergences in the process of transformation and incapable of being
begin. mentally fixed by the observer, and the scholar cannot ap-
3- But sensation mayeasily be subjective. It is a rule in proach the study of social reality from this angle. But we
the natural sciences to discard those data of sensation that knowthat it possesses the power of crystallization without
are too subjective, in order to retain exclusively those pre- ceasing to be itself. Thus, apart from the individual acts to
senting a sufficient degree of objectivity. Thus the physicist which they give rise, coIIect~ve habits find expression in
substitutes, for the vague impressions of temperature and definite forms: legal rules, moral regulations, popular prov-
electricity, the visual registrations of the thermometer or erbs, social conventions, etc. As these forms have a perma-
the electrometer. The sociologist must take the same pre- nent existence and do not change with the diverse applica-
cautions. The external characteristics in terms of which he tions madeof them, they constitute a fixed object, a
defines the objects of his researches should be as objective as constant standard within the observer’s reach, exclusive of
possible. subjective impressions and purely personal observations.
Wemaylay downas a principle that social facts lend A legal regulation is what it is, and there are no two waysof
themselves more readily to objective representation in pro- Iooking at it. Since, on the other hand, these practices are
portion as their separation from the individual facts ex- merely social life consolidated, it is legitimate, except where
pressing them is more complete. Indeed, the degree of objec- otherwise stated, ~6 to study the latter through the former.
tivity of a sense perception is proportionate to the degree of When, then, the sociologist undertakes t~ investigation of
stability of its object; for objectivity depends upon the someorder of social facts, ke must endeavor to consider them
existence of a constant and identical point of reference to from an aspect that is indepengent of their individual manifes-
which the representation can be referred and which permits tat~ns. It is this principle that we have applied in studying
the elimination of what is variable, and hence subjective, in the diverse forms of social solidarity and their evolution,
it. But if the points of reference themselves are variable, if through the mediumof the legal structure which reflects
they are perpetually shifting in relation to each other, there x~ It.would be necessary, for example~in order to invalidate this substitu-
is no commonstandard, and the scientist has no means of tion, to have reason to. believe that, at a given moment,law no longer
distinguishing between those impressions which are external expresses the actual state o~ social relations.

.t.

i:
¯ :i.’.
¯ , .,..
.,-,..
46 RULES
OF SOCIOLOGICAL
METHOD

them?~ On the other hand, an attempt to distingmish and


classify the different family types on the basis of the literary
description given us by travelers and historians is exposed
to the danger of confusing the most diverse species and of I,
CHAPTER
III
bringing together the most dissimilar types. If the legal i

structure of the family and, more specifical~y, the right of RULES FOR DISTINGUISHING BETWEEN
succession are taken as the basis of classification, objective THENORMAL AND THE
criteria are at hand which, while not infallible, will prevent PATHOLOGICAL
manyerrors, z8 In order to classify the different kinds of
crhnes, one has to try to reconstruct the ways of living and Observation conducted according to the preceding rules
the occupational customs that are practiced in the different covers two types of facts which are very dissimilar in certain
worlds of crime. One will then recognize as manycrimino- respects: those which conform to given standards and those
logical types as there are different forms o1 this organization. which "ought" to be differentnin other words, normal and
To achieve an understanding of customs and popular be- pathological phenomena.Wehave seen that it is necessary
liefs, one must investigate the proverbs and epigrams that to include them both in the definition with which all research
express them. No doubt, in proceeding thus, we leave the must begin. But if their nature is in certain respects iden-
concrete data of collective life temporarily outside the realm tical, they constitute, nevertheless, two different varieties
of science; and yet, however changeable and unstable it may of facts, which need to be distinguished. Can science make
be, its unintelligibility need not be assumed. In order to this distinction?
follow a methodical course, we must establish the founda- The question is of the greatest importance, for on its
tions of science on solid ground and not on shifting sand. solution depends the role assigned to science, and especially
Wemust approach the social realm where it offers the easiest to the science of man. According to a theory whose partisans
access to scientific investigation. Only subsequently will it belong to most diverse schools, science can teach us nothing
be possible to push research further and, by successive ap- about what we ought to desire. It is concerned, they say,
proximations, to encompass, little by little, this fleeting only with facts which all have the same vaJue and interest
reality, which the humanmind will never, perhaps, be able for us; it observes and explains, but does not judge them.
to grasp completely. Goodand evil do not exist for science. It can, indeed,
,7 See Dh~iond~ trava~ social, BookI. tell us howgiven causes produce their effects, but not
,s Cf. the author’s "Introduction ~ Is sociologie de la famille," in Anna~s what ends should be pursued. In order to determine not
d~ la Faz~ ¢Ie~ Ie~tres de Bord~a~z, z889. what is but what is desirable, we need to resort to the un-
conscious, by whatever nameit maybe designated: "feel-
ing," "instinct," "vital urge," etc. Science, says a writer
already quoted, can indeed illuminate the world, but it
47

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